Vertex One Asset Management

Vertex One Asset Management as of June 30, 2015

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 109 positions in its portfolio as reported in the June 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Royal Bank of Scotland 5.7 $48M 4.3M 11.07
Restaurant Brands Intl Inc Com equity / large cap (QSR) 4.1 $34M 883k 38.27
Pall Corporation 3.5 $29M 235k 124.45
Catamaran 3.3 $27M 445k 61.08
Jpmorgan Chase & Co. w exp 10/201 3.2 $27M 1.1M 24.75
Hospira 3.2 $26M 296k 88.71
Altera Corporation 3.1 $26M 502k 51.20
Omnicare 2.9 $24M 256k 94.25
Allergan 2.8 $24M 78k 303.46
Synovus Finl (SNV) 2.4 $20M 658k 30.82
Jabil Circuit (JBL) 2.2 $18M 856k 21.29
Sigma-Aldrich Corporation 2.1 $18M 126k 139.35
Concordia Healthcare 2.1 $17M 238k 72.29
City National Corporation 2.0 $17M 186k 90.39
Directv 1.9 $16M 167k 92.79
Goodyear Tire & Rubber Company (GT) 1.8 $15M 487k 30.15
Freescale Semiconductor Holdin 1.7 $14M 358k 39.97
Williams Partners 1.7 $14M 292k 48.43
Broadcom Corporation 1.7 $14M 269k 51.49
Liberty Media Corp Del Com Ser C 1.7 $14M 385k 35.90
Express 1.6 $14M 750k 18.11
Nxp Semiconductors N V (NXPI) 1.6 $13M 135k 98.20
Unisys Corporation (UIS) 1.5 $13M 635k 19.99
Partner Re 1.5 $12M 96k 128.50
Dresser-Rand 1.4 $12M 139k 85.18
Time Warner Cable 1.4 $12M 65k 178.17
Banco Santander (SAN) 1.4 $12M 1.6M 7.01
Mattel (MAT) 1.4 $11M 445k 25.69
Skyworks Solutions (SWKS) 1.3 $11M 102k 104.10
Beazer Homes Usa (BZH) 1.2 $10M 522k 19.95
Genworth Financial (GNW) 1.2 $10M 1.4M 7.57
M.D.C. Holdings (MDC) 1.2 $10M 337k 29.97
IAC/InterActive 1.2 $10M 125k 79.66
Informatica Corporation 1.2 $9.8M 203k 48.47
BofI Holding 1.1 $9.1M 86k 105.71
Pacific Ethanol 1.1 $8.9M 865k 10.32
Xl Group 1.0 $8.6M 232k 37.20
Hovnanian Enterprises 1.0 $8.5M 3.2M 2.66
Xerox Corporation 1.0 $8.2M 772k 10.64
Adept Technology 0.9 $7.4M 1.0M 7.20
Susquehanna Bancshares 0.9 $7.3M 519k 14.12
Family Dollar Stores 0.8 $7.1M 90k 78.81
Key (KEY) 0.8 $7.0M 465k 15.02
Zions Bancorporation (ZION) 0.8 $6.8M 213k 31.73
Catchmark Timber Tr Inc cl a 0.8 $6.6M 567k 11.57
HCC Insurance Holdings 0.7 $6.2M 80k 76.84
Schnitzer Steel Industries (RDUS) 0.7 $6.1M 349k 17.47
Regions Financial Corporation (RF) 0.7 $6.1M 587k 10.36
Qorvo (QRVO) 0.7 $5.8M 72k 80.26
Noble Corp Plc equity 0.6 $5.2M 335k 15.39
Intrexon 0.6 $4.9M 100k 48.80
Taseko Cad (TGB) 0.6 $4.8M 8.8M 0.55
Mag Silver Corp (MAG) 0.6 $4.9M 620k 7.84
Ann 0.6 $4.8M 100k 48.29
Quinpario Acquisition Corp 2 unit 01/01/2023 0.6 $4.7M 450k 10.45
Customers Ban (CUBI) 0.5 $4.5M 168k 26.89
Suntrust Banks Inc $1.00 Par Cmn 0.5 $4.4M 103k 43.02
Barclays (BCS) 0.5 $4.2M 256k 16.44
Ensco Plc Shs Class A 0.4 $3.6M 164k 22.27
BHP Billiton (BHP) 0.4 $3.2M 80k 40.70
Terrapin 3 Acquisition Corp unit 06/27/2019 0.4 $3.1M 300k 10.48
North Atlantic Drilling 0.4 $3.0M 2.6M 1.19
Ford Motor Company (F) 0.4 $3.0M 198k 15.01
Freeport-McMoRan Copper & Gold (FCX) 0.4 $3.0M 161k 18.62
Liberty Broadband Cl C (LBRDK) 0.4 $3.0M 58k 51.16
Electrum Spl Acquisition Cor unit 99/99/9999 0.4 $3.0M 300k 10.02
CenturyLink 0.3 $2.9M 98k 29.38
Wells Fargo & Company (WFC) 0.3 $2.8M 51k 56.25
Diamond Offshore Drilling 0.3 $2.7M 106k 25.81
Yamana Gold 0.3 $2.8M 921k 3.01
Patterson-UTI Energy (PTEN) 0.3 $2.7M 143k 18.81
CurrencyShares British Pound Ster. Trst 0.3 $2.6M 17k 154.03
Bluerock Residential Growth Re 0.3 $2.5M 200k 12.66
Century Communities (CCS) 0.3 $2.5M 126k 20.13
Associated Estates Realty Corporation 0.2 $2.1M 73k 28.63
Sun Life Financial (SLF) 0.2 $1.9M 58k 33.41
Central European Media sr nt cv 5%15 0.2 $2.0M 2.0M 1.00
Transocean (RIG) 0.2 $1.9M 115k 16.12
Weyerhaeuser C conv prf 0.2 $1.8M 35k 52.00
Harmony Merger Corp unit 99/99/9999 0.2 $1.8M 175k 10.16
Office Depot 0.2 $1.6M 190k 8.66
Mcewen Mining 0.2 $1.5M 1.6M 0.95
Kinross Gold Corp (KGC) 0.2 $1.4M 597k 2.33
Lake Shore Gold 0.1 $1.2M 1.2M 1.03
Revolution Lighting Tech 0.1 $1.2M 1.0M 1.16
Webmd Health Conv Sr Notes conv 0.1 $1.0M 1.0M 1.02
Jds Uniphase Corp conv 0.1 $990k 1.0M 0.99
Goldcorp 0.1 $893k 55k 16.24
Seadrill 0.1 $924k 89k 10.34
Xplore Technologies Corporation 0.1 $928k 160k 5.80
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $950k 1.0M 0.95
Eldorado Gold Corp 0.1 $830k 200k 4.15
ROYAL BK SCOTLAND Group Plc adr pref shs q 0.1 $797k 32k 25.30
Rmg Networks Hldgs 0.1 $850k 1.0M 0.85
Alcoa Inc cnv p 0.1 $791k 20k 39.55
Beazer Homes Pfd 7.5% 2015 pfd cv 0.1 $722k 26k 28.31
Celestica (CLS) 0.1 $561k 48k 11.65
Silver Wheaton Corp 0.1 $598k 35k 17.33
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $566k 23k 24.94
Pretium Res Inc Com Isin# Ca74 0.1 $541k 100k 5.41
Vertex Energy (VTNR) 0.1 $561k 237k 2.37
Qlt 0.1 $538k 130k 4.13
Fiat Chrysler Auto 0.1 $416k 330k 1.26
Renaissance Re Holdings Ltd Cmn (RNR) 0.0 $330k 3.2k 101.60
Merck & Co (MRK) 0.0 $228k 4.0k 57.00
Manulife Finl Corp (MFC) 0.0 $216k 12k 18.58
Thompson Creek Metals 0.0 $179k 218k 0.82
GulfMark Offshore 0.0 $174k 15k 11.60
Blue Bird Corp *w exp 01/23/201 0.0 $78k 54k 1.45