Williams, Jones & Associates as of Sept. 30, 2011
Portfolio Holdings for Williams, Jones & Associates
Williams, Jones & Associates holds 249 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Dover Corporation (DOV) | 7.9 | $90M | 1.9M | 46.60 | |
| Apple (AAPL) | 5.2 | $59M | 154k | 381.32 | |
| SPDR Gold Trust (GLD) | 3.7 | $42M | 267k | 158.06 | |
| Enterprise Products Partners (EPD) | 3.4 | $38M | 958k | 40.15 | |
| Wisdomtree Tr em lcl debt (ELD) | 3.3 | $37M | 778k | 48.11 | |
| Southwestern Energy Company (SWN) | 2.8 | $31M | 941k | 33.33 | |
| Crown Castle International | 2.5 | $28M | 698k | 40.67 | |
| Wisdomtree Asia Local Debt etf us | 2.2 | $25M | 495k | 49.42 | |
| MFA Mortgage Investments | 2.0 | $23M | 3.2M | 7.02 | |
| Bristol Myers Squibb (BMY) | 1.8 | $21M | 652k | 31.38 | |
| International Business Machines (IBM) | 1.7 | $19M | 108k | 174.87 | |
| Colgate-Palmolive Company (CL) | 1.6 | $18M | 207k | 88.68 | |
| Johnson & Johnson (JNJ) | 1.6 | $18M | 284k | 63.69 | |
| Pepsi (PEP) | 1.6 | $18M | 287k | 61.90 | |
| Schlumberger (SLB) | 1.6 | $18M | 298k | 59.73 | |
| McDonald's Corporation (MCD) | 1.4 | $16M | 186k | 87.82 | |
| Comcast Corporation (CMCSA) | 1.4 | $15M | 733k | 20.92 | |
| Exxon Mobil Corporation (XOM) | 1.3 | $15M | 208k | 72.63 | |
| EOG Resources (EOG) | 1.3 | $15M | 213k | 71.01 | |
| El Paso Pipeline Partners | 1.3 | $15M | 423k | 35.47 | |
| Verizon Communications (VZ) | 1.3 | $14M | 387k | 36.80 | |
| Genesee & Wyoming | 1.3 | $14M | 307k | 46.52 | |
| Costco Wholesale Corporation (COST) | 1.2 | $14M | 171k | 82.13 | |
| Qualcomm (QCOM) | 1.2 | $14M | 289k | 48.63 | |
| Danaher Corporation (DHR) | 1.2 | $13M | 315k | 41.94 | |
| WisdomTree Emerging Markets Eq (DEM) | 1.1 | $13M | 270k | 47.35 | |
| Rockwell Automation (ROK) | 1.0 | $12M | 209k | 56.00 | |
| Chevron Corporation (CVX) | 1.0 | $11M | 123k | 92.59 | |
| 1.0 | $11M | 22k | 515.04 | ||
| Heckmann Corporation | 1.0 | $11M | 2.1M | 5.29 | |
| Cme (CME) | 1.0 | $11M | 45k | 246.40 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.9 | $11M | 169k | 61.91 | |
| Finisar Corporation | 0.9 | $10M | 595k | 17.54 | |
| Abbott Laboratories (ABT) | 0.9 | $10M | 199k | 51.14 | |
| Laboratory Corp. of America Holdings (LH) | 0.9 | $10M | 127k | 79.05 | |
| Vanguard High Dividend Yield ETF (VYM) | 0.9 | $10M | 251k | 40.42 | |
| ConocoPhillips (COP) | 0.8 | $9.6M | 152k | 63.32 | |
| Vanguard Emerging Markets ETF (VWO) | 0.8 | $9.4M | 262k | 35.83 | |
| Capstead Mortgage Corporation | 0.8 | $9.0M | 783k | 11.54 | |
| Hi-Tech Pharmacal | 0.8 | $8.9M | 265k | 33.60 | |
| Invesco Mortgage Capital | 0.8 | $8.9M | 627k | 14.13 | |
| Ivanhoe Mines | 0.8 | $8.5M | 623k | 13.70 | |
| Dcp Midstream Partners | 0.7 | $8.1M | 201k | 40.02 | |
| Magellan Midstream Partners | 0.7 | $7.7M | 127k | 60.40 | |
| JPMorgan Chase & Co. (JPM) | 0.7 | $7.5M | 248k | 30.12 | |
| American Tower Corporation | 0.7 | $7.5M | 139k | 53.80 | |
| General Mills (GIS) | 0.6 | $7.3M | 189k | 38.49 | |
| Kraft Foods | 0.6 | $7.0M | 208k | 33.58 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.6 | $6.7M | 192k | 35.10 | |
| Berkshire Hathaway (BRK.B) | 0.6 | $6.7M | 94k | 71.04 | |
| VirnetX Holding Corporation | 0.6 | $6.5M | 432k | 14.99 | |
| SYSCO Corporation (SYY) | 0.6 | $6.4M | 246k | 25.90 | |
| Chubb Corporation | 0.6 | $6.2M | 104k | 59.99 | |
| Blackstone | 0.6 | $6.2M | 517k | 11.98 | |
| Natural Resource Partners | 0.5 | $6.1M | 241k | 25.36 | |
| Xerox Corporation | 0.5 | $5.9M | 843k | 6.97 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.5 | $5.8M | 52k | 112.31 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.5 | $5.8M | 187k | 30.83 | |
| Chimera Investment Corporation | 0.5 | $5.5M | 2.0M | 2.77 | |
| Mosaic (MOS) | 0.5 | $5.6M | 113k | 48.97 | |
| Pfizer (PFE) | 0.5 | $5.2M | 296k | 17.68 | |
| Ultra Petroleum | 0.5 | $5.2M | 187k | 27.72 | |
| Microsoft Corporation (MSFT) | 0.4 | $5.0M | 201k | 24.89 | |
| Newmont Mining Corporation (NEM) | 0.4 | $4.9M | 79k | 62.95 | |
| Intel Corporation (INTC) | 0.4 | $5.0M | 234k | 21.33 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.4 | $4.9M | 102k | 47.78 | |
| U.S. Bancorp (USB) | 0.4 | $4.5M | 191k | 23.54 | |
| Kinder Morgan Energy Partners | 0.4 | $4.6M | 67k | 68.38 | |
| Automatic Data Processing (ADP) | 0.4 | $4.4M | 94k | 47.15 | |
| Ecolab (ECL) | 0.4 | $4.3M | 87k | 48.89 | |
| MATTHEWS INTL FDS PAC Tiger Fd mf (MAPTX) | 0.4 | $4.3M | 213k | 20.04 | |
| Kansas City Southern | 0.4 | $4.2M | 84k | 49.96 | |
| Cisco Systems (CSCO) | 0.4 | $4.1M | 264k | 15.50 | |
| iShares MSCI Canada Index (EWC) | 0.4 | $4.1M | 162k | 25.49 | |
| Spdr S&p 500 Etf (SPY) | 0.3 | $4.0M | 35k | 113.16 | |
| Windstream Corporation | 0.3 | $3.9M | 336k | 11.65 | |
| Leucadia National | 0.3 | $3.8M | 166k | 22.68 | |
| Eaton Corporation | 0.3 | $3.7M | 106k | 35.50 | |
| Canadian Natural Resources (CNQ) | 0.3 | $3.8M | 130k | 29.27 | |
| Industries N shs - a - (LYB) | 0.3 | $3.8M | 155k | 24.43 | |
| Walt Disney Company (DIS) | 0.3 | $3.4M | 112k | 30.16 | |
| Procter & Gamble Company (PG) | 0.3 | $3.4M | 54k | 63.19 | |
| Plains All American Pipeline (PAA) | 0.3 | $3.4M | 58k | 58.92 | |
| Enbridge Energy Partners | 0.3 | $3.2M | 118k | 27.47 | |
| General Electric Company | 0.3 | $3.2M | 209k | 15.22 | |
| Canadian Pacific Railway | 0.3 | $3.2M | 66k | 48.09 | |
| EMC Corporation | 0.3 | $3.0M | 143k | 20.99 | |
| Dover Corporation (DOV) | 0.3 | $3.1M | 66k | 46.61 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.2 | $2.7M | 29k | 93.36 | |
| Enbridge (ENB) | 0.2 | $2.7M | 85k | 31.93 | |
| Wabtec Corporation (WAB) | 0.2 | $2.6M | 50k | 52.86 | |
| Caterpillar (CAT) | 0.2 | $2.5M | 33k | 73.83 | |
| CurrencyShares Canadian Dollar Trust | 0.2 | $2.5M | 27k | 94.87 | |
| Staples | 0.2 | $2.2M | 169k | 13.30 | |
| Golub Capital BDC (GBDC) | 0.2 | $2.3M | 156k | 14.85 | |
| Range Resources (RRC) | 0.2 | $2.0M | 35k | 58.47 | |
| India Fund (IFN) | 0.2 | $2.1M | 90k | 22.94 | |
| Annaly Capital Management | 0.2 | $1.9M | 115k | 16.63 | |
| CurrencyShares Australian Dollar Trust | 0.2 | $1.9M | 20k | 97.11 | |
| iShares Barclays TIPS Bond Fund (TIP) | 0.2 | $1.8M | 15k | 114.31 | |
| Energy Transfer Partners | 0.1 | $1.7M | 42k | 41.00 | |
| Brookfield Asset Management | 0.1 | $1.5M | 54k | 27.55 | |
| Cenovus Energy (CVE) | 0.1 | $1.5M | 49k | 30.72 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $1.5M | 21k | 71.50 | |
| United Technologies Corporation | 0.1 | $1.4M | 21k | 70.35 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.1 | $1.5M | 27k | 55.17 | |
| Northern Oil & Gas | 0.1 | $1.3M | 67k | 19.38 | |
| Templeton Dragon Fund (TDF) | 0.1 | $1.4M | 57k | 24.21 | |
| Coca-Cola Company (KO) | 0.1 | $1.3M | 19k | 67.57 | |
| Plum Creek Timber | 0.1 | $1.3M | 37k | 34.72 | |
| Energy Transfer Equity (ET) | 0.1 | $1.3M | 37k | 34.79 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.1 | $1.2M | 14k | 84.59 | |
| Blackstone Gso Flting Rte Fu (BSL) | 0.1 | $1.3M | 72k | 17.66 | |
| Bk Nova Cad (BNS) | 0.1 | $1.0M | 21k | 50.16 | |
| WisdomTree Investments (WT) | 0.1 | $966k | 138k | 7.02 | |
| Encana Corp | 0.1 | $896k | 47k | 19.22 | |
| WisdomTree Dreyfus Emerging Currency (CEW) | 0.1 | $938k | 45k | 20.67 | |
| Montgomery Street Income Securities | 0.1 | $907k | 58k | 15.60 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $748k | 7.00 | 106857.14 | |
| Royal Dutch Shell | 0.1 | $834k | 14k | 61.55 | |
| Oracle Corporation (ORCL) | 0.1 | $780k | 27k | 28.74 | |
| UGI Corporation (UGI) | 0.1 | $782k | 30k | 26.29 | |
| Wisdomtree Tr | 0.1 | $800k | 32k | 24.84 | |
| 3M Company (MMM) | 0.1 | $625k | 8.7k | 71.81 | |
| Wells Fargo & Company (WFC) | 0.1 | $721k | 30k | 24.10 | |
| Deere & Company (DE) | 0.1 | $680k | 11k | 64.61 | |
| Illinois Tool Works (ITW) | 0.1 | $684k | 16k | 41.59 | |
| Berry Petroleum Company | 0.1 | $732k | 21k | 35.36 | |
| Williams Partners | 0.1 | $689k | 13k | 54.27 | |
| Star Gas Partners (SGU) | 0.1 | $654k | 134k | 4.90 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 0.1 | $662k | 6.3k | 105.08 | |
| iShares Lehman MBS Bond Fund (MBB) | 0.1 | $721k | 6.7k | 108.26 | |
| Bank of America Corporation (BAC) | 0.1 | $576k | 94k | 6.12 | |
| Wal-Mart Stores (WMT) | 0.1 | $558k | 11k | 51.86 | |
| Duke Energy Corporation | 0.1 | $620k | 31k | 19.98 | |
| E.I. du Pont de Nemours & Company | 0.1 | $513k | 13k | 39.96 | |
| Altria (MO) | 0.1 | $520k | 19k | 26.83 | |
| Merck & Co (MRK) | 0.1 | $543k | 17k | 32.71 | |
| Nextera Energy (NEE) | 0.1 | $526k | 9.7k | 54.00 | |
| Buckeye Partners | 0.1 | $556k | 8.9k | 62.47 | |
| Corn Products International | 0.1 | $571k | 15k | 39.24 | |
| Energy Select Sector SPDR (XLE) | 0.1 | $595k | 10k | 58.52 | |
| Penn Virginia Resource Partners | 0.1 | $580k | 25k | 23.39 | |
| iShares Lehman Aggregate Bond (AGG) | 0.1 | $606k | 5.5k | 110.08 | |
| Loews Corporation (L) | 0.0 | $415k | 12k | 34.58 | |
| Goldman Sachs (GS) | 0.0 | $468k | 5.0k | 94.45 | |
| Hartford Financial Services (HIG) | 0.0 | $475k | 29k | 16.14 | |
| At&t (T) | 0.0 | $401k | 14k | 28.49 | |
| Apache Corporation | 0.0 | $443k | 5.5k | 80.25 | |
| STAAR Surgical Company (STAA) | 0.0 | $468k | 60k | 7.80 | |
| Target Corporation (TGT) | 0.0 | $406k | 8.3k | 49.07 | |
| Amazon (AMZN) | 0.0 | $421k | 1.9k | 216.12 | |
| Potlatch Corporation (PCH) | 0.0 | $489k | 16k | 31.55 | |
| iShares Gold Trust | 0.0 | $410k | 26k | 15.82 | |
| PowerShares QQQ Trust, Series 1 | 0.0 | $475k | 9.0k | 52.51 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.0 | $469k | 3.3k | 141.99 | |
| iShares Silver Trust (SLV) | 0.0 | $418k | 15k | 28.93 | |
| BlackRock Income Trust | 0.0 | $469k | 65k | 7.22 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.0 | $458k | 4.4k | 104.09 | |
| Applied Minerals (AMNL) | 0.0 | $494k | 380k | 1.30 | |
| Penn West Energy Trust | 0.0 | $446k | 30k | 14.78 | |
| Freehold Royalty Trust (FRHLF) | 0.0 | $492k | 32k | 15.58 | |
| Huntington Bancshares Incorporated (HBAN) | 0.0 | $304k | 63k | 4.80 | |
| Petroleo Brasileiro SA (PBR) | 0.0 | $334k | 15k | 22.48 | |
| Canadian Natl Ry (CNI) | 0.0 | $340k | 5.1k | 66.67 | |
| Baxter International (BAX) | 0.0 | $386k | 6.9k | 56.15 | |
| Norfolk Southern (NSC) | 0.0 | $342k | 5.6k | 61.07 | |
| Dominion Resources (D) | 0.0 | $310k | 6.1k | 50.82 | |
| Medco Health Solutions | 0.0 | $374k | 8.0k | 46.90 | |
| AFLAC Incorporated (AFL) | 0.0 | $347k | 9.9k | 34.98 | |
| National-Oilwell Var | 0.0 | $394k | 7.7k | 51.17 | |
| Becton, Dickinson and (BDX) | 0.0 | $340k | 4.6k | 73.26 | |
| Amgen (AMGN) | 0.0 | $374k | 6.8k | 55.00 | |
| Directv | 0.0 | $371k | 8.8k | 42.32 | |
| Halliburton Company (HAL) | 0.0 | $386k | 13k | 30.55 | |
| Honeywell International (HON) | 0.0 | $393k | 9.0k | 43.91 | |
| Royal Dutch Shell | 0.0 | $318k | 5.1k | 62.00 | |
| Williams Companies (WMB) | 0.0 | $376k | 16k | 24.34 | |
| BHP Billiton (BHP) | 0.0 | $395k | 6.0k | 66.39 | |
| Abb (ABBNY) | 0.0 | $291k | 17k | 17.10 | |
| EQT Corporation (EQT) | 0.0 | $336k | 6.3k | 53.33 | |
| Vanguard 500 Index Fund mut (VFINX) | 0.0 | $343k | 3.3k | 104.13 | |
| TWEEDY BROWNE GLOBAL Value Fund fund (TBGVX) | 0.0 | $343k | 16k | 21.57 | |
| iShares MSCI Brazil Index (EWZ) | 0.0 | $292k | 5.6k | 51.99 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.0 | $296k | 3.6k | 82.91 | |
| Market Vectors Vietnam ETF. | 0.0 | $298k | 17k | 17.28 | |
| iShares MSCI Pacific ex-Japan Idx (EPP) | 0.0 | $331k | 9.0k | 36.78 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.0 | $351k | 7.2k | 48.75 | |
| iShares MSCI Singapore Index Fund | 0.0 | $308k | 28k | 11.00 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $350k | 44k | 7.99 | |
| Orange 21 (ORNG) | 0.0 | $323k | 201k | 1.61 | |
| PIMCO GLOBAL MULTI ASSET Fd Cl mf (PGMAX) | 0.0 | $346k | 31k | 11.03 | |
| Vanguard Index Fds ttl stmktidsig | 0.0 | $368k | 14k | 27.11 | |
| BP (BP) | 0.0 | $246k | 6.8k | 36.10 | |
| Vale (VALE) | 0.0 | $231k | 10k | 22.76 | |
| Sociedad Quimica y Minera (SQM) | 0.0 | $203k | 4.3k | 47.76 | |
| El Paso Corporation | 0.0 | $246k | 14k | 17.47 | |
| Devon Energy Corporation (DVN) | 0.0 | $247k | 4.5k | 55.51 | |
| Bunge | 0.0 | $210k | 3.6k | 58.22 | |
| W.W. Grainger (GWW) | 0.0 | $259k | 1.7k | 149.71 | |
| Boeing Company (BA) | 0.0 | $245k | 4.1k | 60.49 | |
| Dollar Tree Stores | 0.0 | $237k | 3.2k | 75.17 | |
| Anadarko Petroleum Corporation | 0.0 | $263k | 4.2k | 63.04 | |
| Philip Morris International (PM) | 0.0 | $250k | 4.0k | 62.38 | |
| Exelon Corporation (EXC) | 0.0 | $186k | 4.4k | 42.52 | |
| Gilead Sciences (GILD) | 0.0 | $275k | 7.1k | 38.73 | |
| Accenture (ACN) | 0.0 | $232k | 4.4k | 52.73 | |
| SandRidge Energy | 0.0 | $268k | 48k | 5.56 | |
| Oneok Partners | 0.0 | $233k | 5.0k | 46.60 | |
| Market Vectors Agribusiness | 0.0 | $251k | 5.8k | 43.28 | |
| QEP Resources | 0.0 | $240k | 8.8k | 27.12 | |
| Harding Loevner Fds Emerging M mutual funds (HLEMX) | 0.0 | $255k | 6.4k | 40.15 | |
| WisdomTree Dreyfus Chinese Yuan | 0.0 | $235k | 9.3k | 25.27 | |
| BLACKROCK GLB ALLOCATION Fd Cl mf (MDLOX) | 0.0 | $206k | 12k | 17.78 | |
| FIDELITY ADVISORS NEW Insights mf (FNIAX) | 0.0 | $202k | 11k | 18.30 | |
| GABELLI ASSET FD SH BEN Int mf (GABAX) | 0.0 | $203k | 4.7k | 43.57 | |
| PUTNAM FD FOR Growth&income Sh mf | 0.0 | $254k | 22k | 11.34 | |
| VANGUARD INTL EQUITY Index Fd mf (VEIEX) | 0.0 | $229k | 9.8k | 23.25 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $131k | 1.8k | 70.89 | |
| Gap (GPS) | 0.0 | $162k | 10k | 16.20 | |
| Enzon Pharmaceuticals (ENZN) | 0.0 | $123k | 17k | 7.06 | |
| Public Service Enterprise (PEG) | 0.0 | $166k | 5.0k | 33.33 | |
| First Commonwealth Financial (FCF) | 0.0 | $59k | 16k | 3.69 | |
| Winthrop Realty Trust | 0.0 | $157k | 18k | 8.67 | |
| BlackRock Income Opportunity Trust | 0.0 | $110k | 11k | 9.82 | |
| DNP Select Income Fund (DNP) | 0.0 | $122k | 12k | 10.00 | |
| Booz Allen Hamilton Holding Corporation (BAH) | 0.0 | $164k | 11k | 14.91 | |
| Matthews Asian Grth & Income (MACSX) | 0.0 | $169k | 11k | 15.74 | |
| Putnam Premier Income Trust (PPT) | 0.0 | $129k | 24k | 5.36 | |
| Duff & Phelps Utility & Corp Bond Trust | 0.0 | $115k | 10k | 11.50 | |
| Global Telecom & Technology (GTLT) | 0.0 | $160k | 145k | 1.10 | |
| TRANSPAC INDUSTRIAL Holdings L cs | 0.0 | $78k | 60k | 1.30 | |
| Royce Fd Opportunity (RYPNX) | 0.0 | $131k | 15k | 8.91 | |
| Dreyfus Fd Inc Com mf | 0.0 | $134k | 17k | 7.74 | |
| Pendrell Corp | 0.0 | $80k | 36k | 2.24 | |
| Synovus Financial | 0.0 | $11k | 10k | 1.10 | |
| Globalstar (GSAT) | 0.0 | $7.0k | 16k | 0.44 | |
| Managed High Yield Plus Fund | 0.0 | $30k | 16k | 1.90 | |
| Brainstorm Cell Therapeutics | 0.0 | $16k | 50k | 0.32 | |
| Corecare Sys Inc Com cs | 0.0 | $1.1k | 15k | 0.07 | |
| ION SIGNATURE TECHNOLOGY Inc cs | 0.0 | $50k | 50k | 1.00 | |
| Lyris | 0.0 | $14k | 140k | 0.10 | |
| Millennium Cell (MCELQ) | 0.0 | $0 | 10k | 0.00 | |
| ProtoKinetix (PKTX) | 0.0 | $1.2k | 60k | 0.02 | |
| Elephant Talk Communications | 0.0 | $41k | 15k | 2.72 | |
| Pure Bioscience | 0.0 | $10k | 13k | 0.77 | |
| Palladon Ventures Ltd cs | 0.0 | $29k | 21k | 1.41 | |
| New Pacific Metals Corp cs | 0.0 | $25k | 20k | 1.25 | |
| Nfinanse Inc Com cs | 0.0 | $1.0k | 50k | 0.02 |
