Zazove Associates

Zazove Associates as of Dec. 31, 2014

Portfolio Holdings for Zazove Associates

Zazove Associates holds 139 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alza Corp sdcv 7/2 7.7 $189M 131M 1.44
Stanley Black & Decker Inc unit 99/99/9999 7.3 $178M 1.3M 137.96
Teva Pharm Finance Llc Cvt cv bnd 6.7 $165M 121M 1.37
Intel Corp. Jr. Sub. Cv. Deb. conv 5.6 $138M 79M 1.74
1,375% Liberty Media 15.10.2023 note 5.6 $138M 140M 0.98
Laboratory Corp Amer Hldgs debt 4.6 $112M 77M 1.45
Rayonier Inc conv 4.5 $111M 92M 1.21
Xilinx Inc Cvt 2.625 6-15-17 convert 3.2 $80M 53M 1.51
Royal Gold Inc conv 3.2 $79M 76M 1.04
Stillwater Mng Co note 1.750%10/1 2.8 $69M 55M 1.24
Level 3 Communications Inc note 2.7 $65M 36M 1.81
Kinder Morgan Inc/delaware Wts 2.2 $54M 13M 4.26
Nvidia Corp note 1.000 12/0 2.1 $52M 45M 1.15
Annaly Cap Mgmt Inc note 4.000% 2/1 2.0 $49M 49M 1.01
Chart Industries 2% conv 1.9 $47M 49M 0.96
Medicines Co dbcv 1.375% 6/0 1.9 $47M 40M 1.17
Prologis Inc note 3.250% 3/1 1.7 $42M 38M 1.12
Enpro Industries Inc note 1.7 $41M 21M 1.92
Electronic Arts Inc conv 1.6 $41M 27M 1.51
Keyw Holding Corp conv bd us 1.5 $37M 40M 0.92
Trak 1 1/2 03/15/17 1.4 $35M 27M 1.30
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.4 $34M 685k 49.88
Kohlberg Capital Corp note 8.750% 3/1 1.3 $31M 29M 1.08
Priceline.com debt 1.000% 3/1 1.2 $30M 23M 1.32
Bristow Group Inc note 3.000% 6/1 1.2 $30M 28M 1.05
Cemex Sab conv 1.2 $29M 29M 1.03
Janus Capital conv 1.2 $29M 19M 1.52
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.1 $28M 27M 1.02
Alaska Communications Systems conv 0.9 $23M 24M 0.94
American Intl Group 0.9 $23M 918k 24.62
Greenbrier Co Inc conv bnd 0.9 $21M 14M 1.51
Newmont Mining Corp Cvt cv bnd 0.8 $20M 20M 1.02
B2gold Corp conv 0.8 $20M 23M 0.88
Sequenom Inc. note 5.000 10/0 0.8 $20M 19M 1.03
Mgm Mirage conv 0.8 $19M 16M 1.18
Callaway Golf 0.7 $18M 16M 1.12
General Mtrs Co *w exp 07/10/201 0.7 $17M 973k 17.00
Supernus Pharmaceuticals note 7.500 5/0 0.7 $17M 9.6M 1.74
Prospect Capital Corporati mtnf 5.375% 0.5 $13M 13M 1.00
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.5 $13M 13M 0.97
Monster Worldwide note 3.500 10/19 0.5 $13M 12M 1.07
Macquarie Infrastructure conv 0.5 $13M 11M 1.14
Spirit Realty Capital Inc convertible cor 0.5 $12M 12M 0.98
Seacor Holdings Inc note 2.500%12/1 0.3 $8.3M 7.9M 1.05
Jefferies Group Inc New dbcv 3.875%11/0 0.3 $8.2M 7.9M 1.04
Rite Aid Corp note 8.500% 5/1 0.3 $7.9M 2.7M 2.92
Bgc Partners, Inc. note 4.500% 7/1 0.3 $7.9M 7.4M 1.07
Spirit Rlty Cap Inc New Note cb 0.3 $7.7M 7.9M 0.98
Fxcm Inc. conv 0.3 $7.6M 7.2M 1.05
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.3 $7.3M 6.0k 1214.73
Molycorp Inc Del....... Note 6.0% 9/1/17 0.3 $7.4M 26M 0.29
Psec Us conv 0.3 $7.4M 7.4M 1.00
Solazyme Inc bond 0.3 $7.4M 17M 0.45
Jpmorgan Chase & Co. w exp 10/201 0.3 $6.4M 308k 20.80
Emmis Communications Corp pfd cv ser a 0.2 $5.7M 443k 12.87
Cumulus Media 0.2 $5.4M 1.3M 4.23
Acorda Therap note 1.75% 6/15 0.2 $5.3M 4.6M 1.15
Solazyme Inc. note 6.000 2/0 0.2 $5.1M 8.6M 0.59
Iridium Communications $16.25 perp pfd cnv b 0.2 $5.1M 14k 363.36
GROUP Affymetrix Inc cnv 0.2 $5.0M 2.8M 1.79
Molycorp Inc Del note 5.500% 2/0 0.2 $5.0M 17M 0.29
Sandisk Corp conv 0.2 $4.9M 4.1M 1.21
Icon 2 1/2 06/01/16 0.2 $4.6M 3.9M 1.18
Priceline Grp Inc note 0.350% 6/1 0.2 $4.4M 3.9M 1.13
Eastman Kodak (KODK) 0.2 $4.2M 191k 21.71
Colony Finl Inc note 5.00% 0.2 $3.9M 3.7M 1.07
Hos Us conv 0.1 $3.6M 4.3M 0.83
Dominion Resources (D) 0.1 $3.5M 46k 76.90
Toll Bros Finance Corp. convertible bond 0.1 $3.5M 3.4M 1.03
Safeguard Scientifics In conv bnd 0.1 $3.4M 2.7M 1.29
Seacor Holding Inc note 3.000 11/1 0.1 $3.5M 3.7M 0.93
Radio One 0.1 $3.2M 1.9M 1.67
Synchronoss Technologies conv 0.1 $3.2M 3.0M 1.05
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $2.8M 202k 14.12
Ani Pharmaceuticals Inc. note 3.000 12/0 0.1 $3.0M 2.8M 1.05
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.2M 248k 8.77
Lam Research Corp note 0.500% 5/1 0.1 $2.1M 1.6M 1.32
Emmis Communications Corporation 0.1 $2.0M 1.1M 1.87
Brookdale Senior Living note 0.1 $2.0M 1.5M 1.36
General Motors Corp *w exp 12/31/201 0.1 $2.0M 1.7M 1.15
Depomed Inc conv 0.1 $1.9M 1.7M 1.09
Thompson Creek Metals 0.1 $1.7M 1.0M 1.67
Tesla Motors Inc bond 0.1 $1.8M 2.0M 0.90
Chesapeake Energy Corp note 2.500% 5/1 0.1 $1.6M 1.6M 0.97
Bpz Resources Inc bond 0.1 $1.4M 2.6M 0.53
Arvinmeritor Inc frnt 4.000% 2/1 0.1 $1.1M 1.1M 1.06
Volcano Corporation note 1.750%12/0 0.1 $1.3M 1.4M 0.99
Servicesource Intl 0.1 $1.2M 1.6M 0.77
Dendreon Corp note 0.0 $1.1M 1.7M 0.62
Molycorp Inc conv bnd 0.0 $918k 2.4M 0.38
American Rlty Cap Pptys Inc note 3.000% 8/0 0.0 $1.1M 1.2M 0.93
Spectranetics Corp mtnf 2.625% 6/0 0.0 $929k 720k 1.29
Gsv Capital Corp. note 5.250 9/1 0.0 $915k 995k 0.92
DURECT Corporation 0.0 $681k 863k 0.79
BlackRock Debt Strategies Fund 0.0 $695k 187k 3.72
Aurico Gold 0.0 $830k 253k 3.28
Annaly Cap Mgmt Inc note 5.000% 5/1 0.0 $657k 650k 1.01
Direxion Shs Etf Tr daily gold miner 0.0 $670k 60k 11.17
Micron Technology Inc conv 0.0 $791k 595k 1.33
Liberty Media Corp Del Com Ser C 0.0 $701k 20k 35.05
Ttm Technologies Inc note 3.250% 5/1 0.0 $561k 555k 1.01
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $550k 860k 0.64
Intel Corp sdcv 0.0 $462k 350k 1.32
Bank Of America Corporation preferred (BAC.PL) 0.0 $384k 330.00 1163.64
Nuveen Fltng Rte Incm Opp 0.0 $389k 35k 11.26
Rti Intl Metals Inc note 1.625%10/1 0.0 $369k 380k 0.97
Omnicare Inc bond 0.0 $432k 360k 1.20
Prospect Capital Corporation note 5.875 0.0 $400k 400k 1.00
Salesforce.com Inc conv 0.0 $496k 435k 1.14
Wesco Intl Inc dbcv 6.000% 9/1 0.0 $161k 60k 2.68
Bank Of America Corporation warrant 0.0 $228k 32k 7.04
Mgic Invt Corp Wis note 5.000% 5/0 0.0 $314k 280k 1.12
Nuveen Floating Rate Income Fund (JFR) 0.0 $352k 32k 10.98
Developers Diversified Rlty note 1.750%11/1 0.0 $248k 200k 1.24
On Semiconductor Corp note 2.625%12/1 0.0 $185k 155k 1.19
Liberty Media 0.0 $353k 10k 35.30
Mgic Investment Corp note 0.0 $212k 145k 1.46
Al Us conv 0.0 $258k 190k 1.36
Rpm International Inc convertible cor 0.0 $162k 140k 1.16
Biomarin Pharmaceutical Inc note 1.500%10/1 0.0 $153k 125k 1.22
Netsuite Inc note 0.250% 6/0 0.0 $209k 185k 1.13
Jarden Corp conv 0.0 $284k 215k 1.32
Liberty Broadband Cl C (LBRDK) 0.0 $249k 5.0k 49.80
Liberty Broadband Corporation (LBRDA) 0.0 $125k 2.5k 50.00
Energy Xxi Bermuda Ltd note 3.000%12/1 0.0 $278k 960k 0.29
Servicenow Inc. note 0.0 $143k 125k 1.14
Incyte Corp. note 1.250 11/1 0.0 $308k 200k 1.54
Peabody Energy Corp sdcv 4.750%12/1 0.0 $60k 115k 0.52
American International (AIG) 0.0 $56k 1.0k 56.00
Danaher Corp Del debt 0.0 $62k 25k 2.48
United Rentals Inc note 4.000%11/1 0.0 $64k 7.0k 9.14
Eaton Vance Short Duration Diversified I (EVG) 0.0 $58k 4.1k 14.03
Nuveen Sht Dur Cr Opp 0.0 $32k 1.9k 16.84
Cobalt Intl Energy Inc note 0.0 $35k 55k 0.64
Web Com Group Inc note 1.000% 8/1 0.0 $69k 75k 0.92
Eastman Kodak Co *w exp 09/03/201 0.0 $86k 11k 7.61
Eastman Kodak Co *w exp 09/03/201 0.0 $70k 11k 6.19
Fluidigm Corporation convertible cor 0.0 $108k 115k 0.94
Liberty Broadband - Rights 1 other 0.0 $14k 1.5k 9.33