Who owns First Trust Strategic *?

Top Holders and Investors of First Trust Strategic * Stock

Find out what company owns First Trust Strategic *, who bought First Trust Strategic * this quarter, and who sold shares of First Trust Strategic * stock?

Fund or Company Name Number of Shares Valued At As Of
Saba Capital Management, LP 686538 $8.43M Dec 2016
MORGAN STANLEY 363422 $4.43M Dec 2016
SII Investments, Inc 308075 $3.78M Dec 2016
SIT INVESTMENT ASSOCIATES INC 219357 $2.69M Dec 2016
Nuveen Asset Management, LLC 165500 $2.03M Dec 2016
Guggenheim Capital, LLC Managers 159228 $1.94M Dec 2016
Advisors Asset Management, Inc. 127176 $1.56M Dec 2016
Fiera Capital Corporation 87895 $1.08M Dec 2016
Mariner Investment Group, LLC 43292 $532058 Dec 2016
Advisor 42037 $515793 Dec 2016
BOOTHBAY FUND MANAGEMENT 32347 $396897 Dec 2016
UBS Group AG 31748 $389865 Dec 2016
LPL Financial LLC 29124 $359098 Dec 2016
Wells Fargo & Company 27882 $350197 Dec 2016
IFC Holdings Incorporated/FL dba INVEST Financial Corporation 24715 $303005 Dec 2016
Ladenburg Thalmann Financial Services 18453 $283807 Dec 2016
Cambridge Investment Research Advisors 15731 $193019 Dec 2016
RMB Capital Management, LLC 15445 $189973 Dec 2016
PVG ASSET MANAGEMENT 13958 $172241 Sep 2016
PVG Asset Management 13058 $160352 Dec 2016
Laurion Capital Management LP 12076 $148051 Dec 2016
Wolverine Asset Management, Inc. 11405 $140053 Dec 2016
Bank of America Corporation 8798 $111206 Dec 2016
Royal Bank of Canada 8781 $108006 Dec 2016
PNC FINANCIAL SERVICES 4368 $52416 Dec 2016
Creative Planning 507 $5997 Dec 2016
Fifth Third Bancorp 497 $5998 Dec 2016
Feltz Wealth PLAN 400 $4886 Sep 2016
Whittier Trust Co. of Nevada 309 $3998 Dec 2016
Northwestern Mutual Wealth Management Company 176 $1999 Dec 2016
IFP Advisors 124 $2000 Dec 2016
Asset Dedication 50 $1000 Dec 2016
Citigroup Inc. 12 $0 Dec 2016
ENVESTNET ASSET MANAGEMENT 1 $0 Dec 2016

Who sold First Trust Strategic *?

Fund Name Date Sold Shares Held Valued At
RIVERNORTH CAPITAL MANAGEMENT, LLC Sept. 30, 2016 243641 $3.01M
Shaker Financial Services, LLC Sept. 30, 2016 165268 $2.04M
Doliver Capital Advisors Sept. 30, 2016 13956 $171937
Sigma Planning Sept. 30, 2016 12620 $155983
Klingman & Associates Sept. 30, 2016 1125 $13995
WFG Advisors Sept. 30, 2016 500 $6000