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Alken Asset Management

Latest statistics and disclosures from Alken Asset Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are Uber Technologies, Interdigital, Cms Energy Corp, Alibaba Group 0.500 01-Jun-2031, Duke Energy Corp, and represent 35.51% of Alken Asset Management's stock portfolio.
Added to shares of these 9 stocks: Itron, Aerovironment, Irhythm Technologies, Cms Energy Corp, Vertex Inc 0.750 01-May-2029, Tyler Technologies, Greenbrier Cos, Global Pmts, Enphase Energy.
Started 4 new stock positions in Enphase Energy, Global Pmts, Aerovironment, Itron.
Reduced shares in these 6 stocks: BlackLine 1.000 01-Jun-2029, NEE.PS, Spotify Usa, Snap, Amphastar Pharmaceuticals In, Halozyme Therapeutics Inc Note 1.000 8/1.
Sold out of its positions in Amphastar Pharmaceuticals In, BlackLine 1.000 01-Jun-2029, NEE.PS, Spotify Usa.
Alken Asset Management was a net seller of stock by $-149k.
Alken Asset Management has $61M in assets under management (AUM), dropping by 7.15%.
Central Index Key (CIK): 0001629996

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Portfolio Holdings for Alken Asset Management

Alken Asset Management holds 36 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Uber Technologies 0.875 01-Dec-2028 Us Domestic (Principal)	8.2	$5.0M		3.5k	1456.81	View chart
InterDigital 3.500 01-Jun-2027 Us Domestic (Principal)	7.7	$4.7M		1.1k	4461.90	View chart
CMS Energy 3.375 01-May-2028 Us Domestic (Principal)	7.3	$4.4M	+14%	4.1k	1094.32	View chart
Alibaba Group 0.500 01-Jun-2031 Global (Principal)	6.6	$4.0M		2.2k	1839.73	View chart
Duke Energy 4.125 04/15/26 Us Domestic (Principal)	5.8	$3.5M		3.3k	1064.24	View chart
Evergy 4.500 15-Dec-2027 Us Domestic (Principal)	5.3	$3.3M		2.6k	1251.15	View chart
Halozyme Thera 1.000 15-Aug-2028 Us Domestic (Principal)	4.7	$2.9M	-22%	2.0k	1418.23	View chart
JD.com 0.250 01-Jun-2029 Global (Principal)	4.5	$2.7M		2.6k	1073.73	View chart
iRhythm Technologies 1.500 01-Sep-2029 Us Domestic (Principal)	4.3	$2.6M	+58%	1.9k	1369.47	View chart
Itron 1.375 15-Jul-2030 Us Domestic (Principal)	3.9	$2.4M	NEW	2.1k	1140.48	View chart
Dropbox 0 - 0.5 up 47.5 - 52.5 01-Mar-2028 Us Domestic (Principal)	3.7	$2.3M		2.2k	1024.09	View chart
Post Holdings 2.500 15-Aug-2027 Us Domestic (Principal)	3.5	$2.1M		1.9k	1124.74	View chart
Parsons Corp 2.625 01-Mar-2029 Us Domestic (Principal)	3.5	$2.1M		1.9k	1140.54	View chart
Apollo Global Mgmt 6.750 31-Jul-2026 PEPS A Public (APO.PA)	3.1	$1.9M		27k	70.11	View chart
AeroVironment 0.000 15-Jul-2030 Global (Principal)	3.0	$1.9M	NEW	1.5k	1239.33	View chart
Greenbrier Companies 2.375 - 2.875 up 30 - 35 15-Apr-2028 Us Domestic (Principal)	2.7	$1.6M	+29%	1.6k	1064.52	View chart
Alnylam Pharma 1.000 15-Sep-2027 Us Domestic (Principal)	2.7	$1.6M		1.0k	1640.00	View chart
Vertex Inc 0.750 01-May-2029 Us Domestic (Principal)	2.7	$1.6M	+33%	1.6k	1013.12	View chart
Ares Management 6.750 01-Oct-2027 PEPS B Public (ARES.PB)	2.4	$1.5M		30k	49.57	View chart
Box 0.000 15-Jan-2026 Us Domestic (Principal)	2.3	$1.4M		1.2k	1247.83	View chart
Tyler Technologies 0.250 15-Mar-2026 Us Domestic (Principal)	2.3	$1.4M	+36%	1.3k	1096.15	View chart
Coca-Cola Co/The Common Stock (KO)	1.2	$733k		11k	66.04	View chart
TransMedics Group 1.500 01-Jun-2028 Us Domestic (Principal)	1.1	$648k		460.00	1408.70	View chart
Msci Common Stock (MSCI)	1.0	$626k		1.1k	569.09	View chart
Snap 0 - 0.5 up 45 - 50 01-May-2027 Us Domestic (Principal)	0.9	$549k	-64%	600.00	915.00	View chart
Ishares Gold Trust Etp (Principal) (IAU)	0.7	$410k		7.4k	55.41	View chart
Bill.com Holdings 0 - 0.25 up 45 - 50 01-Apr-2027 Us Domestic (Principal)	0.6	$368k		400.00	920.00	View chart
Global Payments 1.500 01-Mar-2031 Us Domestic (Principal)	0.6	$365k	NEW	400.00	912.50	View chart
Enphase Energy 0.000 01-Mar-2028 Us Domestic (Principal)	0.6	$347k	NEW	400.00	867.50	View chart
Upstart Holdings 0 - 0.5 up 42.5 - 47.5 15-Aug-2026 Us Domestic (Principal)	0.5	$328k		350.00	937.14	View chart
Alarm.com 0.000 15-Jan-2026 Us Domestic (Principal)	0.5	$294k		300.00	980.00	View chart
RingCentral 0.000 15-Mar-2026 Us Domestic (Principal)	0.5	$291k		300.00	970.00	View chart
Unity Software 0 - 0.25 up 47.5 - 52.5 15-Nov-2026 Us Domestic (Principal)	0.5	$282k		300.00	940.00	View chart
DigitalOcean 0 - 0.5 up 40 - 45 01-Dec-2026 Us Domestic (Principal)	0.5	$280k		300.00	933.33	View chart
Etsy 0.125 01-Sep-2027 Us Domestic (Principal)	0.5	$276k		300.00	920.00	View chart
Tripadvisor 0 - 0.25 up 35 - 40 01-Apr-2026 Us Domestic (Principal)	0.4	$241k		250.00	964.00	View chart

Past Filings by Alken Asset Management

SEC 13F filings are viewable for Alken Asset Management going back to 2014

Alken Asset Management 2025 Q3 filed Oct. 21, 2025
Alken Asset Management 2025 Q2 filed July 9, 2025
Alken Asset Management 2025 Q1 filed April 25, 2025
Alken Asset Management 2024 Q4 filed Jan. 14, 2025
Alken Asset Management 2024 Q3 filed Oct. 11, 2024
Alken Asset Management 2024 Q2 filed July 5, 2024
Alken Asset Management 2024 Q1 filed May 8, 2024
Alken Asset Management 2023 Q4 filed Jan. 29, 2024
Alken Asset Management 2023 Q3 restated filed Oct. 31, 2023
Alken Asset Management 2023 Q3 filed Oct. 30, 2023
Alken Asset Management 2023 Q2 filed Sept. 14, 2023
Alken Asset Management 2023 Q1 restated filed May 16, 2023
Alken Asset Management 2023 Q1 filed May 10, 2023
Alken Asset Management 2022 Q4 filed Feb. 13, 2023
Alken Asset Management 2022 Q2 filed Aug. 3, 2022
Alken Asset Management 2022 Q1 filed May 10, 2022

View all past filings

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