Wynnefield Capital Management
Latest statistics and disclosures from Wynnefield Capital Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are Direxion Shs Etf Tr dly smcap bear3x, Core-Mark Holding Company, MVC Capital, Icon, NATR, and represent 40.40% of Wynnefield Capital Management's stock portfolio.
- Added to shares of these 10 stocks: Collective Brands (+$9.1M), Icon (+$6.4M), KTOS, Chiquita Brands International, Primo Water Corporation, LFCR, FSS, Neutral Tandem, HALO, Handy and Harman.
- Started 5 new stock positions in Chiquita Brands International, Magnum Hunter Resources Corporation, Collective Brands, KTOS, Primo Water Corporation.
- Reduced shares in these 10 stocks: NLCI (-$12M), Telos Corp Md 12% Pfd pref (-$8.0M), Laboratories (-$6.1M), Integral Systems (-$5.5M), UGL, Petrohawk Energy Corporation, TWOC, NATR, EasyLink Services International, Summer Infant.
- Sold out of its positions in Alexco Resource Corp, American Independence, Colonial Financial Services, Independence Holding Company, Integral Systems, MPVDF, NLCI, Peoples Federal Bancshares, Petrohawk Energy Corporation, Platinum Group Metals. PROV, Telos Corp Md 12% Pfd pref, TWOC, Laboratories, U.S. Energy, VPG, Winthrop Realty Trust.
- Wynnefield Capital Management was a net seller of stock by $-7.6M.
- Wynnefield Capital Management has $236M in assets under management (AUM), dropping by -13.22%.
- Central Index Key (CIK): 0001056835
Portfolio Holdings for Wynnefield Capital Management
Wynnefield Capital Management holds 43 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Direxion Shs Etf Tr dly smcap bear3x | 12.4 | $29M | 550k | 52.97 |
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| Core-Mark Holding Company | 9.0 | $21M | 706k | 30.15 |
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| MVC Capital | 6.8 | $16M | +5% | 1.6M | 10.28 |
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| Icon | 6.1 | $15M | +79% | 910k | 15.90 |
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| Nature's Sunshine Prod. (NATR) | 6.1 | $14M | -8% | 1.1M | 13.48 |
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| Landec Corporation (LFCR) | 5.4 | $13M | +24% | 2.5M | 5.07 |
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| Breeze-Eastern Corporation | 5.3 | $13M | 2.1M | 5.91 |
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| Global Power Equipment Grp I | 4.4 | $11M | 450k | 23.27 |
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| Api Technologies Corp | 4.2 | $10M | 2.5M | 3.95 |
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| EasyLink Services International | 4.2 | $9.8M | -9% | 2.3M | 4.28 |
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| Collective Brands | 3.8 | $9.1M | NEW | 739k | 12.26 |
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| Summer Infant | 3.6 | $8.6M | -8% | 1.3M | 6.40 |
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| Advanced Photonix | 3.5 | $8.2M | 2.1M | 3.95 |
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| Heckmann Corporation | 2.8 | $6.6M | 1.3M | 5.07 |
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| Crown Crafts (CRWS) | 2.4 | $5.7M | 1.6M | 3.65 |
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| Kratos Defense & Security Solutions (KTOS) | 2.1 | $5.0M | NEW | 740k | 6.72 |
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| Handy and Harman | 2.1 | $4.9M | +26% | 538k | 9.17 |
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| Chiquita Brands International | 1.8 | $4.1M | NEW | 495k | 8.34 |
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| Rotech Healthcare | 1.6 | $3.9M | +11% | 1.9M | 2.05 |
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| Neutral Tandem | 1.3 | $3.0M | +94% | 330k | 9.24 |
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| Federal Signal Corporation (FSS) | 1.3 | $3.0M | +122% | 698k | 4.33 |
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| Vitacost | 1.2 | $2.9M | 610k | 4.76 |
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| Primo Water Corporation | 1.2 | $2.8M | NEW | 490k | 5.64 |
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| ProShares Ultra Gold (UGL) | 1.1 | $2.6M | -62% | 30k | 87.33 |
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| ProShares UltraShort 20+ Year Trea | 0.8 | $2.0M | +95% | 102k | 19.44 |
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| TeamStaff | 0.7 | $1.7M | -3% | 1.3M | 1.30 |
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| CDC Software | 0.6 | $1.4M | +15% | 417k | 3.30 |
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| Halozyme Therapeutics (HALO) | 0.5 | $1.2M | +747% | 200k | 6.14 |
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| Kindred Healthcare | 0.5 | $1.1M | +86% | 140k | 8.01 |
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| Physicians Formula Holdings | 0.5 | $1.1M | 480k | 2.29 |
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| Nevada Gold & Casinos | 0.5 | $1.1M | 615k | 1.75 |
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| Cagle's | 0.4 | $928k | 245k | 3.79 |
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| Magnum Hunter Resources Corporation | 0.3 | $828k | NEW | 250k | 3.31 |
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| SMTC Corporation | 0.3 | $724k | +44% | 724k | 1.00 |
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| Westmoreland Coal Company | 0.3 | $621k | 80k | 7.76 |
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| PHC | 0.2 | $565k | -21% | 259k | 2.18 |
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| Group | 0.2 | $567k | 210k | 2.70 |
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| ULTRAPETROL BAHAMAS LTD COM Stk (ULTRF) | 0.1 | $227k | 100k | 2.27 |
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| Pilgrim's Pride Corporation (PPC) | 0.1 | $214k | +100% | 50k | 4.28 |
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| Overhill Farms | 0.1 | $199k | 56k | 3.57 |
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| Kid Brands (KIDBQ) | 0.1 | $133k | 51k | 2.63 |
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| Us Natural Gas Fd Etf | 0.0 | $90k | 10k | 9.00 |
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| Heckmann Corporation | 0.0 | $9.0k | 1.7k | 5.29 |
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Past Filings by Wynnefield Capital Management
SEC 13F filings are viewable for Wynnefield Capital Management going back to 2010
- Wynnefield Capital Management 2011 Q3 filed Nov. 14, 2011
- Wynnefield Capital Management 2011 Q2 filed Aug. 15, 2011
- Wynnefield Capital Management 2011 Q1 filed May 16, 2011
- Wynnefield Capital Management 2010 Q4 filed Feb. 14, 2011