Advent Capital Management

Latest statistics and disclosures from ADVENT CAPITAL MANAGEMENT /DE/'s latest quarterly 13F-HR filing:

ADVENT CAPITAL MANAGEMENT /DE/ portfolio companies for September 2015 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
Citrix Systems Inc conv 1.98 +17.00% 122050000 1.06 0.00
Yahoo Inc note 12/0 1.80 -8.00% 121392000 0.97 0.00
Wells Fargo & Company Non-cum Perpet cnv 1.73 -3.00% 96964 1168.00 0.00
Intel Corp sdcv 1.41 +29.00% 76163000 1.21 0.00
Holx 2 12/15/43 1.38 +53.00% 71188000 1.27 0.00
Sandisk Corp conv 1.36 +23.00% 92444000 0.96 0.00
Priceline Grp Inc note 0.350% 6/1 1.34 +30.00% 74015000 1.18 0.00
Micron Technology Inc conv 1.33 +87.00% 102166000 0.85 0.00
Amg Capital Trust Ii convert 1.27 +24.00% 1460552 56.71 0.00
Icon 2 1/2 06/01/16 1.26 +48.00% 86979000 0.95 0.00
Ciena Corp note 0.875% 6/1 1.23 +21.00% 81150000 0.99 0.00
Ctrip.com Inter Ltd. conv 1.18 -6.00% 71300000 1.08 0.00
Red Hat Inc conv 1.14 NEW 62365000 1.20 0.00
Illumina Inc. 0.00% June 15, 2019 ccb 1.13 +19.00% 67461000 1.10 0.00
Jarden Corp note 1.125% 3/1 1.11 +36.00% 63043000 1.15 0.00
Centerpoint Energy Inc Vq 09-1 convert 1.06 +26.00% 1182632 58.67 0.00
Twitter Inc conv 1.06 +25.00% 81859000 0.85 0.00
Priceline.com debt 1.000% 3/1 1.02 -15.00% 47557000 1.40 0.00
Biomarin Pharmaceutical Inc note 0.750%10/1 1.02 +29.00% 51055000 1.31 0.00
Whiting Petroleum Corp conv 0.99 -4.00% 78642000 0.82 0.00
Brookdale Senior Living note 0.97 +132.00% 59025000 1.07 0.00
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.96 65505000 0.96 0.00
Forest City Enterprises conv 0.95 55097000 1.13 0.00
Ares Capital Corp conv 0.92 58143000 1.03 0.00
Sandisk Corp note 1.500% 8/1 0.91 +104.00% 48006000 1.24 0.00
Frontier Communications Corp pfd conv ser-a 0.91 +13.00% 635554 93.15 0.00
Molina Healthcare Inc conv 0.90 +55.00% 45200000 1.30 0.00
Anthem Inc conv pfd 0.90 +20.00% 1210056 48.42 0.00
Akamai Technologies Inc Sr Cv zero coupon bonds 0.88 -19.00% 54582000 1.05 0.00
Wright Medical Group Inc conv 0.88 +12.00% 60196000 0.96 0.00
On Semiconductor Corp conv 0.88 61995000 0.93 0.00
Jefferies Group Inc New dbcv 3.875%11/0 0.86 -7.00% 55215000 1.02 0.00
Intel Corp. Jr. Sub. Cv. Deb. conv 0.85 +23.00% 36935000 1.51 0.00
1,375% Liberty Media 15.10.2023 note 0.83 -7.00% 56996000 0.95 0.00
Clearwire Communications Llc E conv 0.81 -10.00% 50854000 1.04 0.00
Fidelity National Finance conv 0.81 -19.00% 27171000 1.95 0.00
Healthsouth Corp conv 0.80 +96.00% 46101000 1.13 0.00
Microchip Technology Inc conv 0.80 +11.00% 54758000 0.96 0.00
Priceline Group Inc/the conv 0.80 NEW 52538000 0.99 0.00
Twitter Inc conv 0.79 -25.00% 58591000 0.88 0.00
Bank Of America Corporation preferred 0.76 46189 1077.01 0.00
Euronet Worlwide 0.74 39392000 1.23 0.00
Isis Pharmaceuticals Inc conv 0.71 +42.00% 51024000 0.91 0.00
Rti Intl Metals Inc note 1.625%10/1 0.68 +19.00% 42420000 1.05 0.00
Jds Uniphase Corp conv 0.68 -3.00% 47471000 0.94 0.00
Royal Gold Inc conv 0.67 -14.00% 45160000 0.97 0.00
Starwood Property Trust note 0.67 -4.00% 42927000 1.02 0.00
Cornerstone Ondemand Inc conv 0.67 43661000 1.00 0.00
Liberty Interactive 0.65 +12.00% 46964000 0.90 0.00
Gilead Sciences conv 0.64 9718000 4.32 0.00
Salesforce.com Inc conv 0.64 +15.00% 34235000 1.22 0.00
Alexandria Real Estate Equitie conv prf 0.63 -6.00% 1530665 27.00 0.00
Macquarie Infrastructure conv 0.63 +8.00% 36363000 1.14 0.00
Webmd Health Corp 1.5% cnvrtbnd 0.63 +8.00% 40144000 1.03 0.00
Live Nation Entertainmen conv 0.62 38700000 1.05 0.00
Toll Bros Finance Corp. convertible bond 0.61 39136000 1.02 0.00
Forest City Enterprises conv 0.61 -30.00% 38630000 1.04 0.00
Pra Group Inc conv 0.61 +59.00% 38116000 1.04 0.00
Illumina Inc conv 0.61 +10.00% 34043000 1.17 0.00
Keycorp New pfd 7.75% sr a 0.60 298058 130.95 0.00
Al Us conv 0.60 +11.00% 30809000 1.28 0.00
Fireeye Inc conv 0.59 +32.00% 43013000 0.89 0.00
Verint Sys Inc note 1.5% 6/1 0.56 +40.00% 38389000 0.96 0.00
Fireeye Inc conv 0.55 +284.00% 39636000 0.91 0.00
Newmont Mining Corp Cvt cv bnd 0.54 -30.00% 35343000 0.99 0.00
Tyson Foods Inc cnv pfd 0.54 -4.00% 678330 52.10 0.00
Lam Research Corp note 0.500% 5/1 0.53 -8.00% 30643000 1.13 0.00
B2gold Corp conv 0.53 41290000 0.84 0.00
Linkedin Corp Cvt 144a 0.5 11- convert 0.52 -28.00% 34109000 0.99 0.00
Liberty Media Corp deb 3.500% 1/1 0.51 64495000 0.52 0.00
Proofpoint Inc conv 0.51 +11.00% 31760000 1.06 0.00
Finisar Corp note 0.500%12/1 0.50 +28.00% 37079000 0.89 0.00
Gnc Holdings, Inc. conv 0.50 NEW 34997000 0.93 0.00
1,000% Sina 01.12.2018 note 0.49 33896000 0.94 0.00
Starwood Ppty note 4.0% 1/15/ 0.47 29860000 1.04 0.00
Biomarin Pharmaceutical Inc note 1.500%10/1 0.47 -12.00% 22554000 1.35 0.00
Servicenow Inc. note 0.47 +5.00% 27033000 1.13 0.00
Synchronoss Technologies conv 0.46 +33.00% 30061000 1.01 0.00
Lam Research Corp conv 0.45 +42.00% 23359000 1.26 0.00
Allscripts Healthcare So conv 0.45 -7.00% 29652000 0.99 0.00
Extra Space Storage Lp conv 0.45 NEW 29000000 1.01 0.00
National Health Invs Inc note 0.44 -5.00% 29784000 0.97 0.00
Radian Group Inc note 0.43 18806000 1.51 0.00
Heartware International conv 0.43 -4.00% 31900000 0.89 0.00
Webmd Health Conv Sr Notes conv 0.42 27388000 1.01 0.00
Colony Finl Inc note 5.00% 0.42 +4.00% 27854000 0.98 0.00
Netsuite Inc note 0.250% 6/0 0.42 27166000 1.01 0.00
Medidata Solutions Inc conv 0.41 25787000 1.05 0.00
Cemex Sab De Cv conv 0.41 NEW 28816000 0.92 0.00
Standard Pacific Corp cnv 0.40 +67.00% 22646000 1.15 0.00
X 2 3/4 04/01/19 0.40 +286.00% 26500000 0.99 0.00
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.40 28610000 0.92 0.00
Ctrip.com Inter Ltd. conv 0.40 -30.00% 28525000 0.91 0.00
Nuance Communications Inc note 2.750%11/0 0.39 25273000 1.01 0.00
Nuvasive Inc. conv 0.38 +2.00% 19553000 1.27 0.00
Xilinx Inc Cvt 2.625 6-15-17 convert 0.38 16616000 1.49 0.00
Insulet Corp note 2.000% 6/1 0.38 26659000 0.92 0.00
Cien 4 12/15/20 0.35 +17.00% 17607000 1.31 0.00
Seacor Holding Inc note 3.000 11/1 0.35 28240000 0.81 0.00
Broadsoft Inc. 1.5% 07/01/2018 conv 0.34 21402000 1.03 0.00
Ares Capital Corporation convertible cor 0.33 +15.00% 20968000 1.03 0.00
Nrg Yield Inc conv 0.33 24998000 0.86 0.00
Old Republic Intl Corp note 0.32 17835000 1.16 0.00
Fluidigm Corporation convertible cor 0.32 -9.00% 29336000 0.72 0.00
Brocade Communications conv 0.32 21145000 0.98 0.00
Horizon Pharma Inv Ltd conv 0.32 +23.00% 21050000 0.99 0.00
American Rlty Cap Pptys Inc note 3.000% 8/0 0.30 20652000 0.95 0.00
Stanley Black & Decker Inc Uni pfd 0.30 +16.00% 177450 112.36 0.00
Nvidia Corp note 1.000 12/0 0.30 -43.00% 14853000 1.32 0.00
ISTAR FINL INC NOTE 3.000%11/1 ADDED CONV 11/15/2016 0.29 16728000 1.15 0.00
Tesla Motors Inc bond 0.29 +30.00% 19500000 0.97 0.00
Web Com Group Inc note 1.000% 8/1 0.28 +3.00% 19387000 0.94 0.00
Wellpoint Inc Note cb 0.28 -2.00% 9848000 1.88 0.00
Hologic Inc cnv 0.27 -62.00% 13145000 1.35 0.00
Bottomline Tech Del Inc note 1.500%12/0 0.27 +16.00% 16936000 1.06 0.00
Dominion Res D Ser A Units 6.375% 01-jul-2017 convprf 0.27 +7.00% 360060 49.59 0.00
Sunedison Inc conv 0.27 -39.00% 29885000 0.59 0.00
Homeaway Inc conv 0.27 18914000 0.93 0.00
Jazz Investments I Ltd. conv 0.27 NEW 17270000 1.02 0.00
Arvinmeritor Inc frnt 4.000% 2/1 0.26 17084000 0.99 0.00
Nextera Energy, Inc. pfd cv 0.26 +243.00% 317511 53.74 0.00
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.26 -9.00% 19655000 0.87 0.00
Clovis Oncology Inc note 2.500% 9/1 0.26 NEW 10000000 1.67 0.00
Broadsoft 0.26 NEW 17400000 0.98 0.00
7.875000% 02/15/2019 0.25 -7.00% 14682000 1.11 0.00
Spirit Realty Capital Inc convertible cor 0.25 +132.00% 17437000 0.93 0.00
American Tower Corp cnv pfd 0.25 -10.00% 167942 96.92 0.00
Rwt 4 5/8 04/15/18 0.24 16847000 0.95 0.00
Stanley Black & Decker Inc unit 99/99/9999 0.23 110746 133.35 0.00
Hos Us conv 0.23 -26.00% 20220000 0.75 0.00
Encore Capital Group Inc note 0.23 +40.00% 17907000 0.85 0.00
Rpm International Inc convertible cor 0.22 +18.00% 12815000 1.11 0.00
Spectranetics Corp mtnf 2.625% 6/0 0.22 +14.00% 18652000 0.76 0.00
Scientific Games Interna 0.22 -21.00% 16590000 0.88 0.00
Huron Consulting Group I 1.25% cvbond 0.22 NEW 13745000 1.04 0.00
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.21 +12.00% 448465 31.08 0.00
Teva Pharm Finance Llc Cvt cv bnd 0.20 +40.00% 9643000 1.36 0.00
Vsh 2.25 11-40 144a Cvt convert 0.20 15652000 0.82 0.00
Qihoo 360 Tech Co Ltd conv bd us 0.20 NEW 15000000 0.88 0.00
CI CIGNA Corporation 0.19 +35.00% 91000 135.02 120.83
Helix Energy Solutions note 0.19 -48.00% 14943000 0.82 0.00
Emergent Biosolutions Inc conv 0.19 +18.00% 11145000 1.13 0.00
Greenbrier Co Inc conv bnd 0.18 +46.00% 11125000 1.07 0.00
Walter Invt Mgmt Corp note 0.18 15850000 0.74 0.00
Thrx 2 1/8 01/15/23 0.18 -41.00% 17131000 0.67 0.00
American Rlty Cap Pptys Inc note 3.750%12/1 0.18 12506000 0.93 0.00
Pros Holdings, Inc. conv 0.18 11707000 0.98 0.00
Starwood Waypoint Residential Tst conv bnd 0.18 11246000 1.02 0.00
Calamp Corp conv 0.18 +60.00% 13250000 0.91 0.00
Ptc Therapeutics, Inc. conv 0.17 NEW 12598000 0.88 0.00
Array Biopharma Inc note 3.000% 6/0 0.16 10493000 0.98 0.00
Seacor Holdings Inc note 2.500%12/1 0.16 -23.00% 10571000 0.96 0.00
Jarden Corp conv 0.16 -50.00% 7610000 1.35 0.00
Depomed Inc conv 0.16 -32.00% 8595000 1.19 0.00
Incyte Corp. note 1.250 11/1 0.16 -20.00% 4767000 2.21 0.00
On Semiconductor Corp note 2.625%12/1 0.15 +72.00% 8805000 1.12 0.00
Cemex Sab De Cv conv bnd 0.15 NEW 9500000 1.02 0.00
Meritor Inc conv 0.15 -22.00% 6875000 1.39 0.00
Tesla Motors Inc bond 0.15 10694000 0.94 0.00
Echo Global Logistics Inc note 2.500% 5/0 0.15 11122000 0.90 0.00
Nextera Energy Inc unit 08/31/2018 0.15 NEW 195000 51.25 0.00
Spirit Rlty Cap Inc New Note cb 0.14 10304000 0.91 0.00
Credit Agricole Sa 0.14 9000000 1.00 0.00
Alcoa Inc cnv pfd 0.14 260544 33.91 0.00
Celanese Us Holdings 0.14 9000000 1.01 0.00
Herbalife Ltd conv 0.14 -34.00% 10500000 0.88 0.00
Interactive Intelligence conv 0.14 11494000 0.81 0.00
GM General Motors Company 0.13 +61.00% 291250 30.02 37.89
Janus Capital conv 0.13 +43.00% 6566000 1.34 0.00
J2 Global Inc note 3.250% 6/1 0.13 6930000 1.19 0.00
Rwt Holdings Inc conv bnd 0.13 9157000 0.94 0.00
Qihoo 360 Technology Co Ltd Note 1.750% 8/1 Added 0.13 NEW 9925000 0.84 0.00
RHT Red Hat 0.12 +29.00% 104650 71.88 65.33
PCLN priceline.com Incorporated 0.12 NEW 6120 1236.89 1190.00
Dominion Res Inc Va unit 04/01/2013 0.12 144810 55.38 0.00
T Mobile Us Inc conv pfd ser a 0.12 -26.00% 111130 69.11 0.00
Cemex Sab De Cv conv 0.12 -62.00% 8228000 0.93 0.00
Pzz 8 3/8 05/01/19 0.11 -3.00% 6610000 1.05 0.00
Cobalt Intl Energy Inc note 3.125% 5/1 0.11 -57.00% 11000000 0.63 0.00
Hca 0.11 +75.00% 7000000 1.00 0.00
Seadrill 0.11 -6.00% 9325000 0.78 0.00
Stericycle, Inc. pfd cv 0.11 NEW 71000 101.66 0.00
Chesapeake Energy Corp note 2.250%12/1 0.10 -10.00% 9000000 0.72 0.00
CIEN Ciena Corporation 0.10 +14.00% 323971 20.72 20.98
MGM MGM Resorts International. 0.10 342686 18.45 19.77
Newpark Res Inc note 4.000%10/0 0.10 -57.00% 7003000 0.95 0.00
Integra Lifesciences Holdings conv bnd 0.10 -18.00% 5276000 1.19 0.00
Tenet Healthcare 0.10 -37.00% 6000000 1.06 0.00
Exelon Corp 6.5% 01-jun-2017 convprf 0.10 +48.00% 153450 43.75 0.00
GILD Gilead Sciences 0.09 +28.00% 60040 98.18 99.53
Host Hotels & Resorts Lpcvt2.5 convert 0.09 -52.00% 4678000 1.25 0.00
Cmc 4 7/8 05/15/23 0.09 +32.00% 7040000 0.88 0.00
Quidel Corp note 3.250%12/1 0.09 NEW 6540000 0.93 0.00
Omnicare 0.09 -87.00% 4680000 1.28 0.00
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.09 6996000 0.81 0.00
Neptune Fin 0.09 NEW 5674000 1.01 0.00
Tpc 0.09 NEW 6500000 0.86 0.00
XLNX Xilinx 0.08 +4.00% 125000 42.40 39.72
AAPL Apple 0.08 NEW 50300 110.30 123.28
GD General Dynamics Corporation 0.08 +17.00% 40000 137.95 133.60
Ciena Corp conv bnd 0.08 4000000 1.25 0.00
Stillwater Mng Co note 1.750%10/1 0.08 -32.00% 5000000 1.02 0.00
Cleavb 8 3/4 12/15/19 0.08 +120.00% 5500000 0.95 0.00
Endologix Inc note 2.250%12/1 0.08 -4.00% 5662000 0.90 0.00
Eletson Holdings 0.08 +93.00% 5800000 0.91 0.00
American Tower Corp New Pfd Co pfd 0.08 55000 98.85 0.00
Kindred Healthc unit 0.08 -15.00% 6208 846.49 0.00
Hca 0.08 5000000 1.09 0.00
Nuance Communications 0.08 5000000 1.00 0.00
Prospect Capital Corp conv 0.08 +2.00% 5540000 0.90 0.00
Radio One 0.08 +12.00% 5600000 0.93 0.00
Steel Dynamics 0.08 5500000 0.95 0.00
Dycom Industries, Inc. conv 0.08 NEW 5000000 0.99 0.00
Royal Caribbean Cruises 0.07 NEW 50000 89.08 0.00
QCOM QUALCOMM 0.07 -29.00% 85000 53.73 71.27
BIIB Biogen Idec 0.07 NEW 15000 291.80 415.20
General Cable Corp Del New frnt 4.500% 11/1 0.07 -26.00% 8140000 0.59 0.00
Citi 0.07 +59.00% 86000 49.60 0.00
Accuray Inc Del note 3.750% 8/0 0.07 -2.00% 4558000 1.01 0.00
Pennymac Corp conv 0.07 -64.00% 4988000 0.90 0.00
First Data Corporation 0.07 -61.00% 4000810 1.11 0.00
Pernix Therapeutics Hold conv 0.07 6700000 0.71 0.00
Avation Capital Sa 0.07 5000000 0.98 0.00
INTC Intel Corporation 0.06 +57042.00% 120000 30.14 32.76
AMGN Amgen 0.06 NEW 27000 138.33 153.92
Nxp Semiconductors N V 0.06 NEW 47650 87.07 0.00
Bid 5 1/4 10/01/22 0.06 -4.00% 4500000 0.93 0.00
CORP 7.000000% 03/01/2020 0.06 NEW 4000000 1.00 0.00
Dominion Resources Inc 6% 07/01/2016 conbnp 0.06 65500 55.89 0.00
American Airls 0.06 NEW 100000 38.83 0.00
Pbf Holding 0.06 4000000 1.03 0.00
Blackrock Kelso Cap Coorporation Sr Nt Conv 5.500% 02/15/18 B/e Dtd 02/19/13 0.06 -19.00% 4003000 1.04 0.00
Alliance Data Systems 0.06 4000000 1.02 0.00
Sanmina 0.06 4000000 1.01 0.00
Vertellus Specialties term 0.06 4489050 0.91 0.00
Valeant Pharmaceuticals 0.06 +100.00% 4000000 0.96 0.00
Bristol Myers Squibb Co dbcv 9/1 0.05 2356000 1.49 0.00
Herbalife Ltd Com Stk 0.05 NEW 63700 54.51 0.00
Novellus Systems, Inc. note 2.625% 5/1 0.05 -32.00% 1826000 1.96 0.00
Ias 8 3/8 05/15/19 0.05 3000000 1.03 0.00
Arcc 4 7/8 03/15/17 0.05 -3.00% 3096000 1.03 0.00
Reynol 5 3/4 10/15/20 0.05 3500000 1.01 0.00
Weyerhaeuser C conv prf 0.05 61726 47.94 0.00
Mastec 0.05 3725000 0.83 0.00
Northstar Rlty Fin 0.05 +88.00% 267025 12.35 0.00
Cenveo 0.05 NEW 3880000 0.85 0.00
Continental Resources Inc. note 0.05 +40.00% 3500000 0.87 0.00
Omnicare 0.05 +20.00% 3000000 1.09 0.00
Credit Acceptanc 0.05 3000000 1.02 0.00
Dana Holding 0.05 3500000 0.97 0.00
E*trade Financial 0.05 +40.00% 3500000 1.01 0.00
Equinix 0.05 3000000 1.02 0.00
Equinix 0.05 3500000 1.00 0.00
Hilton Worldwide Fin 0.05 3000000 1.04 0.00
Energizer Holdings 0.05 +40.00% 3500000 0.98 0.00
Welltower Inc 6.50% pfd prepet 0.05 NEW 49412 60.73 0.00
Tenet Healthcare 0.05 NEW 3000000 0.99 0.00
SNE Sony Corporation 0.04 NEW 95750 24.51 26.85
Danaher Corp Del debt 0.04 -14.00% 993000 2.48 0.00
Laboratory Corp Amer Hldgs debt 0.04 1753000 1.46 0.00
Jas 8 1/8 03/15/19 0.04 NEW 3000000 0.93 0.00
Llakes 7.45 03/15/28 0.04 2500000 1.06 0.00
Sapsj 6 5/8 04/15/21 0.04 -10.00% 2250000 1.02 0.00
Ce 4 5/8 11/15/22 0.04 2500000 0.95 0.00
Sptind Tl 2l Usd term 0.04 3000000 0.78 0.00
Ashland 0.04 -76.00% 2750000 0.94 0.00
Corrections Corp Of Amer 0.04 -25.00% 3000000 0.96 0.00
Earthlink Holdings 0.04 -9.00% 2425000 1.03 0.00
Navios Maritime Acq 0.04 2650000 0.93 0.00
Iconix Brand Group, Inc. conv 0.04 3168000 0.81 0.00
Kennedy-wilson 0.04 2500000 0.98 0.00
Waterjet Holdings 0.04 2500000 1.01 0.00
Mylan Nv 0.04 NEW 69191 40.27 0.00
Regency Energy Part/fina 0.04 2500000 1.03 0.00
Sabine Pass Liquefaction 0.04 -63.00% 3100000 0.89 0.00
United Rentals North Am 0.04 3000000 0.96 0.00
West 0.04 +50.00% 3000000 0.93 0.00
Ahern Rentals 0.04 +43.00% 2865000 0.88 0.00
Ally Financial 0.04 2500000 0.99 0.00
Ball 0.04 +150.00% 2500000 0.99 0.00
Genesis Energy Lp/genesi 0.04 2950000 0.89 0.00
Tesoro 0.04 +445.00% 2725000 0.98 0.00
Allergan 0.04 NEW 8995 271.80 0.00
Blue Cube Spin 0.04 NEW 2250000 1.04 0.00
Centurylink 0.04 NEW 3000000 0.88 0.00
Consol Energy 0.04 NEW 3500000 0.72 0.00
Frontier Communications 0.04 NEW 2850000 0.97 0.00
Healthsouth 0.04 NEW 2550000 0.99 0.00
Healthsouth 0.04 NEW 3000000 0.97 0.00
Levi Strauss & Co 0.04 NEW 2340000 0.99 0.00
UNP Union Pacific Corporation 0.03 -52.00% 20000 88.40 114.86
OXY Occidental Petroleum Corporation 0.03 -50.00% 25000 66.16 74.23
Alza Corp sdcv 7/2 0.03 +13.00% 1712000 1.28 0.00
Seadrill 0.03 NEW 10170 184.93 0.00
Hawaiian Telcom Hold 0.03 +9.00% 89983 20.78 0.00
Cornerstone Ondemand 0.03 +30203.00% 50000 33.00 0.00
Carwag 6 7/8 06/15/19 0.03 2000000 1.03 0.00
Fdc 12 5/8 01/15/21 0.03 1500000 1.14 0.00
Sbmau 8 7/8 04/15/18 144a 0.03 2000000 0.93 0.00
Bcc 6 3/8 11/01/20 0.03 1700000 1.04 0.00
Cwst 7 3/4 02/15/19 0.03 2000000 0.98 0.00
Appvion 0.03 3500000 0.51 0.00
Navios Maritime Hlds/fin 0.03 2250000 0.81 0.00
Nrg Yield Inc-class A bond 0.03 2000000 0.90 0.00
Compass Minerals Interna 0.03 2000000 0.94 0.00
Incyte Corp note 0.375%11/1 0.03 -17.00% 951000 2.17 0.00
Lgi Homes Inc conv bnd 0.03 -83.00% 1500000 1.39 0.00
Cenveo 0.03 +33.00% 3000000 0.68 0.00
Mgm Resorts Intl 0.03 -20.00% 2000000 0.97 0.00
Nxp Bv/nxp Funding 0.03 -44.00% 2000000 1.04 0.00
Viasat 0.03 1805000 1.05 0.00
Mas 0.03 2000000 1.02 0.00
Townsquare Media 0.03 2100000 0.89 0.00
Calumet Specialty Prod 0.03 2500000 0.91 0.00
Dupont Fabros Tech 0.03 +100.00% 2000000 1.01 0.00
Global Part/glp Finance 0.03 +66.00% 2500000 0.89 0.00
Speedway Motorsports 0.03 2000000 0.98 0.00
Regal Entertainment Group Senior Note Callable M/w senior note callable m/w 0.03 NEW 2000000 0.95 0.00
Cimarex Energy 0.03 NEW 2000000 0.98 0.00
First Data Corporation 0.03 NEW 2000000 0.99 0.00
Marathon Oil 0.03 NEW 2000000 0.89 0.00
Murphy Oil 0.03 NEW 2000000 0.83 0.00
Ncr 0.03 NEW 2000000 0.95 0.00
Noble Energy 0.03 NEW 2000000 1.00 0.00
Western Refining/wnrl Fi 0.03 NEW 2200000 1.00 0.00
GS Goldman Sachs 0.02 NEW 8000 173.75 184.67
Renaissance Re Holdings Ltd Cmn 0.02 NEW 10000 106.30 0.00
NBL Noble Energy 0.02 +7000.00% 35502 30.17 44.22
VZ Verizon Communications 0.02 +73.00% 26000 43.52 48.01
TSN Tyson Foods 0.02 +14.00% 33900 43.10 37.76
KR Kroger 0.02 NEW 37562 36.07 74.09
GSK GlaxoSmithKline 0.02 -62.00% 27000 38.44 45.62
HOT Starwood Hotels & Resorts Worldwide 0.02 NEW 21400 66.50 79.90
ALTR Altera Corporation 0.02 NEW 20605 50.08 35.31
TPX Tempur-Pedic International 0.02 NEW 22300 71.43 55.78
HYG iShares iBoxx $ High Yid Corp Bond 0.02 -64.00% 17971 83.30 90.34
DSU BlackRock Debt Strategies Fund 0.02 NEW 378175 3.34 3.73
Airtran Hldgs Inc note 5.250%11/0 0.02 550000 2.69 0.00
FRA BlackRock Floating Rate Income Strat. Fn 0.02 NEW 111350 12.94 13.92
Developers Diversified Rlty note 1.750%11/1 0.02 -91.00% 1389000 1.07 0.00
Air Lease 0.02 NEW 32902 30.91 0.00
Cempra 0.02 +8192.00% 57800 27.84 0.00
Prudential Sht Duration Hg Y 0.02 NEW 94200 14.66 0.00
Abbvie 0.02 -21.00% 22274 54.41 0.00
Disdyn 12 1/2 01/01/18 0.02 1500000 0.97 0.00
Nav 8 1/4 11/01/21 0.02 NEW 1900000 0.81 0.00
Snv 5 1/8 06/15/17 0.02 1312000 1.02 0.00
Spn 6 3/8 05/01/19 0.02 1500000 1.00 0.00
Telsat 6 05/15/17 0.02 1200000 1.01 0.00
Liberty Global Inc Com Ser A 0.02 NEW 32380 42.95 0.00
Csar Tl 1l Usd term 0.02 1419260 1.00 0.00
Prospect Capital Corporation note 5.875 0.02 -24.00% 1024000 0.96 0.00
Hexion Us Fin/nova Scoti 0.02 1500000 0.81 0.00
Tronox Finance 0.02 NEW 2000000 0.64 0.00
First Quantum Minerals L 0.02 2505000 0.65 0.00
Jll/delta Dutch Newco Bv 0.02 1000000 1.01 0.00
Fnf 0.02 -40.00% 40656 35.47 0.00
First Cash Financial Ser 0.02 1500000 1.01 0.00
Klx 0.02 +200.00% 1500000 0.98 0.00
Rite Aid 0.02 NEW 1000000 1.00 0.00
Synergy cv 7.5% 0.02 -78.00% 673000 1.75 0.00
Tpg Specialty Lending In conv 0.02 1163000 0.98 0.00
Aci Worldwide 0.02 1000000 1.05 0.00
Frontier Communications 0.02 -25.00% 1500000 0.84 0.00
Gci 0.02 1000000 1.01 0.00
A Schulman 0.02 +299.00% 1334000 0.95 0.00
Corrections Corp Of Amer 0.02 NEW 1000000 1.01 0.00
Fiat Chrysler Automobile 0.02 NEW 1400000 0.94 0.00
Kerr-mcgee 0.02 NEW 1000000 1.17 0.00
Transdigm 0.02 NEW 1500000 0.94 0.00
Western Refining 0.02 NEW 1500000 0.98 0.00
EEM iShares MSCI Emerging Markets Indx 0.01 NEW 12500 32.76 38.45
SFI iStar Financial 0.01 -69.00% 44300 12.57 0.00
BMRN BioMarin Pharmaceutical 0.01 +523.00% 5627 105.22 113.42
INCY Incyte Corporation 0.01 -46.00% 5985 110.26 88.43
CLH Clean Harbors 0.01 -72.00% 9747 43.97 54.84
DE Deere & Company 0.01 NEW 6220 74.00 90.31
HPT Hospitality Properties Trust 0.01 30300 25.58 30.62
THRX Theravance 0.01 NEW 65630 7.19 20.25
CTRP Ctrip.com International 0.01 +233.00% 1000 405.00 45.17
ACAS American Capital 0.01 NEW 43100 12.15 14.80
ARCC Ares Capital Corporation 0.01 NEW 40000 14.48 16.86
ICON Iconix Brand 0.01 +10685.00% 39905 13.51 33.18
X United States Steel Corporation 0.01 NEW 37623 10.41 22.23
VTA Invesco Van Kampen Dyn Cr Opp Fund 0.01 NEW 79466 10.57 11.96
Vishay Intertech 144a 2.25% conv 0.01 511000 0.67 0.00
Nm 8 1/8 02/15/19 0.01 1000000 0.74 0.00
Vrs 11 3/4 01/15/19 0.01 3000000 0.23 0.00
Alpha Natural Resources Inc note 3.750%12/1 0.01 NEW 10000000 0.04 0.00
Ptc Therapeutics I 0.01 NEW 19797 26.70 0.00
Wright Medical Group Inc note 2 000 8/1 0.01 360000 1.06 0.00
Argo Group International 0.01 NEW 7500 56.53 0.00
Entertainment One 0.01 NEW 100000 3.75 0.00
Jefferies Fin Llc / Jfin 0.01 1000000 0.92 0.00
Ally Financial 0.01 -69.00% 31677 20.37 0.00
Mgm Holdings 0.01 -39.00% 7781 76.85 0.00
Numericable Group Sa 0.01 -62.00% 750000 0.97 0.00
Tribune Publishing 0.01 NEW 94929 7.84 0.00
Encore Cap Group Inc note 3.000% 7/0 0.01 494000 0.99 0.00
Proofpoint Inc note 1.250%12/1 0.01 -26.00% 250000 1.62 0.00
Greystar Real Estate Par 0.01 500000 1.05 0.00
Family Tree Escrow 0.01 500000 1.04 0.00
Brookfield Residential 0.01 1000000 0.95 0.00
Concordia Healthcare Cor 0.01 500000 0.88 0.00
Jurassic Holdings Iii 0.01 -50.00% 1000000 0.71 0.00
Level 3 Financing 0.01 -50.00% 1000000 0.95 0.00
Sterigenics-nordion Hold 0.01 500000 1.00 0.00
Vistajet Malta Fin / Vis 0.01 1000000 0.91 0.00
Msg Network Inc cl a 0.01 NEW 10000 72.10 0.00
Ligand Pharmaceuticals Inc note 0.750% 8/1 0.01 NEW 480000 1.30 0.00
Conocophillips Company 0.01 NEW 1000000 0.98 0.00
Hess 0.01 NEW 1000000 0.93 0.00
Midcontinent Comm & Fin 0.01 NEW 500000 1.00 0.00
Southwestern Energy 0.01 NEW 1000000 0.90 0.00
Microchip Technology Inc sdcv 2.125%12/1 0.00 154000 1.75 0.00
PFE Pfizer 0.00 -66.00% 250 4.00 33.78
SPY SPDR S&P; 500 ETF 0.00 +15.00% 1750 20.00 205.25
GE General Electric Company 0.00 NEW 1784 6.00 25.35
BMY Bristol Myers Squibb 0.00 NEW 250 68.00 66.08
CTXS Citrix Systems 0.00 -46.00% 160 75.00 59.63
HST Host Hotels & Resorts 0.00 NEW 300 126.67 20.25
JACK Jack in the Box 0.00 NEW 165 375.76 95.10
AKAM Akamai Technologies 0.00 -9.00% 500 10.00 69.99
CTL CenturyLink 0.00 -44.00% 370 148.65 35.12
AA Alcoa 0.00 NEW 1000 10.00 7.33
CX Cemex SAB de CV 0.00 NEW 2950 8.00 9.12
NKE NIKE 0.00 NEW 400 15.00 96.37
RDS.B Royal Dutch Shell 0.00 -99.00% 117 111.11 0.00
UTX United Technologies Corporation 0.00 -98.00% 500 2.00 118.52
SPLS Staples 0.00 NEW 1000 35.00 16.12
EMC EMC Corporation 0.00 NEW 1000 23.00 26.24
CLX Clorox Company 0.00 NEW 120 50.00 107.06
FTR Frontier Communications 0.00 +37.00% 685 34.48 7.40
MELI MercadoLibre 0.00 NEW 540 76.67 124.22
WLL Whiting Petroleum Corporation 0.00 NEW 500 72.00 37.80
YHOO Yahoo! 0.00 +440.00% 9507 28.96 42.61
ATML Atmel Corporation 0.00 -99.00% 800 12.00 8.60
MU Micron Technology 0.00 NEW 1000 8.00 27.78
ONNN ON Semiconductor 0.00 NEW 1681 9.52 12.68
IWM iShares Russell 2000 Index 0.00 -29.00% 1000 11.00 119.90
EXEL Exelixis 0.00 NEW 1500 7.33 3.00
CHU China Uni 0.00 NEW 300 16.67 15.19
SNDK SanDisk Corporation 0.00 +377.00% 740 37.50 84.20
BKD Brookdale Senior Living 0.00 -92.00% 6400 22.97 37.56
ALU Alcatel-Lucent 0.00 -61.00% 1330 97.33 3.76
Tor Dom Bk Cad 0.00 NEW 600 13.33 0.00
DIA SPDR Dow Jones Industrial Average ETF 0.00 +300.00% 2000 19.50 176.97
IMMU Immunomedics 0.00 NEW 1450 4.83 3.99
HTWR HeartWare International 0.00 NEW 1506 52.46 85.05
Shengdatech Inc 6.5% conv 0.00 2975000 0.00 0.00
Qihoo 360 Technologies Co Lt 0.00 -20.00% 400 15.00 0.00
Chart Industries 2% conv 0.00 -97.00% 160000 0.87 0.00
Cumulus Media, Inc. Wa rrants 0.00 -99.00% 7103 0.70 0.00
Agenus 0.00 -41.00% 30000 4.60 0.00
Clovis Oncology 0.00 +60.00% 480 200.00 0.00
Wpx Energy 0.00 NEW 30500 6.63 0.00
Market Vectors Etf Tr Biotech 0.00 NEW 60 183.33 0.00
Proofpoint 0.00 NEW 4486 60.41 0.00
Tesaro 0.00 +45.00% 6150 40.17 0.00
MOLYCORP INC DEL....... NOTE 6.0% 9/1/17 0.00 NEW 10000000 0.01 0.00
Restoration Hardware Hldgs I 0.00 NEW 300 46.67 0.00
REPCOM cla 0.00 +120.00% 550 18.00 0.00
Sats 6 1/2 06/15/19 0.00 270000 1.08 0.00
Sunedison 0.00 +300.00% 2000 33.50 0.00
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 0.00 -99.00% 140000 0.84 0.00
Tibco Software Inc. 2.25 05-01 conv 0.00 14000 1.00 0.00
Fireeye 0.00 NEW 4014 32.10 0.00
Twitter 0.00 +238.00% 5836 26.98 0.00
Medicines Co dbcv 1.375% 6/0 0.00 -99.00% 140000 1.46 0.00
Terraform Power 0.00 NEW 180 27.78 0.00
Chesapeake Energy Corp spc 0.00 -99.00% 55 454.55 0.00
Sunedison Inc note 2.000%10/0 0.00 317000 0.76 0.00
Windstream Holdings 0.00 NEW 420 97.62 0.00
Energizer Holdings 0.00 NEW 2 0.00 0.00
Verso Paper Hldg Llc/inc 0.00 -75.00% 1000000 0.19 0.00