Confluence Investment Management

Latest statistics and disclosures from CONFLUENCE INVESTMENT MANAGEMENT's latest quarterly 13F-HR filing:

CONFLUENCE INVESTMENT MANAGEMENT portfolio companies for June 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
JNJ Johnson & Johnson 2.50 +7.00% 522613 104.62 103.22
CVX Chevron Corporation 2.36 +8.00% 394579 130.55 128.77
PEP Pepsi 2.30 +8.00% 563389 89.34 92.18
ARCC Ares Capital Corporation 2.08 +5.00% 2547524 17.86 17.11
EMR Emerson Electric 1.97 +9.00% 648863 66.36 64.02
DEO Diageo 1.97 +10.00% 339080 127.27 119.30
MSFT Microsoft Corporation 1.86 +4.00% 976648 41.70 45.08
MMM 3M Company 1.83 +3.00% 279708 143.24 143.45
IRM Iron Mountain Incorporated 1.82 +6.00% 1124096 35.45 35.69
LMT Lockheed Martin Corporation 1.75 +6.00% 237340 160.73 174.02
NTRS Northern Trust Corporation 1.71 +81.00% 581352 64.21 69.04
PX Praxair 1.66 +6.00% 273064 132.84 131.32
POM Pepco Holdings 1.62 -2.00% 1290582 27.48 27.45
SO Southern Company 1.61 +6.00% 774809 45.38 44.23
GSK GlaxoSmithKline 1.60 +6.00% 654219 53.48 48.98
Kinder Morgan 1.60 +5.00% 963575 36.26 0.00
CHRW C.H. Robinson Worldwide 1.58 +5.00% 541168 63.79 68.13
MLM Martin Marietta Materials 1.53 252960 132.05 130.76
DLR Digital Realty Trust 1.49 +5.00% 557759 58.32 65.53
DD E.I. du Pont de Nemours & Company 1.47 +7.00% 489336 65.44 66.06
Kraft Foods 1.46 +4.00% 533450 59.95 0.00
BR Broadridge Financial Solutions 1.45 +2.00% 758754 41.64 42.07
PCL Plum Creek Timber 1.44 +5.00% 698348 45.10 40.60
LLTC Linear Technology Corporation 1.42 +3.00% 661531 47.07 45.02
MAT Mattel 1.40 +118.00% 783776 38.97 34.44
GGG Gra 1.39 +3.00% 388483 78.08 76.75
PGR Progressive Corporation 1.36 +7.00% 1173795 25.36 24.97
KSS Kohl's Corporation 1.35 +6.00% 562035 52.68 58.80
PFE Pfizer 1.34 +6.00% 987273 29.68 29.43
Fnf 1.28 NEW 854020 32.76 0.00
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 1.27 -4.00% 232400 119.26 120.54
RYN Rayonier 1.17 -8.00% 716730 35.55 34.24
Nxp Semiconductors N V 1.08 +2.00% 355960 66.18 0.00
AXP American Express Company 0.99 +11.00% 228566 94.87 89.33
CL Colgate-Palmolive Company 0.99 +6.00% 316966 68.18 64.55
IJJ iShares S&P; MidCap 400 Value Index 0.95 +14.00% 163258 126.92 127.26
IJK iShares S&P; MidCap 400 Growth 0.94 +18.00% 130611 157.08 157.17
MKL Markel Corporation 0.88 +12.00% 29312 655.64 651.00
GBDC Golub Capital BDC 0.88 -26.00% 1091497 17.70 17.57
UTX United Technologies Corporation 0.87 +13.00% 165586 115.45 107.80
EXPD Expeditors International of Washington 0.85 +17.00% 419826 44.16 41.18
TJX TJX Companies 0.85 +73.00% 351161 53.15 59.75
PAYX Paychex 0.81 424235 41.56 41.70
ITW Illinois Tool Works 0.81 +6.00% 201443 87.56 87.93
HAL Halliburton Company 0.80 +21.00% 245695 71.01 67.31
LOW Lowe's Companies 0.77 +38.00% 348946 47.99 52.48
Express Scripts Holding 0.75 +15.00% 236754 69.33 0.00
WFC Wells Fargo & Company 0.69 +14.00% 286464 52.56 51.36
BRK.B Berkshire Hathaway 0.67 +16.00% 115705 126.56 0.00
WRB W.R. Berkley Corporation 0.67 +19.00% 314429 46.31 48.37
DISCK Discovery Communications 0.66 +25.00% 200114 72.59 42.81
BBBY Bed Bath & Beyond 0.65 +33.00% 245743 57.38 64.30
SIAL Sigma-Aldrich Corporation 0.65 140552 101.48 103.89
MA MasterCard Incorporated 0.63 +38.00% 188855 73.47 76.12
TMO Thermo Fisher Scientific 0.63 +17.00% 117133 118.00 119.93
WAT Waters Corporation 0.57 119626 104.44 103.33
New Mountain Finance 0.55 +28.00% 802269 14.86 0.00
BRO Brown & Brown 0.49 +6.00% 349848 30.71 32.47
IYW iShares Dow Jones US Technology 0.49 +24.00% 111183 96.88 101.61
TCRD THL Credit 0.48 +8.00% 749225 14.00 14.15
Tcp Capital 0.48 +4.00% 574682 18.21 0.00
HD Home Depot 0.47 +100.00% 126555 80.96 92.85
PNNT PennantPark Investment 0.47 +6.00% 905800 11.46 11.87
Medley Capital Corporation 0.47 +6.00% 787707 13.06 0.00
SYK Stryker Corporation 0.45 +5.00% 115594 84.32 83.31
CLY iShares 10+ Year Credit Bond Fund ETF 0.45 -3.00% 161437 60.55 61.88
Solar Cap 0.44 +8.00% 452179 21.28 0.00
Rayonier Advanced Matls 0.42 NEW 237852 38.75 0.00
HTGC Hercules Technology Growth Capital 0.41 +2.00% 554460 16.16 15.14
Google Inc Class C 0.41 NEW 15580 575.29 0.00
VNQ Vanguard REIT ETF 0.38 -31.00% 110279 74.84 77.07
RWR SPDR DJ Wilshire REIT 0.37 -32.00% 98082 83.00 85.41
XLY Consumer Discretionary SPDR 0.33 +21.00% 109381 66.74 68.88
GOOG Google 0.32 +3.00% 12024 584.66 568.35
COP ConocoPhillips 0.30 77355 85.73 80.89
XLI Industrial SPDR 0.30 +20.00% 121538 54.06 54.02
TCAP Triangle Capital Corporation 0.29 +3.00% 220590 28.37 27.33
Cys Investments 0.29 696880 9.02 0.00
Ace Limited Cmn 0.28 +24.00% 59215 103.71 0.00
MDU MDU Resources 0.27 +7.00% 166482 35.10 31.21
APD Air Products & Chemicals 0.27 +7.00% 45164 128.62 133.43
NVS Novartis AG 0.27 +7.00% 64149 90.52 89.64
OXY Occidental Petroleum Corporation 0.27 +7.00% 56921 102.63 103.44
PG Procter & Gamble Company 0.27 +25.00% 76058 78.58 82.86
GD General Dynamics Corporation 0.27 +5.00% 51322 116.56 122.93
AINV Apollo Investment 0.27 +25.00% 674495 8.61 8.75
VCIT Vanguard Intermediate Tm Cpte Bd ETF 0.27 +2.00% 68347 86.56 87.13
Ishares Tr 2018 invtgr bd 0.27 +2.00% 58613 99.31 0.00
BF.B Brown-Forman Corporation 0.26 +6.00% 60505 94.17 0.00
JWN Nordstrom 0.26 +7.00% 83311 67.93 69.41
MRO Marathon Oil Corporation 0.26 +8.00% 143801 39.92 41.54
CBSH Commerce Bancshares 0.26 +8.00% 122984 46.50 45.94
NJR New Jersey Resources Corporation 0.26 +8.00% 100535 57.16 52.17
ITR SPDR Barclay Cp Intr Trm Cr Bd 0.26 +2.00% 167629 34.46 34.45
XOM Exxon Mobil Corporation 0.25 -16.00% 54616 100.68 99.25
MTB M&T; Bank Corporation 0.25 +8.00% 44014 124.05 122.97
CFR Cullen/Frost Bankers 0.25 +8.00% 69299 79.42 78.36
TROW T. Rowe Price 0.25 +8.00% 64605 84.41 81.13
ADI Analog Devices 0.25 +8.00% 102906 54.07 51.32
BDX Becton, Dickinson and 0.25 +7.00% 46904 118.31 116.28
NKE NIKE 0.25 +8.00% 71185 77.54 78.62
IYF iShares Dow Jones US Financial 0.25 -21.00% 64937 83.14 84.85
MCD McDonald's Corporation 0.24 +7.00% 52862 100.73 93.59
GWW W.W. Grainger 0.24 +9.00% 20474 254.27 245.08
CLX Clorox Company 0.24 +9.00% 57205 91.41 88.32
PNY Piedmont Natural Gas Company 0.24 +9.00% 139822 37.41 37.22
DCI Donaldson Company 0.23 +9.00% 121247 42.32 41.82
IEF iShares Lehman 7-10 Yr Treas. Bond 0.23 +3.00% 48825 103.57 104.94
REZ iShares FTSE NAREIT Resi Plus Capp 0.23 -41.00% 95267 53.33 55.40
Kcap Financial 0.23 +9.00% 591994 8.49 0.00
LSTR Landstar System 0.22 74475 63.99 67.96
Horizon Technology Fin 0.22 +3.00% 332190 14.62 0.00
Stonecastle Finl 0.21 177025 25.38 0.00
Triplepoint Venture Gr Bdc cs 0.21 +8.00% 274299 16.38 0.00
XLV Health Care SPDR 0.20 +10.00% 72205 60.83 63.89
XLP Consumer Staples Select Sect. SPDR 0.20 +63.00% 97170 44.62 45.12
Ofs Capital 0.20 +16.00% 329987 13.00 0.00
NLY Annaly Capital Management 0.19 367717 11.43 11.87
Stellus Capital Investment 0.19 +16.00% 280821 14.69 0.00
ACAS American Capital 0.18 +99.00% 254756 15.29 15.57
TAXI Medallion Financial 0.18 +5.00% 315143 12.46 11.96
HTS Hatteras Financial 0.18 194282 19.81 19.79
TFI SPDR Nuveen Barclays Capital Municpl Bnd 0.18 +4.00% 166515 23.68 24.01
IAU iShares Gold Trust 0.17 -2.00% 286976 12.88 12.49
ACWI iShares MSCI ACWI Index Fund 0.17 -3.00% 62210 60.26 60.77
Ishares Tr 2020 invtgr bd 0.17 +2.00% 36931 98.67 0.00
Ishares Tr 2023 invtgr bd 0.17 +2.00% 37808 96.62 0.00
Ishares Corporate Bond Etf 202 0.17 35614 105.66 0.00
XLE Energy Select Sector SPDR 0.16 -41.00% 34030 100.09 98.41
CODI Compass Diversified Holdings 0.16 187109 18.15 18.21
SCSS Select Comfort 0.16 174030 20.66 22.35
MVC MVC Capital 0.16 -15.00% 262912 12.95 12.67
IEZ iShares Dow Jones US Oil Equip. 0.16 NEW 45106 77.53 73.20
HYG iShares iBoxx $ High Yid Corp Bond 0.16 -42.00% 35994 95.21 94.16
JNK SPDR Barclays Capital High Yield B 0.16 -42.00% 82413 41.73 41.35
CIU iShares Barclays Inter Crd Bd Fund ETF) 0.15 28858 110.19 110.44
Pennantpark Floating Rate Capi 0.15 -7.00% 229467 14.29 0.00
GLAD Gladstone Capital Corporation 0.14 309784 10.06 9.66
BKCC Blackrock Kelso Capital 0.14 +2.00% 340915 9.11 9.27
SHM SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.14 +2.00% 122629 24.33 24.44
MAIN Main Street Capital Corporation 0.13 +12.00% 84098 32.93 32.50
Ritchie Bros. Auctioneers In 0.12 -3.00% 107165 24.65 0.00
ZBRA Zebra Technologies 0.12 -10.00% 31965 82.31 77.99
GILD Gilead Sciences 0.12 NEW 32354 82.90 107.79
PDCO Patterson Companies 0.11 58706 39.50 40.37
NGPC NGP Capital Resources Company 0.11 378341 6.23 6.06
MCGC MCG Capital Corporation 0.11 627656 3.92 3.98
MBB iShares Lehman MBS Bond Fund 0.11 -34.00% 21435 108.23 108.46
VCLT Vanguard Long Term Corporate Bond ETF 0.11 NEW 25701 90.27 92.46
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.11 109268 21.02 0.00
GAIN Gladstone Investment Corporation 0.10 +8.00% 309093 7.40 7.63
Claymore Exchange-traded Fd gugg crp bd 2017 0.10 +2.00% 96738 22.91 0.00
Ishares Trust Barclays 0.10 +2.00% 44274 49.89 0.00
Ishares Trust Barclays 0.10 +2.00% 42164 51.70 0.00
Claymore Exchange Trd Fd Tr gug bull2019 e 0.10 +2.00% 104173 21.18 0.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.10 +2.00% 103922 21.26 0.00
Claymore Exchange Trd Fd Tr gug bull2018 e 0.10 +2.00% 103481 21.27 0.00
Ishares Tr 2016 invtgr bd 0.10 +2.00% 21640 100.09 0.00
Gugenheim Bulletshares 2022 Corp Bd 0.10 109963 20.87 0.00
XLB Materials SPDR 0.09 -3.00% 38923 49.64 50.58
VGK Vanguard European ETF 0.09 -3.00% 31031 59.94 57.85
Solar Senior Capital 0.09 +4.00% 113509 16.88 0.00
C&j Energy Services 0.09 -4.00% 57615 33.78 0.00
FELE Franklin Electric 0.08 +19.00% 41463 40.33 37.76
HAE Haemonetics Corporation 0.08 46621 35.28 35.52
FWRD Forward Air Corporation 0.08 35273 47.86 46.02
WOOF VCA Antech 0.08 50456 35.10 41.06
TECH Techne Corporation 0.08 +2.00% 17970 92.54 95.75
PLOW Douglas Dynamics 0.08 95744 17.62 19.80
SFE Safeguard Scientifics 0.08 -16.00% 81367 20.79 19.47
Thermon Group Holdings 0.08 64304 26.31 0.00
RLI RLI 0.07 +122.00% 34486 45.79 44.65
MLI Mueller Industries 0.07 +2.00% 51340 29.41 29.35
MORN Morningstar 0.07 +8.00% 20005 71.83 68.31
EXPO Exponent 0.07 NEW 21190 74.09 71.82
Onebeacon Insurance Group Ltd Cl-a 0.07 -3.00% 92300 15.54 0.00
BMRC Bank of Marin Ban 0.07 33374 45.60 47.68
Claymore Exchange-traded Fd gugg crp bd 2016 0.07 +2.00% 68414 22.38 0.00
Ishares Tr 2017 s^p amtfr 0.07 +18.00% 26182 55.31 0.00
Guggenheim Bulletshar 0.07 +2.00% 66910 21.90 0.00
Ishares S&p Amt-free Municipal 0.07 +18.00% 57168 25.59 0.00
Potbelly 0.07 NEW 93530 15.96 0.00
*re Max Hldgs Inc cl a 0.07 +4.00% 51988 29.58 0.00
SPY SPDR S&P; 500 ETF 0.06 -2.00% 6398 195.69 200.61
FSC Fifth Street Finance 0.06 +2.00% 126760 9.83 9.79
GOOD Gladstone Commercial Corporation 0.06 -17.00% 79051 17.87 18.10
HITT Hittite Microwave Corporation 0.06 -22.00% 17627 77.95 78.00
WST West Pharmaceutical Services 0.06 -4.00% 30894 42.18 43.53
CFI Cu 0.06 +3.00% 76961 17.41 18.08
Lance 0.06 +4.00% 49376 26.45 0.00
IEI iShares Lehman 3-7 Yr Treasury Bond 0.06 +2.00% 9994 121.77 122.04
Vocera Communications 0.06 +5.00% 93407 13.20 0.00
MSM MSC Industrial Direct 0.05 -7.00% 11130 95.60 90.21
VAR Varian Medical Systems 0.05 -6.00% 12006 83.13 85.05
TICC TICC Capital 0.05 104903 9.90 9.76
CUB Cubic Corporation 0.05 +4.00% 26363 44.49 44.57
FEIC FEI Company 0.05 NEW 12403 90.70 83.47
MUB iShares S&P; Natl AMTFr Mncpl Bd Fd 0.05 +17.00% 9074 108.66 110.02
Cm Fin 0.05 +301.00% 80329 14.57 0.00
MHK Mohawk Industries 0.04 +10.00% 6197 138.29 145.82
BRK.A Berkshire Hathaway 0.04 5 190000.00 0.00
MUAD iShares 2015 S&P; AMT-Free Mun Ser ETF 0.04 +18.00% 18091 53.07 52.91
MUAE iShares 2016 S&P; AMT-Free Mun Ser ETF 0.04 +18.00% 17936 53.52 53.53
Tamin 0.04 NEW 36453 23.26 0.00
IDU iShares Dow Jones US Utilities 0.03 -71.00% 5054 111.40 108.19
MUNI PIMCO Intermediate Mun Bond Strat Fund 0.03 +17.00% 12926 53.23 53.58
Monroe Cap 0.03 +22.00% 46496 13.27 0.00
Fs Investment Corporation 0.03 NEW 51872 10.64 0.00
American Cap Sr Floating 0.03 +22.00% 48218 14.00 0.00
CMP Compass Minerals International 0.02 NEW 3753 95.66 88.08
RRC Range Resources 0.02 4448 87.01 77.94
BAX Baxter International 0.02 NEW 4578 72.30 74.71
Cameco Corporation 0.02 NEW 18474 19.60 0.00
CLR Continental Resources 0.02 -2.00% 2890 158.13 158.84
Potash Corp. Of Saskatchewan I 0.02 -39.00% 9943 37.92 0.00
HES Hess 0.02 4283 99.00 100.41
WY Weyerhaeuser Company 0.02 -29.00% 11583 33.07 34.00
STO Statoil ASA 0.02 -2.00% 14468 30.83 28.36
TOT TOTAL S.A. 0.02 -20.00% 5097 72.20 65.95
FCX Freeport-McMoRan Copper & Gold 0.02 10241 36.52 36.24
EOG EOG Resources 0.02 +94.00% 3824 116.89 109.08
PXD Pioneer Natural Resources 0.02 1796 229.96 206.37
WLL Whiting Petroleum Corporation 0.02 -2.00% 5182 80.28 92.63
CF CF Industries Holdings 0.02 -2.00% 2096 240.46 258.16
E Eni S.p.A. 0.02 7130 54.84 49.48
BHP BHP Billiton 0.02 5454 68.39 68.20
CXO Concho Resources 0.02 -2.00% 3094 144.47 140.04
FMC FMC Corporation 0.02 NEW 4783 71.29 66.12
Royal Gold 0.02 5502 76.15 0.00
Cimarex Energy 0.02 -22.00% 2587 143.41 0.00
ROC Rockwood Holdings 0.02 NEW 4888 75.90 80.91
New Gold Inc Cda 0.02 61572 6.37 0.00
Cloud Peak Energy 0.02 NEW 18229 18.43 0.00
IVW iShares S&P; 500 Growth Index 0.02 +13.00% 4651 105.14 108.01
IVE iShares S&P; 500 Value Index 0.02 +9.00% 5588 90.37 91.84
IWN iShares Russell 2000 Value Index 0.02 -6.00% 4149 103.16 100.09
IWO iShares Russell 2000 Growth Index 0.02 -5.00% 3020 138.41 136.31
Silver Wheaton 0.02 16890 26.29 0.00
TLT iShares Barclays 20+ Yr Treas.Bond 0.02 -8.00% 3713 113.39 119.05
HNRG Hallador Energy 0.02 42164 9.49 13.33
FNV Franco-Nevada Corporation 0.02 7003 57.40 56.67
PPLT ETFS Physical Platinum Shares 0.02 NEW 2428 144.56 138.74
Manatuck Hill Mariner Offshore 0.02 3182 134.19 0.00
Gulf Coast Ultra Deep Royalty 0.02 -3.00% 167026 2.93 0.00
Glencore Xstrata 0.02 NEW 31918 11.15 0.00
COG Cabot Oil & Gas Corporation 0.01 8444 34.11 33.27
KO Coca-Cola Company 0.01 -22.00% 5048 42.39 41.52
BTU Peabody Energy Corporation 0.01 NEW 18488 16.33 15.57
FSP Franklin Street Properties 0.01 -4.00% 10500 12.57 12.09
Energy Xxi 0.01 13819 23.66 0.00
Enterprise Products Partners 0.01 NEW 2720 78.31 0.00
Yamana Gold 0.01 37515 8.21 0.00
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 0.01 NEW 2136 105.81 105.45
SAR Saratoga Investment 0.01 14936 15.73 15.99
Vanguard Equity Income Admiral 0.01 -4.00% 4176 66.33 0.00
Ares Coml Real Estate 0.01 20000 12.40 0.00
Harvest Cap Cr 0.01 20000 14.85 0.00