Confluence Investment Management

Latest statistics and disclosures from CONFLUENCE INVESTMENT MANAGEMENT's latest quarterly 13F-HR filing:

CONFLUENCE INVESTMENT MANAGEMENT portfolio companies for March 2015 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
PEP Pepsi 2.43 +7.00% 673094 95.62 93.96
JNJ Johnson & Johnson 2.37 +7.00% 623146 100.60 98.55
CVX Chevron Corporation 1.99 +12.00% 502755 104.98 102.86
Kraft Foods 1.96 595600 87.12 0.00
ARCC Ares Capital Corporation 1.91 +5.00% 2937178 17.17 16.86
MMM 3M Company 1.81 289773 164.95 162.72
KSS Kohl's Corporation 1.81 610540 78.25 73.72
GGG Gra 1.78 +38.00% 651310 72.16 72.96
NTRS Northern Trust Corporation 1.76 +6.00% 668342 69.65 69.63
EMR Emerson Electric 1.74 +10.00% 815697 56.62 55.87
DEO Diageo 1.73 +7.00% 413114 110.57 110.91
Kinder Morgan 1.73 +4.00% 1089245 42.06 0.00
BR Broadridge Financial Solutions 1.71 -3.00% 821152 55.01 51.66
CL Colgate-Palmolive Company 1.69 +2.00% 645430 69.34 68.17
MSFT Microsoft Corporation 1.68 +6.00% 1090843 40.65 42.00
LLTC Linear Technology Corporation 1.68 +2.00% 948962 46.80 46.86
Fnf 1.67 1205581 36.76 0.00
Iron Mountain 1.66 NEW 1205502 36.48 0.00
MLM Martin Marietta Materials 1.61 +4.00% 304129 139.80 137.91
PFE Pfizer 1.53 +5.00% 1163218 34.79 33.78
PX Praxair 1.52 +7.00% 332146 120.74 124.53
GSK GlaxoSmithKline 1.51 +13.00% 863169 46.15 45.62
CHRW C.H. Robinson Worldwide 1.46 +11.00% 528504 73.22 72.00
SO Southern Company 1.45 +2.00% 868502 44.28 43.68
DD E.I. du Pont de Nemours & Company 1.44 534743 71.47 79.13
PGR Progressive Corporation 1.43 +6.00% 1389394 27.20 26.15
DLR Digital Realty Trust 1.43 572816 65.96 64.33
RYN Rayonier 1.40 +96.00% 1378400 26.96 27.05
PCL Plum Creek Timber 1.38 +7.00% 843548 43.45 41.89
FAST Fastenal Company 1.36 NEW 868808 41.43 40.46
GE General Electric Company 1.34 +10.00% 1431131 24.81 25.35
PAYX Paychex 1.24 +13.00% 662497 49.62 48.92
MKL Markel Corporation 1.15 +15.00% 39682 768.96 738.67
Express Scripts Holding 1.09 +16.00% 331649 86.77 0.00
TJX TJX Companies 1.03 +4.00% 389846 70.05 67.66
BBBY Bed Bath & Beyond 0.99 +15.00% 339877 76.77 74.05
EXPD Expeditors International of Washington 0.98 +7.00% 539024 48.18 47.74
AXP American Express Company 0.97 +22.00% 327376 78.12 79.39
UTX United Technologies Corporation 0.93 +8.00% 210299 117.20 118.52
MAT Mattel 0.92 1067772 22.85 24.73
DISCK Discovery Communications 0.83 +57.00% 746233 29.47 31.23
ITW Illinois Tool Works 0.81 220872 97.14 96.27
AIG American International 0.78 NEW 375427 54.79 54.59
LOW Lowe's Companies 0.77 -22.00% 275715 74.39 73.15
MA MasterCard Incorporated 0.75 228545 86.39 87.52
TMO Thermo Fisher Scientific 0.75 +9.00% 148128 134.34 127.98
WRB W.R. Berkley Corporation 0.75 +11.00% 392917 50.51 49.84
BRK.B Berkshire Hathaway 0.71 +2.00% 130291 144.32 0.00
BRO Brown & Brown 0.68 +24.00% 545131 33.11 31.80
WFC Wells Fargo & Company 0.67 +2.00% 326448 54.40 53.90
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 0.67 -28.00% 146785 121.71 120.16
IJK iShares S&P; MidCap 400 Growth 0.67 -48.00% 103791 171.51 165.35
IWP iShares Russell Midcap Growth Idx. 0.66 NEW 179615 97.93 95.82
WAT Waters Corporation 0.63 134266 124.32 119.56
SYK Stryker Corporation 0.63 +23.00% 181917 92.25 90.61
HAL Halliburton Company 0.57 +18.00% 345421 43.88 41.30
IJJ iShares S&P; MidCap 400 Value Index 0.56 +4.00% 113599 130.95 127.44
Google Inc Class C 0.51 +17.00% 24590 547.99 0.00
GBDC Golub Capital BDC 0.45 679976 17.55 17.53
MORN Morningstar 0.43 +37.00% 153146 74.91 73.68
VCLT Vanguard Long Term Corporate Bond ETF 0.43 +370.00% 120118 94.10 92.52
New Mountain Finance 0.42 -2.00% 762028 14.60 0.00
HD Home Depot 0.41 +2.00% 96015 113.61 113.11
IYW iShares Dow Jones US Technology 0.39 -2.00% 97880 104.96 104.97
Tcp Capital 0.39 638180 16.02 0.00
Solar Cap 0.37 +2.00% 478197 20.24 0.00
TCRD THL Credit 0.37 +6.00% 806645 12.29 12.58
VCIT Vanguard Intermediate Tm Cpte Bd ETF 0.34 -9.00% 101346 87.70 86.66
NKE NIKE 0.33 +5.00% 85865 100.33 96.37
PNNT PennantPark Investment 0.33 +3.00% 957366 9.05 9.54
Ishares Tr 2023 invtgr bd 0.33 +110.00% 88892 99.01 0.00
ADI Analog Devices 0.32 +7.00% 132656 63.00 57.76
JWN Nordstrom 0.31 +5.00% 101663 80.32 79.23
BDX Becton, Dickinson and 0.31 +5.00% 57324 143.59 142.79
APD Air Products & Chemicals 0.31 +5.00% 54569 151.28 152.20
MSM MSC Industrial Direct 0.31 +50.00% 114287 72.20 71.20
LMT Lockheed Martin Corporation 0.31 -82.00% 40062 202.96 197.87
TCAP Triangle Capital Corporation 0.31 365031 22.81 23.41
*re Max Hldgs Inc cl a 0.31 +360.00% 244661 33.21 0.00
GD General Dynamics Corporation 0.30 +3.00% 59252 135.73 133.60
CLX Clorox Company 0.30 +6.00% 71675 110.39 107.06
NVS Novartis AG 0.29 +6.00% 78660 98.61 96.03
ACAS American Capital 0.29 +21.00% 522931 14.79 14.80
NJR New Jersey Resources Corporation 0.29 +112.00% 250141 31.06 28.89
Ace Limited Cmn 0.28 +6.00% 67412 111.49 0.00
SEIC SEI Investments Company 0.28 NEW 169103 44.09 42.55
HTGC Hercules Technology Growth Capital 0.28 557937 13.48 13.99
MTB M&T; Bank Corporation 0.27 +8.00% 56702 127.00 121.63
PG Procter & Gamble Company 0.27 +8.00% 85901 81.94 81.31
NSRGY Nestle SA Reg Shs. Ser. B Spons 0.27 +11.00% 93397 75.22 74.64
CBSH Commerce Bancshares 0.27 +9.00% 166703 42.32 41.42
XLY Consumer Discretionary SPDR 0.27 95783 75.35 74.69
IYF iShares Dow Jones US Financial 0.27 -6.00% 81167 89.05 88.01
ITR SPDR Barclay Cp Intr Trm Cr Bd 0.27 +10.00% 207832 34.54 34.26
Medley Capital Corporation 0.27 789815 9.15 0.00
Ishares Tr 2018 invtgr bd 0.27 +8.00% 71251 99.82 0.00
MCD McDonald's Corporation 0.26 +10.00% 70608 97.44 96.21
TROW T. Rowe Price 0.26 +8.00% 84349 80.98 81.65
SIAL Sigma-Aldrich Corporation 0.26 -62.00% 49091 138.25 137.95
XLV Health Care SPDR 0.25 -6.00% 90508 72.50 71.27
GWW W.W. Grainger 0.25 +11.00% 27852 235.82 230.01
GOOG Google 0.25 11971 554.67 554.33
PNY Piedmont Natural Gas Company 0.25 +8.00% 181285 36.91 35.08
CLY iShares 10+ Year Credit Bond Fund ETF 0.25 +186.00% 106412 62.60 61.73
CFR Cullen/Frost Bankers 0.24 +11.00% 92031 69.09 68.36
DCI Donaldson Company 0.24 +12.00% 165848 37.71 37.30
IWO iShares Russell 2000 Growth Index 0.24 -57.00% 42664 151.56 146.64
MLN Market Vectors Long Municipal Index 0.24 NEW 317569 19.92 19.67
Ishares Corporate Bond Etf 202 0.24 +46.00% 58396 107.22 0.00
XOM Exxon Mobil Corporation 0.23 +10.00% 71432 85.00 84.57
COP ConocoPhillips 0.23 +6.00% 95936 62.26 61.42
AINV Apollo Investment 0.23 793973 7.68 7.73
IEF iShares Lehman 7-10 Yr Treas. Bond 0.23 +5.00% 56150 108.39 106.48
VNQ Vanguard REIT ETF 0.23 +2.00% 73421 84.31 80.84
RWR SPDR DJ Wilshire REIT 0.23 64458 94.57 90.66
Cys Investments 0.23 696880 8.91 0.00
OXY Occidental Petroleum Corporation 0.22 +15.00% 79753 73.00 74.23
IJT iShares S&P; SmallCap 600 Growth 0.22 NEW 44885 130.15 124.98
VBK Vanguard Small-Cap Growth ETF 0.22 NEW 43578 131.79 130.10
CIU iShares Barclays Inter Crd Bd Fund ETF) 0.21 -31.00% 50286 110.67 109.75
MBB iShares Lehman MBS Bond Fund 0.21 +6.00% 49324 110.33 109.62
REZ iShares FTSE NAREIT Resi Plus Capp 0.21 -2.00% 88632 62.14 59.64
MDU MDU Resources 0.20 +17.00% 242690 21.34 20.52
MRO Marathon Oil Corporation 0.20 +19.00% 205106 26.11 26.02
Triplepoint Venture Gr Bdc cs 0.19 +21.00% 363824 14.11 0.00
HYG iShares iBoxx $ High Yid Corp Bond 0.18 +18.00% 52480 90.61 90.34
JNK SPDR Barclays Capital High Yield B 0.18 +21.00% 124026 39.22 39.12
XLI Industrial SPDR 0.17 -27.00% 80725 55.77 56.03
TLT iShares Barclays 20+ Yr Treas.Bond 0.17 NEW 34054 130.70 126.45
Ishares Tr 2020 invtgr bd 0.17 +7.00% 44465 100.01 0.00
XLP Consumer Staples Select Sect. SPDR 0.16 -4.00% 87029 48.74 48.00
Ofs Capital 0.16 342550 12.25 0.00
IWN iShares Russell 2000 Value Index 0.15 -37.00% 37567 103.20 99.26
Kcap Financial 0.15 +2.00% 606176 6.73 0.00
Tpg Specialty Lnding Inc equity 0.15 231054 17.21 0.00
NLY Annaly Capital Management 0.14 367717 10.40 10.36
IJS iShares S&P; SmallCap 600 Value Idx 0.14 NEW 30971 118.92 115.06
Horizon Technology Fin 0.14 -3.00% 275045 13.82 0.00
Stellus Capital Investment 0.14 298974 12.07 0.00
LSTR Landstar System 0.13 +33.00% 52329 66.29 67.86
HTS Hatteras Financial 0.13 194282 18.16 17.61
Fs Investment Corporation 0.13 +34.00% 342646 10.14 0.00
PDCO Patterson Companies 0.12 +4.00% 66840 48.79 48.45
TFI SPDR Nuveen Barclays Capital Municpl Bnd 0.12 -26.00% 133177 24.22 23.93
TAXI Medallion Financial 0.11 318464 9.26 10.28
Stonecastle Finl 0.11 167464 17.96 0.00
WOOF VCA Antech 0.10 49202 54.81 52.20
CODI Compass Diversified Holdings 0.10 -7.00% 158200 17.10 16.27
MAIN Main Street Capital Corporation 0.10 84971 30.90 30.38
Claymore Exchange-traded Fd gugg crp bd 2017 0.10 +8.00% 118531 22.83 0.00
Ishares Trust Barclays 0.10 +4.00% 52040 50.56 0.00
Claymore Exchange Trd Fd Tr gug bull2019 e 0.10 +8.00% 126552 21.29 0.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.10 +8.00% 125820 21.50 0.00
Claymore Exchange Trd Fd Tr gug bull2018 e 0.10 +8.00% 126736 21.33 0.00
Gugenheim Bulletshares 2022 Corp Bd 0.10 +3.00% 127090 21.24 0.00
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.10 +3.00% 126694 21.29 0.00
Claymore Exchange Trd Fd Tr 2024 corp bond 0.10 NEW 129025 20.88 0.00
GAIN Gladstone Investment Corporation 0.09 309537 7.40 7.34
HAE Haemonetics Corporation 0.08 +2.00% 48245 44.92 43.56
MLI Mueller Industries 0.08 +4.00% 55033 36.12 33.97
XLE Energy Select Sector SPDR 0.08 -21.00% 28253 77.58 75.34
XLB Materials SPDR 0.08 NEW 40882 48.77 49.68
CFI Cu 0.08 80930 26.75 25.08
Ishares Tr 2017 s^p amtfr 0.08 +17.00% 38146 55.13 0.00
Ishares S&p Amt-free Municipal 0.08 +16.00% 82238 25.47 0.00
Cm Fin 0.08 +2.00% 155619 13.26 0.00
RLI RLI 0.07 +4.00% 37148 52.41 48.75
FELE Franklin Electric 0.07 +5.00% 47771 38.14 36.04
FWRD Forward Air Corporation 0.07 36208 54.30 53.02
JBT John Bean Technologies Corporation 0.07 54468 35.73 33.19
MTSC MTS Systems Corporation 0.07 +111.00% 24441 75.65 70.51
EXPO Exponent 0.07 +3.00% 21594 88.91 86.04
BKCC Blackrock Kelso Capital 0.07 192882 9.06 9.20
BMRC Bank of Marin Ban 0.07 +5.00% 35871 50.90 50.31
Lance 0.07 +6.00% 61533 31.97 0.00
Solar Senior Capital 0.07 115853 16.11 0.00
Thermon Group Holdings 0.07 +11.00% 73415 24.07 0.00
Potbelly 0.07 +21.00% 141277 13.70 0.00
Bio-techne Corporation 0.07 17888 100.29 0.00
SPY SPDR S&P; 500 ETF 0.06 7727 206.42 205.25
Ritchie Bros. Auctioneers In 0.06 -44.00% 66692 24.94 0.00
MHK Mohawk Industries 0.06 -3.00% 8419 185.77 179.34
VAR Varian Medical Systems 0.06 +17.00% 17852 94.11 93.09
GOOD Gladstone Commercial Corporation 0.06 +10.00% 89595 18.61 17.99
GLAD Gladstone Capital Corporation 0.06 194045 8.81 8.69
RAVN Raven Industries 0.06 +85.00% 76059 20.46 18.44
WST West Pharmaceutical Services 0.06 -33.00% 25116 60.20 53.95
Onebeacon Insurance Group Ltd Cl-a 0.06 +2.00% 96960 15.21 0.00
FEIC FEI Company 0.06 +22.00% 19402 76.33 74.56
Pennantpark Floating Rate Capi 0.06 -23.00% 112563 14.03 0.00
Alcentra Cap 0.06 +114.00% 127432 13.30 0.00
MUB iShares S&P; Natl AMTFr Mncpl Bd Fd 0.05 +14.00% 12688 110.58 109.49
SFE Safeguard Scientifics 0.05 73767 18.08 18.16
Ishares 2020 Amt-free Muni Bond Etf 0.05 NEW 54153 25.39 0.00
BRK.A Berkshire Hathaway 0.04 5 217400.00 0.00
IAU iShares Gold Trust 0.04 -17.00% 89813 11.45 11.14
I Shares 2019 Etf 0.04 NEW 37589 25.54 0.00
Halyard Health 0.04 +4.00% 21034 49.21 0.00
TICC TICC Capital 0.03 104903 6.92 7.42
CMO Capstead Mortgage Corporation 0.02 +81.00% 54500 11.76 11.63
IWF iShares Russell 1000 Growth Index 0.02 NEW 5350 98.88 97.71
IVW iShares S&P; 500 Growth Index 0.02 -18.00% 4598 113.96 113.07
IVE iShares S&P; 500 Value Index 0.02 +64.00% 4825 92.64 91.53
Manatuck Hill Mariner Offshore 0.02 3182 150.53 0.00
Harvest Cap Cr 0.02 +137.00% 47497 12.99 0.00
American Cap Sr Floating 0.02 50297 13.10 0.00
CMP Compass Minerals International 0.01 -18.00% 3966 93.29 92.05
SQM Sociedad Quimica y Minera 0.01 NEW 13039 18.25 23.51
BTU Peabody Energy Corporation 0.01 NEW 28572 4.93 5.93
Agrium 0.01 NEW 2948 104.14 0.00
Potash Corp. Of Saskatchewan I 0.01 -17.00% 10492 32.22 0.00
WY Weyerhaeuser Company 0.01 -11.00% 9140 33.15 33.37
BUD Anheuser-Busch InBev NV 0.01 NEW 2690 121.93 120.72
EOG EOG Resources 0.01 -18.00% 3758 91.80 86.44
FSP Franklin Street Properties 0.01 27500 12.84 12.25
PXD Pioneer Natural Resources 0.01 -18.00% 1304 163.34 153.87
CF CF Industries Holdings 0.01 -18.00% 1387 283.35 292.79
CXO Concho Resources 0.01 -18.00% 3192 115.91 107.77
FMC FMC Corporation 0.01 -18.00% 5931 57.33 60.36
Royal Gold 0.01 4799 63.14 0.00
Cimarex Energy 0.01 -18.00% 3019 114.94 0.00
Cloud Peak Energy 0.01 +67.00% 40827 5.83 0.00
Silver Wheaton 0.01 +18.00% 18104 19.00 0.00
HNRG Hallador Energy 0.01 +5.00% 28697 11.67 12.58
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 0.01 NEW 2804 105.56 105.16
SHM SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.01 -91.00% 11739 24.28 24.25
FNV Franco-Nevada Corporation 0.01 +2.00% 6400 48.59 46.00
SAR Saratoga Investment 0.01 14936 15.87 15.84
Vanguard Equity Income Admiral 0.01 3947 64.86 0.00
Mosaic 0.01 NEW 6661 46.09 0.00
Tronox 0.01 NEW 15137 20.35 0.00
Dominion Diamond Corp foreign stock 0.01 NEW 18079 17.09 0.00
Gulf Coast Ultra Deep Royalty 0.01 +41.00% 428823 0.71 0.00
Glencore Xstrata 0.01 -18.00% 33332 8.46 0.00
Eldorado Gold 0.00 NEW 24080 4.61 0.00
Rubicon Minerals 0.00 -17.00% 111329 0.95 0.00
GWLK Gabriel Technologies Corporation 0.00 NEW 13000 0.00 0.00
Detour Gold Corporation 0.00 -19.00% 15011 8.53 0.00
Torex Gold Resources 0.00 -17.00% 87480 0.81 0.00
Teucrium Wheat Fund mutual fund 0.00 NEW 10109 10.88 0.00
Ares Coml Real Estate 0.00 -50.00% 10000 11.00 0.00