Confluence Investment Management

Latest statistics and disclosures from CONFLUENCE INVESTMENT MANAGEMENT's latest quarterly 13F-HR filing:

CONFLUENCE INVESTMENT MANAGEMENT portfolio companies for December 2013 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
CVX Chevron Corporation 2.27 +46.00% 328969 124.91 124.70
JNJ Johnson & Johnson 2.24 +8.00% 442687 91.59 99.85
ARCC Ares Capital Corporation 2.24 +6.00% 2273701 17.77 17.26
PEP Pepsi 2.14 +9.00% 466903 82.94 85.36
EMR Emerson Electric 2.11 +7.00% 542319 70.18 69.88
LMT Lockheed Martin Corporation 2.09 +8.00% 254167 148.66 160.69
DEO Diageo 2.04 +7.00% 279051 132.42 121.80
MMM 3M Company 1.92 +8.00% 247961 140.25 136.46
BR Broadridge Financial Solutions 1.90 +5.00% 869015 39.52 37.12
MSFT Microsoft Corporation 1.78 -15.00% 858934 37.41 39.36
FNF Fidelity National Financial 1.72 +7.00% 957324 32.45 31.98
PX Praxair 1.70 +11.00% 235656 130.03 131.19
VNQ Vanguard REIT ETF 1.69 -7.00% 472796 64.56 72.42
GBDC Golub Capital BDC 1.67 +6.00% 1582486 19.11 17.15
GSK GlaxoSmithKline 1.64 +12.00% 556867 53.39 55.31
IRM Iron Mountain Incorporated 1.62 +13.00% 964742 30.35 28.02
DD E.I. du Pont de Nemours & Company 1.59 +8.00% 441890 64.97 67.04
LLTC Linear Technology Corporation 1.54 +35.00% 612665 45.55 47.16
KSS Kohl's Corporation 1.52 +8.00% 484635 56.75 54.73
SO Southern Company 1.46 +14.00% 639898 41.11 45.51
PFE Pfizer 1.45 +9.00% 854718 30.63 30.66
RYN Rayonier 1.40 +40.00% 602551 42.10 45.43
Kraft Foods 1.40 +10.00% 469478 53.91 0.00
PCL Plum Creek Timber 1.39 +10.00% 541845 46.51 42.67
CHRW C.H. Robinson Worldwide 1.37 +10.00% 423124 58.35 57.61
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 1.37 +23.00% 216113 114.19 117.89
Willis Group Holdings 1.35 +5.00% 545688 44.81 0.00
MLM Martin Marietta Materials 1.34 +11.00% 242193 99.94 125.64
Kinder Morgan 1.34 +14.00% 670438 36.00 0.00
POM Pepco Holdings 1.24 +11.00% 1168915 19.13 21.59
GGG Gra 1.19 +2.00% 275275 78.12 72.81
PGR Progressive Corporation 1.15 +21.00% 763295 27.27 23.82
PAYX Paychex 1.02 +3.00% 406506 45.53 40.97
NTRS Northern Trust Corporation 1.00 NEW 293257 61.89 60.84
IJK iShares S&P; MidCap 400 Growth 1.00 +185.00% 120060 150.19 149.70
AXP American Express Company 0.95 +4.00% 189479 90.73 87.13
UTX United Technologies Corporation 0.84 +7.00% 133898 113.80 119.34
Nxp Semiconductors N V 0.84 +268.00% 330615 45.93 0.00
ITW Illinois Tool Works 0.79 +2.00% 169450 84.08 85.39
MKL Markel Corporation 0.77 +2.00% 23864 580.33 617.21
EXPD Expeditors International of Washington 0.76 +10.00% 311290 44.25 40.47
Express Scripts Holding 0.74 +3.00% 189709 70.24 0.00
TMO Thermo Fisher Scientific 0.73 117982 111.35 115.75
IYW iShares Dow Jones US Technology 0.72 -24.00% 147912 88.44 90.11
SIAL Sigma-Aldrich Corporation 0.70 +4.00% 135090 94.01 95.49
GOOG Google 0.70 -5.00% 11295 1120.67 525.50
WRB W.R. Berkley Corporation 0.67 +5.00% 281060 43.39 43.16
IJJ iShares S&P; MidCap 400 Value Index 0.66 +28.00% 103366 116.23 120.24
LOW Lowe's Companies 0.65 +9.00% 236615 49.55 46.59
TCRD THL Credit 0.63 695030 16.49 13.85
TJX TJX Companies 0.62 -2.00% 175126 63.73 58.44
MA MasterCard Incorporated 0.61 -8.00% 13214 835.48 74.07
BBBY Bed Bath & Beyond 0.61 +2.00% 138256 80.30 62.79
WAT Waters Corporation 0.61 +4.00% 111109 100.00 110.88
DISCK Discovery Communications 0.60 -3.00% 128584 83.86 72.29
JNK SPDR Barclays Capital High Yield B 0.60 -41.00% 268204 40.56 41.24
BRK.B Berkshire Hathaway 0.59 +3.00% 89610 118.56 0.00
PNNT PennantPark Investment 0.59 -10.00% 919901 11.60 10.97
WFC Wells Fargo & Company 0.58 +4.00% 231816 45.40 49.39
IYF iShares Dow Jones US Financial 0.57 -35.00% 127525 80.16 80.65
Medley Capital Corporation 0.57 -2.00% 750172 13.85 0.00
HYG iShares iBoxx $ High Yid Corp Bond 0.56 -42.00% 109248 92.88 94.20
HAL Halliburton Company 0.52 +2.00% 184509 50.75 64.39
Solar Cap 0.52 414233 22.55 0.00
XLY Consumer Discretionary SPDR 0.51 +26.00% 138540 66.83 64.48
Tcp Capital 0.51 +8.00% 550135 16.78 0.00
HTGC Hercules Technology Growth Capital 0.50 -9.00% 545945 16.40 14.09
New Mountain Finance 0.49 +17.00% 592152 15.04 0.00
XLE Energy Select Sector SPDR 0.46 -20.00% 93004 88.51 94.16
XLI Industrial SPDR 0.46 -4.00% 160635 52.26 53.17
CIU iShares Barclays Inter Crd Bd Fund ETF) 0.43 +32.00% 71758 107.88 109.36
SYK Stryker Corporation 0.42 +12.00% 101110 75.14 77.81
BRO Brown & Brown 0.34 +17.00% 198393 31.39 29.41
MBB iShares Lehman MBS Bond Fund 0.34 +14.00% 59132 104.56 106.68
TCAP Triangle Capital Corporation 0.33 -8.00% 213312 27.65 26.23
XOM Exxon Mobil Corporation 0.32 56609 101.20 100.26
HD Home Depot 0.30 64826 82.34 79.10
Ishares Tr 2018 invtgr bd 0.28 +6.00% 51298 97.80 0.00
COP ConocoPhillips 0.27 +15.00% 68743 70.65 74.46
VCIT Vanguard Intermediate Tm Cpte Bd ETF 0.27 +6.00% 59561 82.71 85.32
ITR SPDR Barclay Cp Intr Trm Cr Bd 0.27 +6.00% 145550 33.60 34.09
Cys Investments 0.27 +2.00% 666880 7.41 0.00
XLV Health Care SPDR 0.26 -54.00% 85561 55.43 57.96
ADP Automatic Data Processing 0.26 +20.00% 57151 80.80 76.84
NKE NIKE 0.26 +17.00% 59366 78.65 73.50
Horizon Technology Fin 0.26 332194 14.21 0.00
TROW T. Rowe Price 0.25 +21.00% 52979 83.77 82.85
GD General Dynamics Corporation 0.25 +21.00% 46358 95.54 110.30
CBSH Commerce Bancshares 0.25 +26.00% 99404 44.91 43.85
XLP Consumer Staples Select Sect. SPDR 0.25 -21.00% 105511 42.98 43.76
Stonecastle Finl 0.25 NEW 181879 24.56 0.00
Ace Limited Cmn 0.24 NEW 42109 103.54 0.00
GWW W.W. Grainger 0.24 +19.00% 17250 255.42 252.63
BF.B Brown-Forman Corporation 0.24 +22.00% 57612 75.57 0.00
ADI Analog Devices 0.24 +23.00% 84560 50.93 53.97
MDU MDU Resources 0.24 +21.00% 143987 30.55 35.53
BDX Becton, Dickinson and 0.24 +21.00% 39210 110.48 113.90
NVS Novartis AG 0.24 +21.00% 54280 80.38 84.60
CL Colgate-Palmolive Company 0.24 +20.00% 67492 65.21 66.32
Nextera Energy 0.24 +21.00% 50265 85.63 0.00
PG Procter & Gamble Company 0.24 +20.00% 52348 81.42 80.85
DCI Donaldson Company 0.24 +22.00% 98240 43.46 42.10
MVC MVC Capital 0.24 316378 13.50 13.19
TAXI Medallion Financial 0.24 -3.00% 307830 14.35 13.97
MTB M&T; Bank Corporation 0.23 +22.00% 35855 116.41 123.52
CFR Cullen/Frost Bankers 0.23 +23.00% 56691 74.44 78.36
JWN Nordstrom 0.23 +24.00% 66918 61.81 62.05
APD Air Products & Chemicals 0.23 +21.00% 37424 111.77 118.47
OXY Occidental Petroleum Corporation 0.23 +20.00% 43896 95.11 96.68
CLX Clorox Company 0.23 +21.00% 45381 92.77 89.24
LDR Landauer 0.23 -65.00% 79772 52.61 42.45
IEF iShares Lehman 7-10 Yr Treas. Bond 0.23 +18.00% 41967 99.24 101.93
Pennantpark Floating Rate Capi 0.23 300733 13.73 0.00
LSTR Landstar System 0.22 +3.00% 69478 57.44 61.12
CODI Compass Diversified Holdings 0.22 -7.00% 199092 19.63 18.13
MCD McDonald's Corporation 0.21 +25.00% 39972 97.02 99.81
MRO Marathon Oil Corporation 0.21 +24.00% 109732 35.30 36.46
GLAD Gladstone Capital Corporation 0.21 -14.00% 406052 9.57 9.90
NJR New Jersey Resources Corporation 0.21 +27.00% 80590 46.23 49.11
NLY Annaly Capital Management 0.20 +3.00% 367717 9.97 11.44
IBM International Business Machines 0.20 +29.00% 19713 187.59 190.98
PNY Piedmont Natural Gas Company 0.20 +27.00% 111473 33.16 35.86
AINV Apollo Investment 0.20 -10.00% 426884 8.48 8.10
Ofs Capital 0.19 +10.00% 267051 12.83 0.00
Stellus Capital Investment 0.19 +5.00% 229522 14.95 0.00
TFI SPDR Nuveen Barclays Capital Municpl Bnd 0.18 +79.00% 140390 22.55 23.52
Kcap Financial 0.18 +5.00% 410161 8.07 0.00
Ishares Tr 2020 invtgr bd 0.17 +6.00% 32260 95.94 0.00
Ishares Tr 2023 invtgr bd 0.17 +7.00% 32827 91.14 0.00
Ishares Corporate Bond Etf 202 0.17 +6.00% 31278 99.30 0.00
NGPC NGP Capital Resources Company 0.16 -7.00% 378341 7.47 7.07
HTS Hatteras Financial 0.16 176282 16.34 19.75
ACAS American Capital 0.15 170708 15.64 14.79
MCGC MCG Capital Corporation 0.15 -2.00% 627656 4.40 3.54
Solar Senior Capital 0.15 146272 18.22 0.00
ZBRA Zebra Technologies 0.14 +2.00% 46037 54.09 69.14
BKCC Blackrock Kelso Capital 0.14 -3.00% 278851 9.33 9.19
SHM SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.14 +50.00% 106361 24.29 24.32
MAIN Main Street Capital Corporation 0.14 -19.00% 75934 32.69 32.35
IEI iShares Lehman 3-7 Yr Treasury Bond 0.14 +265.00% 21778 120.03 120.81
Ritchie Bros. Auctioneers In 0.13 +3.00% 102882 22.93 0.00
NPO EnPro Industries 0.13 -3.00% 41029 57.64 72.93
XLB Materials SPDR 0.13 -12.00% 49933 46.22 47.58
GAIN Gladstone Investment Corporation 0.13 291979 8.06 7.97
PDCO Patterson Companies 0.12 +4.00% 53151 41.20 41.08
IDU iShares Dow Jones US Utilities 0.11 -12.00% 20321 95.81 106.74
VCSH Vanguard Short Term Corporate Bond ETF 0.11 +5.00% 24544 79.78 80.09
Claymore Exchange-traded Fd gugg crp bd 2017 0.11 +7.00% 84911 22.66 0.00
TICC TICC Capital 0.10 -11.00% 181244 10.34 9.70
Ishares Trust Barclays 0.10 +6.00% 38772 48.39 0.00
Ishares Trust Barclays 0.10 +6.00% 36806 51.05 0.00
Claymore Exchange Trd Fd Tr gug bull2019 e 0.10 +6.00% 91169 20.58 0.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.10 +6.00% 90836 20.54 0.00
Claymore Exchange Trd Fd Tr gug bull2018 e 0.10 +6.00% 90648 20.93 0.00
Ishares Tr 2016 invtgr bd 0.10 +6.00% 18963 99.30 0.00
WOOF VCA Antech 0.09 +3.00% 49383 31.37 30.64
GOOD Gladstone Commercial Corporation 0.09 +33.00% 91894 17.97 17.65
TECH Techne Corporation 0.09 16870 94.67 85.37
WST West Pharmaceutical Services 0.09 -5.00% 32961 49.06 42.41
Thermon Group Holdings 0.09 61946 27.33 0.00
FELE Franklin Electric 0.08 33995 44.65 40.67
FWRD Forward Air Corporation 0.08 -5.00% 34132 43.92 44.87
MLI Mueller Industries 0.08 24192 63.00 29.44
GTI GrafTech International 0.08 -17.00% 128645 11.23 11.39
Onebeacon Insurance Group Ltd Cl-a 0.08 -2.00% 86966 15.82 0.00
CFI Cu 0.08 NEW 71097 20.45 18.68
BMRC Bank of Marin Ban 0.08 +2.00% 31646 43.39 45.74
SFE Safeguard Scientifics 0.08 +15.00% 75467 20.09 21.38
Full Circle Cap 0.08 215559 7.04 0.00
HAE Haemonetics Corporation 0.07 +5.00% 31787 42.12 33.43
HITT Hittite Microwave Corporation 0.07 +3.00% 21891 61.71 61.17
MORN Morningstar 0.07 -5.00% 15770 78.06 71.04
CUB Cubic Corporation 0.07 +3.00% 24193 52.66 48.15
PLOW Douglas Dynamics 0.07 +5.00% 80571 16.82 17.64
Lance 0.07 +5.00% 44564 28.66 0.00
Claymore Exchange-traded Fd gugg crp bd 2016 0.07 +6.00% 60334 22.29 0.00
Guggenheim Bulletshar 0.07 +6.00% 58648 21.88 0.00
C&j Energy Services 0.07 +2.00% 58270 23.10 0.00
Vocera Communications 0.07 85456 15.61 0.00
*re Max Hldgs Inc cl a 0.07 NEW 40900 32.08 0.00
SPY SPDR S&P; 500 ETF 0.06 +44.00% 5979 184.65 188.28
FSC Fifth Street Finance 0.06 +22.00% 124014 9.25 9.47
SMG Scotts Miracle-Gro Company 0.06 -5.00% 18163 62.21 61.23
NATL National Interstate Corporation 0.06 NEW 50392 23.00 27.60
PPLT ETFS Physical Platinum Shares 0.06 -8.00% 8246 133.88 137.36
CLY iShares 10+ Year Credit Bond Fund ETF 0.06 +84.00% 19237 55.00 59.21
Ishares Tr 2017 s^p amtfr 0.06 +26.00% 18717 54.98 0.00
Ishares S&p Amt-free Municipal 0.06 +92.00% 41249 25.31 0.00
MHK Mohawk Industries 0.05 -9.00% 5691 148.83 136.44
MSM MSC Industrial Direct 0.05 NEW 11167 80.86 89.59
BRK.A Berkshire Hathaway 0.05 5 177800.00 0.00
VAR Varian Medical Systems 0.05 +14.00% 11358 77.65 79.96
IVW iShares S&P; 500 Growth Index 0.04 +5.00% 7401 98.77 99.71
IWO iShares Russell 2000 Growth Index 0.04 -49.00% 4902 135.45 131.01
MUB iShares S&P; Natl AMTFr Mncpl Bd Fd 0.04 +29.00% 6554 103.75 107.83
MUAD iShares 2015 S&P; AMT-Free Mun Ser ETF 0.04 +27.00% 12887 53.23 53.03
MUAE iShares 2016 S&P; AMT-Free Mun Ser ETF 0.04 +27.00% 12804 53.58 53.52
Potash Corp. Of Saskatchewan I 0.03 +37.00% 17056 32.95 0.00
RDS.A Royal Dutch Shell 0.03 -12.00% 7166 71.31 0.00
WY Weyerhaeuser Company 0.03 -4.00% 17758 31.59 28.79
SWN Southwestern Energy Company 0.03 -3.00% 13486 39.30 48.59
IVE iShares S&P; 500 Value Index 0.03 -48.00% 6410 85.49 87.47
IWN iShares Russell 2000 Value Index 0.03 -74.00% 4804 99.50 99.57
PALL ETFS Physical Palladium Shares 0.03 -3.00% 7166 69.63 78.10
MUNI PIMCO Intermediate Mun Bond Strat Fund 0.03 +84.00% 9349 51.77 53.02
Manatuck Hill Mariner Offshore 0.03 -5.00% 3182 151.48 0.00
Mosaic 0.03 +32.00% 12669 47.28 0.00
Monroe Cap 0.03 +91.00% 38034 12.20 0.00
* Barrick Gold 0.02 -4.00% 17880 17.62 0.00
SQM Sociedad Quimica y Minera 0.02 -4.00% 12126 25.89 31.69
LUK Leucadia National 0.02 -11.00% 10043 28.38 26.22
AMG Affiliated Managers 0.02 -16.00% 1948 216.63 185.83
KO Coca-Cola Company 0.02 10198 41.28 40.80
RRC Range Resources 0.02 NEW 4787 84.40 94.87
GE General Electric Company 0.02 -9.00% 11155 28.06 26.55
CLR Continental Resources 0.02 NEW 3089 112.66 134.41
Agrium 0.02 -4.00% 3913 91.49 0.00
HES Hess 0.02 NEW 4620 82.90 88.23
STO Statoil ASA 0.02 -3.00% 15715 24.12 28.70
TOT TOTAL S.A. 0.02 -14.00% 6744 61.24 69.01
FCX Freeport-McMoRan Copper & Gold 0.02 -6.00% 11131 37.73 34.22
MUR Murphy Oil Corporation 0.02 -3.00% 5629 64.84 64.83
EOG EOG Resources 0.02 NEW 2054 167.96 105.14
Energy Xxi 0.02 -5.00% 13618 27.10 0.00
PXD Pioneer Natural Resources 0.02 -6.00% 2451 184.01 198.22
MCF Contango Oil & Gas Company 0.02 -6.00% 8992 47.26 47.71
WLL Whiting Petroleum Corporation 0.02 NEW 5537 61.95 75.64
E Eni S.p.A. 0.02 -5.00% 7606 48.51 51.23
WTI W&T; Offshore 0.02 NEW 19841 15.98 19.50
EWJ iShares MSCI Japan Index 0.02 -7.00% 22724 12.15 11.04
EZU iShares MSCI EMU Index 0.02 -25.00% 10066 41.43 42.46
BHP BHP Billiton 0.02 -6.00% 5865 68.20 70.98
CXO Concho Resources 0.02 NEW 3327 107.91 133.08
REP Repsol YPF, S.A. 0.02 -5.00% 14756 25.28 0.00
Royal Gold 0.02 -2.00% 7086 46.01 0.00
Cimarex Energy 0.02 -55.00% 3507 104.93 0.00
PCH Potlatch Corporation 0.02 -2.00% 7364 41.69 38.49
Eldorado Gold 0.02 -3.00% 53167 5.70 0.00
New Gold Inc Cda 0.02 -3.00% 54314 5.25 0.00
SM SM Energy 0.02 -31.00% 4047 83.02 79.91
Silver Wheaton 0.02 -4.00% 17868 20.20 0.00
Yamana Gold 0.02 -2.00% 35444 8.63 0.00
IWW iShares Russell 3000 Value Index 0.02 NEW 3351 123.55 127.03
FNV Franco-Nevada Corporation 0.02 -4.00% 8878 40.77 47.08
ITE SPDR Barclays Capital Inter Term 0.02 NEW 7513 59.10 59.37
Vanguard Equity Income Admiral 0.02 NEW 4379 62.34 0.00
Gulf Coast Ultra Deep Royalty 0.02 -4.00% 179480 2.08 0.00
Harvest Cap Cr 0.02 20000 15.00 0.00
JPM JPMorgan Chase & Co. 0.01 -12.00% 4279 58.42 56.00
FSP Franklin Street Properties 0.01 11000 11.91 12.09
XOP SPDR S&P; Oil & Gas Explore & Prod. 0.01 NEW 3081 68.48 78.64
VWO Vanguard Emerging Markets ETF 0.01 -70.00% 6311 41.20 40.83
SAR Saratoga Investment 0.01 +6.00% 14936 15.67 15.42
Proshares Tr Ii Ultrashort Ye etf 0.01 -25.00% 3308 71.04 0.00
Ares Coml Real Estate 0.01 20000 13.10 0.00