Confluence Investment Management
Latest statistics and disclosures from Confluence Investment Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are VNQ, ARCC, JNJ, CVX, PEP. These five stock positions account for 11.02% of Confluence Investment Management's total stock portfolio.
- Added to shares of Kraft Foods (+$17.97M), Kinder Morgan (+$17.26M), KSS (+$16.82M), CHRW (+$14.64M), Berkley W R (+$11.75M), American Express (+$11.61M), Berkshire Hath-cl B (+$9.58M), Bed Bath & Beyond (+$9.21M), Express Scripts Holding (+$9.02M), Annaly C (+$8.95M).
- Started new stock positions in GTI, Kcap Financial, DCI, EXPD, BECTON DICKINSON & CO Com Stk, Affiliated Managers, Air Prod & Chem, Bhp Billitltd-sp, Berkshire Hathaway Inc-cl A cl a 0, CHRW, SHY, KSS, GE,
- Reduced shares in these stocks: HNI (-$15.52M), NLY (-$12.42M), WRB (-$9.86M), AXP (-$9.80M), BRK.B (-$7.92M), BBBY (-$7.52M), WMT (-$7.25M), Beam (-$7.03M), LQD, LUK.
- Sold out of its positions in AMG, APD, ANV, AXP, ADI, NLY, ADP, BP, Barclays Bk Plc Ipsp croil etn,
- As of March 31, 2013, Confluence Investment Management has $1.37B in assets under management (AUM). Assets under management grew from a total value of $1.19B to $1.37B.
- Independent of market fluctuations, Confluence Investment Management was a net buyer by $94.14M worth of stocks in the most recent quarter.
Confluence Investment Management portfolio companies for quarter ending March 2013
| Ticker | Name | Portfolio Weight | Change | Share Count | Price | Last Trade |
|---|---|---|---|---|---|---|
| VNQ | Vanguard REIT ETF | 2.56 | +15.00% | 497731 | 70.53 | 77.53 |
| ARCC | Ares Capital Corporation | 2.37 | 1795116 | 18.10 | 18.06 | |
| JNJ | Johnson & Johnson | 2.16 | +10.00% | 362801 | 81.53 | 88.09 |
| CVX | Chevron Corporation | 1.97 | +5.00% | 227535 | 118.82 | 123.42 |
| PEP | Pepsi | 1.95 | +5.00% | 338288 | 79.11 | 83.80 |
| MSFT | Microsoft Corporation | 1.82 | +12.00% | 869106 | 28.61 | 34.87 |
| EMR | Emerson Electric | 1.61 | 393964 | 55.87 | 59.36 | |
| JNK | SPDR Barclays Capital High Yield B | 1.57 | -3.00% | 521862 | 41.11 | 41.56 |
| DEO | Diageo | 1.51 | -4.00% | 164113 | 125.84 | 123.20 |
| GBDC | Golub Capital BDC | 1.50 | +9.00% | 1242547 | 16.51 | 17.50 |
| HYG | iShares iBoxx $ High Yid Corp Bond | 1.47 | -3.00% | 213359 | 94.35 | 95.46 |
| LMT | Lockheed Martin Corporation | 1.43 | +30.00% | 203148 | 96.52 | 106.41 |
| SO | Southern Company | 1.42 | +14.00% | 413160 | 46.92 | 46.60 |
| PX | Praxair | 1.39 | +25.00% | 170709 | 111.54 | 116.20 |
| MHP | McGraw-Hill Companies | 1.38 | +14.00% | 363811 | 52.08 | 0.00 |
| GSK | GlaxoSmithKline | 1.37 | +15.00% | 400335 | 46.91 | 52.22 |
| PFE | Pfizer | 1.34 | +27.00% | 636874 | 28.86 | 28.96 |
| Kraft Foods | 1.31 | NEW | 348783 | 51.53 | 0.00 | |
| MMM | 3M Company | 1.30 | 167253 | 106.31 | 111.39 | |
| FSP | Franklin Street Properties | 1.28 | -6.00% | 1194882 | 14.62 | 14.29 |
| GGG | Gra | 1.28 | 302608 | 58.03 | 62.48 | |
| RLI | RLI | 1.27 | 242264 | 71.85 | 74.56 | |
| LLTC | Linear Technology Corporation | 1.26 | 448536 | 38.37 | 38.06 | |
| Kinder Morgan | 1.26 | NEW | 446257 | 38.68 | 0.00 | |
| KSS | Kohl's Corporation | 1.23 | NEW | 364717 | 46.13 | 51.58 |
| BR | Broadridge Financial Solutions | 1.21 | +15.00% | 669199 | 24.84 | 27.12 |
| PCL | Plum Creek Timber | 1.21 | -5.00% | 316581 | 52.20 | 54.04 |
| PGR | Progressive Corporation | 1.20 | +4.00% | 650643 | 25.27 | 26.19 |
| RYN | Rayonier | 1.14 | -8.00% | 262189 | 59.67 | 60.31 |
| Willis Group Holdings | 1.11 | +9.00% | 386681 | 39.49 | 0.00 | |
| VVC | Vectren Corporation | 1.11 | -5.00% | 429607 | 35.42 | 36.42 |
| MLM | Martin Marietta Materials | 1.07 | -2.00% | 144140 | 102.02 | 110.91 |
| CHRW | C.H. Robinson Worldwide | 1.07 | NEW | 246230 | 59.46 | 58.32 |
| LDR | Landauer | 1.06 | +15.00% | 257201 | 56.38 | 51.52 |
| PAYX | Paychex | 0.99 | 388447 | 35.06 | 38.52 | |
| DD | E.I. du Pont de Nemours & Company | 0.94 | 263076 | 49.16 | 55.89 | |
| FNF | Fidelity National Financial | 0.93 | -19.00% | 507348 | 25.23 | 25.56 |
| PNNT | PennantPark Investment | 0.89 | -6.00% | 1079205 | 11.29 | 11.24 |
| TMO | Thermo Fisher Scientific | 0.88 | +4.00% | 158337 | 76.49 | 86.27 |
| CSJ | iShares Barclays 1-3 Year Cred Bd Fd ETF | 0.87 | +234.00% | 112926 | 105.54 | 105.57 |
| IYF | iShares Dow Jones US Financial | 0.87 | +46.00% | 175024 | 67.86 | 73.82 |
| Berkley W R | 0.86 | NEW | 264825 | 44.37 | 0.00 | |
| American Express | 0.85 | NEW | 172174 | 67.46 | 0.00 | |
| XOM | Exxon Mobil Corporation | 0.83 | +5.00% | 126469 | 90.11 | 91.76 |
| IYW | iShares Dow Jones US Technology | 0.83 | +37.00% | 154513 | 73.31 | 77.17 |
| Medley Capital Corporation | 0.82 | -2.00% | 707393 | 15.85 | 0.00 | |
| SIAL | Sigma-Aldrich Corporation | 0.81 | 143162 | 77.65 | 84.19 | |
| ITW | Illinois Tool Works | 0.81 | +13.00% | 182720 | 60.94 | 70.78 |
| DISCK | Discovery Communications | 0.81 | -2.00% | 160424 | 69.54 | 69.89 |
| MKL | Markel Corporation | 0.79 | +5.00% | 21399 | 503.48 | 539.00 |
| LQD | iShares IBoxx $ Invest Grade Corp Bd Fd | 0.78 | -29.00% | 89101 | 119.90 | 120.09 |
| GOOG | 0.75 | 12925 | 794.20 | 909.18 | ||
| TCRD | THL Credit | 0.74 | +8.00% | 674166 | 14.98 | 15.56 |
| WAT | Waters Corporation | 0.73 | +2.00% | 106294 | 93.91 | 98.00 |
| LOW | Lowe's Companies | 0.70 | -13.00% | 254053 | 37.92 | 42.67 |
| Berkshire Hath-cl B | 0.70 | NEW | 91964 | 104.20 | 0.00 | |
| TJX | TJX Companies | 0.69 | +20.00% | 201610 | 46.75 | 51.33 |
| HD | Home Depot | 0.68 | -11.00% | 132676 | 69.78 | 76.86 |
| MA | MasterCard Incorporated | 0.67 | 16859 | 541.14 | 584.78 | |
| Bed Bath & Beyond | 0.67 | NEW | 142893 | 64.42 | 0.00 | |
| Express Scripts Holding | 0.66 | NEW | 156493 | 57.62 | 0.00 | |
| XLE | Energy Select Sector SPDR | 0.65 | +3.00% | 112423 | 79.31 | 82.12 |
| Annaly C | 0.65 | NEW | 562969 | 15.89 | 0.00 | |
| Solar Cap | 0.64 | +8.00% | 370597 | 23.49 | 0.00 | |
| WFC | Wells Fargo & Company | 0.63 | +3.00% | 233924 | 36.99 | 39.88 |
| XLI | Industrial SPDR | 0.61 | 200442 | 41.76 | 44.17 | |
| XLV | Health Care SPDR | 0.60 | -14.00% | 177991 | 46.01 | 49.10 |
| HTGC | Hercules Technology Growth Capital | 0.60 | +10.00% | 666322 | 12.25 | 13.33 |
| MBB | iShares Lehman MBS Bond Fund | 0.58 | +3.00% | 73435 | 107.95 | 107.39 |
| Ipath Dow Jones-aig Commodity | 0.57 | 193316 | 40.62 | 0.00 | ||
| EXPD | Expeditors International of Washington | 0.56 | NEW | 213996 | 35.73 | 38.53 |
| IAU | iShares Gold Trust | 0.56 | -3.00% | 497728 | 15.52 | 13.17 |
| TCAP | Triangle Capital Corporation | 0.54 | -5.00% | 264405 | 27.99 | 29.09 |
| Cys Investments | 0.54 | +3.00% | 629880 | 11.74 | 0.00 | |
| HAL | Halliburton Company | 0.53 | +19.00% | 179597 | 40.41 | 45.25 |
| VCIT | Vanguard Intermediate Tm Cpte Bd ETF | 0.49 | +13.00% | 77522 | 87.37 | 87.87 |
| New Mountain Finance | 0.49 | +22.00% | 457397 | 14.62 | 0.00 | |
| IWN | iShares Russell 2000 Value Index | 0.41 | -10.00% | 66738 | 83.81 | 87.68 |
| IWO | iShares Russell 2000 Growth Index | 0.41 | -6.00% | 52758 | 107.64 | 113.45 |
| XLY | Consumer Discretionary SPDR | 0.38 | -19.00% | 98815 | 53.00 | 57.55 |
| CIU | iShares Barclays Inter Crd Bd Fund ETF) | 0.38 | -17.00% | 46439 | 111.14 | 111.08 |
| SYK | Stryker Corporation | 0.36 | +60.00% | 74809 | 65.25 | 68.90 |
| MVC | MVC Capital | 0.35 | -27.00% | 369719 | 12.83 | 12.98 |
| Horizon Technology Fin | 0.35 | 325832 | 14.61 | 0.00 | ||
| BRO | Brown & Brown | 0.34 | +2.00% | 146547 | 32.04 | 32.32 |
| AINV | Apollo Investment | 0.34 | +2.00% | 555013 | 8.36 | 8.73 |
| HTS | Hatteras Financial | 0.34 | 171282 | 27.43 | 26.83 | |
| XLP | Consumer Staples Select Sect. SPDR | 0.34 | +3.00% | 116782 | 39.77 | 41.94 |
| GLAD | Gladstone Capital Corporation | 0.33 | 488311 | 9.20 | 8.74 | |
| VWO | Vanguard Emerging Markets ETF | 0.33 | 104950 | 42.90 | 44.02 | |
| TAXI | Medallion Financial | 0.32 | +8.00% | 334593 | 13.22 | 15.49 |
| Tcp Capital | 0.32 | +8.00% | 276986 | 15.96 | 0.00 | |
| Pennantpark Floating Rate Capi | 0.29 | +11.00% | 285478 | 13.96 | 0.00 | |
| Kcap Financial | 0.28 | NEW | 357082 | 10.91 | 0.00 | |
| DECK | Deckers Outdoor Corporation | 0.26 | +4.00% | 64923 | 55.70 | 52.49 |
| CODI | Compass Diversified Holdings | 0.25 | 216442 | 15.87 | 17.76 | |
| MCGC | MCG Capital Corporation | 0.25 | +7.00% | 724645 | 4.78 | 5.17 |
| LSTR | Landstar System | 0.23 | -8.00% | 54298 | 57.09 | 55.80 |
| ITR | SPDR Barclay Cp Intr Trm Cr Bd | 0.22 | +13.00% | 85390 | 34.72 | 34.75 |
| WMT | Wal-Mart Stores | 0.21 | -71.00% | 39180 | 74.83 | 77.87 |
| GWW | W.W. Grainger | 0.21 | +3.00% | 12911 | 225.00 | 263.35 |
| BF.B | Brown-Forman Corporation | 0.21 | +3.00% | 40340 | 71.39 | 0.00 |
| CL | Colgate-Palmolive Company | 0.21 | +6.00% | 23821 | 118.05 | 62.04 |
| COP | ConocoPhillips | 0.21 | +2.00% | 48951 | 60.10 | 63.31 |
| GIS | General Mills | 0.21 | +6.00% | 57208 | 49.31 | 50.36 |
| Nextera Energy | 0.21 | +6.00% | 37221 | 77.67 | 0.00 | |
| NGPC | NGP Capital Resources Company | 0.21 | 408814 | 7.11 | 6.34 | |
| Blackrock Kelso Capital | 0.21 | NEW | 284123 | 10.00 | 0.00 | |
| Stellus Capital Investment | 0.21 | +50.00% | 196876 | 14.82 | 0.00 | |
| MCD | McDonald's Corporation | 0.20 | +7.00% | 26887 | 99.68 | 101.54 |
| TROW | T. Rowe Price | 0.20 | +4.00% | 37050 | 74.87 | 78.36 |
| NVS | Novartis AG | 0.20 | +6.00% | 39234 | 71.24 | 74.15 |
| PG | Procter & Gamble Company | 0.20 | +8.00% | 35825 | 77.07 | 80.02 |
| UTX | United Technologies Corporation | 0.20 | +8.00% | 29196 | 93.44 | 97.35 |
| CLX | Clorox Company | 0.20 | +6.00% | 31200 | 88.53 | 87.37 |
| ANALOG DEVICES INC COM Stk | 0.20 | NEW | 58238 | 46.48 | 0.00 | |
| BECTON DICKINSON & CO Com Stk | 0.20 | NEW | 28400 | 95.60 | 0.00 | |
| D Automatic Data Proce Ssing Inc Common Stock 0 | 0.20 | NEW | 41533 | 65.03 | 0.00 | |
| Solar Senior Capital | 0.20 | +48.00% | 144228 | 19.20 | 0.00 | |
| MTB | M&T; Bank Corporation | 0.19 | +4.00% | 25006 | 103.18 | 105.94 |
| IBM | International Business Machines | 0.19 | +5.00% | 12328 | 213.34 | 208.44 |
| NKE | NIKE | 0.19 | +6.00% | 43780 | 59.00 | 65.32 |
| CBSH | Commerce Bancshares | 0.19 | +8.00% | 63383 | 40.83 | 43.10 |
| Claymore Exchange-traded Fd gugg crp bd 2017 | 0.19 | +13.00% | 113938 | 22.91 | 0.00 | |
| CFR | Cullen/Frost Bankers | 0.18 | +6.00% | 39034 | 62.54 | 64.69 |
| JWN | Nordstrom | 0.18 | +7.00% | 45425 | 55.23 | 60.68 |
| MDU | MDU Resources | 0.18 | +7.00% | 100922 | 24.99 | 27.09 |
| MRO | Marathon Oil Corporation | 0.18 | +6.00% | 73786 | 33.72 | 36.15 |
| SHY | iShares Lehman 1-3 Year Treas.Bond | 0.18 | NEW | 29645 | 84.47 | 84.45 |
| Fidus Invt | 0.18 | +58.00% | 130451 | 19.15 | 0.00 | |
| GD | General Dynamics Corporation | 0.17 | +8.00% | 32152 | 70.51 | 78.29 |
| DCI | Donaldson Company | 0.17 | NEW | 64521 | 36.19 | 38.18 |
| PNY | Piedmont Natural Gas Company | 0.17 | +7.00% | 70720 | 32.88 | 34.86 |
| IDU | iShares Dow Jones US Utilities | 0.17 | +5.00% | 23587 | 97.09 | 100.32 |
| MAIN | Main Street Capital Corporation | 0.17 | 72289 | 32.09 | 30.62 | |
| ACAS | American Capital | 0.16 | +35.00% | 149004 | 14.60 | 14.32 |
| NJR | New Jersey Resources Corporation | 0.16 | +9.00% | 49972 | 44.85 | 46.57 |
| XLB | Materials SPDR | 0.16 | 54671 | 39.18 | 41.26 | |
| Nxp Semiconductors N V | 0.16 | +6.00% | 73329 | 30.29 | 0.00 | |
| VCSH | Vanguard Short Term Corporate Bond ETF | 0.16 | +13.00% | 27051 | 80.33 | 80.51 |
| Air Prod & Chem | 0.16 | NEW | 25835 | 87.13 | 0.00 | |
| LUK | Leucadia National | 0.15 | -68.00% | 73345 | 27.43 | 32.02 |
| TICC | TICC Capital | 0.15 | +14.00% | 202255 | 9.94 | 9.99 |
| GAIN | Gladstone Investment Corporation | 0.15 | +3.00% | 289635 | 7.31 | 7.37 |
| TFI | SPDR Nuveen Barclays Capital Municpl Bnd | 0.15 | 83767 | 24.05 | 24.07 | |
| OXY | Occidental Petroleum Corporation | 0.14 | +9.00% | 25077 | 78.36 | 92.84 |
| Ofs Capital | 0.14 | +18.00% | 136094 | 14.00 | 0.00 | |
| ZBRA | Zebra Technologies | 0.12 | -3.00% | 34781 | 47.12 | 46.21 |
| PDCO | Patterson Companies | 0.12 | +3.00% | 43572 | 38.03 | 38.68 |
| SHM | SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd | 0.12 | 69988 | 24.35 | 24.28 | |
| Full Circle Cap | 0.12 | +3.00% | 208649 | 7.65 | 0.00 | |
| Ritchie Bros. Auctioneers In | 0.11 | +4.00% | 69900 | 21.70 | 0.00 | |
| EWZ | iShares MSCI Brazil Index | 0.11 | 27934 | 54.49 | 54.46 | |
| Affiliated Managers | 0.11 | NEW | 9951 | 153.55 | 0.00 | |
| FWRD | Forward Air Corporation | 0.09 | +201.00% | 33760 | 37.29 | 38.92 |
| WST | West Pharmaceutical Services | 0.09 | -7.00% | 19914 | 64.93 | 68.42 |
| FELE | Franklin Electric | 0.08 | +86.00% | 32158 | 33.58 | 33.65 |
| HAE | Haemonetics Corporation | 0.08 | +11.00% | 27907 | 41.67 | 41.14 |
| WOOF | VCA Antech | 0.08 | -54.00% | 45963 | 23.50 | 25.07 |
| FSC | Fifth Street Finance | 0.08 | 100883 | 11.02 | 10.87 | |
| GOOD | Gladstone Commercial Corporation | 0.08 | -19.00% | 55891 | 19.47 | 20.98 |
| TECH | Techne Corporation | 0.08 | +2.00% | 15190 | 67.87 | 67.74 |
| SAFM | Sanderson Farms | 0.08 | -6.00% | 20224 | 54.64 | 64.65 |
| MORN | Morningstar | 0.08 | -6.00% | 14922 | 69.90 | 70.61 |
| C&j Energy Services | 0.08 | -6.00% | 47717 | 22.91 | 0.00 | |
| WY | Weyerhaeuser Company | 0.07 | -7.00% | 30228 | 31.39 | 32.48 |
| HITT | Hittite Microwave Corporation | 0.07 | -6.00% | 16382 | 60.55 | 56.33 |
| Cimarex Energy | 0.07 | -9.00% | 11882 | 75.41 | 0.00 | |
| CUB | Cubic Corporation | 0.07 | +2.00% | 21663 | 42.70 | 48.51 |
| GNRC | Generac Holdings | 0.07 | -57.00% | 26367 | 35.35 | 37.35 |
| PLOW | Douglas Dynamics | 0.07 | 68480 | 13.81 | 14.15 | |
| HTLD | Heartland Express | 0.06 | -4.00% | 57709 | 13.34 | 14.35 |
| JW.A | John Wiley & Sons | 0.06 | -23.00% | 22357 | 38.96 | 0.00 |
| Berkshire Hathaway Inc-cl A cl a 0 | 0.06 | NEW | 5 | 156200.00 | 0.00 | |
| MLI | Mueller Industries | 0.06 | -6.00% | 14268 | 53.27 | 53.96 |
| SMG | Scotts Miracle-Gro Company | 0.06 | -2.00% | 19216 | 43.25 | 48.64 |
| SLV | iShares Silver Trust | 0.06 | -7.00% | 30903 | 27.44 | 21.40 |
| SPY | SPDR S&P; 500 ETF | 0.05 | +26.00% | 3963 | 156.70 | 166.94 |
| SWN | Southwestern Energy Company | 0.05 | -8.00% | 19708 | 37.24 | 38.86 |
| GLD | SPDR Gold Trust | 0.05 | -14.00% | 4303 | 154.54 | 131.07 |
| GTI | GrafTech International | 0.05 | NEW | 81415 | 7.68 | 8.04 |
| PCH | Potlatch Corporation | 0.05 | -10.00% | 13639 | 45.82 | 51.04 |
| Cameco Corporation | 0.04 | -9.00% | 23194 | 20.78 | 0.00 | |
| MHK | Mohawk Industries | 0.04 | -3.00% | 4680 | 113.03 | 117.90 |
| Bp Plc-spons | 0.04 | NEW | 11859 | 42.33 | 0.00 | |
| MUR | Murphy Oil Corporation | 0.04 | -10.00% | 8030 | 63.76 | 64.27 |
| PXD | Pioneer Natural Resources | 0.04 | -8.00% | 3965 | 124.34 | 142.25 |
| VAR | Varian Medical Systems | 0.04 | +24.00% | 6918 | 71.99 | 69.30 |
| Royal Gold | 0.04 | -9.00% | 7569 | 71.08 | 0.00 | |
| PSEC | Prospect Capital Corporation | 0.04 | 45494 | 10.90 | 10.97 | |
| IVW | iShares S&P; 500 Growth Index | 0.04 | -3.00% | 6651 | 82.39 | 88.05 |
| IVE | iShares S&P; 500 Value Index | 0.04 | +2.00% | 7679 | 73.84 | 78.50 |
| Silver Wheaton | 0.04 | -7.00% | 15662 | 31.35 | 0.00 | |
| Yamana Gold | 0.04 | -9.00% | 38263 | 15.34 | 0.00 | |
| FNV | Franco-Nevada Corporation | 0.04 | -9.00% | 12865 | 45.63 | 38.85 |
| PALL | ETFS Physical Palladium Shares | 0.04 | -9.00% | 6666 | 75.76 | 72.38 |
| Inmet Mining | 0.04 | -12.00% | 7401 | 66.61 | 0.00 | |
| Manatuck Hill Mariner Offshore | 0.04 | 3380 | 144.38 | 0.00 | ||
| BTU | Peabody Energy Corporation | 0.03 | -8.00% | 19085 | 21.17 | 20.21 |
| MCF | Contango Oil & Gas Company | 0.03 | 10179 | 40.08 | 37.09 | |
| WLT | Walter Energy | 0.03 | -7.00% | 12464 | 28.48 | 17.98 |
| MSB | Mesabi Trust | 0.03 | -8.00% | 18714 | 22.76 | 20.61 |
| SCCO | Southern Copper Corporation | 0.03 | -8.00% | 11968 | 37.60 | 33.06 |
| Eldorado Gold | 0.03 | -7.00% | 37068 | 9.52 | 0.00 | |
| New Gold Inc Cda | 0.03 | -8.00% | 46581 | 9.10 | 0.00 | |
| Teck Resources Ltd cl b | 0.03 | -8.00% | 12934 | 28.14 | 0.00 | |
| Rubicon Minerals | 0.03 | -7.00% | 148945 | 2.41 | 0.00 | |
| First Majestic Silver | 0.03 | -9.00% | 27742 | 16.18 | 0.00 | |
| MUAC | iShares 2014 S&P; AMT-Free Mun Ser ETF | 0.03 | +28.00% | 7625 | 51.41 | 51.58 |
| MUAB | iShares 2013 S&P; AMT-Free Mun Ser ETF | 0.03 | +28.00% | 7741 | 50.25 | 50.38 |
| Bhp Billitltd-sp | 0.03 | NEW | 6617 | 68.46 | 0.00 | |
| MUAD | iShares 2015 S&P; AMT-Free Mun Ser ETF | 0.03 | +28.00% | 7393 | 53.29 | 53.28 |
| MUAE | iShares 2016 S&P; AMT-Free Mun Ser ETF | 0.03 | +28.00% | 7366 | 53.62 | 53.74 |
| Ishares Tr 2017 s^p amtfr | 0.03 | +28.00% | 7159 | 55.59 | 0.00 | |
| Vale Sa Adr F cs | 0.03 | NEW | 23878 | 17.30 | 0.00 | |
| Fqf Tr quant neut ant | 0.03 | -8.00% | 18423 | 21.39 | 0.00 | |
| First Quantum Minerals | 0.03 | NEW | 21663 | 18.97 | 0.00 | |
| KO | Coca-Cola Company | 0.02 | +13.00% | 6974 | 40.44 | 42.97 |
| GE | General Electric Company | 0.02 | NEW | 11953 | 23.09 | 23.46 |
| EWJ | iShares MSCI Japan Index | 0.02 | -8.00% | 19055 | 10.81 | 12.11 |
| Silver Standard Res | 0.02 | -6.00% | 32457 | 10.54 | 0.00 | |
| AAUKY | Anglo American | 0.02 | -6.00% | 25038 | 12.86 | 11.95 |
| DEL | Deltic Timber Corporation | 0.02 | -9.00% | 3545 | 68.83 | 68.14 |
| DVY | iShares Dow Jones Select Dividend | 0.02 | -8.00% | 3616 | 63.33 | 67.00 |
| UEC | Uranium Energy | 0.02 | -9.00% | 100577 | 2.20 | 1.85 |
| SAR | Saratoga Investment | 0.02 | +9.00% | 14085 | 16.47 | 18.39 |
| Allied Nevada Gold | 0.02 | NEW | 14825 | 16.46 | 0.00 | |
| Vanguard Equity Income Admiral | 0.02 | 4318 | 56.04 | 0.00 | ||
| Ares Coml Real Estate | 0.01 | 10000 | 16.90 | 0.00 | ||
| Golub Capital Inc. - 144a | 0.00 | +4.00% | 22948 | 1.00 | 0.00 |
Past 13F-HR SEC Filings for Confluence Investment Management
- Confluence Investment Management 2012 Q4 - filed Jan. 23, 2013
- Confluence Investment Management 2012 Q3 - filed Oct. 9, 2012
- Confluence Investment Management 2012 Q2 - filed Aug. 9, 2012
- Confluence Investment Management 2012 Q1 - filed May 2, 2012
- Confluence Investment Management 2011 Q4 - filed Jan. 31, 2012
- Confluence Investment Management 2011 Q3 - filed Oct. 12, 2011
- Confluence Investment Management 2011 Q1 - filed April 13, 2011