Confluence Investment Management

Latest statistics and disclosures from CONFLUENCE INVESTMENT MANAGEMENT's latest quarterly 13F-HR filing:

CONFLUENCE INVESTMENT MANAGEMENT portfolio companies for December 2015 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
PEP Pepsi 2.55 +5.00% 781617 99.92 93.96
JNJ Johnson & Johnson 2.48 +5.00% 737593 102.72 98.55
MSFT Microsoft Corporation 2.10 -3.00% 1155455 55.48 42.00
DEO Diageo 2.07 +4.00% 579631 109.07 110.91
CVX Chevron Corporation 1.92 +7.00% 652152 89.96 102.86
NTRS Northern Trust Corporation 1.81 +5.00% 766124 72.09 69.63
MMM 3M Company 1.78 +5.00% 361599 150.64 162.72
PAYX Paychex 1.75 +2.00% 1011197 52.89 48.92
Ace Limited Cmn 1.74 +548.00% 455630 116.85 0.00
SO Southern Company 1.74 +5.00% 1139849 46.79 43.68
GGG Gra 1.74 738289 72.07 72.96
CL Colgate-Palmolive Company 1.71 +6.00% 784126 66.62 68.17
GE General Electric Company 1.65 +2.00% 1615485 31.15 25.35
DLR Digital Realty Trust 1.64 663018 75.62 64.33
LLTC Linear Technology Corporation 1.64 +6.00% 1182690 42.47 46.86
PGR Progressive Corporation 1.60 +2.00% 1535000 31.80 26.15
Kraft Heinz 1.60 +4.00% 670712 72.76 0.00
Fnf 1.56 +13.00% 1372550 34.67 0.00
ARCC Ares Capital Corporation 1.52 3271386 14.25 16.86
SYK Stryker Corporation 1.51 +8.00% 497274 92.94 90.61
MLM Martin Marietta Materials 1.50 +3.00% 335604 136.58 137.91
BR Broadridge Financial Solutions 1.49 849929 53.73 51.66
MKL Markel Corporation 1.49 +6.00% 51738 883.35 738.67
KSS Kohl's Corporation 1.44 +36.00% 924219 47.63 73.72
PCL Plum Creek Timber 1.44 -2.00% 921197 47.72 41.89
PFE Pfizer 1.42 +5.00% 1341997 32.28 33.78
DD E.I. du Pont de Nemours & Company 1.40 641037 66.60 79.13
GSK GlaxoSmithKline 1.39 +7.00% 1056555 40.35 45.62
PX Praxair 1.38 +6.00% 410933 102.40 124.53
FAST Fastenal Company 1.35 +5.00% 1010436 40.82 40.46
AIG American International 1.33 +8.00% 654668 61.97 54.59
Express Scripts Holding 1.32 +8.00% 463038 87.41 0.00
CHRW C.H. Robinson Worldwide 1.27 627014 62.02 72.00
Iron Mountain 1.21 +3.00% 1371229 27.01 0.00
MAT Mattel 1.20 +8.00% 1354950 27.17 24.73
RYN Rayonier 1.18 +5.00% 1624243 22.20 27.05
DISCK Discovery Communications 1.15 +7.00% 1399385 25.22 31.23
TJX TJX Companies 1.11 +19.00% 479592 70.91 67.66
MA MasterCard Incorporated 1.09 342407 97.36 87.52
LOW Lowe's Companies 0.95 +3.00% 381218 76.04 73.15
EXPD Expeditors International of Washington 0.93 +4.00% 627686 45.10 47.74
AXP American Express Company 0.89 +5.00% 390974 69.55 79.39
BRO Brown & Brown 0.89 +12.00% 847647 32.10 31.80
ITW Illinois Tool Works 0.86 +2.00% 283739 92.68 96.27
TMO Thermo Fisher Scientific 0.81 +4.00% 175493 141.85 127.98
WRB W.R. Berkley Corporation 0.81 +3.00% 453396 54.75 49.84
UTX United Technologies Corporation 0.79 +5.00% 251726 96.07 118.52
Kinder Morgan 0.79 +35.00% 1613930 14.92 0.00
BBBY Bed Bath & Beyond 0.78 +9.00% 495915 48.25 74.05
BRK.B Berkshire Hathaway 0.72 +5.00% 167123 132.04 0.00
Alphabet Inc Class C cs 0.71 -2.00% 28415 758.89 0.00
WFC Wells Fargo & Company 0.70 +3.00% 393418 54.36 53.90
MORN Morningstar 0.68 +11.00% 258436 80.41 73.68
IJK iShares S&P; MidCap 400 Growth 0.62 +4.00% 118249 160.96 165.35
IJJ iShares S&P; MidCap 400 Value Index 0.61 +22.00% 158785 117.20 127.44
Compagnie Fin Richemontag S 0.59 2529765 7.12 0.00
TLT iShares Barclays 20+ Yr Treas.Bond 0.53 +36.00% 135116 120.58 126.45
*re Max Hldgs Inc cl a 0.51 +20.00% 421205 37.30 0.00
HAL Halliburton Company 0.50 +5.00% 444959 34.04 41.30
VCLT Vanguard Long Term Corporate Bond ETF 0.50 +10.00% 181325 84.18 92.52
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 0.47 -12.00% 125253 114.01 120.16
MSM MSC Industrial Direct 0.45 +17.00% 245593 56.27 71.20
IWW iShares Russell 3000 Value Index 0.42 +104.00% 100755 127.39 131.04
GBDC Golub Capital BDC 0.41 758033 16.63 17.53
IYW iShares Dow Jones US Technology 0.41 +13.00% 117886 107.03 104.97
HD Home Depot 0.40 91646 132.25 113.11
New Mountain Finance 0.35 814981 13.02 0.00
PNY Piedmont Natural Gas Company 0.34 -4.00% 182604 57.02 35.08
CLX Clorox Company 0.32 +5.00% 76705 126.84 107.06
VCIT Vanguard Intermediate Tm Cpte Bd ETF 0.32 +2.00% 115589 84.09 86.66
Ishares Tr 2023 invtgr bd 0.32 +4.00% 103188 94.80 0.00
SEIC SEI Investments Company 0.31 +5.00% 180195 52.40 42.55
BDX Becton, Dickinson and 0.31 +6.00% 62412 154.09 142.79
IWP iShares Russell Midcap Growth Idx. 0.31 -47.00% 104352 91.92 95.82
TCRD THL Credit 0.31 -2.00% 872960 10.70 12.58
CLY iShares 10+ Year Credit Bond Fund ETF 0.31 +15.00% 169105 55.67 61.73
Tcp Capital 0.31 674629 13.93 0.00
MCD McDonald's Corporation 0.30 +5.00% 78515 118.14 96.21
NJR New Jersey Resources Corporation 0.30 +7.00% 278092 32.96 28.89
IWN iShares Russell 2000 Value Index 0.30 +111.00% 98960 91.94 99.26
LMT Lockheed Martin Corporation 0.29 41216 217.15 197.87
IWO iShares Russell 2000 Growth Index 0.29 +33.00% 64720 139.28 146.64
XLY Consumer Discretionary SPDR 0.29 +17.00% 114355 78.16 74.69
GD General Dynamics Corporation 0.28 +8.00% 63292 137.36 133.60
IJT iShares S&P; SmallCap 600 Growth 0.28 +31.00% 68477 124.30 124.98
MLN Market Vectors Long Municipal Index 0.28 +15.00% 424161 19.92 19.67
Alphabet Inc Class A cs 0.28 -3.00% 10887 777.99 0.00
Solar Cap 0.27 +7.00% 501435 16.43 0.00
CBSH Commerce Bancshares 0.27 +12.00% 192410 42.54 41.42
HTGC Hercules Technology Growth Capital 0.27 +6.00% 688754 12.19 13.99
Ishares Tr 2018 invtgr bd 0.27 +4.00% 81870 98.99 0.00
Medtronic 0.27 +9.00% 106508 76.92 0.00
XOM Exxon Mobil Corporation 0.26 +5.00% 100655 77.95 84.57
ADI Analog Devices 0.26 +7.00% 142889 55.32 57.76
APD Air Products & Chemicals 0.26 +7.00% 60582 130.10 152.20
PG Procter & Gamble Company 0.26 +9.00% 100281 79.41 81.31
NSRGY Nestle SA Reg Shs. Ser. B Spons 0.26 +8.00% 105378 74.42 74.64
TCAP Triangle Capital Corporation 0.26 410316 19.11 23.41
ITR SPDR Barclay Cp Intr Trm Cr Bd 0.26 +4.00% 238259 33.43 34.26
MTB M&T; Bank Corporation 0.25 +4.00% 61932 121.18 121.63
TROW T. Rowe Price 0.25 +8.00% 108007 71.49 81.65
NVS Novartis AG 0.25 +9.00% 87658 86.04 96.03
NKE NIKE 0.25 +108.00% 121075 62.50 96.37
MDU MDU Resources 0.24 404036 18.32 20.52
OXY Occidental Petroleum Corporation 0.24 110087 67.61 74.23
IJS iShares S&P; SmallCap 600 Value Idx 0.24 +84.00% 68040 108.16 115.06
Ishares Corporate Bond Etf 202 0.23 +4.00% 67496 103.87 0.00
PNNT PennantPark Investment 0.22 -7.00% 1099980 6.18 9.54
IEF iShares Lehman 7-10 Yr Treas. Bond 0.22 +3.00% 63869 105.59 106.48
VBK Vanguard Small-Cap Growth ETF 0.22 +7.00% 54344 121.45 130.10
REZ iShares FTSE NAREIT Resi Plus Capp 0.22 104068 63.45 59.64
GWW W.W. Grainger 0.21 +8.00% 32357 202.58 230.01
JWN Nordstrom 0.21 +21.00% 126819 49.81 79.23
DCI Donaldson Company 0.21 +10.00% 224870 28.66 37.30
CFR Cullen/Frost Bankers 0.20 +4.00% 102882 60.00 68.36
Onebeacon Insurance Group Ltd Cl-a 0.20 -2.00% 499363 12.41 0.00
Triplepoint Venture Gr Bdc cs 0.20 -6.00% 516576 11.96 0.00
CB Chubb Corporation 0.19 +9.00% 44353 132.64 98.78
Tpg Specialty Lnding Inc equity 0.18 +32.00% 330503 16.22 0.00
ACAS American Capital 0.17 +37.00% 380384 13.79 14.80
IYF iShares Dow Jones US Financial 0.17 -27.00% 58753 88.39 88.01
VNQ Vanguard REIT ETF 0.16 -22.00% 60610 79.72 80.84
Cys Investments 0.16 697215 7.13 0.00
Ishares Tr 2020 invtgr bd 0.16 +4.00% 51490 97.42 0.00
XLV Health Care SPDR 0.15 -29.00% 63775 72.03 71.27
XLI Industrial SPDR 0.15 +5.00% 87236 53.01 56.03
XLP Consumer Staples Select Sect. SPDR 0.15 +4.00% 90683 50.49 48.00
PDCO Patterson Companies 0.14 +6.00% 93946 45.21 48.45
TFI SPDR Nuveen Barclays Capital Municpl Bnd 0.14 +13.00% 172628 24.38 23.93
Medley Capital Corporation 0.14 -20.00% 556921 7.52 0.00
Ofs Capital 0.14 +9.00% 359835 11.48 0.00
CIU iShares Barclays Inter Crd Bd Fund ETF) 0.13 +4.00% 38012 107.28 109.75
MAIN Main Street Capital Corporation 0.12 126740 29.08 30.38
Fs Investment Corporation 0.12 +13.00% 407566 8.99 0.00
LSTR Landstar System 0.11 59707 58.65 67.86
Stellus Capital Investment 0.11 +33.00% 361446 9.64 0.00
NLY Annaly Capital Management 0.10 -14.00% 315163 9.38 10.36
AINV Apollo Investment 0.10 -22.00% 604473 5.22 7.73
MBB iShares Lehman MBS Bond Fund 0.10 +4.00% 28372 107.71 109.62
Claymore Exchange-traded Fd gugg crp bd 2017 0.10 +4.00% 137143 22.52 0.00
Ishares Trust Barclays 0.10 +5.00% 60465 50.11 0.00
Claymore Exchange Trd Fd Tr gug bull2019 e 0.10 +4.00% 146757 20.86 0.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.10 +4.00% 145426 20.89 0.00
Claymore Exchange Trd Fd Tr gug bull2018 e 0.10 +4.00% 146156 21.02 0.00
Gugenheim Bulletshares 2022 Corp Bd 0.10 +5.00% 147778 20.29 0.00
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.10 +5.00% 147051 20.52 0.00
Claymore Exchange Trd Fd Tr 2024 corp bond 0.10 +5.00% 150616 19.77 0.00
WOOF VCA Antech 0.09 48597 55.00 52.20
BKCC Blackrock Kelso Capital 0.09 287936 9.40 9.20
Ishares Tr 2017 s^p amtfr 0.09 +12.00% 99413 27.35 0.00
Ishares S&p Amt-free Municipal 0.09 +12.00% 107201 25.52 0.00
FEIC FEI Company 0.08 +12.00% 29166 79.78 74.56
HTS Hatteras Financial 0.08 194447 13.15 17.61
Goldmansachsbdcinc shs 0.08 NEW 134915 19.00 0.00
PCP Precision Castparts 0.07 -3.00% 8983 231.99 210.13
VAR Varian Medical Systems 0.07 +9.00% 27327 80.80 93.09
CODI Compass Diversified Holdings 0.07 -6.00% 138200 15.89 16.27
JBT John Bean Technologies Corporation 0.07 -30.00% 42403 49.83 33.19
NATL National Interstate Corporation 0.07 +118.00% 75083 26.70 26.37
BMRC Bank of Marin Ban 0.07 39390 53.39 50.31
Lance 0.07 +3.00% 66766 34.30 0.00
Horizon Technology Fin 0.07 -30.00% 179012 11.73 0.00
Kcap Financial 0.07 -2.00% 535785 4.07 0.00
Alcentra Cap 0.07 +24.00% 176637 11.60 0.00
SPY SPDR S&P; 500 ETF 0.06 8692 203.87 205.25
HAE Haemonetics Corporation 0.06 +2.00% 54137 32.23 43.56
FWRD Forward Air Corporation 0.06 42176 43.01 53.02
MTSC MTS Systems Corporation 0.06 +3.00% 30029 63.41 70.51
MUB iShares S&P; Natl AMTFr Mncpl Bd Fd 0.06 +12.00% 16513 110.70 109.49
IDU iShares Dow Jones US Utilities 0.06 NEW 17773 107.92 108.36
Hilton Worlwide Hldgs 0.06 +6.00% 83991 21.40 0.00
Potbelly 0.06 +3.00% 159547 11.71 0.00
Cm Fin 0.06 175899 10.02 0.00
Ishares 2020 Amt-free Muni Bond Etf 0.06 +12.00% 71115 25.54 0.00
Bio-techne Corporation 0.06 +21.00% 20899 90.00 0.00
Halyard Health 0.06 +7.00% 53934 33.41 0.00
FELE Franklin Electric 0.05 +2.00% 56166 27.03 36.04
IWD iShares Russell 1000 Value Index 0.05 NEW 15532 97.86 101.93
IVV iShares S&P; 500 Index 0.05 NEW 8071 204.93 205.96
MLI Mueller Industries 0.05 60320 27.11 33.97
GOOD Gladstone Commercial Corporation 0.05 +4.00% 107907 14.59 17.99
XLE Energy Select Sector SPDR 0.05 -3.00% 27580 60.33 75.34
TICC TICC Capital 0.05 268320 6.08 7.42
WST West Pharmaceutical Services 0.05 24252 60.20 53.95
EXPO Exponent 0.05 -24.00% 33262 49.94 86.04
Solar Senior Capital 0.05 -10.00% 93093 14.90 0.00
Thermon Group Holdings 0.05 83430 16.92 0.00
D Tumi Holdings 0.05 99325 16.63 0.00
RAVN Raven Industries 0.04 87281 15.60 18.44
IAU iShares Gold Trust 0.04 111596 10.23 11.14
GAIN Gladstone Investment Corporation 0.04 -21.00% 148333 7.67 7.34
I Shares 2019 Etf 0.04 +12.00% 49370 25.62 0.00
Ritchie Bros. Auctioneers In 0.03 34725 24.10 0.00
BRK.A Berkshire Hathaway 0.03 5 197800.00 0.00
GLAD Gladstone Capital Corporation 0.03 129045 7.31 8.69
CMO Capstead Mortgage Corporation 0.03 108755 8.74 11.63
TAXI Medallion Financial 0.03 -33.00% 128353 7.04 10.28
CFI Cu 0.03 41953 25.48 25.08
Pennantpark Floating Rate Capi 0.03 83507 11.24 0.00
Kraft Foods 0.03 NEW 12020 88.19 0.00
FSP Franklin Street Properties 0.02 +33.00% 60000 10.35 12.25
IVW iShares S&P; 500 Growth Index 0.02 +3.00% 4246 115.87 113.07
IVE iShares S&P; 500 Value Index 0.02 +42.00% 6258 88.53 91.53
HYG iShares iBoxx $ High Yid Corp Bond 0.02 -82.00% 6820 80.65 90.34
SFE Safeguard Scientifics 0.02 45000 14.51 18.16
JNK SPDR Barclays Capital High Yield B 0.02 -82.00% 15872 33.90 39.12
Ssga Active Etf Tr incom allo etf 0.02 +129.00% 17561 29.55 0.00
Harvest Cap Cr 0.02 -22.00% 39320 11.72 0.00
Chemours 0.02 -20.00% 87428 5.36 0.00
LLY Eli Lilly & Co. 0.01 2400 84.17 68.81
PII Polaris Industries 0.01 NEW 2658 85.78 148.18
VFC V.F. Corporation 0.01 NEW 6034 62.31 73.33
VMC Vulcan Materials Company 0.01 NEW 2151 94.84 82.73
Agrium 0.01 2614 89.52 0.00
AA Alcoa 0.01 NEW 30175 9.88 10.62
WY Weyerhaeuser Company 0.01 -2.00% 10571 29.99 33.37
BUD Anheuser-Busch InBev NV 0.01 2690 124.91 120.72
EOG EOG Resources 0.01 3956 70.78 86.44
FDS FactSet Research Systems 0.01 NEW 1876 162.58 150.33
FSC Fifth Street Finance 0.01 -67.00% 46910 6.37 7.07
PXD Pioneer Natural Resources 0.01 -2.00% 1765 125.21 153.87
SJM J.M. Smucker Company 0.01 NEW 2711 123.20 110.22
CF CF Industries Holdings 0.01 5092 40.85 292.79
CXO Concho Resources 0.01 NEW 2499 92.84 107.77
FMC FMC Corporation 0.01 NEW 5198 39.05 60.36
Cimarex Energy 0.01 2670 89.51 0.00
IWF iShares Russell 1000 Growth Index 0.01 -27.00% 3479 99.45 97.71
Silver Wheaton 0.01 19969 12.42 0.00
IJR iShares S&P; SmallCap 600 Index 0.01 -12.00% 2480 110.08 113.70
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 0.01 2330 104.72 105.16
VGK Vanguard European ETF 0.01 NEW 4050 49.88 53.41
FNV Franco-Nevada Corporation 0.01 -2.00% 5824 45.67 46.00
Manatuck Hill Mariner Offshore 0.01 2813 133.31 0.00
Vanguard Equity Income Admiral 0.01 3846 61.88 0.00
First Tr Exch Trd Alphadex mid cp gr alph 0.01 -29.00% 12383 28.83 0.00
First Tr Exch Trd Alphadex sml cp grw a 0.01 NEW 8766 30.46 0.00
First Tr Mid Cap Val Etf equity 0.01 +8.00% 8387 26.47 0.00
American Cap Sr Floating 0.01 -65.00% 17588 9.84 0.00
EWJ iShares MSCI Japan Index 0.00 NEW 10746 12.10 12.17
Eldorado Gold 0.00 27565 2.97 0.00
Seabridge Gold 0.00 -2.00% 11712 8.28 0.00
Franklin Cust Fds Incm Fd Cl A 0.00 NEW 67569 2.10 0.00
Detour Gold Corporation 0.00 13436 10.42 0.00
Torex Gold Resources 0.00 +2.00% 78984 0.91 0.00
Franklin High Income Tr fd cl a 0.00 NEW 35117 1.65 0.00
Sandstorm Gold 0.00 56210 2.63 0.00
Glencore Xstrata 0.00 +4.00% 31450 2.64 0.00
Temple Glb Bal A mutual fund 0.00 NEW 38315 2.79 0.00