Confluence Investment Management

Latest statistics and disclosures from CONFLUENCE INVESTMENT MANAGEMENT's latest quarterly 13F-HR filing:

CONFLUENCE INVESTMENT MANAGEMENT portfolio companies for December 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
JNJ Johnson & Johnson 2.47 +6.00% 579043 104.57 101.44
PEP Pepsi 2.42 +9.00% 628281 94.56 99.11
CVX Chevron Corporation 2.04 +8.00% 445946 112.18 108.58
MMM 3M Company 1.98 +3.00% 295120 164.32 168.76
MSFT Microsoft Corporation 1.94 1024261 46.45 44.12
EMR Emerson Electric 1.86 +8.00% 738106 61.73 58.30
LMT Lockheed Martin Corporation 1.85 -2.00% 235535 192.57 202.51
IRM Iron Mountain Incorporated 1.85 +10.00% 1177688 38.66 36.46
Kinder Morgan 1.80 +4.00% 1041488 42.31 0.00
DEO Diageo 1.78 +7.00% 382900 114.09 118.15
ARCC Ares Capital Corporation 1.78 +3.00% 2792296 15.61 17.02
CL Colgate-Palmolive Company 1.77 +4.00% 629196 69.19 71.01
NTRS Northern Trust Corporation 1.73 +5.00% 630322 67.40 71.03
LLTC Linear Technology Corporation 1.72 +34.00% 928150 45.60 48.30
Fnf 1.72 +38.00% 1226919 34.45 0.00
SO Southern Company 1.69 +2.00% 847052 49.11 45.98
PX Praxair 1.62 +6.00% 307784 129.56 128.17
BR Broadridge Financial Solutions 1.60 +9.00% 848666 46.18 53.76
DD E.I. du Pont de Nemours & Company 1.60 +3.00% 531765 73.94 77.90
DLR Digital Realty Trust 1.54 570619 66.30 66.17
GGG Gra 1.54 +15.00% 470596 80.18 76.52
KSS Kohl's Corporation 1.52 +4.00% 612362 61.04 70.06
Kraft Foods 1.52 +4.00% 594293 62.66 0.00
PGR Progressive Corporation 1.44 +5.00% 1309277 26.99 26.49
CHRW C.H. Robinson Worldwide 1.44 -13.00% 472818 74.89 73.55
PFE Pfizer 1.40 +5.00% 1104592 31.15 34.55
PCL Plum Creek Timber 1.37 +6.00% 785950 42.79 43.15
GE General Electric Company 1.33 +3.00% 1296554 25.27 25.89
MAT Mattel 1.33 +4.00% 1051907 30.94 25.98
GSK GlaxoSmithKline 1.33 +7.00% 761775 42.74 47.81
IJK iShares S&P; MidCap 400 Growth 1.32 +23.00% 202691 159.67 168.78
MLM Martin Marietta Materials 1.31 +14.00% 291867 110.32 143.04
Nxp Semiconductors N V 1.23 +10.00% 396290 76.40 0.00
PAYX Paychex 1.10 +33.00% 583686 46.17 49.67
TJX TJX Companies 1.05 +3.00% 374693 68.58 68.11
AXP American Express Company 1.01 +10.00% 266675 93.04 82.17
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 1.00 -11.00% 205774 119.41 122.11
LOW Lowe's Companies 0.99 354954 68.80 74.29
Express Scripts Holding 0.99 +14.00% 285812 84.67 0.00
MKL Markel Corporation 0.96 +12.00% 34402 682.84 746.44
BBBY Bed Bath & Beyond 0.92 +14.00% 295281 76.17 74.88
EXPD Expeditors International of Washington 0.91 +9.00% 500102 44.61 48.16
UTX United Technologies Corporation 0.91 +11.00% 194081 115.00 123.18
ITW Illinois Tool Works 0.84 +4.00% 218562 94.70 99.46
RYN Rayonier 0.80 700043 27.94 27.01
MA MasterCard Incorporated 0.79 +20.00% 224716 86.16 91.77
BRK.B Berkshire Hathaway 0.78 +8.00% 127527 150.15 0.00
WRB W.R. Berkley Corporation 0.74 +10.00% 352771 51.26 50.19
SIAL Sigma-Aldrich Corporation 0.73 -8.00% 131379 137.27 138.11
WFC Wells Fargo & Company 0.71 +9.00% 318206 54.82 55.20
TMO Thermo Fisher Scientific 0.69 +12.00% 135013 125.29 131.02
DISCK Discovery Communications 0.65 +19.00% 473413 33.72 31.38
WAT Waters Corporation 0.62 +10.00% 135869 112.72 121.21
BRO Brown & Brown 0.59 +13.00% 437988 32.91 32.42
IWO iShares Russell 2000 Growth Index 0.58 +118.00% 99825 142.38 149.59
SYK Stryker Corporation 0.57 +13.00% 147578 94.33 94.77
IJJ iShares S&P; MidCap 400 Value Index 0.56 +24.00% 108360 127.83 132.23
GBDC Golub Capital BDC 0.50 -24.00% 679265 17.93 17.72
New Mountain Finance 0.48 -2.00% 780558 14.94 0.00
HAL Halliburton Company 0.47 +17.00% 292112 39.33 42.94
Google Inc Class C 0.45 +31.00% 20864 526.41 0.00
IYW iShares Dow Jones US Technology 0.43 -4.00% 100705 104.40 109.01
Tcp Capital 0.43 +3.00% 636285 16.78 0.00
HD Home Depot 0.40 93611 104.97 116.28
VCIT Vanguard Intermediate Tm Cpte Bd ETF 0.39 +2.00% 112254 86.10 87.76
PNNT PennantPark Investment 0.36 927364 9.53 9.64
TCRD THL Credit 0.36 754402 11.76 11.91
Solar Cap 0.34 465615 18.01 0.00
HTGC Hercules Technology Growth Capital 0.34 557072 14.88 15.55
CIU iShares Barclays Inter Crd Bd Fund ETF) 0.33 +42.00% 73783 109.33 110.78
NKE NIKE 0.32 +4.00% 81318 96.15 96.97
GD General Dynamics Corporation 0.32 +4.00% 57349 137.61 140.14
IYF iShares Dow Jones US Financial 0.32 -6.00% 86491 90.21 90.21
JWN Nordstrom 0.31 +5.00% 95910 79.39 81.05
BDX Becton, Dickinson and 0.31 +5.00% 54453 139.17 148.11
Ace Limited Cmn 0.30 +2.00% 63196 114.88 0.00
APD Air Products & Chemicals 0.30 +5.00% 51569 144.23 157.05
TCAP Triangle Capital Corporation 0.30 +57.00% 364219 20.29 23.16
Medley Capital Corporation 0.30 788789 9.24 0.00
PG Procter & Gamble Company 0.29 79172 91.09 85.24
CLX Clorox Company 0.29 +6.00% 67418 104.22 108.99
MORN Morningstar 0.29 +193.00% 111046 64.71 74.83
NJR New Jersey Resources Corporation 0.29 +6.00% 117961 61.20 62.48
XLY Consumer Discretionary SPDR 0.29 +14.00% 97262 72.15 76.26
ADI Analog Devices 0.28 +8.00% 123526 55.52 58.99
NVS Novartis AG 0.28 +6.00% 73846 92.67 102.26
MTB M&T; Bank Corporation 0.27 +7.00% 52142 125.62 120.84
XLV Health Care SPDR 0.27 +49.00% 97109 68.38 72.49
TROW T. Rowe Price 0.27 +8.00% 77642 85.86 83.47
CBSH Commerce Bancshares 0.27 +12.00% 152622 43.49 42.27
PNY Piedmont Natural Gas Company 0.27 +7.00% 167358 39.41 37.31
GWW W.W. Grainger 0.26 +8.00% 24882 254.88 239.28
GOOG Google 0.26 +2.00% 11883 530.67 542.84
XLI Industrial SPDR 0.26 111560 56.58 57.92
ACAS American Capital 0.26 +10.00% 431576 14.61 14.75
ITR SPDR Barclay Cp Intr Trm Cr Bd 0.26 +5.00% 188911 34.17 34.46
Ishares Tr 2018 invtgr bd 0.26 +4.00% 65693 98.87 0.00
MSM MSC Industrial Direct 0.25 +463.00% 76053 81.25 75.11
COP ConocoPhillips 0.25 +8.00% 90278 69.06 67.53
NSRGY Nestle SA Reg Shs. Ser. B Spons 0.25 +4.00% 83444 72.95 77.67
IWN iShares Russell 2000 Value Index 0.25 +130.00% 60470 101.69 102.00
Cys Investments 0.25 696880 8.72 0.00
XOM Exxon Mobil Corporation 0.24 +7.00% 64524 92.45 88.54
MCD McDonald's Corporation 0.24 +8.00% 64034 93.70 98.93
CFR Cullen/Frost Bankers 0.24 +7.00% 82233 70.64 68.59
AINV Apollo Investment 0.24 +2.00% 781381 7.42 7.82
VNQ Vanguard REIT ETF 0.24 +10.00% 71765 81.00 83.04
RWR SPDR DJ Wilshire REIT 0.24 +11.00% 63667 90.89 92.70
OXY Occidental Petroleum Corporation 0.23 +10.00% 68804 80.61 78.62
DCI Donaldson Company 0.23 +8.00% 147277 38.63 37.19
IEF iShares Lehman 7-10 Yr Treas. Bond 0.23 +4.00% 53418 105.99 107.64
REZ iShares FTSE NAREIT Resi Plus Capp 0.22 +11.00% 90566 58.91 60.89
MBB iShares Lehman MBS Bond Fund 0.21 +97.00% 46473 109.31 109.91
MDU MDU Resources 0.20 +11.00% 206979 23.50 22.86
MRO Marathon Oil Corporation 0.20 +9.00% 171635 28.29 28.27
XLP Consumer Staples Select Sect. SPDR 0.18 -10.00% 91308 48.50 49.77
IWW iShares Russell 3000 Value Index 0.18 NEW 32790 136.51 131.04
TFI SPDR Nuveen Barclays Capital Municpl Bnd 0.18 181383 24.16 24.20
Triplepoint Venture Gr Bdc cs 0.18 +6.00% 300458 14.85 0.00
Ishares Tr 2020 invtgr bd 0.17 +4.00% 41374 98.40 0.00
Ishares Tr 2023 invtgr bd 0.17 +4.00% 42299 96.43 0.00
Ishares Corporate Bond Etf 202 0.17 +4.00% 39825 105.66 0.00
NLY Annaly Capital Management 0.16 367717 10.81 10.61
HYG iShares iBoxx $ High Yid Corp Bond 0.16 -9.00% 44431 89.60 91.89
JNK SPDR Barclays Capital High Yield B 0.16 -9.00% 102013 38.61 39.71
Horizon Technology Fin 0.16 -9.00% 284969 13.99 0.00
Kcap Financial 0.16 588543 6.82 0.00
Ofs Capital 0.16 340907 11.78 0.00
Tpg Specialty Lnding Inc equity 0.16 +67.00% 230239 16.82 0.00
HTS Hatteras Financial 0.15 194282 18.43 18.19
Stellus Capital Investment 0.14 +2.00% 293946 11.78 0.00
Ritchie Bros. Auctioneers In 0.13 119382 26.89 0.00
PDCO Patterson Companies 0.13 +2.00% 64056 48.10 49.20
TAXI Medallion Financial 0.13 318304 10.01 10.18
SHM SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.13 -3.00% 133081 24.29 24.40
Stonecastle Finl 0.13 167381 19.47 0.00
LSTR Landstar System 0.12 -46.00% 39343 72.54 70.29
XLE Energy Select Sector SPDR 0.12 +5.00% 36096 79.15 79.59
CODI Compass Diversified Holdings 0.11 -8.00% 171200 16.25 16.48
WOOF VCA Antech 0.10 -3.00% 49291 48.77 53.37
MAIN Main Street Capital Corporation 0.10 84546 29.24 30.80
VCLT Vanguard Long Term Corporate Bond ETF 0.10 -6.00% 25520 92.44 94.55
Claymore Exchange-traded Fd gugg crp bd 2017 0.10 +5.00% 108795 22.71 0.00
Ishares Trust Barclays 0.10 +4.00% 49638 50.63 0.00
Ishares Trust Barclays 0.10 +4.00% 47237 51.19 0.00
Claymore Exchange Trd Fd Tr gug bull2019 e 0.10 +5.00% 117145 20.91 0.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.10 +4.00% 116485 21.09 0.00
Claymore Exchange Trd Fd Tr gug bull2018 e 0.10 +5.00% 116414 21.12 0.00
Ishares Tr 2016 invtgr bd 0.10 +4.00% 24258 99.60 0.00
Gugenheim Bulletshares 2022 Corp Bd 0.10 +4.00% 122576 20.79 0.00
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.10 +4.00% 121835 20.86 0.00
Fs Investment Corporation 0.10 +87.00% 254212 9.93 0.00
GAIN Gladstone Investment Corporation 0.09 309237 7.00 7.89
CLY iShares 10+ Year Credit Bond Fund ETF 0.09 -75.00% 37170 61.53 63.05
MVC MVC Capital 0.08 203370 9.83 9.84
WST West Pharmaceutical Services 0.08 -3.00% 37596 53.25 55.00
Pennantpark Floating Rate Capi 0.08 -23.00% 146563 13.73 0.00
RLI RLI 0.07 35629 49.40 48.48
FELE Franklin Electric 0.07 +6.00% 45193 37.53 36.17
HAE Haemonetics Corporation 0.07 47296 37.42 43.95
FWRD Forward Air Corporation 0.07 35610 50.38 53.78
MLI Mueller Industries 0.07 52654 34.15 34.66
GLAD Gladstone Capital Corporation 0.07 -35.00% 194045 8.27 8.64
JBT John Bean Technologies Corporation 0.07 53745 32.86 35.04
EXPO Exponent 0.07 20933 82.50 86.95
CFI Cu 0.07 79364 21.68 21.92
BMRC Bank of Marin Ban 0.07 34115 52.59 50.01
Lance 0.07 +13.00% 57510 30.55 0.00
Claymore Exchange-traded Fd gugg crp bd 2016 0.07 +4.00% 76198 22.10 0.00
Ishares Tr 2017 s^p amtfr 0.07 +14.00% 32469 54.91 0.00
Guggenheim Bulletshar 0.07 +4.00% 74957 21.67 0.00
Solar Senior Capital 0.07 115483 14.97 0.00
Ishares S&p Amt-free Municipal 0.07 +14.00% 70416 25.62 0.00
*re Max Hldgs Inc cl a 0.07 53179 34.24 0.00
Cm Fin 0.07 +11.00% 151621 11.00 0.00
Bio-techne Corporation 0.07 NEW 17776 92.37 0.00
SPY SPDR S&P; 500 ETF 0.06 +17.00% 7733 205.48 211.43
MHK Mohawk Industries 0.06 +32.00% 8719 155.41 185.06
GOOD Gladstone Commercial Corporation 0.06 81066 17.17 17.95
Onebeacon Insurance Group Ltd Cl-a 0.06 94293 16.20 0.00
FEIC FEI Company 0.06 +14.00% 15866 90.32 78.71
BKCC Blackrock Kelso Capital 0.06 -40.00% 192442 8.20 8.71
SFE Safeguard Scientifics 0.06 73767 19.82 18.42
Thermon Group Holdings 0.06 65570 24.19 0.00
Potbelly 0.06 -14.00% 116230 12.87 0.00
BRK.A Berkshire Hathaway 0.05 5 226000.00 0.00
VAR Varian Medical Systems 0.05 +14.00% 15194 86.48 93.23
IAU iShares Gold Trust 0.05 -50.00% 109372 11.44 11.71
MUB iShares S&P; Natl AMTFr Mncpl Bd Fd 0.05 +13.00% 11105 110.31 110.37
MUAD iShares 2015 S&P; AMT-Free Mun Ser ETF 0.05 +9.00% 21589 52.71 52.91
MUAE iShares 2016 S&P; AMT-Free Mun Ser ETF 0.05 +9.00% 21367 53.31 53.53
MTSC MTS Systems Corporation 0.04 NEW 11574 75.00 72.08
RAVN Raven Industries 0.04 NEW 41040 25.00 20.91
IEZ iShares Dow Jones US Oil Equip. 0.04 -61.00% 17344 49.99 48.78
Halyard Health 0.04 NEW 20101 45.47 0.00
TICC TICC Capital 0.03 104903 7.53 7.26
IVW iShares S&P; 500 Growth Index 0.03 -11.00% 5653 111.62 116.64
MUNI PIMCO Intermediate Mun Bond Strat Fund 0.03 +9.00% 15200 53.68 53.79
Capital Income Bldr Inc shs cl f-2 0.03 NEW 12727 59.56 0.00
C&j Energy Services 0.03 +8.00% 63896 13.21 0.00
Monroe Cap 0.03 59272 14.46 0.00
Alcentra Cap 0.03 NEW 59448 12.50 0.00
CMP Compass Minerals International 0.02 +37.00% 4877 86.73 90.43
Cameco Corporation 0.02 +38.00% 24169 16.43 0.00
Potash Corp. Of Saskatchewan I 0.02 +37.00% 12766 35.33 0.00
WY Weyerhaeuser Company 0.02 -5.00% 10291 35.86 35.27
IVV iShares S&P; 500 Index 0.02 NEW 2719 206.69 212.94
EOG EOG Resources 0.02 +30.00% 4607 92.03 93.03
CF CF Industries Holdings 0.02 -15.00% 1700 272.35 307.24
CXO Concho Resources 0.02 +66.00% 3913 99.67 116.78
FMC FMC Corporation 0.02 +60.00% 7289 57.07 64.26
Cimarex Energy 0.02 +51.00% 3696 106.06 0.00
American Gwth Fd Of Amer F2 0.02 NEW 12552 42.62 0.00
Manatuck Hill Mariner Offshore 0.02 3182 139.53 0.00
International Grw & In Cl F-2 0.02 NEW 11593 31.83 0.00
Gulf Coast Ultra Deep Royalty 0.02 +92.00% 302306 1.27 0.00
Glencore Xstrata 0.02 +36.00% 40749 9.23 0.00
American Cap Sr Floating 0.02 49957 12.11 0.00
Newtek Business Svcs 0.02 NEW 40000 14.75 0.00
COG Cabot Oil & Gas Corporation 0.01 -4.00% 9426 29.60 29.91
RRC Range Resources 0.01 -3.00% 4040 53.47 52.25
RIO Rio Tinto 0.01 -4.00% 5617 46.11 49.06
STO Statoil ASA 0.01 -3.00% 12981 17.64 18.95
IWD iShares Russell 1000 Value Index 0.01 NEW 2247 104.58 105.54
FCX Freeport-McMoRan Copper & Gold 0.01 -3.00% 9204 23.36 21.50
MUR Murphy Oil Corporation 0.01 NEW 5545 50.50 50.81
FSP Franklin Street Properties 0.01 27500 12.25 12.99
PXD Pioneer Natural Resources 0.01 -4.00% 1602 148.56 158.34
BHP BHP Billiton 0.01 -5.00% 4885 47.29 52.55
Royal Gold 0.01 -4.00% 4896 62.70 0.00
CMO Capstead Mortgage Corporation 0.01 +50.00% 30000 12.27 11.96
MCGC MCG Capital Corporation 0.01 -34.00% 61388 3.83 3.90
Cloud Peak Energy 0.01 NEW 24350 9.20 0.00
IVE iShares S&P; 500 Value Index 0.01 -19.00% 2942 93.81 94.88
Silver Wheaton 0.01 -3.00% 15324 20.36 0.00
Rubicon Minerals 0.01 NEW 135645 0.97 0.00
HNRG Hallador Energy 0.01 -30.00% 27232 11.02 11.85
FNV Franco-Nevada Corporation 0.01 -4.00% 6239 49.21 52.51
SAR Saratoga Investment 0.01 14936 14.86 15.66
ANFGY Antofagasta 0.01 -3.00% 11557 23.71 23.32
Vanguard Equity Income Admiral 0.01 3938 65.52 0.00
Detour Gold Corporation 0.01 NEW 18537 8.15 0.00
Fresnillo Plc Ord F 0.01 -3.00% 20588 11.90 0.00
Ares Coml Real Estate 0.01 20000 11.50 0.00
Ssga Active Etf Tr incom allo etf 0.01 NEW 10590 32.11 0.00
Harvest Cap Cr 0.01 20000 11.55 0.00
Torex Gold Resources 0.00 NEW 105738 1.08 0.00