Confluence Investment Management

Latest statistics and disclosures from CONFLUENCE INVESTMENT MANAGEMENT's latest quarterly 13F-HR filing:

CONFLUENCE INVESTMENT MANAGEMENT portfolio companies for September 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
JNJ Johnson & Johnson 2.58 +3.00% 542920 106.59 103.13
PEP Pepsi 2.37 571207 93.09 94.60
CVX Chevron Corporation 2.19 +4.00% 412506 119.32 115.91
MSFT Microsoft Corporation 2.08 +2.00% 1004350 46.36 46.13
LMT Lockheed Martin Corporation 1.97 241350 182.78 181.33
ARCC Ares Capital Corporation 1.94 +5.00% 2696968 16.16 15.99
EMR Emerson Electric 1.90 +4.00% 679262 62.58 62.39
DEO Diageo 1.84 +5.00% 357376 115.40 114.70
MMM 3M Company 1.81 +2.00% 285765 141.68 148.59
NTRS Northern Trust Corporation 1.80 +2.00% 594946 68.03 63.64
CL Colgate-Palmolive Company 1.75 +89.00% 600690 65.22 65.35
Kinder Morgan 1.70 +3.00% 997351 38.34 0.00
PX Praxair 1.66 +5.00% 289304 129.00 127.72
DD E.I. du Pont de Nemours & Company 1.64 +4.00% 511386 71.76 69.00
SO Southern Company 1.61 +6.00% 825734 43.65 47.41
CHRW C.H. Robinson Worldwide 1.61 544574 66.32 71.15
KSS Kohl's Corporation 1.60 +4.00% 586383 61.03 59.09
DLR Digital Realty Trust 1.59 +2.00% 571666 62.38 66.30
IRM Iron Mountain Incorporated 1.55 -5.00% 1067259 32.65 35.60
MLM Martin Marietta Materials 1.47 255310 128.94 122.93
GSK GlaxoSmithKline 1.45 +8.00% 708757 45.97 45.79
BR Broadridge Financial Solutions 1.44 773252 41.63 42.62
Kraft Foods 1.43 +6.00% 568724 56.40 0.00
GE General Electric Company 1.42 NEW 1247035 25.62 25.64
PGR Progressive Corporation 1.40 +5.00% 1242859 25.28 25.87
PFE Pfizer 1.38 +5.00% 1044229 29.57 29.11
MAT Mattel 1.38 +28.00% 1010839 30.65 30.31
LLTC Linear Technology Corporation 1.36 +4.00% 688538 44.39 40.89
GGG Gra 1.33 +5.00% 408206 72.98 75.94
PCL Plum Creek Timber 1.29 +6.00% 741176 39.01 41.25
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 1.22 231797 118.22 119.75
IJK iShares S&P; MidCap 400 Growth 1.11 +25.00% 163871 151.45 151.68
Nxp Semiconductors N V 1.10 359692 68.43 0.00
Fnf 1.10 +3.00% 886769 27.74 0.00
RYN Rayonier 0.97 -2.00% 701057 31.14 32.76
TJX TJX Companies 0.96 +3.00% 362066 59.17 62.08
AXP American Express Company 0.94 +5.00% 240462 87.54 86.40
SIAL Sigma-Aldrich Corporation 0.87 +2.00% 144197 136.01 135.07
MKL Markel Corporation 0.87 +4.00% 30507 636.15 672.13
PAYX Paychex 0.86 +2.00% 435758 44.20 45.49
EXPD Expeditors International of Washington 0.83 +9.00% 458463 40.58 40.92
UTX United Technologies Corporation 0.82 +5.00% 174274 105.60 103.82
LOW Lowe's Companies 0.82 348824 52.92 55.33
ITW Illinois Tool Works 0.79 +3.00% 208826 84.42 87.98
Express Scripts Holding 0.79 +5.00% 250135 70.63 0.00
Rayonier Advanced Matls 0.78 +122.00% 529475 32.91 0.00
BBBY Bed Bath & Beyond 0.76 +5.00% 258958 65.83 65.24
BRK.B Berkshire Hathaway 0.73 117828 138.14 0.00
HAL Halliburton Company 0.72 249091 64.51 55.78
WRB W.R. Berkley Corporation 0.68 320363 47.80 50.94
WFC Wells Fargo & Company 0.67 291343 51.87 51.20
DISCK Discovery Communications 0.66 +98.00% 396551 37.28 36.19
TMO Thermo Fisher Scientific 0.65 +2.00% 120188 121.70 117.90
GBDC Golub Capital BDC 0.64 -17.00% 901469 15.95 16.93
MA MasterCard Incorporated 0.62 186729 73.92 74.00
BRO Brown & Brown 0.55 +10.00% 385618 32.15 31.48
WAT Waters Corporation 0.54 +2.00% 122949 99.12 108.21
New Mountain Finance 0.52 798297 14.69 0.00
SYK Stryker Corporation 0.47 +12.00% 129492 80.75 84.22
IJJ iShares S&P; MidCap 400 Value Index 0.47 -46.00% 86851 120.31 121.67
IYW iShares Dow Jones US Technology 0.47 -5.00% 104997 100.76 99.02
PNNT PennantPark Investment 0.45 917337 10.91 10.65
Tcp Capital 0.44 +7.00% 615231 16.07 0.00
TCRD THL Credit 0.43 751440 12.90 12.76
VCIT Vanguard Intermediate Tm Cpte Bd ETF 0.42 +59.00% 109275 85.77 86.76
CLY iShares 10+ Year Credit Bond Fund ETF 0.41 -5.00% 153280 59.94 60.96
Medley Capital Corporation 0.41 787755 11.81 0.00
Google Inc Class C 0.41 15861 577.39 0.00
Solar Cap 0.39 +2.00% 463662 18.68 0.00
HD Home Depot 0.38 -26.00% 93238 91.74 94.99
HTGC Hercules Technology Growth Capital 0.36 556011 14.46 15.36
IYF iShares Dow Jones US Financial 0.35 +42.00% 92809 83.72 84.02
NKE NIKE 0.31 +9.00% 77809 89.21 90.90
GD General Dynamics Corporation 0.31 +7.00% 55057 127.09 132.50
GOOG Google 0.31 -3.00% 11647 588.39 539.78
Ace Limited Cmn 0.29 +4.00% 61722 104.87 0.00
NVS Novartis AG 0.29 +8.00% 69549 94.14 90.15
PG Procter & Gamble Company 0.29 +3.00% 78857 83.73 85.16
JWN Nordstrom 0.28 +8.00% 90760 68.37 71.20
APD Air Products & Chemicals 0.28 +8.00% 48802 130.18 131.50
COP ConocoPhillips 0.28 +7.00% 83439 76.52 70.07
AINV Apollo Investment 0.28 +12.00% 761733 8.17 8.04
Ishares Tr 2018 invtgr bd 0.28 +7.00% 62766 98.56 0.00
MTB M&T; Bank Corporation 0.27 +10.00% 48438 123.29 116.37
OXY Occidental Petroleum Corporation 0.27 +9.00% 62245 96.15 89.52
CLX Clorox Company 0.27 +10.00% 63415 96.03 99.47
XLI Industrial SPDR 0.27 -6.00% 113193 53.15 53.71
CBSH Commerce Bancshares 0.27 +9.00% 135193 44.65 43.13
ITR SPDR Barclay Cp Intr Trm Cr Bd 0.27 +7.00% 179662 34.13 34.42
CFR Cullen/Frost Bankers 0.26 +10.00% 76256 76.51 77.19
GWW W.W. Grainger 0.26 +11.00% 22918 251.64 237.78
BDX Becton, Dickinson and 0.26 +10.00% 51623 113.81 125.73
NSRGY Nestle SA Reg Shs. Ser. B Spons 0.26 NEW 79865 73.62 71.63
MRO Marathon Oil Corporation 0.26 +9.00% 156855 37.59 34.50
IWO iShares Russell 2000 Growth Index 0.26 +1413.00% 45694 129.69 130.95
TCAP Triangle Capital Corporation 0.26 +4.00% 231024 25.32 25.32
Cys Investments 0.26 696880 8.24 0.00
XOM Exxon Mobil Corporation 0.25 +10.00% 60124 94.06 94.49
MCD McDonald's Corporation 0.25 +11.00% 59156 94.82 91.67
TROW T. Rowe Price 0.25 +11.00% 71859 78.40 77.84
ADI Analog Devices 0.25 +11.00% 114358 49.49 46.85
DCI Donaldson Company 0.25 +11.00% 135653 40.63 40.27
ACAS American Capital 0.25 +53.00% 391978 14.16 14.34
NJR New Jersey Resources Corporation 0.25 +10.00% 111144 50.51 54.99
XLY Consumer Discretionary SPDR 0.25 -22.00% 84944 66.69 66.35
CIU iShares Barclays Inter Crd Bd Fund ETF) 0.25 +79.00% 51727 109.30 110.10
LSTR Landstar System 0.24 73333 72.19 73.40
IEF iShares Lehman 7-10 Yr Treas. Bond 0.24 +4.00% 51221 103.63 105.58
MDU MDU Resources 0.23 +11.00% 185919 27.81 27.72
PNY Piedmont Natural Gas Company 0.23 +11.00% 155744 33.53 36.55
Kcap Financial 0.22 585313 8.31 0.00
XLP Consumer Staples Select Sect. SPDR 0.21 +5.00% 102119 45.11 45.91
VNQ Vanguard REIT ETF 0.21 -41.00% 64917 71.85 77.05
HYG iShares iBoxx $ High Yid Corp Bond 0.20 +36.00% 49069 91.95 92.79
RWR SPDR DJ Wilshire REIT 0.20 -41.00% 57165 79.80 85.69
JNK SPDR Barclays Capital High Yield B 0.20 +36.00% 112381 40.18 40.44
TFI SPDR Nuveen Barclays Capital Municpl Bnd 0.20 +10.00% 183623 24.00 24.16
Horizon Technology Fin 0.19 -4.00% 316105 13.46 0.00
REZ iShares FTSE NAREIT Resi Plus Capp 0.19 -14.00% 81293 51.14 55.45
Stonecastle Finl 0.19 -5.00% 166948 25.15 0.00
NLY Annaly Capital Management 0.18 367717 10.68 11.36
XLV Health Care SPDR 0.18 -10.00% 64771 63.92 65.21
Ofs Capital 0.18 335904 12.07 0.00
Stellus Capital Investment 0.18 286162 13.89 0.00
Ishares Corporate Bond Etf 202 0.18 +6.00% 38009 104.55 0.00
Triplepoint Venture Gr Bdc cs 0.18 +2.00% 281838 14.61 0.00
SCSS Select Comfort 0.17 +2.00% 177907 20.92 25.49
TAXI Medallion Financial 0.17 317542 11.66 11.38
Ishares Tr 2020 invtgr bd 0.17 +6.00% 39512 98.15 0.00
Ishares Tr 2023 invtgr bd 0.17 +6.00% 40430 95.97 0.00
GILD Gilead Sciences 0.16 +6.00% 34322 106.46 110.71
HTS Hatteras Financial 0.16 194282 17.96 18.91
ACWX iShares MSCI ACWI ex US Index Fund 0.16 NEW 81115 45.48 44.23
CODI Compass Diversified Holdings 0.15 187109 17.51 17.75
SHM SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.15 +12.00% 138022 24.40 24.40
XLE Energy Select Sector SPDR 0.14 34158 90.61 85.60
XLB Materials SPDR 0.14 +64.00% 64215 49.58 48.28
IEZ iShares Dow Jones US Oil Equip. 0.13 45291 66.35 60.34
Ritchie Bros. Auctioneers In 0.12 +12.00% 120472 22.39 0.00
PDCO Patterson Companies 0.12 +6.00% 62661 41.43 41.84
GLAD Gladstone Capital Corporation 0.12 -3.00% 300000 8.77 9.09
IAU iShares Gold Trust 0.12 -22.00% 222879 11.70 11.92
BKCC Blackrock Kelso Capital 0.12 -4.00% 325267 8.54 8.55
Pennantpark Floating Rate Capi 0.12 -16.00% 191716 13.78 0.00
MORN Morningstar 0.11 +88.00% 37792 67.90 63.99
IWN iShares Russell 2000 Value Index 0.11 +532.00% 26225 93.57 95.61
MBB iShares Lehman MBS Bond Fund 0.11 +9.00% 23523 108.11 109.19
MAIN Main Street Capital Corporation 0.11 83993 30.65 30.94
VCLT Vanguard Long Term Corporate Bond ETF 0.11 +6.00% 27391 89.52 91.35
Claymore Exchange-traded Fd gugg crp bd 2017 0.11 +6.00% 103502 22.76 0.00
Ishares Trust Barclays 0.11 +6.00% 47335 49.96 0.00
Gugenheim Bulletshares 2022 Corp Bd 0.11 +6.00% 117075 20.67 0.00
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.11 +6.00% 116352 20.75 0.00
MVC MVC Capital 0.10 -22.00% 203370 10.76 11.17
GAIN Gladstone Investment Corporation 0.10 307979 7.11 7.28
Ishares Trust Barclays 0.10 +7.00% 45165 51.32 0.00
Claymore Exchange Trd Fd Tr gug bull2019 e 0.10 +6.00% 111449 21.01 0.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.10 +6.00% 111102 21.08 0.00
Claymore Exchange Trd Fd Tr gug bull2018 e 0.10 +7.00% 110727 21.14 0.00
Ishares Tr 2016 invtgr bd 0.10 +7.00% 23199 99.83 0.00
Tpg Specialty Lnding Inc equity 0.10 NEW 137717 16.01 0.00
WOOF VCA Antech 0.09 51119 39.34 44.85
TECH Techne Corporation 0.08 18027 93.53 93.72
WST West Pharmaceutical Services 0.08 +25.00% 38925 44.75 45.48
VGK Vanguard European ETF 0.08 +2.00% 31666 55.23 53.24
Solar Senior Capital 0.08 114968 15.39 0.00
C&j Energy Services 0.08 58682 30.55 0.00
Tamin 0.08 +97.00% 72068 26.10 0.00
Cm Fin 0.08 +68.00% 135493 13.21 0.00
Fidelity Natl Inc New Fnfv Group Com Isin #us31620r4020 0.08 NEW 131810 13.76 0.00
RLI RLI 0.07 +5.00% 36293 43.29 47.17
FELE Franklin Electric 0.07 +2.00% 42453 34.74 37.01
HAE Haemonetics Corporation 0.07 47237 34.93 36.00
FWRD Forward Air Corporation 0.07 35788 44.82 45.66
MLI Mueller Industries 0.07 +2.00% 52458 28.54 30.86
JBT John Bean Technologies Corporation 0.07 NEW 54516 28.14 28.48
EXPO Exponent 0.07 21248 70.88 75.51
Onebeacon Insurance Group Ltd Cl-a 0.07 +2.00% 94688 15.41 0.00
BMRC Bank of Marin Ban 0.07 33950 45.89 47.20
Claymore Exchange-traded Fd gugg crp bd 2016 0.07 +6.00% 73025 22.32 0.00
Ishares Tr 2017 s^p amtfr 0.07 +8.00% 28388 55.20 0.00
Guggenheim Bulletshar 0.07 +7.00% 71657 21.74 0.00
Thermon Group Holdings 0.07 65395 24.42 0.00
Ishares S&p Amt-free Municipal 0.07 +7.00% 61660 25.58 0.00
Potbelly 0.07 +45.00% 135945 11.66 0.00
Fs Investment Corporation 0.07 +162.00% 135941 10.77 0.00
*re Max Hldgs Inc cl a 0.07 52989 29.72 0.00
SPY SPDR S&P; 500 ETF 0.06 +3.00% 6598 197.03 196.43
GOOD Gladstone Commercial Corporation 0.06 +2.00% 81251 16.98 17.31
CFI Cu 0.06 +2.00% 78784 18.15 18.07
SFE Safeguard Scientifics 0.06 -9.00% 73767 18.40 19.27
Lance 0.06 +2.00% 50666 26.51 0.00
MSM MSC Industrial Direct 0.05 +21.00% 13486 85.42 84.80
BRK.A Berkshire Hathaway 0.05 5 206800.00 0.00
VAR Varian Medical Systems 0.05 +10.00% 13284 80.10 80.74
FEIC FEI Company 0.05 +11.00% 13823 75.45 79.22
MUB iShares S&P; Natl AMTFr Mncpl Bd Fd 0.05 +7.00% 9764 109.69 109.98
MUAD iShares 2015 S&P; AMT-Free Mun Ser ETF 0.05 +8.00% 19631 52.82 52.91
MUAE iShares 2016 S&P; AMT-Free Mun Ser ETF 0.05 +8.00% 19445 53.48 53.53
MHK Mohawk Industries 0.04 +6.00% 6583 134.89 134.92
TICC TICC Capital 0.04 104903 8.83 8.61
NGPC NGP Capital Resources Company 0.04 -65.00% 130146 6.18 6.13
Monroe Cap 0.04 +26.00% 58863 13.51 0.00
FSC Fifth Street Finance 0.03 -47.00% 67000 9.18 8.71
IVW iShares S&P; 500 Growth Index 0.03 +37.00% 6388 106.76 106.74
PLOW Douglas Dynamics 0.03 -58.00% 39436 19.50 20.47
MUNI PIMCO Intermediate Mun Bond Strat Fund 0.03 +7.00% 13901 53.38 53.74
American Cap Sr Floating 0.03 +2.00% 49535 13.00 0.00
CLR Continental Resources 0.02 +85.00% 5356 66.47 56.73
HES Hess 0.02 -6.00% 3989 94.26 82.35
WY Weyerhaeuser Company 0.02 -6.00% 10864 31.85 33.89
STO Statoil ASA 0.02 -6.00% 13507 27.17 23.71
EOG EOG Resources 0.02 -7.00% 3541 99.12 92.10
WLL Whiting Petroleum Corporation 0.02 -7.00% 4809 77.56 61.66
CF CF Industries Holdings 0.02 -4.00% 2003 279.08 260.41
ROC Rockwood Holdings 0.02 -6.00% 4562 76.50 75.32
TLT iShares Barclays 20+ Yr Treas.Bond 0.02 -21.00% 2903 116.43 119.72
HNRG Hallador Energy 0.02 -7.00% 38988 11.85 10.62
Manatuck Hill Mariner Offshore 0.02 3182 131.05 0.00
CMP Compass Minerals International 0.01 -5.00% 3542 84.42 86.22
COG Cabot Oil & Gas Corporation 0.01 +16.00% 9869 32.73 31.23
KO Coca-Cola Company 0.01 +6.00% 5367 42.67 41.03
RRC Range Resources 0.01 -5.00% 4185 67.86 66.62
BAX Baxter International 0.01 -35.00% 2931 71.65 69.83
Cameco Corporation 0.01 -5.00% 17413 17.69 0.00
Potash Corp. Of Saskatchewan I 0.01 -6.00% 9290 34.55 0.00
RIO Rio Tinto 0.01 NEW 5887 49.26 49.04
TOT TOTAL S.A. 0.01 -5.00% 4792 64.48 57.21
FCX Freeport-McMoRan Copper & Gold 0.01 -7.00% 9519 32.67 30.80
FSP Franklin Street Properties 0.01 +161.00% 27500 11.24 11.77
Energy Xxi 0.01 +30.00% 18016 11.32 0.00
PXD Pioneer Natural Resources 0.01 -6.00% 1671 196.89 181.11
E Eni S.p.A. 0.01 -6.00% 6697 47.19 41.71
Enterprise Products Partners 0.01 +100.00% 5440 40.26 0.00
BHP BHP Billiton 0.01 -5.00% 5153 58.80 59.14
CXO Concho Resources 0.01 -23.00% 2357 125.58 108.99
FMC FMC Corporation 0.01 -4.00% 4544 57.22 58.12
Royal Gold 0.01 -6.00% 5140 64.98 0.00
Cimarex Energy 0.01 -5.00% 2439 126.69 0.00
CMO Capstead Mortgage Corporation 0.01 NEW 20000 12.25 12.80
KMP Kinder Morgan Energy Partners 0.01 NEW 2423 93.27 95.36
MCGC MCG Capital Corporation 0.01 -85.00% 93388 3.52 3.13
New Gold Inc Cda 0.01 -6.00% 57679 5.05 0.00
IVE iShares S&P; 500 Value Index 0.01 -34.00% 3667 89.99 89.46
Silver Wheaton 0.01 -5.00% 15906 19.93 0.00
Yamana Gold 0.01 -4.00% 35728 5.99 0.00
XOP SPDR S&P; Oil & Gas Explore & Prod. 0.01 NEW 3260 68.71 58.95
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 0.01 2136 105.34 105.54
FNV Franco-Nevada Corporation 0.01 -6.00% 6564 48.90 53.57
SAR Saratoga Investment 0.01 14936 16.07 15.42
PPLT ETFS Physical Platinum Shares 0.01 -5.00% 2295 126.36 121.54
ANFGY Antofagasta 0.01 NEW 12013 23.39 22.50
Vanguard Equity Income Admiral 0.01 -6.00% 3884 65.40 0.00
Fresnillo Plc Ord F 0.01 NEW 21371 12.31 0.00
Ares Coml Real Estate 0.01 20000 11.70 0.00
Gulf Coast Ultra Deep Royalty 0.01 -6.00% 156812 2.00 0.00
Harvest Cap Cr 0.01 20000 13.15 0.00
Glencore Xstrata 0.01 -6.00% 29921 11.06 0.00