Empirical Asset Management
Latest statistics and disclosures from Empirical Asset Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are UTWO, SGOL, MSFT, WTMF, ICOW, and represent 12.67% of Empirical Asset Management's stock portfolio.
- Added to shares of these 10 stocks: TGT, CRM, ANSS, HD, MA, TJX, ES, MSFT, PANW, HUM.
- Started 43 new stock positions in BAC, IDXX, DD, PANW, FOXA, CL, LIN, VRNT, RMD, JEPQ.
- Reduced shares in these 10 stocks: SPY, IBM, CI, AWK, GILD, GL, MNST, , AZO, .
- Sold out of its positions in AFL, AWK, AZO, CDW, CI, CADL, Crestwood Equity Partners master ltd part, DHR, FDIS, FSTA.
- Empirical Asset Management was a net buyer of stock by $1.8M.
- Empirical Asset Management has $123M in assets under management (AUM), dropping by 6.81%.
- Central Index Key (CIK): 0001926596
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Portfolio Holdings for Empirical Asset Management
Empirical Asset Management holds 176 positions in its portfolio as reported in the December 2023 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| RBB Us Treasy 2 Yr (UTWO) | 3.4 | $4.2M | -3% | 87k | 48.34 |
|
| Abrdn Gold Etf Trust Physcl Gold Shs (SGOL) | 3.3 | $4.0M | -3% | 204k | 19.74 |
|
| Microsoft Corporation (MSFT) | 2.1 | $2.6M | +37% | 6.9k | 376.04 |
|
| Wisdomtree Tr Futre Strat Fd (WTMF) | 2.0 | $2.5M | 71k | 35.07 |
|
|
| Pacer Fds Tr Developed Mrkt (ICOW) | 1.8 | $2.2M | 70k | 31.24 |
|
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| RBB Us Treasr 10 Yr (UTEN) | 1.8 | $2.2M | -2% | 49k | 45.08 |
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| Flexshares Tr Dev Mrk Ex Low (QLVD) | 1.8 | $2.2M | 84k | 25.96 |
|
|
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 1.7 | $2.1M | -61% | 4.4k | 475.33 |
|
| Ishares Silver Tr Ishares (SLV) | 1.6 | $2.0M | -3% | 92k | 21.78 |
|
| Apple (AAPL) | 1.6 | $1.9M | +27% | 10k | 192.52 |
|
| Home Depot (HD) | 1.4 | $1.8M | +87% | 5.1k | 346.54 |
|
| Dbx Etf Tr Xtrack Msci Emrg (DBEM) | 1.4 | $1.7M | 74k | 23.07 |
|
|
| Victory Portfolios Ii Victoryshs Emerg (UEVM) | 1.3 | $1.6M | -2% | 37k | 44.58 |
|
| Indexiq Etf Tr Hedge Mlti Etf (QAI) | 1.3 | $1.6M | -3% | 53k | 30.10 |
|
| J P Morgan Exchange Traded F Div Rtn Em Eqt (JPEM) | 1.3 | $1.6M | 30k | 52.29 |
|
|
| Dbx Etf Tr Xtrack Msci Eafe (DBEF) | 1.3 | $1.5M | -2% | 42k | 36.98 |
|
| Wisdomtree Tr Enhncd Cmmdty St (GCC) | 1.2 | $1.5M | 89k | 16.93 |
|
|
| Pacer Fds Tr Us Cash Cows 100 (COWZ) | 1.2 | $1.5M | 29k | 51.99 |
|
|
| Direxion Shs Etf Tr Auspce Cmd Stg (COM) | 1.2 | $1.4M | -2% | 52k | 27.81 |
|
| Select Sector Spdr Tr Rl Est Sel Sec (XLRE) | 1.1 | $1.4M | +30% | 35k | 40.06 |
|
| Texas Pacific Land Corp (TPL) | 1.1 | $1.3M | 823.00 | 1571.51 |
|
|
| Wisdomtree Tr Hedged Hi Yld Bd (HYZD) | 1.0 | $1.2M | -4% | 58k | 21.62 |
|
| Franklin Templeton Etf Tr Us Mid Cp Mltfct (FLQM) | 0.9 | $1.2M | 24k | 48.13 |
|
|
| Ishares Tr Hdg Msci Eafe (HEFA) | 0.9 | $1.1M | -2% | 36k | 31.51 |
|
| J P Morgan Exchange Traded F Diversfed Rtrn (JPME) | 0.9 | $1.1M | 12k | 91.88 |
|
|
| Agf Invts Tr Us Market Netrl (BTAL) | 0.9 | $1.1M | -3% | 67k | 16.95 |
|
| Invesco Exchange Traded Fd T Zacks Mid Cap (CZA) | 0.9 | $1.1M | 12k | 93.81 |
|
|
| Gilead Sciences (GILD) | 0.9 | $1.1M | -39% | 14k | 81.01 |
|
| Proshares Tr Hgh Yld Int Rate (HYHG) | 0.9 | $1.1M | -4% | 18k | 62.90 |
|
| MarketAxess Holdings (MKTX) | 0.8 | $1.0M | +22% | 3.5k | 292.83 |
|
| Starboard Invt Tr Adaptive Alpha (AGOX) | 0.8 | $1.0M | 43k | 24.34 |
|
|
| Automatic Data Processing (ADP) | 0.8 | $969k | 4.2k | 232.97 |
|
|
| Invesco Exch Traded Fd Tr Ii S&p500 Hdl Vol (SPHD) | 0.8 | $966k | +5% | 23k | 42.41 |
|
| Target Corporation (TGT) | 0.8 | $938k | NEW | 6.6k | 142.42 |
|
| Spdr Gold Tr Gold Shs (GLD) | 0.8 | $938k | 4.9k | 191.17 |
|
|
| Flexshares Tr Iboxx 3r Targt (TDTT) | 0.8 | $937k | -3% | 40k | 23.62 |
|
| Alps Etf Tr Oshares Us Smlcp (OUSM) | 0.8 | $932k | 24k | 39.18 |
|
|
| salesforce (CRM) | 0.8 | $929k | NEW | 3.5k | 263.14 |
|
| Cisco Systems (CSCO) | 0.7 | $919k | 18k | 50.52 |
|
|
| Indexiq Etf Tr Iq U.s. Small Ca (CSML) | 0.7 | $913k | 25k | 36.05 |
|
|
| Victory Portfolios Ii Vcshs Us Eq Incm (CDC) | 0.7 | $897k | +5% | 16k | 56.57 |
|
| Ishares Tr Intl Trea Bd Etf (IGOV) | 0.7 | $871k | -4% | 21k | 41.33 |
|
| Ansys (ANSS) | 0.7 | $864k | NEW | 2.4k | 362.88 |
|
| Ishares Tr 0-5 Yr Tips Etf (STIP) | 0.7 | $859k | -3% | 8.7k | 98.59 |
|
| A. O. Smith Corporation (AOS) | 0.7 | $844k | +18% | 10k | 82.44 |
|
| Alphabet Cap Stk Cl A (GOOGL) | 0.7 | $832k | +122% | 6.0k | 139.69 |
|
| Visa Com Cl A (V) | 0.7 | $823k | +17% | 3.2k | 260.31 |
|
| Victory Portfolios Ii Vcshs Us Discvry (CSF) | 0.6 | $786k | 16k | 49.17 |
|
|
| Aon Shs Cl A (AON) | 0.6 | $781k | +53% | 2.7k | 291.02 |
|
| Mastercard Incorporated Cl A (MA) | 0.6 | $779k | NEW | 1.8k | 426.49 |
|
| Wisdomtree Tr Intrst Rate Hdge (AGZD) | 0.6 | $770k | 35k | 21.92 |
|
|
| Marathon Petroleum Corp (MPC) | 0.6 | $752k | +6% | 5.1k | 148.37 |
|
| TJX Companies (TJX) | 0.6 | $735k | NEW | 7.8k | 93.81 |
|
| Eversource Energy (ES) | 0.6 | $729k | NEW | 12k | 61.72 |
|
| Exxon Mobil Corporation (XOM) | 0.6 | $712k | 7.1k | 99.98 |
|
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| eBay (EBAY) | 0.6 | $709k | +55% | 16k | 43.62 |
|
| Laboratory Corp Amer Hldgs Com New (LH) | 0.6 | $706k | +40% | 3.1k | 227.29 |
|
| Vanguard Scottsdale Fds Long Term Treas (VGLT) | 0.6 | $706k | -2% | 12k | 61.53 |
|
| Ishares Tr 1 3 Yr Treas Bd (SHY) | 0.6 | $691k | -16% | 8.4k | 82.04 |
|
| Spdr Ser Tr Prtflo S&p500 Vl (SPYV) | 0.6 | $678k | 15k | 46.63 |
|
|
| Palo Alto Networks (PANW) | 0.5 | $671k | NEW | 2.3k | 294.88 |
|
| Schwab Strategic Tr Us Aggregate B (SCHZ) | 0.5 | $670k | 14k | 46.62 |
|
|
| Humana (HUM) | 0.5 | $664k | NEW | 1.5k | 457.66 |
|
| Ishares Tr Msci Eafe Etf (EFA) | 0.5 | $652k | 8.7k | 75.35 |
|
|
| McDonald's Corporation (MCD) | 0.5 | $638k | +7% | 2.2k | 296.55 |
|
| Vanguard Scottsdale Fds Vng Rus1000grw (VONG) | 0.5 | $632k | -4% | 8.1k | 78.02 |
|
| Avery Dennison Corporation (AVY) | 0.5 | $626k | +2% | 3.1k | 202.18 |
|
| News Corp Cl A (NWSA) | 0.5 | $623k | NEW | 25k | 24.55 |
|
| Phillips 66 (PSX) | 0.5 | $616k | +4% | 4.6k | 133.13 |
|
| Starboard Invt Tr Rh Tactical Outl (RHTX) | 0.5 | $612k | 45k | 13.70 |
|
|
| Willis Towers Watson SHS (WTW) | 0.5 | $609k | NEW | 2.5k | 241.20 |
|
| Colgate-Palmolive Company (CL) | 0.5 | $609k | NEW | 7.6k | 79.71 |
|
| Ishares Tr Core S&p Us Gwt (IUSG) | 0.5 | $606k | 5.8k | 104.09 |
|
|
| Smucker J M Com New (SJM) | 0.5 | $603k | -8% | 4.8k | 126.38 |
|
| Pepsi (PEP) | 0.5 | $598k | 3.5k | 169.82 |
|
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| Spdr Ser Tr Portfolio S&p500 (SPLG) | 0.5 | $587k | 11k | 55.90 |
|
|
| Qualcomm (QCOM) | 0.5 | $579k | +5% | 4.0k | 144.62 |
|
| Prologis (PLD) | 0.5 | $561k | NEW | 4.2k | 133.31 |
|
| Energy Transfer Com Ut Ltd Ptn (ET) | 0.5 | $560k | NEW | 41k | 13.80 |
|
| EOG Resources (EOG) | 0.5 | $560k | +2% | 4.6k | 120.95 |
|
| RBB Us Treas 3 Mnth (TBIL) | 0.5 | $553k | -5% | 11k | 49.86 |
|
| Msci (MSCI) | 0.4 | $542k | NEW | 958.00 | 565.47 |
|
| Ishares Core Msci Emkt (IEMG) | 0.4 | $536k | 11k | 50.58 |
|
|
| Fox Corp Cl A Com (FOXA) | 0.4 | $532k | NEW | 18k | 29.67 |
|
| Ishares Tr Us Treas Bd Etf (GOVT) | 0.4 | $521k | -5% | 23k | 23.04 |
|
| Texas Instruments Incorporated (TXN) | 0.4 | $515k | +5% | 3.0k | 170.44 |
|
| Linde SHS (LIN) | 0.4 | $510k | NEW | 1.2k | 410.86 |
|
| Lowe's Companies (LOW) | 0.4 | $507k | -19% | 2.3k | 222.52 |
|
| Spdr Ser Tr Ftse Int Gvt Etf (WIP) | 0.4 | $503k | -3% | 12k | 41.94 |
|
| Procter & Gamble Company (PG) | 0.4 | $499k | 3.4k | 146.53 |
|
|
| Dupont De Nemours (DD) | 0.4 | $497k | NEW | 6.5k | 76.93 |
|
| Ishares Tr Core Msci Eafe (IEFA) | 0.4 | $478k | 6.8k | 70.35 |
|
|
| Amazon (AMZN) | 0.4 | $478k | +7% | 3.1k | 151.94 |
|
| NVIDIA Corporation (NVDA) | 0.4 | $474k | +16% | 957.00 | 495.00 |
|
| Fastenal Company (FAST) | 0.4 | $467k | +2% | 7.2k | 64.77 |
|
| Robert Half International (RHI) | 0.4 | $463k | +2% | 5.3k | 87.92 |
|
| Fidelity Covington Trust Vlu Factor Etf (FVAL) | 0.4 | $463k | 8.7k | 53.00 |
|
|
| New Jersey Resources Corporation (NJR) | 0.4 | $450k | 10k | 44.58 |
|
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| Paychex (PAYX) | 0.4 | $443k | 3.7k | 119.12 |
|
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| Paypal Holdings (PYPL) | 0.4 | $436k | NEW | 7.1k | 61.41 |
|
| Johnson & Johnson (JNJ) | 0.4 | $433k | 2.8k | 156.72 |
|
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| CECO Environmental (CECO) | 0.4 | $433k | 21k | 20.28 |
|
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| Nordson Corporation (NDSN) | 0.4 | $432k | NEW | 1.6k | 264.18 |
|
| Kroger (KR) | 0.4 | $430k | -40% | 9.4k | 45.71 |
|
| Cbre Group Cl A (CBRE) | 0.3 | $426k | NEW | 4.6k | 93.09 |
|
| Enterprise Products Partners (EPD) | 0.3 | $422k | 16k | 26.35 |
|
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| CF Industries Holdings (CF) | 0.3 | $415k | 5.2k | 79.49 |
|
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| Ssga Active Tr Spdr Ssga Fxd (FISR) | 0.3 | $410k | 16k | 26.02 |
|
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| SYSCO Corporation (SYY) | 0.3 | $402k | 5.5k | 73.13 |
|
|
| Ishares Tr 20 Yr Tr Bd Etf (TLT) | 0.3 | $402k | 4.1k | 98.88 |
|
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| Abbvie (ABBV) | 0.3 | $392k | +4% | 2.5k | 154.96 |
|
| Adobe Systems Incorporated (ADBE) | 0.3 | $392k | +60% | 657.00 | 596.60 |
|
| Wal-Mart Stores (WMT) | 0.3 | $389k | 2.5k | 157.68 |
|
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| Select Sector Spdr Tr Financial (XLF) | 0.3 | $372k | NEW | 9.9k | 37.60 |
|
| Northrop Grumman Corporation (NOC) | 0.3 | $368k | -12% | 785.00 | 468.09 |
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| Select Sector Spdr Tr Energy (XLE) | 0.3 | $362k | NEW | 4.3k | 83.84 |
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| Steel Dynamics (STLD) | 0.3 | $360k | 3.0k | 118.10 |
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| Select Sector Spdr Tr Indl (XLI) | 0.3 | $356k | NEW | 3.1k | 113.99 |
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| Select Sector Spdr Tr Communication (XLC) | 0.3 | $352k | NEW | 4.8k | 72.66 |
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| Select Sector Spdr Tr Technology (XLK) | 0.3 | $352k | NEW | 1.8k | 192.48 |
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| Select Sector Spdr Tr Sbi Cons Discr (XLY) | 0.3 | $351k | NEW | 2.0k | 178.81 |
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| Select Sector Spdr Tr Sbi Materials (XLB) | 0.3 | $347k | NEW | 4.1k | 85.54 |
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| Select Sector Spdr Tr Sbi Healthcare (XLV) | 0.3 | $346k | NEW | 2.5k | 136.38 |
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| Biogen Idec (BIIB) | 0.3 | $340k | +8% | 1.3k | 258.75 |
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| Ishares Tr Core S&p500 Etf (IVV) | 0.3 | $338k | 707.00 | 477.42 |
|
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| Nike CL B (NKE) | 0.3 | $327k | NEW | 3.0k | 108.58 |
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| CVS Caremark Corporation (CVS) | 0.3 | $324k | 4.1k | 78.95 |
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| State Street Corporation (STT) | 0.3 | $321k | 4.1k | 77.45 |
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| Copart (CPRT) | 0.3 | $320k | +23% | 6.5k | 49.00 |
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| Schwab Strategic Tr Sht Tm Us Tres (SCHO) | 0.3 | $311k | 6.4k | 48.45 |
|
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| Crowdstrike Hldgs Cl A (CRWD) | 0.3 | $311k | -6% | 1.2k | 255.32 |
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| Schwab Strategic Tr Us Lrg Cap Etf (SCHX) | 0.3 | $310k | 5.5k | 56.40 |
|
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| First Tr Lrg Cp Vl Alphadex Com Shs (FTA) | 0.3 | $310k | 4.4k | 70.84 |
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| Regeneron Pharmaceuticals (REGN) | 0.2 | $304k | -68% | 346.00 | 878.29 |
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| Vanguard Index Fds S&p 500 Etf Shs (VOO) | 0.2 | $304k | -5% | 696.00 | 436.52 |
|
| Meta Platforms Cl A (META) | 0.2 | $301k | -36% | 851.00 | 353.96 |
|
| Spdr Ser Tr Portfli Intrmdit (SPTI) | 0.2 | $297k | +10% | 10k | 28.56 |
|
| J P Morgan Exchange Traded F Equity Premium (JEPI) | 0.2 | $295k | NEW | 5.4k | 54.98 |
|
| Schwab Strategic Tr Schwab Fdt Us Lg (FNDX) | 0.2 | $294k | 4.7k | 61.94 |
|
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| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.2 | $284k | 796.00 | 356.66 |
|
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| Martin Marietta Materials (MLM) | 0.2 | $276k | 554.00 | 498.75 |
|
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| General Dynamics Corporation (GD) | 0.2 | $276k | 1.1k | 259.76 |
|
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| Vulcan Materials Company (VMC) | 0.2 | $273k | 1.2k | 226.99 |
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| Raymond James Financial (RJF) | 0.2 | $273k | NEW | 2.4k | 111.49 |
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| Ishares Tr Iboxx Inv Cp Etf (LQD) | 0.2 | $273k | 2.5k | 110.67 |
|
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| Caterpillar (CAT) | 0.2 | $271k | 918.00 | 295.61 |
|
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| Eli Lilly & Co. (LLY) | 0.2 | $271k | -28% | 465.00 | 583.01 |
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| International Paper Company (IP) | 0.2 | $265k | NEW | 7.3k | 36.15 |
|
| Pimco Etf Tr Enhan Shrt Ma Ac (MINT) | 0.2 | $258k | 2.6k | 99.79 |
|
|
| Invesco Exch Traded Fd Tr Ii Ftse Rafi Dev (PXF) | 0.2 | $255k | 5.4k | 47.40 |
|
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| First Trust Lrgcp Gwt Alphad Com Shs (FTC) | 0.2 | $251k | 2.3k | 109.56 |
|
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| Abbott Laboratories (ABT) | 0.2 | $251k | 2.3k | 110.07 |
|
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| Alphabet Cap Stk Cl C (GOOG) | 0.2 | $246k | 1.7k | 140.93 |
|
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| JPMorgan Chase & Co. (JPM) | 0.2 | $242k | 1.4k | 170.15 |
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| Marriott Intl Cl A (MAR) | 0.2 | $242k | -35% | 1.1k | 225.53 |
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| Vanguard Index Fds Growth Etf (VUG) | 0.2 | $241k | 776.00 | 310.75 |
|
|
| J P Morgan Exchange Traded F Nasdaq Eqt Prem (JEPQ) | 0.2 | $241k | NEW | 4.8k | 49.93 |
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| Ecolab (ECL) | 0.2 | $240k | 1.2k | 198.37 |
|
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| Toronto Dominion Bk Ont Com New (TD) | 0.2 | $240k | 3.7k | 64.61 |
|
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| IDEXX Laboratories (IDXX) | 0.2 | $238k | NEW | 428.00 | 555.05 |
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| Ubiquiti (UI) | 0.2 | $236k | NEW | 1.7k | 139.54 |
|
| Bank of America Corporation (BAC) | 0.2 | $229k | NEW | 6.8k | 33.67 |
|
| Schwab Strategic Tr Emrg Mkteq Etf (SCHE) | 0.2 | $226k | 9.1k | 24.79 |
|
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| Servicenow (NOW) | 0.2 | $225k | NEW | 318.00 | 706.49 |
|
| Ishares Tr Core S&p Scp Etf (IJR) | 0.2 | $224k | NEW | 2.1k | 108.24 |
|
| Comcast Corp Cl A (CMCSA) | 0.2 | $221k | -27% | 5.0k | 43.85 |
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| First Tr Exchange Traded Materials Alph (FXZ) | 0.2 | $219k | -2% | 3.2k | 68.95 |
|
| Integra Lifesciences Hldgs C Com New (IART) | 0.2 | $212k | NEW | 4.9k | 43.55 |
|
| Verint Systems (VRNT) | 0.2 | $210k | NEW | 7.8k | 27.03 |
|
| ResMed (RMD) | 0.2 | $208k | NEW | 1.2k | 171.99 |
|
| Chevron Corporation (CVX) | 0.2 | $206k | -66% | 1.4k | 149.18 |
|
| Spdr Ser Tr Portfolio Agrgte (SPAB) | 0.2 | $204k | NEW | 7.9k | 25.64 |
|
| Ishares Tr Core S&p Mcp Etf (IJH) | 0.2 | $201k | NEW | 726.00 | 277.13 |
|
| Barings Bdc (BBDC) | 0.1 | $123k | -27% | 14k | 8.58 |
|
| Starboard Invt Tr Adaptive Hdgd Mu (AMAX) | 0.1 | $109k | -3% | 14k | 7.62 |
|
| Markforged Holding Corp (MKFG) | 0.0 | $25k | +190% | 31k | 0.82 |
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Past Filings by Empirical Asset Management
SEC 13F filings are viewable for Empirical Asset Management going back to 2022
- Empirical Asset Management 2023 Q4 filed Jan. 12, 2024
- Empirical Asset Management 2023 Q3 filed Nov. 1, 2023
- Empirical Asset Management 2023 Q2 filed Aug. 1, 2023
- Empirical Asset Management 2023 Q1 filed April 18, 2023
- Empirical Asset Management 2022 Q4 filed Jan. 31, 2023
- Empirical Asset Management 2022 Q3 filed Oct. 19, 2022
- Empirical Asset Management 2022 Q2 filed July 18, 2022
- Empirical Asset Management 2021 Q4 filed May 6, 2022
- Empirical Asset Management 2022 Q1 filed May 6, 2022