John G.Ullman & Associates
Latest statistics and disclosures from John G.Ullman & Associates's latest quarterly 13F-HR filing:
- Top 5 stock holdings are JNJ, XOM, EMR, BMY, KO. These five stock positions account for 19.65% of John G.Ullman & Associates's total stock portfolio.
- Added to shares of Encana, MRK, EXC, INTC, KO, ADM, XOM, AAPL, GVA, TMP.
- Started new stock positions in Talisman Energy Inc Com Stk, EWC, PBR, ABT, CHL, AFK, EWA, TLAB, Equal Energy, CEW, BSV, COP.
- Reduced shares in these stocks: LNN, TMO, EWZ, Ingersoll-rand Co Ltd-cl A, Sunopta, TXN, FXC, AMGN, AMAT, ZMH.
- Sold out of its positions in FXC, EWZ, Sunopta.
- As of March 31, 2013, John G.Ullman & Associates has $442.99M in assets under management (AUM). Assets under management grew from a total value of $384.10M to $442.99M.
- Independent of market fluctuations, John G.Ullman & Associates was a net buyer by $14.14M worth of stocks in the most recent quarter.
John G.Ullman & Associates portfolio companies for quarter ending March 2013
| Ticker | Name | Portfolio Weight | Change | Share Count | Price | Last Trade |
|---|---|---|---|---|---|---|
| JNJ | Johnson & Johnson | 6.29 | 341525 | 81.53 | 86.82 | |
| XOM | Exxon Mobil Corporation | 4.42 | +11.00% | 217392 | 90.11 | 91.44 |
| EMR | Emerson Electric | 3.13 | 248465 | 55.87 | 56.94 | |
| BMY | Bristol Myers Squibb | 2.99 | -5.00% | 321164 | 41.19 | 47.40 |
| KO | Coca-Cola Company | 2.82 | +27.00% | 308840 | 40.44 | 42.24 |
| PLL | Pall Corporation | 2.61 | -2.00% | 169162 | 68.37 | 70.74 |
| SLB | Schlumberger | 2.47 | +6.00% | 146383 | 74.89 | 73.80 |
| INTC | Intel Corporation | 2.40 | +35.00% | 486971 | 21.83 | 23.92 |
| AMGN | Amgen | 2.25 | -10.00% | 97300 | 102.51 | 105.91 |
| GSK | GlaxoSmithKline | 2.10 | +3.00% | 198220 | 46.91 | 52.97 |
| Duke Energy | 2.08 | 126641 | 72.59 | 0.00 | ||
| PFE | Pfizer | 2.07 | 318488 | 28.86 | 28.98 | |
| IDA | IDA | 2.07 | 190425 | 48.27 | 48.47 | |
| GXP | Great Plains Energy Incorporated | 2.02 | +14.00% | 386090 | 23.19 | 23.23 |
| MRK | Merck & Co | 2.01 | +51.00% | 201022 | 44.20 | 46.70 |
| HON | Honeywell International | 1.98 | -4.00% | 116338 | 75.35 | 79.29 |
| Bce | 1.83 | +6.00% | 173565 | 46.69 | 0.00 | |
| MSFT | Microsoft Corporation | 1.74 | 269240 | 28.61 | 34.16 | |
| GVA | Granite Construction | 1.68 | +25.00% | 233682 | 31.84 | 31.35 |
| NVS | Novartis AG | 1.67 | 103640 | 71.24 | 74.22 | |
| MMM | 3M Company | 1.59 | 66175 | 106.31 | 109.88 | |
| STE | Steris Corporation | 1.47 | -3.00% | 156700 | 41.61 | 45.22 |
| EXC | Exelon Corporation | 1.46 | +85.00% | 188100 | 34.48 | 34.65 |
| DRC | Dresser-Rand | 1.41 | 101260 | 61.66 | 63.98 | |
| ADI | Analog Devices | 1.40 | -3.00% | 133412 | 46.49 | 45.37 |
| Nextera Energy | 1.18 | 67370 | 77.68 | 0.00 | ||
| PG | Procter & Gamble Company | 1.15 | 66342 | 77.06 | 81.75 | |
| ADM | Archer Daniels Midland Company | 1.11 | +73.00% | 145300 | 33.73 | 33.88 |
| FLS | Flowserve Corporation | 1.09 | -3.00% | 28895 | 167.71 | 166.84 |
| IAF | Aberdeen Australia Equity Fund | 1.09 | 427415 | 11.33 | 10.15 | |
| POR | Portland General Electric Company | 1.08 | 158185 | 30.33 | 31.07 | |
| CSCO | Cisco Systems | 1.08 | 228159 | 20.89 | 23.53 | |
| EWS | iShares MSCI Singapore Index Fund | 1.05 | +6.00% | 334155 | 13.96 | 14.01 |
| MDU | MDU Resources | 1.04 | +17.00% | 185000 | 24.99 | 25.83 |
| BRKS | Brooks Automation | 1.04 | +17.00% | 453188 | 10.18 | 10.36 |
| SIAL | Sigma-Aldrich Corporation | 1.02 | 58275 | 77.65 | 84.28 | |
| Encana | 0.97 | +486.00% | 220650 | 19.46 | 0.00 | |
| LNN | Lindsay Corporation | 0.96 | -51.00% | 48333 | 88.18 | 78.12 |
| MDT | Medtronic | 0.93 | 87900 | 46.96 | 51.26 | |
| Oge Energy | 0.93 | 58750 | 69.97 | 0.00 | ||
| MON | Monsanto Company | 0.90 | -6.00% | 37804 | 105.62 | 104.41 |
| XRAY | DENTSPLY International | 0.89 | -2.00% | 92450 | 42.44 | 40.98 |
| BCV | Bancroft Fund | 0.84 | 213053 | 17.51 | 17.95 | |
| TMO | Thermo Fisher Scientific | 0.72 | -47.00% | 41600 | 76.49 | 86.12 |
| ZOLT | Zoltek Companies | 0.72 | +28.00% | 265551 | 11.95 | 12.53 |
| TMP | Tompkins Financial Corporation | 0.72 | +88.00% | 75670 | 42.28 | 41.17 |
| GOOG | 0.71 | -12.00% | 3934 | 794.10 | 873.32 | |
| EPU | iShares MSCI All Peru Capped Index Fund | 0.65 | +27.00% | 64750 | 44.45 | 37.78 |
| IBM | International Business Machines | 0.64 | +21.00% | 13218 | 213.27 | 205.72 |
| DLB | Dolby Laboratories | 0.61 | +4.00% | 79950 | 33.56 | 34.53 |
| DIS | Walt Disney Company | 0.59 | 46048 | 56.81 | 65.49 | |
| AAPL | Apple | 0.56 | +263.00% | 5645 | 442.69 | 445.15 |
| LNDC | Landec Corporation | 0.56 | -3.00% | 171175 | 14.47 | 13.65 |
| LG | Laclede | 0.55 | 57000 | 42.70 | 45.33 | |
| ECF | Ellsworth Fund | 0.52 | -2.00% | 301288 | 7.64 | 7.89 |
| JPM | JPMorgan Chase & Co. | 0.49 | 45561 | 47.45 | 53.66 | |
| DAR | Darling International | 0.49 | 122050 | 17.96 | 19.29 | |
| Ingersoll-rand Co Ltd-cl A | 0.47 | -47.00% | 37650 | 55.01 | 0.00 | |
| AMAT | Applied Materials | 0.46 | -30.00% | 152517 | 13.48 | 14.50 |
| MENT | Mentor Graphics Corporation | 0.45 | 109400 | 18.05 | 18.50 | |
| ZMH | Zimmer Holdings | 0.43 | -28.00% | 25370 | 75.21 | 79.79 |
| NEOG | Neogen Corporation | 0.43 | -7.00% | 38614 | 49.57 | 54.29 |
| SYT | Syngenta AG | 0.42 | -3.00% | 22424 | 83.75 | 80.28 |
| Covidien | 0.41 | -14.00% | 26800 | 67.84 | 0.00 | |
| BAX | Baxter International | 0.40 | -9.00% | 24095 | 72.63 | 71.51 |
| WTS | Watts Water Technologies | 0.40 | 37139 | 47.98 | 46.76 | |
| TXN | Texas Instruments Incorporated | 0.36 | -42.00% | 45200 | 35.49 | 35.73 |
| Tyco International Ltd S hs | 0.36 | 50221 | 32.00 | 0.00 | ||
| ESBK | Elmira Savings Bank | 0.34 | 59252 | 25.35 | 22.65 | |
| Transcanada | 0.33 | +2.00% | 30950 | 47.88 | 0.00 | |
| ASTE | Astec Industries | 0.33 | -11.00% | 42250 | 34.93 | 34.57 |
| Bk Nova Cad | 0.32 | -4.00% | 24150 | 58.26 | 0.00 | |
| CCC | Calgon Carbon Corporation | 0.32 | 77900 | 18.10 | 17.91 | |
| PBR | Petroleo Brasileiro SA | 0.30 | NEW | 81200 | 16.56 | 18.09 |
| STJ | St. Jude Medical | 0.30 | 32649 | 40.43 | 45.20 | |
| CBST | Cubist Pharmaceuticals | 0.29 | -3.00% | 27525 | 46.83 | 55.49 |
| TTEK | Tetra Tech | 0.28 | 41231 | 30.49 | 27.83 | |
| SYK | Stryker Corporation | 0.28 | -3.00% | 19210 | 65.23 | 66.99 |
| AGX | Argan | 0.27 | +5.00% | 79617 | 14.91 | 15.82 |
| Adt | 0.27 | -3.00% | 24027 | 48.94 | 0.00 | |
| ROP | Roper Industries | 0.26 | -6.00% | 8946 | 127.32 | 121.93 |
| Xyratex | 0.26 | 115500 | 9.90 | 0.00 | ||
| CVGW | Calavo Growers | 0.26 | -2.00% | 40400 | 28.79 | 31.20 |
| Xylem | 0.25 | 39400 | 27.56 | 0.00 | ||
| Talisman Energy Inc Com Stk | 0.22 | NEW | 79650 | 12.25 | 0.00 | |
| NWE | NorthWestern Corporation | 0.22 | 24750 | 39.88 | 40.89 | |
| AMSWA | American Software | 0.21 | -3.00% | 111683 | 8.32 | 8.28 |
| BZF | WisdomTree Dreyfus ETF BZ Real Fnd | 0.21 | +14.00% | 48100 | 19.38 | 19.11 |
| AFK | Market Vectors Africa | 0.21 | NEW | 31000 | 30.35 | 30.24 |
| Wisdomtree Asia Local Debt etf us | 0.20 | 17200 | 52.38 | 0.00 | ||
| EWA | iShares MSCI Australia Index Fund | 0.19 | NEW | 30500 | 27.05 | 25.05 |
| Chemung Financial | 0.19 | 24427 | 33.90 | 0.00 | ||
| SWZ | Swiss Helvetia Fund | 0.18 | -7.00% | 66522 | 12.27 | 12.78 |
| GE | General Electric Company | 0.17 | +12.00% | 31597 | 23.14 | 23.53 |
| ACAS | American Capital | 0.17 | +29.00% | 51385 | 14.60 | 13.82 |
| MKSI | MKS Instruments | 0.17 | 27150 | 27.18 | 27.45 | |
| GXC | SPDR S&P; China | 0.17 | 10500 | 69.90 | 70.52 | |
| Te Connectivity Ltd for | 0.17 | 17550 | 41.94 | 0.00 | ||
| Cenovus Energy | 0.16 | -3.00% | 23000 | 31.00 | 0.00 | |
| WX | WuXi PharmaTech | 0.16 | 42100 | 17.17 | 20.56 | |
| ATVI | Activision Blizzard | 0.16 | 50000 | 14.58 | 15.61 | |
| ENDP | Endo Pharmaceuticals | 0.14 | -12.00% | 20250 | 30.77 | 33.88 |
| HDNG | Hardinge | 0.14 | 44456 | 13.63 | 12.86 | |
| Suncor Energy | 0.14 | -7.00% | 20530 | 30.00 | 0.00 | |
| Gsv Cap | 0.14 | +16.00% | 74200 | 8.26 | 0.00 | |
| EWC | iShares MSCI Canada Index | 0.13 | NEW | 20500 | 28.49 | 28.00 |
| CHL | China Mobile | 0.12 | NEW | 10400 | 53.17 | 53.22 |
| ABT | Abbott Laboratories | 0.12 | NEW | 15475 | 35.35 | 37.76 |
| HAL | Halliburton Company | 0.12 | -3.00% | 12700 | 40.39 | 43.02 |
| EMC | EMC Corporation | 0.12 | 22797 | 23.91 | 23.65 | |
| VNM | Market Vectors Vietnam ETF. | 0.12 | 25300 | 20.40 | 20.53 | |
| PEP | Pepsi | 0.11 | +17.00% | 6253 | 79.16 | 82.54 |
| SNHY | Sun Hydraulics Corporation | 0.11 | +8.00% | 15138 | 32.50 | 32.25 |
| Pentair | 0.11 | -15.00% | 9183 | 52.71 | 0.00 | |
| T | AT&T; | 0.10 | 12170 | 36.73 | 36.62 | |
| NETC | Net Servicos de Comunicacao SA | 0.10 | -13.00% | 31350 | 14.23 | 14.94 |
| BSV | Vanguard Short-Term Bond ETF | 0.09 | NEW | 4703 | 81.01 | 80.80 |
| CVD | Covance | 0.09 | 5375 | 74.23 | 76.67 | |
| REGN | Regeneron Pharmaceuticals | 0.08 | -2.00% | 1891 | 176.63 | 249.22 |
| VZ | Verizon Communications | 0.08 | +43.00% | 6816 | 49.15 | 51.38 |
| DGX | Quest Diagnostics Incorporated | 0.07 | +2.00% | 5825 | 56.48 | 62.50 |
| QQQQ | PowerShares QQQ Trust, Series 1 | 0.07 | 4245 | 69.02 | 0.00 | |
| VRSN | Verisign | 0.06 | 5950 | 47.23 | 47.42 | |
| CHK | Chesapeake Energy Corporation | 0.06 | +4.00% | 12169 | 20.38 | 21.67 |
| Itt | 0.06 | 8905 | 28.41 | 0.00 | ||
| COP | ConocoPhillips | 0.05 | NEW | 3455 | 60.20 | 62.53 |
| CIEN | Ciena Corporation | 0.05 | 13650 | 16.04 | 15.51 | |
| CEW | WisdomTree Dreyfus Emerging Currency Fd | 0.05 | NEW | 10900 | 21.10 | 20.79 |
| Marvell Technology | 0.03 | 12700 | 10.55 | 0.00 | ||
| Penn West Energy Trust | 0.03 | -2.00% | 13100 | 10.76 | 0.00 | |
| SVU | SUPERVALU | 0.01 | 10000 | 5.00 | 6.36 | |
| TLAB | Tellabs | 0.01 | NEW | 31200 | 2.08 | 2.03 |
| IPAS | iPass | 0.01 | 13800 | 1.96 | 1.71 | |
| SONS | Sonus Networks | 0.01 | 10000 | 2.60 | 2.40 | |
| OCLR | Oclaro | 0.01 | 41525 | 1.25 | 1.08 | |
| Equal Energy | 0.01 | NEW | 11000 | 3.82 | 0.00 |
Past 13F-HR SEC Filings for John G.Ullman & Associates
- John G.Ullman & Associates 2012 Q4 - filed Feb. 12, 2013
- John G.Ullman & Associates 2012 Q3 - filed Oct. 29, 2012
- John G.Ullman & Associates 2012 Q2 - filed Aug. 7, 2012
- John G.Ullman & Associates 2012 Q1 - filed April 30, 2012
- John G.Ullman & Associates 2011 Q4 - filed Jan. 31, 2012
- John G.Ullman & Associates 2011 Q3 - filed Nov. 2, 2011
- John G.Ullman & Associates 2011 Q2 - filed July 28, 2011