MacKay Shields

Latest statistics and disclosures from MACKAY SHIELDS's latest quarterly 13F-HR filing:

MACKAY SHIELDS portfolio companies for December 2013 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
Gilead Sciences conv 3.22 -16.00% 25795000 3.32 0.00
Danaher Corp Del debt 2.36 -2.00% 27848000 2.25 0.00
Schlumberger conv bd p2 e 2.34 NEW 39315000 1.58 0.00
United Technol conv prf 2.01 -2.00% 818356 65.34 0.00
GM General Motors Company 1.92 1249221 40.87 34.49
Novellus Systems, Inc. note 2.625% 5/1 1.89 29890000 1.68 0.00
E M C Corp Mass note 1.750%12/0 1.86 -8.00% 31805000 1.55 0.00
Slxp 1 1/2 03/15/19 1.77 -2.00% 31509000 1.49 0.00
Metlife Inc 5% 10/0/14 Conv Pr cv prf 1.73 -8.00% 1453004 31.54 0.00
Teva Pharm Finance Llc Cvt cv bnd 1.70 -2.00% 42263000 1.07 0.00
Intel Corp. Jr. Sub. Cv. Deb. conv 1.70 +3.00% 33203000 1.36 0.00
Teleflex Inc note 3.875% 8/0 1.68 28276000 1.58 0.00
Stanley Black & Decker Inc unit 99/99/9999 1.63 -14.00% 350776 123.21 0.00
Chart Industries 2% conv 1.61 -2.00% 27522000 1.55 0.00
Jarden Corp note 1.875% 9/1 1.51 NEW 28338000 1.42 0.00
Continental Airls Inc note 4.500% 1/1 1.40 +3.00% 18144000 2.05 0.00
Microchip Technology Inc sdcv 2.125%12/1 1.31 -19.00% 19979000 1.74 0.00
Rti Intl Metals Inc note 1.625%10/1 1.25 +21.00% 31416000 1.06 0.00
Covanta Holding Conv conv bnd 1.22 27605000 1.17 0.00
Wabash National Corp 3.375 '18 conv 1.20 -2.00% 24565000 1.30 0.00
F Ford Motor Company 1.17 2009500 15.43 16.20
Pcln Us conv 1.13 NEW 26293000 1.14 0.00
Helix Energy Solutions note 1.10 +21.00% 24263000 1.20 0.00
Wellpoint Inc Note cb 1.09 NEW 21289000 1.36 0.00
Xilinx Inc Cvt 2.625 6-15-17 convert 1.07 +85.00% 17759000 1.60 0.00
Bottomline Tech Del Inc note 1.500%12/0 1.03 -3.00% 20468000 1.34 0.00
Ford Mtr Co Del note 4.250%11/1 1.01 14518000 1.85 0.00
Biomarin Pharmaceutical Inc note 0.750%10/1 1.00 NEW 25114000 1.06 0.00
American Equity Inv Life 3.5 1 convert 0.87 NEW 10685000 2.17 0.00
Nuance Communications Inc note 2.750%11/0 0.86 23351000 0.98 0.00
Neenah Enterprises 0.85 NEW 1756098 12.81 0.00
Citi 0.85 +14.00% 433527 52.11 0.00
Omnicare Inc bond 0.84 -2.00% 22225000 1.01 0.00
Cien 4 12/15/20 0.81 -10.00% 14492000 1.48 0.00
Cornerstone Ondemand 0.81 NEW 17639000 1.22 0.00
Holdings Inc Note 5.25 0.78 -2.00% 5937000 3.47 0.00
Mylan Inc note 3.750% 9/1 0.78 -47.00% 6325000 3.28 0.00
Akorn Inc note 3.500% 6/0 0.78 -2.00% 7252000 2.85 0.00
Al Us conv 0.78 -3.00% 15277000 1.35 0.00
Medidata Solutions 0.78 NEW 16098000 1.28 0.00
Sl Green Operating Par 144a 3. convert 0.77 NEW 16464000 1.25 0.00
U.s. Concrete Inc Cmn 0.76 -33.00% 887988 22.63 0.00
Allegheny Technologies Inc note 4.250% 6/0 0.75 -2.00% 19229000 1.04 0.00
GAME Technolog debt 0.73 -2.00% 18228000 1.06 0.00
Goodyear Tire Rubr Pfd 5.875% pfd 0.73 289922 66.85 0.00
D Gmac Capital Trust I pfddom 0.71 NEW 709100 26.74 0.00
Hologic Inc cnv 0.71 -2.00% 18611000 1.02 0.00
Nvidia Corp 144a conv bond p2 0.70 NEW 18000000 1.03 0.00
Jds Uniphase 0.69 NEW 18449000 1.00 0.00
Rpm International Inc convertible cor 0.69 NEW 16413000 1.11 0.00
Ixia note 0.68 +6.00% 16661000 1.08 0.00
Shutterfly, Inc. conv 0.67 NEW 16637000 1.07 0.00
Medicines Co dbcv 1.375% 6/0 0.66 NEW 11564000 1.51 0.00
Sba Communications Corp note 4.000%10/0 0.65 -2.00% 5826000 2.96 0.00
Wesco Intl Inc dbcv 6.000% 9/1 0.65 5352000 3.24 0.00
Host Hotels & Resorts Lpcvt2.5 convert 0.64 NEW 11225000 1.52 0.00
Xpo Logistics note 4.5% 10/1 0.64 -2.00% 10084000 1.68 0.00
Mgm Mirage conv 0.63 -3.00% 12065000 1.38 0.00
Invensense Inc 144a conv bond p2 0.63 NEW 14200000 1.17 0.00
Omnicare Cap Tr Ii pfd b tr 4.00% 0.62 -3.00% 221980 74.22 0.00
Omnicom Group Inc debt 0.61 12197000 1.32 0.00
Hos Us conv 0.61 +61.00% 13627000 1.19 0.00
Lennar Corp conv bnd 0.60 NEW 8796000 1.80 0.00
Yahoo Inc 144a conv bond p2 0.59 NEW 15000000 1.04 0.00
Airtran Hldgs Inc note 5.250%11/0 0.58 -8.00% 9077000 1.70 0.00
Medivation Inc note 2.625% 4/0 0.57 10361000 1.47 0.00
Spansion Llc conv 0.57 NEW 12981000 1.17 0.00
Wells Fargo & Company Non-cum Perpet cnv 0.56 -4.00% 13525 1106.91 0.00
Barclays Bank Plc Preferred pref stock 1000 0.56 NEW 12500000 1.18 0.00
Bank Of America Corporation preferred 0.55 -3.00% 13876 1061.04 0.00
Crm 0 1/4 04/01/18 144a 0.55 NEW 13511000 1.09 0.00
Wright Medical Group Inc note 2 000 8/1 0.55 -3.00% 10813000 1.34 0.00
Subsea 7 Sa Conv Bond Reg S conv bdp2 a/365 0.54 NEW 11400000 1.26 0.00
Lam Research Corp note 0.500% 5/1 0.53 -4.00% 12380000 1.14 0.00
Energy Xxi Bermuda 144a conv bond p2 0.52 NEW 14000000 0.99 0.00
Mu 1 5/8 02/15/33 E 0.51 NEW 6734000 2.03 0.00
Cubist Pharma 144a 0.50 NEW 11462000 1.15 0.00
Gold 0.49 600000 21.67 0.00
Upstate Ny Power Producers Inc conv bond p2 0.47 NEW 8516297 1.47 0.00
TDW Tidewater 0.46 +68.00% 204550 59.27 49.65
Insulet Corporation Cvt 3.75 0 convert 0.45 -2.00% 8193000 1.47 0.00
Newpark Res Inc note 4.000%10/0 0.43 +266.00% 8469000 1.35 0.00
Apollo Invt Corp note 5.750% 1/1 0.43 -9.00% 10784000 1.07 0.00
Post Holdings, Inc. Pf d cv 0.43 NEW 95200 118.82 0.00
BHI Baker Hughes Incorporated 0.42 200500 55.26 70.85
Amg Capital Trust 0.42 NEW 153717 72.71 0.00
Cadence Design Sys Cvt 2.625 6 convert 0.42 NEW 6000000 1.88 0.00
Radian Group Inc note 0.42 -3.00% 7677000 1.47 0.00
Cubist Pharmacut144a 0.39 NEW 8974000 1.15 0.00
Alon Usa Energy Inc 144a conv bond p2 0.39 NEW 8206000 1.27 0.00
Liberty Media Corp 144a conv bond p2 0.39 NEW 10250000 1.00 0.00
Alza Corp sdcv 7/2 0.38 7959000 1.26 0.00
Gm Liq Co Guc Tr Derivat motors liq 0.38 NEW 313611 32.15 0.00
Jns 3.25% 7/15/2014 note 0.37 9339000 1.04 0.00
HAL Halliburton Company 0.36 190818 50.75 64.69
Omnicare Inc note 3.750%12/1 0.36 4211000 2.30 0.00
Sandisk Corp 144a conv bond p2 0.34 NEW 9000000 1.00 0.00
Intel Corp sdcv 0.33 -2.00% 7791000 1.12 0.00
Servicesource Intl 0.30 NEW 8462000 0.95 0.00
Rambus Inc conv bnd 0.30 NEW 7561000 1.05 0.00
Ares Capital Corp 5.75 16 convert 0.29 -5.00% 7060000 1.08 0.00
Blucora Incbcor 4 1/4 04/01/19 note 0.29 NEW 5276000 1.48 0.00
Sanchez Energy Corp conv prfd stock 0.29 NEW 124300 62.25 0.00
Netsuite 0.28 NEW 6601000 1.11 0.00
Steel Dynamics Inc note 5.125% 6/1 0.27 6003000 1.18 0.00
Priceline.com debt 1.000% 3/1 0.27 -72.00% 5221000 1.38 0.00
Ares Capital Corp conv bnd 0.27 NEW 6928000 1.04 0.00
Servicenow Inc 144a conv bond p2 0.27 NEW 7000000 1.02 0.00
Lam Research Corp conv 0.26 5770000 1.22 0.00
Notes Gencorp Inc. 4.0625% dbcv 0.24 3215000 2.02 0.00
Walter Invt Mgmt Corp note 0.23 -42.00% 6044000 1.00 0.00
Maiden Holdings Cnvpfd conv prfd stock 0.23 NEW 136700 45.57 0.00
On Semiconductor Corp note 2.625%12/1 0.21 5059000 1.10 0.00
Seacor Holdings Inc note 2.500%12/1 0.21 NEW 4533000 1.23 0.00
Proofpoint Inc 144a conv bond p2 0.21 NEW 5250000 1.08 0.00
Ttm Technologies Inc note 3.250% 5/1 0.20 5073000 1.03 0.00
Newmont Mining Corp Cvt cv bnd 0.20 -11.00% 5244000 1.02 0.00
Energy Xxi Bermuda Ltd conv prf 0.20 NEW 18403 295.79 0.00
Subsea 7 Sa Conv Bond Reg S conv bdp2 a/365 0.20 NEW 5200000 1.01 0.00
Health Care Reit Pfd I 6.5% 0.19 -2.00% 97900 51.38 0.00
Volcano Corporation note 1.750%12/0 0.19 5055000 0.98 0.00
Stanley Black & Decker Inc Uni pfd 0.19 NEW 50000 103.20 0.00
Post Holdings Inc 144a conv prfd stock 0.19 NEW 50000 100.06 0.00
CAM Cameron International Corporation 0.18 80000 59.52 64.50
NIO Nuveen Insured Municipal Opp. Fund 0.18 NEW 352850 13.22 13.92
NQU Nuveen Quality Income Municipal Fund 0.18 NEW 382027 12.25 13.50
Liberty Media Corp deb 3.500% 1/1 0.17 -28.00% 8366000 0.53 0.00
Crown Castle International Corp. pfd stk 0.17 NEW 46300 100.04 0.00
Citigroup Capital 7.8 preferr 0.16 NEW 160000 27.25 0.00
Cliffs Nat Res Inc Dep1/40th P preferred stocks 0.16 NEW 181353 22.96 0.00
Trak 1 1/2 03/15/17 0.16 2967000 1.39 0.00
Infinera Corp. conv 0.16 NEW 4000000 1.08 0.00
TIBX Tibco Software 0.15 181948 22.48 19.61
MUI Blackrock Muni Intermediate Drtn Fnd 0.15 NEW 294225 13.90 14.31
Clean Energy Fuels Corp. conv 0.15 NEW 4000000 1.02 0.00
Emulex Corporation 144a conv bond p2 0.15 NEW 4000000 0.98 0.00
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.14 -48.00% 3972000 0.93 0.00
Affinity Gaming 0.14 NEW 350000 11.00 0.00
NPM Nuveen Premium Income Muni Fund 2 0.13 NEW 280808 12.55 13.55
NPT Nuveen Premium Income Muni Fd 4 0.13 NEW 275738 12.13 12.64
Nuveen Mun High Income Opp F 0.13 NEW 297717 12.00 0.00
NXZ Nuveen Dividend Advantage Municipal Fd 2 0.13 +243.00% 262987 12.69 13.68
Archer Daniels Midland Co note 0.875% 2/1 0.12 3007000 1.06 0.00
NPP Nuveen Performance Plus Municipal Fund 0.12 NEW 228660 13.53 14.53
MFL BlackRock MuniHolding Insured Investm 0.12 NEW 249256 12.52 13.59
VKI Van Kampen Advantage Muni Incm Tr II 0.12 NEW 294194 10.52 11.09
Ciena Corp note 0.875% 6/1 0.11 2954000 1.02 0.00
MCA Blackrock Muniyield California Ins Fund 0.11 +100.00% 217229 13.64 14.72
Newmont Mining Corp note 1.250% 7/1 0.10 2708000 1.00 0.00
MYI Blackrock Muniyield Insured Fund 0.10 NEW 212816 12.66 13.80
Comtech Telecommunications Cor conv 0.10 2646000 1.00 0.00
Ensco Plc Shs Class A 0.10 47000 57.17 0.00
Arcelormittal Sa Luxembourg mand cv nt 16 0.10 NEW 100000 26.00 0.00
Weyerhaeuser C conv prf 0.09 NEW 43700 56.04 0.00
Upstate Ny Power Producers 0.08 NEW 112236 19.00 0.00
SLB Schlumberger 0.07 22000 90.09 102.62
NPY Nuveen Pennsylvania Premium Income Munic 0.07 163808 11.89 0.00
NQP Nuveen PA Investnt Quality Municipal Fd 0.07 157999 12.34 13.66
Owens-brockway Glass Container conv 0.07 NEW 1680000 1.05 0.00
BFO BlackRock Florida Municipal 2020 Term Tr 0.07 116357 15.11 15.23
Alcoa Inc debt 0.06 -9.00% 948000 1.66 0.00
MEN Blackrock MuniEnhanced Fund 0.06 NEW 154530 10.40 11.17
MYC BlackRock MuniYield California Fund 0.06 NEW 114553 13.78 15.02
NUM Nuveen Michigan Qlity Incom Municipal Fd 0.06 119553 12.52 13.88
Newark Nj Hsg Auth Hsg Rev 5.7 municip 0.06 NEW 1460000 1.08 0.00
MYD Blackrock Muniyield Fund 0.05 105041 12.82 14.12
MUC Blackrock MuniHoldings CA Insrd Fnd 0.05 NEW 101253 13.22 14.31
American Airlines Group conv pfd stk 2 0.05 NEW 49103 25.93 0.00
Philadelphia Pa Go Bds-a 5.250 municip 0.05 NEW 1330000 1.05 0.00
Twin Rivers Ca Unif Sch Dis 3. municip 0.05 NEW 1405000 0.99 0.00
Nuveen Premier Mun Income Fd 0.04 NEW 75362 12.37 0.00
MHD BlackRock MuniHoldings Fund 0.04 NEW 78730 14.51 15.94
MQT Blackrock Muniyield Quality Fund II 0.04 NEW 91826 11.69 12.77
NCO Nuveen California Municipal Market Op Fd 0.04 70681 13.55 14.66
Aleris Corporation 0.04 NEW 96691 10.72 0.00
Central Tex Regl Mobility 5.75 municip 0.04 NEW 1120000 1.04 0.00
Chtnga Tn Hlth Edl Ref Rev-a 5 municip 0.04 NEW 1205000 0.99 0.00
Hillsborough Cnty Fl Indl 5.00 municip 0.04 NEW 1110000 1.02 0.00
New York N Y 6% 10/15/23 municip 0.04 NEW 895000 1.19 0.00
Williston Nd Sales Tax Rev- 4. municip 0.04 NEW 990000 1.05 0.00
Fannie Mae Pfd. S 0.03 NEW 90000 8.76 0.00
United States Stl Corp New note 4.000% 5/1 0.03 -42.00% 717000 1.07 0.00
Spdr Series Trust cmn 0.03 18000 51.06 0.00
Nextera Energy Inc unit 0.03 15491 56.61 0.00
Chattanooga Indl Dev Brd Re 5. municip 0.03 NEW 715000 1.03 0.00
Clark Cnty Wash Pub Util 5.000 municip 0.03 NEW 725000 1.08 0.00
Detroit Wayne Cnty Mi 5.000% 1 municip 0.03 NEW 830000 1.02 0.00
Distric Columbia Univ Rev 5.25 municip 0.03 NEW 700000 1.10 0.00
Foley Al Utils Brd Rev 5.000% municip 0.03 NEW 715000 1.09 0.00
Houston Tex Hotel Occupancy 5. municip 0.03 NEW 825000 1.09 0.00
Houston Tx Hotel Occupancy 5.0 municip 0.03 NEW 800000 1.00 0.00
Louisiana St Citizens Prop 5.0 municip 0.03 NEW 680000 1.09 0.00
Louisiana St Citizens Prop 6.1 municip 0.03 NEW 695000 1.14 0.00
Louisiana Stad & Exposition 5. municip 0.03 NEW 805000 1.15 0.00
Majestic Star Casino 0.03 NEW 638290 1.20 0.00
Miami-dade Cnty Fl Wtr & Sw 5. municip 0.03 NEW 585000 1.14 0.00
Michigan St Fin Auth Revenu 5. municip 0.03 NEW 750000 1.09 0.00
Texas Private Activity Sur 7.0 municip 0.03 NEW 665000 1.08 0.00
Virgin Islands Public Fin 5.00 municip 0.03 NEW 890000 0.99 0.00
Freddie Mac 8.375% Pfd Ser Z preferred 0.02 NEW 54150 8.98 0.00
Athens-clarke Cnty Ga Uni 5.00 municip 0.02 NEW 540000 1.04 0.00
Bi-state Dev Agy Mo Il-a 5.000 municip 0.02 NEW 530000 1.07 0.00
Broward Cnty Fla Sch Brd 5.000 municip 0.02 NEW 500000 1.09 0.00
California St Pub Wks Brd 5.75 municip 0.02 NEW 400000 1.09 0.00
Chicago Ill O Hare Intl Arp 5. municip 0.02 NEW 575000 1.05 0.00
Citizens Ppty Ins Corp Fla 5.2 municip 0.02 NEW 395000 1.13 0.00
Detroit Mich City Sch Dist 5.0 municip 0.02 NEW 620000 0.98 0.00
Detroit Mich Wtr & Sew Dep- 5. municip 0.02 NEW 570000 0.91 0.00
Detroit Mich Wtr Supply Sys 4. municip 0.02 NEW 560000 0.83 0.00
District Columbia Tax 5.000% 0 municip 0.02 NEW 585000 1.04 0.00
El Monte Ca Un Hgh Sch Bds- 5. municip 0.02 NEW 390000 1.06 0.00
Guam Pwr Auth Rev-a 5.000% 10/ municip 0.02 NEW 565000 1.05 0.00
Herriman Utah Spl Assmt 5% 11/ municip 0.02 NEW 450000 1.03 0.00
Jea Fla Elec Sys Rev Bds-d 5.0 municip 0.02 NEW 445000 1.16 0.00
Lakeland Fl Eductnl Facs 5.000 municip 0.02 NEW 610000 1.02 0.00
Metro Transn Auth Rev-b 5.000% municip 0.02 NEW 605000 1.00 0.00
Michigan St Fin Auth Rev 5.000 municip 0.02 NEW 510000 1.02 0.00
North Tex Twy Auth Rev 5.125% municip 0.02 NEW 500000 1.04 0.00
Oregon St Facs Auth Revenue 2. municip 0.02 NEW 420000 1.05 0.00
Peralta Ca Cmnty Clg Dist 5.00 municip 0.02 NEW 580000 1.04 0.00
Philadelphia Pa Go Bds 6.000% municip 0.02 NEW 375000 1.08 0.00
Quebecor World Litigation Trus 0.02 NEW 65625000 0.01 0.00
Spanish Broadcasting Sys preferred stock 0.02 NEW 642 769.47 0.00
Swedesboro Woolwich N J Cons 4 municip 0.02 NEW 410000 1.00 0.00
Texas Private Activity 7.500% municip 0.02 NEW 540000 1.12 0.00
Texas Private Activity Bd 6.87 municip 0.02 NEW 400000 1.07 0.00
Texas St Muni Gas Aquisitio 5. municip 0.02 NEW 465000 0.96 0.00
Utah Infrastructure Agy 5.250% municip 0.02 NEW 550000 1.04 0.00
Utah St Charter Sch Fin-a 5.25 municip 0.02 NEW 535000 1.07 0.00
Virgin Islands Pub Fin Rev- 5. municip 0.02 NEW 580000 0.99 0.00
Warren Cnty Ky Hosp Rev 5.000% municip 0.02 NEW 590000 1.03 0.00
Warren Cnty Ky Hosp Revenue 5. municip 0.02 NEW 420000 1.00 0.00
Alpha Natural Resources Inc note 2.375% 4/1 0.01 371000 1.00 0.00
Nuance Communications Inc dbcv 2.750% 8/1 0.01 136000 1.05 0.00
Health Care Reit Inc note 3.000%12/0 0.01 -47.00% 140000 1.11 0.00
CWB SPDR Barclays Capital Convertible SecETF 0.01 NEW 4760 46.64 0.00
Rti Intl Metals Inc note 3.000%12/0 0.01 -91.00% 176000 1.14 0.00
Nuveen Ins Ny Tx Fr Adv Mun 0.01 17036 12.27 0.00
MUJ BlackRock MuniHoldings New Jersey Ins Fn 0.01 22040 13.11 14.12
Nuveen Ny Divid Advntg Mun F 0.01 12886 12.73 0.00
DYNEGY INC Common stock 0.01 13120 21.49 0.00
Kb Home note 0.01 -97.00% 189000 1.00 0.00
Take-two Interactive Softwar note 1.000% 7/0 0.01 242000 1.07 0.00
Tibco Software Inc. 2.25 05-01 conv 0.01 -69.00% 168000 1.01 0.00
Abag Fin Auth For Nonprofit 5. municip 0.01 NEW 365000 0.92 0.00
Akron Bath Copley Oh Hosp 5.00 municip 0.01 NEW 210000 0.99 0.00
Alaska St Hsg Fin Corp 5.000% municip 0.01 NEW 225000 1.04 0.00
Alum Rock Ca Union Elem Sch 5. municip 0.01 NEW 295000 1.04 0.00
Anaheim Ca Public Fing Auth 4. municip 0.01 NEW 160000 0.99 0.00
Austin Tx Ref Pub Impt 4.000% municip 0.01 NEW 200000 1.02 0.00
Avalon Boro N J Go Bds 2008 5. municip 0.01 NEW 300000 1.14 0.00
Build Nyc Resource Corp 4.750% municip 0.01 NEW 375000 1.03 0.00
California Edl Facs Auth 5.250 municip 0.01 NEW 285000 1.01 0.00
California St Go Bds 5.000% 09 municip 0.01 NEW 210000 1.01 0.00
California St Go Bds 6.000% 04 municip 0.01 NEW 210000 1.12 0.00
California Statewide Cmntys 5. municip 0.01 NEW 325000 1.03 0.00
Chicago Il Brd Of Edu 5.000% 1 municip 0.01 NEW 165000 1.12 0.00
Chicago Il O'hare Int Arpt 5.0 municip 0.01 NEW 300000 1.00 0.00
Clark Cnty Nev Sch Dist For 5. municip 0.01 NEW 200000 1.07 0.00
Cleveland-cuyahoga Cnty Ohi 6. municip 0.01 NEW 175000 1.07 0.00
Cushing Ok Edl Facs Auth Re 4. municip 0.01 NEW 270000 1.09 0.00
Dane Cnty Wi Rfdg Ser E 3.000% municip 0.01 NEW 150000 1.07 0.00
De Kalb Cnty Ga Wtr & Swr 5.25 municip 0.01 NEW 345000 1.07 0.00
Denver Co West Met Dist 3.000% municip 0.01 NEW 170000 1.05 0.00
Detroit Mi City Sch Dist 5.000 municip 0.01 NEW 375000 1.01 0.00
Detroit Mi Distributable Ai 5. municip 0.01 NEW 200000 0.94 0.00
Detroit Mi Wtr & Sew Dept 5.50 municip 0.01 NEW 150000 0.97 0.00
Detroit Mi Wtr & Sew Dept-a 5. municip 0.01 NEW 270000 0.90 0.00
District Columbia Income Ta 5% municip 0.01 NEW 225000 1.11 0.00
East Brunswick Twyp Nj Prer 4. municip 0.01 NEW 200000 1.08 0.00
East Hanover Twp N J 4.000% 02 municip 0.01 NEW 240000 1.06 0.00
Edison Twp N J Go Ref Bds 5.00 municip 0.01 NEW 150000 1.16 0.00
Etowah Cnty Al Brd Of Edu 5.00 municip 0.01 NEW 150000 1.11 0.00
Franklin Park Il 6.250% 07/01/ municip 0.01 NEW 325000 1.09 0.00
Goose Creek Tx Cons Indpt S 5. municip 0.01 NEW 200000 1.13 0.00
Guam Govt Business Privileg 5. municip 0.01 NEW 195000 1.01 0.00
Guam Govt Business Privileg 5. municip 0.01 NEW 200000 1.00 0.00
Hamilton Cnty Ohio Health 5.25 municip 0.01 NEW 150000 1.01 0.00
Harris Cnty Tex Flood Ctl 4.12 municip 0.01 NEW 150000 1.00 0.00
Highlands Cnty Fl Health Fa 5. municip 0.01 NEW 170000 1.08 0.00
Houston Tex Higher Ed 6.875% 0 municip 0.01 NEW 175000 1.11 0.00
Houston Tex Indpt Sch Dist 5.0 municip 0.01 NEW 250000 1.12 0.00
Houston Tex Util Sys 5.250% 05 municip 0.01 NEW 200000 1.02 0.00
Houston Tex Util Sys Rev 5.125 municip 0.01 NEW 200000 1.02 0.00
Illinois Hsg Dev Auth Rev 4.10 municip 0.01 NEW 160000 1.06 0.00
Indiana St Fin Auth Rev 4.000% municip 0.01 NEW 200000 1.04 0.00
Indianapolis Ind Multifamil 4. municip 0.01 NEW 360000 1.04 0.00
Kansas St Dev Fin Auth Hlth 5. municip 0.01 NEW 150000 1.04 0.00
Keller Tex Indpt Sch Dist 5.25 municip 0.01 NEW 300000 1.16 0.00
Kentucky St Ppty & Bldgs 5.0% municip 0.01 NEW 125000 1.12 0.00
King Cnty Wa Pub Hosp Dist 5.2 municip 0.01 NEW 320000 1.02 0.00
Lehman 6.00 07/19/12 Escrow Cl 0.01 NEW 720000 0.21 0.00
Little Rock Ar Swr Revenue 2.0 municip 0.01 NEW 150000 1.03 0.00
Little Rock Ar Swr Revenue 2.0 municip 0.01 NEW 225000 1.03 0.00
Louisiana Pub Facs Auth Rev 5. municip 0.01 NEW 190000 0.97 0.00
Lycoming Cnty Pa Auth 5.500% 0 municip 0.01 NEW 285000 1.02 0.00
Marlboro Twp N J Brd Ed Ref 4. municip 0.01 NEW 150000 1.03 0.00
Massachusetts St Health & 5.00 municip 0.01 NEW 200000 1.09 0.00
Metropolitan Wc Dc Arpts 5.000 municip 0.01 NEW 285000 1.00 0.00
Michigan Fin Auth Rev 5.250% 0 municip 0.01 NEW 290000 1.09 0.00
Michigan St Fin Auth Rev 5.500 municip 0.01 NEW 185000 1.09 0.00
Middlesex Cnty Nj 4.125% 01/01 municip 0.01 NEW 200000 1.07 0.00
Minnesota Pub Facs Auth 5.000% municip 0.01 NEW 200000 1.14 0.00
Minnesota St Hsg Fin Agy 4.200 municip 0.01 NEW 135000 1.04 0.00
Monmouth Cnty N J Go Ref 4.000 municip 0.01 NEW 325000 1.08 0.00
Montgomery Cnty Tex Mun 4.125% municip 0.01 NEW 150000 1.01 0.00
Mount Laurel Twp N J Go Bds 4. municip 0.01 NEW 250000 1.05 0.00
Nassau Cnty Ny Go Bds-a 5.000% municip 0.01 NEW 180000 1.13 0.00
Nevada St Hwy Impt Rev 5% 12/0 municip 0.01 NEW 125000 1.14 0.00
New Jersey Economic Dev 5.750% municip 0.01 NEW 170000 1.02 0.00
New Jersey Economic Dev Aut 5. municip 0.01 NEW 215000 1.02 0.00
New Jersey Economic Dev Aut 5. municip 0.01 NEW 230000 1.06 0.00
New Jersey Environmental In 5. municip 0.01 NEW 185000 1.00 0.00
New Jersey St Edl Facs Auth 5. municip 0.01 NEW 200000 1.11 0.00
New Jersey St Eductnl Facs 5.0 municip 0.01 NEW 250000 1.06 0.00
New Jersey St Hlth Care Fac 5. municip 0.01 NEW 225000 1.05 0.00
New Jersey St Transn Fd-a 4.75 municip 0.01 NEW 155000 0.98 0.00
New Jersey St Transprtn 5.000% municip 0.01 NEW 260000 1.05 0.00
New Jersey St Transprtn 5.000% municip 0.01 NEW 245000 1.04 0.00
New York St Dorm Auth 5.000% 0 municip 0.01 NEW 150000 1.10 0.00
New York St Dorm Auth Fac-b 5. municip 0.01 NEW 140000 1.14 0.00
New York St Dorm Auth Rev 5.00 municip 0.01 NEW 145000 1.14 0.00
New York St Dorm Auth Rev 5.00 municip 0.01 NEW 140000 0.99 0.00
New York St Dorm Auth Rev-c 5. municip 0.01 NEW 150000 1.15 0.00
New York St Dorm Auth Revs 5.2 municip 0.01 NEW 275000 1.08 0.00
New York St Loc Govt-a 5.000% municip 0.01 NEW 180000 1.14 0.00
New York St Twy Auth Gen Re 5. municip 0.01 NEW 150000 1.05 0.00
Nj Trn-a-trn Sys 5.500% 12/15/ municip 0.01 NEW 125000 1.10 0.00
North Carolina Tpk Auth 5.750% municip 0.01 NEW 235000 1.07 0.00
North Tex Twy Auth 6@% 01/01/2 municip 0.01 NEW 125000 1.15 0.00
North Tx Twy Aut Rev-f 5.750% municip 0.01 NEW 205000 1.04 0.00
Oakland Ca Unif Sch Dist 4.500 municip 0.01 NEW 405000 0.92 0.00
Orange Cnty Fl Health Facs 5.0 municip 0.01 NEW 340000 1.00 0.00
Oregon St Facs Auth Revenue 3. municip 0.01 NEW 345000 1.05 0.00
Oregon St Facs Auth Revenue 3. municip 0.01 NEW 380000 1.04 0.00
Palomar Pomerado Ca Hlth 5.000 municip 0.01 NEW 165000 1.00 0.00
Park Creek Met Dist Colo Re 6. municip 0.01 NEW 190000 1.06 0.00
Pequannock Nj Riv Basin Swr 3. municip 0.01 NEW 165000 1.05 0.00
Pequannock River Nj Basin S 4. municip 0.01 NEW 175000 1.07 0.00
Perth Amboy Nj 5.000% 09/01/27 municip 0.01 NEW 225000 1.08 0.00
Piedmont Mun Pwr Agy Elec-c 5. municip 0.01 NEW 225000 1.08 0.00
Port Auth Ny & Nj Cons 5.000% municip 0.01 NEW 125000 1.07 0.00
Portland Me Arpt Rev 5.000% 07 municip 0.01 NEW 250000 1.00 0.00
Puerto Rico Comwlth Prere 5.00 municip 0.01 NEW 170000 1.02 0.00
Puerto Rico Comwlth Prere 5.00 municip 0.01 NEW 165000 1.07 0.00
Reedy Creek Ad Valorem Tax-a 5 municip 0.01 NEW 165000 1.16 0.00
Santa Rita Calif Un Sch Dis 5. municip 0.01 NEW 240000 1.00 0.00
South Fork Mun Auth Pa Hosp 5% municip 0.01 NEW 200000 1.13 0.00
South Plainfield N J Gen 5.000 municip 0.01 NEW 150000 1.13 0.00
St Louis Cnty Mo Indl Dev 5.00 municip 0.01 NEW 400000 0.98 0.00
State Pub Sch Bldg Auth 5.000% municip 0.01 NEW 285000 1.06 0.00
Stockton Ca Unif Sch Dist 4.55 municip 0.01 NEW 135000 1.00 0.00
Tampa Fla Wtr & Swr 5.000% 10/ municip 0.01 NEW 140000 1.15 0.00
Tenafly N J Brd Ed Ref 5.000% municip 0.01 NEW 150000 1.13 0.00
Texas St 5.250% 08/01/22 municip 0.01 NEW 250000 1.03 0.00
Trenton Nj 4.000% 07/15/14 municip 0.01 NEW 285000 1.02 0.00
Triborough Brdg & Tunl Rev-e 5 municip 0.01 NEW 215000 1.19 0.00
University Cincinnati Ohio 5.0 municip 0.01 NEW 240000 1.07 0.00
Virginia College Bldg Auth Va municip 0.01 NEW 225000 1.07 0.00
W Contra Costa Ca Unif Sch 5.2 municip 0.01 NEW 220000 1.06 0.00
Wa Ser D 5.000% 01/01/20 municip 0.01 NEW 125000 1.09 0.00
Washoe Cnty Nv Hwy Rev 5.000% municip 0.01 NEW 295000 1.04 0.00
Waterloo Iowa Ref Ser B 4.000% municip 0.01 NEW 200000 1.05 0.00
West Chicago Il Pk Dist 5.250% municip 0.01 NEW 210000 1.04 0.00
West Harris Cnty Tx Regl Wt 5. municip 0.01 NEW 275000 1.14 0.00
West Windsor Plainsboro 3.000% municip 0.01 NEW 250000 1.07 0.00
Wisconsin St Health & Edl F 5. municip 0.01 NEW 160000 1.06 0.00
RKT Rock-Tenn Company 0.00 NEW 0 0.00 99.07
VRNT Verint Systems 0.00 NEW 53 37.74 45.54
Adelphia Recovery Tr 0.00 NEW 6875061 0.01 0.00
Notes 0.00 NEW 2000 5.50 0.00
At Home Corporation conv bnd 0.00 NEW 133347086 0.00 0.00
Comverse 0.00 NEW 41 48.78 0.00
Lyondellbasell Ind-cl A 0.00 NEW 0 0.00 0.00
Dex Media 0.00 NEW 464 6.47 0.00
Adelphia Com Escrow 0.00% Due 0.00 NEW 3025000 0.01 0.00
Adelphia Com Escrow 0.00% Due 0.00 NEW 1000000 0.01 0.00
Adelphia Com Escrow 0.00% Due 0.00 NEW 2715000 0.01 0.00
Adelphia Com Escrow 0.00% Due 0.00 NEW 3150000 0.01 0.00
Adelphia Com Escrow 0.00% Due 0.00 NEW 6441000 0.01 0.00
Adelphia Com Escrow 0.000% Due 0.00 NEW 1500000 0.01 0.00
Alabama St Brd Ed Rev 4.000% 1 municip 0.00 NEW 25000 1.00 0.00
Alabama St Univ Rev 5.250% 09/ municip 0.00 NEW 25000 1.04 0.00
Alaska St Hsg Fin Corp 5.000% municip 0.00 NEW 70000 1.06 0.00
Allamuchy Twp Nj Brd Of Edu 4. municip 0.00 NEW 100000 1.02 0.00
Allegheny Cnty Pa Port Auth 5. municip 0.00 NEW 75000 1.15 0.00
Allegheny Cnty Pa San Auth 5.0 municip 0.00 NEW 100000 1.07 0.00
American Airlines Escrow 0.00 NEW 200000 0.20 0.00
Arizona Health Facs Auth 5% 01 municip 0.00 NEW 100000 1.12 0.00
At Home Corp Cnv Bnd Reg Def conv bond p2 0.00 NEW 7185380 0.00 0.00
Atlanta Ga Dev Auth Rev 4.000% municip 0.00 NEW 25000 1.00 0.00
Austin Isd-ref 5% 08/01/33 municip 0.00 NEW 25000 1.04 0.00
Austin Wtr/wstwtr Ref 5.000% 0 municip 0.00 NEW 100000 1.09 0.00
Bay Cnty Fla Edl Facs Rev 3.5% municip 0.00 NEW 65000 1.00 0.00
Bay Cnty Fla Sales Tax Rev 4.2 municip 0.00 NEW 25000 1.00 0.00
Bloomfield Twp Libr 4.125% 05/ municip 0.00 NEW 25000 1.00 0.00
Boone Cnty Sd Fin Bdg 4.125% 0 municip 0.00 NEW 25000 1.00 0.00
Bradenton Spl Oblg 4.25% 09/01 municip 0.00 NEW 25000 1.00 0.00
Brazos Riv Auth Tex 4.100% 07/ municip 0.00 NEW 100000 1.09 0.00
Bristol Boro Sd 4% 03/01/23 municip 0.00 NEW 25000 1.04 0.00
Brownsville Tex Ctfs Oblig 5.5 municip 0.00 NEW 25000 1.08 0.00
Burlington Twp Nj Brd Ed 4.000 municip 0.00 NEW 100000 1.10 0.00
Burlington Vt Elec Rev 5.000% municip 0.00 NEW 40000 1.08 0.00
Butler Cnty Wtrwks Rf 4% 12/01 municip 0.00 NEW 25000 1.04 0.00
Ca Wtr-unref-2010 5.000% 12/01 municip 0.00 NEW 120000 1.04 0.00
California St Ref-stem Cell 5. municip 0.00 NEW 50000 1.06 0.00
Cambridge Mass Ln Prere 4.250% municip 0.00 NEW 15000 1.00 0.00
Camden Cnty Nj Impt Auth Re 3. municip 0.00 NEW 30000 1.07 0.00
Cape Coral Fla Util 4.125% 07/ municip 0.00 NEW 25000 1.00 0.00
Carlstadt Nj Sch Dist 4.500% 0 municip 0.00 NEW 25000 1.00 0.00
Carroll Tx Indep Sch Dist 0.00 municip 0.00 NEW 5000 1.00 0.00
Ceres Calif Uni Sch Dist 0.000 municip 0.00 NEW 500000 0.15 0.00
Charleston Sc Wtr & Swr Rev 5. municip 0.00 NEW 20000 1.05 0.00
Chicago Arpt-a-agc-ic 5.000% 0 municip 0.00 NEW 100000 1.05 0.00
Chicago Il O Hare Intl Arpt 5. municip 0.00 NEW 115000 1.00 0.00
Chicago Ill O Hare Intl 6.500% municip 0.00 NEW 65000 1.11 0.00
Chicago Ill Tran Auth 5.25% 06 municip 0.00 NEW 125000 1.04 0.00
Clayton Dev-ref-b 4% 08/01/19 municip 0.00 NEW 25000 1.04 0.00
Cmwlth Fing Auth Pa 4.700% 06/ municip 0.00 NEW 50000 1.04 0.00
Cocoa Fla Wtr & Swr Rev 5.250% municip 0.00 NEW 50000 1.08 0.00
Collingswood Nj Sch Dist 4.000 municip 0.00 NEW 55000 1.02 0.00
Colorado St Hlth Facs Auth 4.2 municip 0.00 NEW 125000 0.96 0.00
Concord Mass Urp Bds 2007 3.75 municip 0.00 NEW 30000 1.07 0.00
Connecticut St Hlth & Edu 5.00 municip 0.00 NEW 30000 1.03 0.00
Corona-norco Ca Uni Sch Dis 4. municip 0.00 NEW 25000 1.00 0.00
Ct St Tax Oblig Infra 5.000% 1 municip 0.00 NEW 70000 1.07 0.00
Dallas Cmnty Clg 4% 02/15/29 municip 0.00 NEW 25000 1.00 0.00
Dallas Tex Area Rapid Tran 4.5 municip 0.00 NEW 25000 1.04 0.00
Davis Cnty 4% 02/01/19 municip 0.00 NEW 25000 1.04 0.00
Dc Ballpark-ser B1 5.000% 02/0 municip 0.00 NEW 125000 1.06 0.00
Detroit Mi Sew Disp Rev-b 5.00 municip 0.00 NEW 80000 1.00 0.00
Detroit Mich Wtr Supply Sys 5. municip 0.00 NEW 95000 0.96 0.00
District Of Columbia 5.000% 06 municip 0.00 NEW 50000 1.06 0.00
Dodge City Kans Sales Tax 4.50 municip 0.00 NEW 25000 1.04 0.00
Eagle Mtn & Saginaw Tx Indpt 5 municip 0.00 NEW 25000 1.08 0.00
Eatontown Nj Sch Dist 4.500% 0 municip 0.00 NEW 35000 1.03 0.00
Ed Edl 5.250% 07/01/19 municip 0.00 NEW 75000 1.16 0.00
Edinburg Tx Cons Indpt 4.000% municip 0.00 NEW 35000 1.03 0.00
Elyria Ohio 4.000% 12/01/18 municip 0.00 NEW 25000 1.04 0.00
Erie Co Sch-a Be 5.750% 05/01/ municip 0.00 NEW 85000 1.14 0.00
Escondido Calif Rev Ctfs 4.125 municip 0.00 NEW 25000 1.00 0.00
Essex Cnty Nj Impt Auth 5.000% municip 0.00 NEW 5000 1.00 0.00
Fairfax Swr 4% 07/15/27 municip 0.00 NEW 25000 1.04 0.00
Fl Boe Pub Ed-ref-b 4.75% 06/0 municip 0.00 NEW 25000 1.04 0.00
Flemington-raritan N J Regl 5. municip 0.00 NEW 25000 1.08 0.00
Florida St Brd Ed 5.250% 06/01 municip 0.00 NEW 100000 1.14 0.00
Florida St Brd Of Edu Public 4 municip 0.00 NEW 100000 1.00 0.00
Florida St Dept Env Protn 5.00 municip 0.00 NEW 100000 1.09 0.00
Florida St Mun Pwr Agy 5.000% municip 0.00 NEW 100000 1.07 0.00
Florida St Mun Pwr Agy Rev 5.0 municip 0.00 NEW 25000 1.04 0.00
Fnma 0.000 preferred stock 0.00 NEW 400 15.00 0.00
Fort Wayne Ind Economic Dev 5. municip 0.00 NEW 25000 1.00 0.00
Fort Worth Tx Ctfs Oblig 5.000 municip 0.00 NEW 75000 1.17 0.00
Franklin Sd Bldg 4.25% 05/01/2 municip 0.00 NEW 25000 1.00 0.00
Franklin Twp Somerset Cnty 5.0 municip 0.00 NEW 20000 1.10 0.00
Fresno Ca Arpt Rev Ref Bds- 5. municip 0.00 NEW 105000 1.09 0.00
Fresno Calif Irr Dist Ctfs 4.3 municip 0.00 NEW 25000 1.04 0.00
Garden St Nj Preservation-a 4. municip 0.00 NEW 100000 1.09 0.00
Garland Tx 5.250% 02/15/15 municip 0.00 NEW 20000 1.05 0.00
Genesee Cnty Mi 2.000% 05/01/1 municip 0.00 NEW 75000 1.01 0.00
Genesee Cnty Mich 4.000% 05/01 municip 0.00 NEW 25000 1.00 0.00
Georgia St Rd & Twy Auth 5.000 municip 0.00 NEW 10000 1.10 0.00
Glen Rock Nj Sch Dist 4.600% 0 municip 0.00 NEW 25000 1.04 0.00
Glen Rock Nj Sch Dist 4.700% 0 municip 0.00 NEW 50000 1.04 0.00
Glouchester Cnty Nj Impt 4.750 municip 0.00 NEW 15000 1.07 0.00
Godfrey Etc Sd Ref 4% 05/01/17 municip 0.00 NEW 25000 1.04 0.00
Golden Knights Corp Fla Ctf 4. municip 0.00 NEW 25000 1.04 0.00
Grand Prairie Tex Wtr & 4.625% municip 0.00 NEW 15000 1.07 0.00
Grant Pud #2-rf-dev-a 4% 01/01 municip 0.00 NEW 25000 1.04 0.00
Green Bay Wis Corp Purp 4.250% municip 0.00 NEW 105000 1.01 0.00
Harris Cnty Tex Prere 5.250% 1 municip 0.00 NEW 40000 1.05 0.00
Harris Cnty Unref 5.250% 10/01 municip 0.00 NEW 110000 1.04 0.00
Harrisonburg-pub Impt 4.125% 0 municip 0.00 NEW 25000 1.04 0.00
Hartford Conn Go Ref Bds 5.000 municip 0.00 NEW 20000 1.20 0.00
Hartford Conn Go Ref Bds 5.000 municip 0.00 NEW 55000 1.04 0.00
Hennepin Cnty Mn Sales Tax 4.8 municip 0.00 NEW 50000 1.04 0.00
Highlands Hlth-g-unrf 5.125% 1 municip 0.00 NEW 40000 1.10 0.00
Honolulu City & Cnty Hi 5.250% municip 0.00 NEW 25000 1.08 0.00
Houston Tex Higher Ed 6.500% 0 municip 0.00 NEW 75000 1.09 0.00
Houston Tx Hgr Edu Fin Corp 4. municip 0.00 NEW 40000 1.02 0.00
Houston Tx Hotel Occupancy 5.0 municip 0.00 NEW 45000 1.00 0.00
Illinois Fin Auth Rev 6% 05/15 municip 0.00 NEW 50000 1.06 0.00
Illinois St Toll Hwy Auth 5.00 municip 0.00 NEW 100000 1.11 0.00
Indiana St Fin Auth Rev 4.000% municip 0.00 NEW 100000 1.07 0.00
Indianapolis Ind Loc Pub 5.5% municip 0.00 NEW 50000 1.04 0.00
Irvington Twn Nj 4.625% 07/15/ municip 0.00 NEW 50000 1.00 0.00
Jacksonville Univ-fee 4.75% 12 municip 0.00 NEW 25000 1.00 0.00
Janesville Sd-sch Bld 4.5% 03/ municip 0.00 NEW 25000 1.04 0.00
Jersey City N J Go Ref Bds 5.5 municip 0.00 NEW 25000 1.12 0.00
Johnson City Tenn Health &ed 5 municip 0.00 NEW 100000 1.02 0.00
Kansas St Dev Fin Auth Rev 4.1 municip 0.00 NEW 25000 1.04 0.00
Kingsport Sch Pub Imp 4% 02/01 municip 0.00 NEW 25000 1.08 0.00
Kirtland Sd-impt 4.125% 12/01/ municip 0.00 NEW 25000 1.04 0.00
La Ca Uni Sch Di Cop-b Prer 5. municip 0.00 NEW 25000 1.00 0.00
La Usd 5.000% 07/01/27 municip 0.00 NEW 50000 1.08 0.00
Lafayette La Pub Tr Fing Auth5 municip 0.00 NEW 75000 1.11 0.00
Lakewood Ohio Wtr Sys Rev 4.25 municip 0.00 NEW 25000 1.04 0.00
Lanse Creuse Mich Pub Schs 5.0 municip 0.00 NEW 25000 1.00 0.00
Laramie Cnty Wy Hosp Rev 5.000 municip 0.00 NEW 125000 1.00 0.00
Lee Cnty Cops Facs 4.125% 04/0 municip 0.00 NEW 25000 1.04 0.00
Lehman 5.250 02/06/13 Escrow C 0.00 NEW 90000 0.21 0.00
Lehman 6.20 09/26/14 Escrow Cl 0.00 NEW 70000 0.21 0.00
Leon Sch Brd-ref 4% 07/01/19 municip 0.00 NEW 25000 1.04 0.00
Little Elm Tex Ctfs Oblig 4.75 municip 0.00 NEW 25000 1.04 0.00
Little Rock Ar Swr Revenue 3.0 municip 0.00 NEW 110000 1.06 0.00
Livingston Twp Nj Sch Dist 4.5 municip 0.00 NEW 100000 1.02 0.00
Loc Govt Mun Bd Auth Rev 4.125 municip 0.00 NEW 25000 0.88 0.00
Los Angeles Cnty Tran Auth 5.0 municip 0.00 NEW 100000 1.15 0.00
Louisiana St Citizens Prop 5.0 municip 0.00 NEW 25000 1.08 0.00
Louisiana St Local Govt 3.000% municip 0.00 NEW 60000 1.03 0.00
Madison Sd Ref-bldg 4% 03/01/2 municip 0.00 NEW 25000 1.04 0.00
Magoffin Cnty Sd 4.125% 08/01/ municip 0.00 NEW 25000 1.04 0.00
Marlboro Twp Nj Go 3.250% 10/0 municip 0.00 NEW 45000 1.07 0.00
Massachusettes Edl Fing Aut 4. municip 0.00 NEW 85000 1.08 0.00
Massachusetts St Health 4.500% municip 0.00 NEW 40000 1.08 0.00
Massachusetts St Hlth & Edl 5. municip 0.00 NEW 25000 1.20 0.00
Massachusetts St Sch Bldg 4.75 municip 0.00 NEW 70000 1.01 0.00
Massachusetts St Tpk Auth 0.00 municip 0.00 NEW 35000 0.83 0.00
Massachusetts St Wtr Pollut 4. municip 0.00 NEW 50000 1.04 0.00
Meade Cnty Sd 2nd Ser 4% 10/01 municip 0.00 NEW 25000 1.04 0.00
Mercer Cnty Nj Go Ref 5.000% 0 municip 0.00 NEW 25000 1.16 0.00
Met Govt Nashville & Davidson5 municip 0.00 NEW 75000 1.11 0.00
Metro Boston Transit Pkg Corp5 municip 0.00 NEW 70000 1.06 0.00
Metro Transn Auth Ny Rev-f 5.0 municip 0.00 NEW 10000 1.20 0.00
Miami-dade Cnty Fl Sch 4.250% municip 0.00 NEW 100000 1.09 0.00
Michigan Mun Bd Auth Rev 4.250 municip 0.00 NEW 25000 0.88 0.00
Michigan St 5.250% 11/01/22 municip 0.00 NEW 100000 1.10 0.00
Middlesex Cnty Nj Ctfs Ref 4.0 municip 0.00 NEW 30000 1.07 0.00
Minnesota Pub Facs Auth 3.000% municip 0.00 NEW 50000 1.06 0.00
Missouri St Hwys & Trans 5.000 municip 0.00 NEW 100000 1.16 0.00
Moline-corp Purp-b 4% 11/01/18 municip 0.00 NEW 25000 1.00 0.00
Monroe Cnty Ny Indl Dev Cor 5. municip 0.00 NEW 50000 1.10 0.00
Monroe Util Ref-comb 4% 12/01/ municip 0.00 NEW 25000 1.00 0.00
Montville Twp N J Go Ref Bds 5 municip 0.00 NEW 85000 1.16 0.00
Moorestown Twp Nj Sch Dist 4.5 municip 0.00 NEW 50000 1.02 0.00
Morongo Ca Unif Sch Dist 5.250 municip 0.00 NEW 45000 1.02 0.00
Morris Cnty Nj Go 5.000% 09/15 municip 0.00 NEW 30000 1.17 0.00
N Jersey Dist Wtr 4% 11/15/14 municip 0.00 NEW 100000 1.03 0.00
National City Calif Cmnty 4.00 municip 0.00 NEW 25000 1.00 0.00
New Braunfels Tx Indpt 3.375% municip 0.00 NEW 60000 1.00 0.00
New Braunfels-b-hotel 4.25% 09 municip 0.00 NEW 25000 1.00 0.00
New Jersey Bldg Auth Rev-a 4.5 municip 0.00 NEW 50000 1.04 0.00
New Jersey Econ Dev Auth-n 5.0 municip 0.00 NEW 15000 1.07 0.00
New Jersey Economic Dev Aut 5. municip 0.00 NEW 80000 1.02 0.00
New Jersey Economic Dev Auth 5 municip 0.00 NEW 100000 1.09 0.00
New Jersey Economic Dev-c 4.50 municip 0.00 NEW 50000 1.00 0.00
New Jersey Environ Inf Prer 5. municip 0.00 NEW 10000 1.20 0.00
New Jersey Environmental In 5. municip 0.00 NEW 5000 1.00 0.00
New Jersey St Edj Facs Auth 4. municip 0.00 NEW 25000 1.00 0.00
New Jersey St Edl Facs Auth 5. municip 0.00 NEW 25000 1.12 0.00
New Jersey St Edl Facs-b 5.000 municip 0.00 NEW 75000 1.09 0.00
New Jersey St Edl Facs-l 4.375 municip 0.00 NEW 50000 1.00 0.00
New Jersey St Go Ref-h 5.250% municip 0.00 NEW 40000 1.02 0.00
New Jersey St Hsg & Mtge Fin 4 municip 0.00 NEW 55000 1.00 0.00
New Jersey St Tpk Auth-a 5.000 municip 0.00 NEW 100000 1.04 0.00
New Jersey St Transprtn 5.000% municip 0.00 NEW 50000 1.10 0.00
New Jersey St Transprtn 5.000% municip 0.00 NEW 50000 1.00 0.00
New Jersey St Transprtn 5.000% municip 0.00 NEW 30000 1.10 0.00
New Jersey St Transprtn 5.500% municip 0.00 NEW 25000 1.04 0.00
New Jersey St Transprtn 6.104% municip 0.00 NEW 50000 1.08 0.00
New Kensington Pa Mun San 5.00 municip 0.00 NEW 25000 1.04 0.00
New York City Trans Tax-i 5.00 municip 0.00 NEW 40000 1.15 0.00
New York City Transit Sub-s 5. municip 0.00 NEW 50000 1.10 0.00
New York Go Bds-b 5.000% 08/01 municip 0.00 NEW 40000 1.08 0.00
New York Go Bds-b 5.000% 08/15 municip 0.00 NEW 30000 1.13 0.00
New York Go Bds-e 5.000% 08/01 municip 0.00 NEW 10000 1.10 0.00
New York N Y 5% 08/01/22 municip 0.00 NEW 100000 1.12 0.00
New York N Y Unref 4.400% 08/0 municip 0.00 NEW 5000 1.00 0.00
New York Ny City Mun Prere 5.0 municip 0.00 NEW 40000 1.05 0.00
New York Ny City Mun Unref 5.0 municip 0.00 NEW 60000 1.05 0.00
New York Ny Go-o 5.000% 06/01/ municip 0.00 NEW 60000 1.07 0.00
New York St 4.750% 02/15/37 municip 0.00 NEW 50000 1.02 0.00
New York St Dorm Auth Rev-a 5. municip 0.00 NEW 40000 1.15 0.00
New York St Dorm Auth Rev-e 5. municip 0.00 NEW 95000 1.09 0.00
New York St Dorm Auth Rev-f 5. municip 0.00 NEW 25000 1.08 0.00
New York St Dorm Auth Revs 5.0 municip 0.00 NEW 50000 1.12 0.00
New York St Dorm Auth-a 4.000% municip 0.00 NEW 75000 1.08 0.00
New York St Dorm Auth-a 5.000% municip 0.00 NEW 35000 1.09 0.00
New York St Environ Rev-a 5.00 municip 0.00 NEW 35000 1.09 0.00
New York St Twy Auth St 5.000% municip 0.00 NEW 100000 1.08 0.00
New York St Twy Auth-a 5.000% municip 0.00 NEW 50000 1.14 0.00
New York St Urban Dev Corp- 5. municip 0.00 NEW 45000 1.13 0.00
New York St Urban Dev Corp 5.0 municip 0.00 NEW 50000 1.16 0.00
Newpage Corp Escrow 0.00 NEW 0 0.00 0.00
Nj Tpk Ref-ser A 5.000% 01/01/ municip 0.00 NEW 100000 1.04 0.00
Nj Trn-a-trn Sys 5.500% 12/15/ municip 0.00 NEW 110000 1.14 0.00
Norfolk Va Wtr Revenue 4.750% municip 0.00 NEW 35000 1.00 0.00
North Bergen Twp Nj 4.500% 02/ municip 0.00 NEW 60000 1.03 0.00
North Carolina Eastn Mun Pw 5. municip 0.00 NEW 110000 1.08 0.00
North Carolina St 5.000% 03/01 municip 0.00 NEW 30000 1.10 0.00
North Carolina St Capital 4.62 municip 0.00 NEW 60000 1.05 0.00
North Haledon Nj Sch Dist 4.37 municip 0.00 NEW 30000 1.00 0.00
North Tex Twy Auth 6.125% 01/0 municip 0.00 NEW 40000 1.05 0.00
Northern Burlington Cnty 5.250 municip 0.00 NEW 50000 1.06 0.00
Northwest Tx Indpt Sch 5.000% municip 0.00 NEW 35000 1.11 0.00
Ny Dorm 5.000% 07/01/20 municip 0.00 NEW 100000 1.11 0.00
Ny Loc Asst Ref Ser C 5.5% 04/ municip 0.00 NEW 15000 1.13 0.00
Nyc Trans Fin 5.000% 07/15/26 municip 0.00 NEW 50000 1.10 0.00
Nys Dorm Auth Revs 5% 07/01/20 municip 0.00 NEW 85000 1.02 0.00
Nys Udc-b Be 5.250% 01/01/22 municip 0.00 NEW 50000 1.14 0.00
Ocean Cnty Nj Go Ref 4.000% 08 municip 0.00 NEW 75000 1.11 0.00
Ocean Cnty Utils-ref 5.000% 01 municip 0.00 NEW 120000 1.00 0.00
Oh Wtr-prerf-wtr Qual 5.000% 1 municip 0.00 NEW 100000 1.02 0.00
Oh Wtr-unref-wtr Qual 5.000% 1 municip 0.00 NEW 25000 1.04 0.00
Ohio St Common Schs Go Ref- 5. municip 0.00 NEW 75000 1.17 0.00
Omaha Pwr Sub-sys-aa 4.15% 02/ municip 0.00 NEW 25000 1.00 0.00
Omaha Pwr-neb City-a 4.1% 02/0 municip 0.00 NEW 25000 1.00 0.00
Ottawa-sew Disposal 4% 05/01/2 municip 0.00 NEW 25000 1.04 0.00
Oxford Bldg Auth-a 4.2% 10/01/ municip 0.00 NEW 25000 1.04 0.00
Oxford Miss 4.000% 03/01/25 municip 0.00 NEW 25000 1.00 0.00
Oxnard Calif Fing Auth Leas 5. municip 0.00 NEW 60000 1.03 0.00
Pasco Cnty Fla Sch Brd Ctfs 4. municip 0.00 NEW 100000 1.02 0.00
Passaic Cnty N J Go Bds 2008 5 municip 0.00 NEW 100000 1.09 0.00
Pendleton Cnty Sd Fin 4.125% 0 municip 0.00 NEW 25000 1.00 0.00
Pennsylvania St Build Amer 5.3 municip 0.00 NEW 50000 1.04 0.00
Pennsylvania St Hgr Educ Fac 4 municip 0.00 NEW 25000 1.00 0.00
Pennsylvania St Turnpike Com 4 municip 0.00 NEW 110000 1.00 0.00
Pequannoc River Nj Basin Sw 3. municip 0.00 NEW 65000 1.03 0.00
Pharr Tex 4.100% 08/15/19 municip 0.00 NEW 25000 1.04 0.00
Pima Cnty 4% 07/01/18 municip 0.00 NEW 25000 1.04 0.00
Port Auth Of Ny & Nj 4.500% 10 municip 0.00 NEW 5000 1.00 0.00
Port Auth Of Ny & Nj 4.750% 07 municip 0.00 NEW 30000 1.03 0.00
Port Auth Of Ny & Nj 4.750% 07 municip 0.00 NEW 30000 1.03 0.00
Port Auth Of Ny & Nj 4.750% 11 municip 0.00 NEW 50000 1.02 0.00
Portland Ltd Tax-c 4.375% 06/0 municip 0.00 NEW 25000 1.04 0.00
Providence R I Pub Bldgs 5.000 municip 0.00 NEW 75000 1.07 0.00
Quebecor World Litigation Trst 0.00 NEW 930000 0.02 0.00
Radnor Twp Sd Ser C 4.05% 11/1 municip 0.00 NEW 25000 1.04 0.00
Ridgewood N J Go Bds 2007 5.00 municip 0.00 NEW 25000 1.04 0.00
Rockland Cnty Ny 4.000% 04/01/ municip 0.00 NEW 100000 1.07 0.00
Roseville Mich Sch Dist 5.000% municip 0.00 NEW 25000 1.04 0.00
Round Rock Tx Indep Sch Dist 5 municip 0.00 NEW 30000 1.13 0.00
Royse City Tx Indpt Prere 0.00 municip 0.00 NEW 10000 1.00 0.00
San Antonio Texas Elec & 5.375 municip 0.00 NEW 30000 1.07 0.00
San Jose Calif Redev Agy Tax 5 municip 0.00 NEW 60000 1.03 0.00
San Juan Tex Higher Ed 6.700% municip 0.00 NEW 50000 1.08 0.00
San Juan Tex Higher Ed Fin 5.1 municip 0.00 NEW 45000 1.07 0.00
Seattle Wa Mun Lt & Pwr 5.250% municip 0.00 NEW 20000 1.05 0.00
Smurfit Stone Container Escrow 0.00 NEW 0 0.00 0.00
South Carolina Transn Infr- 5. municip 0.00 NEW 75000 1.16 0.00
Sparta Twp Nj Brd Of Edu 4.300 municip 0.00 NEW 125000 1.00 0.00
St Louis Mo Muni Fin Corp 4.00 municip 0.00 NEW 25000 1.04 0.00
State Pub Sch Bldg Auth Pa 4.7 municip 0.00 NEW 30000 1.00 0.00
Stockton Ca Unif Sch Dist 5.00 municip 0.00 NEW 55000 1.04 0.00
Swedesboro Woolwich Nj Con 4.5 municip 0.00 NEW 65000 1.03 0.00
Swedesboro Woolwich Nj Con 4.5 municip 0.00 NEW 50000 1.02 0.00
Swstrn Dev-mascoutah 4.6% 02/0 municip 0.00 NEW 25000 1.04 0.00
Texas St Transn Commn 5.000% 0 municip 0.00 NEW 125000 1.06 0.00
Texas St Transn Commn-mobil 4. municip 0.00 NEW 40000 1.00 0.00
Tobacco Settlement Fing 4.625% municip 0.00 NEW 135000 0.84 0.00
Tobacco Settlement Fing Corp 5 municip 0.00 NEW 145000 0.79 0.00
Tobacco Settlement Fing Corp 5 municip 0.00 NEW 55000 0.71 0.00
Trinity River Auth Tex Ten 4.2 municip 0.00 NEW 25000 1.04 0.00
Troy N Y Cap Resource Corp 5% municip 0.00 NEW 100000 1.11 0.00
Tx Gas Acq Ser A 5.000% 12/15/ municip 0.00 NEW 100000 1.07 0.00
Union Cnty Nj-b 3.000% 03/01/1 municip 0.00 NEW 45000 1.07 0.00
Univ Ks Hosp 5.000% 09/01/16 municip 0.00 NEW 40000 1.10 0.00
University Nc Chapel Hill 5.00 municip 0.00 NEW 25000 1.08 0.00
University Northn Colo 5.000% municip 0.00 NEW 25000 1.00 0.00
University Toledo Ohio Gen 4.1 municip 0.00 NEW 25000 1.04 0.00
University Va Univ 5% 06/01/40 municip 0.00 NEW 25000 1.04 0.00
Upper Occoquan Va Sewage Au 4. municip 0.00 NEW 40000 1.00 0.00
Upper Trinity Regl Wtr Dist 4. municip 0.00 NEW 25000 1.00 0.00
Va St Hsg 4.5% 07/01/24 municip 0.00 NEW 25000 1.04 0.00
Virgin Islands Pub Fin Auth 5% municip 0.00 NEW 100000 1.09 0.00
Virgin Islands Pub Fin Auth 5. municip 0.00 NEW 90000 1.02 0.00
Virgin Islands Pub Fin Auth 5. municip 0.00 NEW 75000 1.01 0.00
Virgin Islands Pub Fin Auth 5. municip 0.00 NEW 55000 1.04 0.00
Virgin Islands Pub Fin Auth 5. municip 0.00 NEW 10000 1.10 0.00
Virginia St Public Sch Dist 4. municip 0.00 NEW 50000 1.02 0.00
Wa Dc Convtn-ref-a 5.000% 10/0 municip 0.00 NEW 100000 1.02 0.00
Warren Sd Ref 4.25% 05/01/24 municip 0.00 NEW 25000 1.00 0.00
Washington St Go Ref Bds-r 4.0 municip 0.00 NEW 100000 1.09 0.00
Washington St Higher Ed Fac 4. municip 0.00 NEW 25000 1.08 0.00
West Chester Sd-rf-a 4.125% 02 municip 0.00 NEW 25000 1.04 0.00
West Va St Sch Bldg Auth 5.250 municip 0.00 NEW 100000 1.03 0.00
Wisconsin St Clean Wtr Rev 5.0 municip 0.00 NEW 20000 1.00 0.00
Wisconsin St Go Bds-a 5.000% 0 municip 0.00 NEW 75000 1.16 0.00

Past 13F-HR SEC Filings for MACKAY SHIELDS

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