Mizuho Securities USA
Latest statistics and disclosures from Mizuho Securities USA's latest quarterly 13F-HR filing:
- Top 5 stock holdings are TLT, IBM, CVX, MMM, MCD. These five stock positions account for 63.28% of Mizuho Securities USA's total stock portfolio.
- Added to shares of TLT (+$329.81M), UTX (+$17.69M), XOM (+$17.06M), BA (+$16.25M), UNH (+$10.83M), Jds Uniphase Corp note 1.000% 5/1, General Cable Corp Del New note 0.875%11/1, CSCO, Electronic Arts Inc conv, TRV.
- Started new stock positions in General Cable Corp Del New note 0.875%11/1, Direxion Shs Etf Tr dly gld min bl, UTX, XOM, BA, CSCO, Jds Uniphase Corp note 1.000% 5/1, Electronic Arts Inc conv, Charles Riv Labs Intl Inc note 2.250% 6/1, Intel Corp sdcv, DXJ, UNH, TLT.
- Reduced shares in these stocks: SPY (-$1.04B), DIA (-$173.14M), PG (-$15.97M), AAPL (-$14.41M), MSFT (-$10.27M), PFE (-$8.91M), GE (-$5.71M), Sandisk Corp note 1.000% 5/1, T, Stillwater Mng Co note 1.875% 3/1.
- Sold out of its positions in Adt, AFL, Agco Corp note 1.250%12/1, AGL, AES, ABT, ANF, ATVI, ADBE,
- As of March 31, 2013, Mizuho Securities USA has $682.18M in assets under management (AUM). Assets under management dropped from a total value of $1.74B to $682.18M.
- Independent of market fluctuations, Mizuho Securities USA was a net seller by $1.08B worth of stocks in the most recent quarter.
Mizuho Securities USA portfolio companies for quarter ending March 2013
| Ticker | Name | Portfolio Weight | Change | Share Count | Price | Last Trade |
|---|---|---|---|---|---|---|
| TLT | iShares Barclays 20+ Yr Treas.Bond | 48.35 | NEW | 2800000 | 117.79 | 117.14 |
| IBM | International Business Machines | 5.92 | 189324 | 213.30 | 207.26 | |
| CVX | Chevron Corporation | 3.30 | -11.00% | 189324 | 118.82 | 124.89 |
| MMM | 3M Company | 2.95 | +4.00% | 189324 | 106.31 | 111.74 |
| MCD | McDonald's Corporation | 2.77 | 189324 | 99.69 | 101.87 | |
| UTX | United Technologies Corporation | 2.59 | NEW | 189324 | 93.43 | 97.35 |
| XOM | Exxon Mobil Corporation | 2.50 | NEW | 189324 | 90.11 | 91.76 |
| CAT | Caterpillar | 2.41 | +4.00% | 189324 | 86.97 | 86.37 |
| BA | Boeing Company | 2.38 | NEW | 189324 | 85.85 | 97.86 |
| TRV | Travelers Companies | 2.34 | +8.00% | 189324 | 84.19 | 86.50 |
| JNJ | Johnson & Johnson | 2.26 | -19.00% | 189324 | 81.53 | 87.94 |
| WMT | Wal-Mart Stores | 2.08 | -8.00% | 189324 | 74.83 | 77.87 |
| HD | Home Depot | 1.94 | -6.00% | 189324 | 69.78 | 78.60 |
| AXP | American Express Company | 1.87 | 189324 | 67.46 | 73.81 | |
| UNH | UnitedHealth | 1.59 | NEW | 189324 | 57.21 | 62.84 |
| DIS | Walt Disney Company | 1.58 | -9.00% | 189324 | 56.80 | 64.96 |
| VZ | Verizon Communications | 1.36 | -20.00% | 189324 | 49.15 | 53.35 |
| DD | E.I. du Pont de Nemours & Company | 1.36 | 189324 | 49.16 | 54.86 | |
| JPM | JPMorgan Chase & Co. | 1.32 | -27.00% | 189324 | 47.46 | 52.89 |
| MRK | Merck & Co | 1.23 | -22.00% | 189324 | 44.23 | 45.35 |
| KO | Coca-Cola Company | 1.12 | -28.00% | 189324 | 40.44 | 42.17 |
| T | AT&T; | 1.02 | -39.00% | 189324 | 36.69 | 36.84 |
| Jds Uniphase Corp note 1.000% 5/1 | 0.73 | NEW | 5000000 | 1.00 | 0.00 | |
| General Cable Corp Del New note 0.875%11/1 | 0.66 | NEW | 4530000 | 0.99 | 0.00 | |
| HPQ | Hewlett-Packard Company | 0.66 | -12.00% | 189324 | 23.84 | 24.08 |
| GE | General Electric Company | 0.64 | -56.00% | 189324 | 23.12 | 23.53 |
| INTC | Intel Corporation | 0.61 | -38.00% | 189324 | 21.85 | 23.95 |
| CSCO | Cisco Systems | 0.58 | NEW | 189324 | 20.91 | 23.29 |
| Icahn Enterprises Lp conv bnd | 0.39 | -16.00% | 2653000 | 1.01 | 0.00 | |
| BAC | Bank of America Corporation | 0.34 | -57.00% | 189324 | 12.18 | 13.01 |
| Electronic Arts Inc conv | 0.28 | NEW | 2000000 | 0.97 | 0.00 | |
| Archer Daniels Midland Co note 0.875% 2/1 | 0.27 | -50.00% | 1874000 | 1.00 | 0.00 | |
| AA | Alcoa | 0.24 | 189324 | 8.52 | 8.58 | |
| Verisign Inc sdcv 3.250% 8/1 | 0.22 | 1000000 | 1.48 | 0.00 | ||
| GROUP Affymetrix Inc cnv | 0.07 | 500000 | 1.02 | 0.00 | ||
| DXJ | WisdomTree Japan Total Dividend Fd | 0.04 | NEW | 6000 | 43.00 | 48.79 |
| Intel Corp sdcv | 0.02 | NEW | 137000 | 1.04 | 0.00 | |
| Charles Riv Labs Intl Inc note 2.250% 6/1 | 0.00 | NEW | 32000 | 1.00 | 0.00 | |
| Direxion Shs Etf Tr dly gld min bl | 0.00 | NEW | 5000 | 5.60 | 0.00 |
Past 13F-HR SEC Filings for Mizuho Securities USA
- Mizuho Securities USA 2012 Q4 - filed Feb. 13, 2013
- Mizuho Securities USA 2012 Q3 - filed Nov. 14, 2012
- Mizuho Securities USA 2012 Q2 - filed July 23, 2012
- Mizuho Securities USA 2012 Q1 - filed May 11, 2012
- Mizuho Securities USA 2011 Q4 - filed Jan. 31, 2012
- Mizuho Securities USA 2011 Q3 - filed Oct. 25, 2011
- Mizuho Securities USA 2011 Q2 - filed July 20, 2011
- Mizuho Securities USA 2011 Q1 - filed May 11, 2011
- Mizuho Securities USA 2010 Q4 - filed Feb. 14, 2011