Mizuho Securities USA

Latest statistics and disclosures from MIZUHO SECURITIES USA's latest quarterly 13F-HR filing:

MIZUHO SECURITIES USA portfolio companies for September 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
TLT iShares Barclays 20+ Yr Treas.Bond 31.35 +43.00% 2300000 116.24 120.10
V Visa 4.35 NEW 173993 213.37 254.22
IBM International Business Machines 3.87 NEW 173993 189.83 160.92
GS Goldman Sachs 3.75 NEW 173993 183.57 189.59
MMM 3M Company 2.89 NEW 173993 141.68 160.16
BA Boeing Company 2.60 NEW 173993 127.38 132.78
CVX Chevron Corporation 2.43 NEW 173993 119.32 118.58
JNJ Johnson & Johnson 2.17 NEW 173993 106.59 107.86
UTX United Technologies Corporation 2.15 NEW 173993 105.60 110.30
CAT Caterpillar 2.02 NEW 173993 99.03 106.45
MCD McDonald's Corporation 1.93 NEW 173993 94.81 96.68
XOM Exxon Mobil Corporation 1.92 NEW 173993 94.05 96.81
TRV Travelers Companies 1.92 NEW 173993 93.94 103.81
HD Home Depot 1.87 NEW 173993 91.74 98.28
DIS Walt Disney Company 1.82 NEW 173993 89.03 88.96
AXP American Express Company 1.79 NEW 173993 87.54 90.39
UNH UnitedHealth 1.76 NEW 173993 86.25 96.71
MSFT Microsoft Corporation 1.73 +2967.00% 317505 46.36 47.98
PG Procter & Gamble Company 1.71 NEW 173993 83.74 88.60
WMT Wal-Mart Stores 1.56 NEW 173993 76.47 84.65
DD E.I. du Pont de Nemours & Company 1.46 NEW 173993 71.76 72.15
JPM JPMorgan Chase & Co. 1.23 NEW 173993 60.24 60.45
AAPL Apple 1.23 +1280.00% 104289 100.75 116.47
MRK Merck & Co 1.21 NEW 173993 59.28 59.66
INTC Intel Corporation 1.06 NEW 260223 34.83 35.59
VZ Verizon Communications 1.02 NEW 173993 49.99 50.21
KO Coca-Cola Company 0.87 NEW 173993 42.66 44.50
CSCO Cisco Systems 0.78 NEW 263213 25.17 26.88
T AT&T; 0.72 NEW 173993 35.24 35.28
Sandisk Corp note 1.500% 8/1 0.62 2750000 1.93 0.00
PFE Pfizer 0.60 NEW 173993 29.57 30.45
Nuance Communications Inc note 2.750%11/0 0.53 -4.00% 4600000 0.99 0.00
GE General Electric Company 0.52 NEW 173993 25.62 26.99
TDSC 3D Systems Corporation 0.49 NEW 90300 46.37 0.00
Iconix Brand Group, Inc. conv 0.47 NEW 3077000 1.29 0.00
Navistar Intl Corp New note 3.000%10/1 0.42 +3.00% 3564000 1.00 0.00
Cadence Design Sys Cvt 2.625 6 convert 0.40 1500000 2.29 0.00
Google Inc Class C 0.40 NEW 5890 577.42 0.00
Montage Technology 0.38 NEW 155000 20.89 0.00
UPL Ultra Petroleum 0.36 NEW 132000 23.26 23.59
GOOG Google 0.34 +1298.00% 4935 588.45 537.50
GILD Gilead Sciences 0.33 NEW 26330 106.46 100.58
Facebook Inc cl a 0.33 NEW 35095 79.04 0.00
AMAT Applied Materials 0.31 +19.00% 121220 21.63 22.86
AMZN Amazon 0.30 NEW 8047 322.48 332.63
Molina Healthcare Inc. conv 0.28 NEW 2000000 1.18 0.00
QCOM QUALCOMM 0.26 NEW 29191 74.78 71.47
CMCSA Comcast Corporation 0.24 NEW 37438 53.77 54.08
Tyson Foods Inc cnv pfd 0.23 NEW 39000 50.36 0.00
AMGN Amgen 0.22 NEW 13231 140.43 162.81
Lululemon Athletica 0.20 41300 42.01 0.00
Sodastream International 0.20 NEW 58500 29.49 0.00
Westport Innovations 0.19 NEW 156700 10.51 0.00
Microchip Technology Inc sdcv 2.125%12/1 0.17 NEW 787000 1.86 0.00
DO Diamond Offshore Drilling 0.16 NEW 40000 34.28 37.15
BIIB Biogen Idec 0.16 NEW 4114 330.82 303.55
CELG Celgene Corporation 0.15 NEW 13923 94.81 108.20
EBAY eBay 0.14 NEW 21617 56.62 54.42
CLF Cliffs Natural Resources 0.14 NEW 113500 10.38 9.91
Auxilium Pharmaceuticals note 0.14 900000 1.32 0.00
Slxp 1 1/2 03/15/19 0.13 -62.00% 455000 2.42 0.00
Tibco Software Inc. 2.25 05-01 conv 0.13 NEW 1104000 1.00 0.00
SBUX Starbucks Corporation 0.12 NEW 13083 75.44 79.76
PCLN priceline.com Incorporated 0.12 NEW 915 1158.47 1151.46
BIDU Baidu 0.12 NEW 4820 218.26 245.30
Mondelez Int 0.12 NEW 29362 34.26 0.00
Exone 0.12 NEW 48700 20.88 0.00
Depomed Inc conv 0.12 NEW 1000000 1.06 0.00
COST Costco Wholesale Corporation 0.11 NEW 7633 125.38 139.72
Express Scripts Holding 0.11 NEW 12983 70.63 0.00
TXN Texas Instruments Incorporated 0.10 NEW 18592 47.71 52.56
GLUU Glu Mobile 0.10 NEW 162000 5.17 3.76
Twenty-first Century Fox 0.10 NEW 24235 34.29 0.00
Jumei Intl Hldg Ltd Sponsored 0.10 NEW 35600 23.48 0.00
Directv 0.09 NEW 8748 86.53 0.00
Encore Cap Group Inc note 3.000%11/2 0.09 500000 1.50 0.00
ADP Automatic Data Processing 0.08 NEW 8377 83.08 84.14
YHOO Yahoo! 0.08 NEW 17321 40.76 51.04
WWE World Wrestling Entertainment 0.08 50000 13.76 11.84
Micron Technology Inc conv 0.08 NEW 500000 1.31 0.00
AUXL Auxilium Pharmaceuticals 0.07 NEW 19000 29.84 33.50
REGN Regeneron Pharmaceuticals 0.07 NEW 1725 360.58 405.25
ADBE Adobe Systems Incorporated 0.07 NEW 8664 69.14 71.32
MU Micron Technology 0.07 NEW 18651 34.26 34.30
OPK Opko Health 0.07 +200.00% 75000 8.51 8.15
Kraft Foods 0.07 NEW 10344 56.36 0.00
Voxeljet Ag ads 0.07 NEW 40700 13.88 0.00
King Digital Entertainment 0.07 NEW 50000 12.70 0.00
CTSH Cognizant Technology Solutions 0.06 NEW 10588 44.77 53.06
VIA.B Via 0.06 NEW 6480 77.01 0.00
NFLX Netflix 0.06 NEW 1046 451.24 360.28
TSLA Tesla Motors 0.06 NEW 2172 242.63 242.78
Rocket Fuel 0.06 +40.00% 35000 15.80 0.00
Container Store 0.06 NEW 25000 21.76 0.00
VRTX Vertex Pharmaceuticals Incorporated 0.05 NEW 4146 112.40 111.40
WDC Western Digital 0.05 NEW 4076 97.40 101.70
ILMN Illumina 0.05 NEW 2428 163.92 185.83
INTU Intuit 0.05 NEW 4944 87.58 91.72
Plug Power 0.05 NEW 85000 4.59 0.00
Prospect Capital Corp note 0.05 -20.00% 400000 1.04 0.00
GROUP Affymetrix Inc cnv 0.05 -50.00% 250000 1.54 0.00
Cobalt Intl Energy Inc note 0.05 NEW 500000 0.84 0.00
Gogo 0.05 NEW 25000 16.88 0.00
Nuverra Environmental Soluti 0.05 NEW 27500 14.76 0.00
YGE Yingli Green Energy Hold 0.04 +20.00% 120100 3.11 2.96
CERN Cerner Corporation 0.04 NEW 5941 59.59 63.60
MAR Marriott International 0.04 NEW 5061 69.95 75.98
PCAR PACCAR 0.04 NEW 6178 56.81 66.98
WYNN Wynn Resorts 0.04 NEW 1766 186.86 179.64
BRCM Broadcom Corporation 0.04 NEW 9423 40.43 42.17
Seagate Technology Com Stk 0.04 NEW 5691 57.28 0.00
SNDK SanDisk Corporation 0.04 NEW 3906 98.05 100.83
Avago Technologies 0.04 NEW 4385 86.89 0.00
KNDI Kandi Technolgies 0.04 -66.00% 26300 13.00 14.04
Gt Solar Int'l 0.04 NEW 32300 10.84 0.00
Sirius Xm Holdings 0.04 NEW 98786 3.49 0.00
Keurig Green Mtn 0.04 NEW 2829 130.08 0.00
ADSK Autodesk 0.03 NEW 3968 55.19 61.95
BBBY Bed Bath & Beyond 0.03 NEW 3518 65.95 72.31
NTAP NetApp 0.03 NEW 5561 42.98 42.31
PAYX Paychex 0.03 NEW 6325 44.27 47.32
ROST Ross Stores 0.03 NEW 3685 75.71 89.30
ADI Analog Devices 0.03 NEW 5474 49.51 51.65
MYL Mylan 0.03 NEW 6515 45.43 55.79
DISH DISH Network 0.03 NEW 3870 64.60 73.70
ISRG Intuitive Surgical 0.03 NEW 628 461.78 515.43
LINTA Liberty Media 0.03 NEW 7885 28.54 0.00
SIAL Sigma-Aldrich Corporation 0.03 NEW 2073 136.03 135.80
SYMC Symantec Corporation 0.03 NEW 12026 23.53 25.33
CA CA 0.03 NEW 7751 28.00 30.63
WFMI Whole Foods Market 0.03 NEW 6291 38.15 0.00
FISV Fiserv 0.03 NEW 4340 64.75 70.06
FAST Fastenal Company 0.03 NEW 5170 44.87 45.20
SBAC SBA Communications Corporation 0.03 NEW 2247 110.81 117.37
ATVI Activision Blizzard 0.03 NEW 12496 20.81 21.17
KLAC KLA-Tencor Corporation 0.03 NEW 2879 78.85 81.52
Nxp Semiconductors N V 0.03 NEW 4156 68.33 0.00
CHTR Charter Communications 0.03 NEW 1891 151.24 160.29
O'reilly Automotive 0.03 NEW 1806 150.61 0.00
VHC VirnetX Holding Corporation 0.03 NEW 43300 6.00 5.26
Monster Beverage 0.03 NEW 2912 91.69 0.00
Vodafone Group New Adr F 0.03 NEW 8729 32.88 0.00
Alcoa Inc cnv pfd 0.03 NEW 5000 50.00 0.00
Mobileye N.v. 0.03 NEW 4300 53.49 0.00
VIP Vimpel 0.02 NEW 28773 7.23 5.97
CTXS Citrix Systems 0.02 NEW 2863 71.25 65.27
SPLS Staples 0.02 NEW 11219 12.12 14.05
DLTR Dollar Tree 0.02 NEW 3581 56.13 66.39
AMD Advanced Micro Devices 0.02 NEW 58200 3.40 2.77
WLT Walter Energy 0.02 NEW 55900 2.34 3.25
ANV Allied Nevada Gold 0.02 NEW 50000 3.32 1.70
Tripadvisor 0.02 NEW 2265 91.39 0.00
Organovo Holdings 0.02 NEW 31000 6.35 0.00
Inovio Pharmaceuticals 0.02 NEW 15000 9.87 0.00
MCP Moly 0.01 80000 1.19 1.14
Newpark Res Inc note 4.000%10/0 0.01 NEW 65000 1.34 0.00
Quantum Fuel Sys Technologies stock 0.01 NEW 25200 3.73 0.00
Micron Technology Inc note 1.625% 2/1 0.00 11000 3.09 0.00

Past 13F-HR SEC Filings for MIZUHO SECURITIES USA