Multi-Financial Securities
Latest statistics and disclosures from Cetera Advisors's latest quarterly 13F-HR filing:
- Top 5 stock holdings are AAPL, Rait Financial Trust, American Realty Capital Prop, RSP, SPY. These five stock positions account for 11.84% of Cetera Advisors's total stock portfolio.
- Added to shares of American Realty Capital Prop (+$10.68M), COH, AAPL, Rait Financial Trust, FCX, RSP, Healthcare Tr Amer Inc cl a, ITB, DVY, IAU.
- Started new stock positions in MAT, UPS, Teekay Lng Partners, WM, HRL, Directv, EEP, Itt, ANR, GLW, MWE, IYH, WFSL, MDY, ETR, BK, FULT, CLSN, AXP, IDX, XLP, CTL, OKS, EWY, PPL, TXT, CMI, PAYX, FCX, MBB, LINE, XBI, CSC, BPL, IXG, SGOL, IYE, MOO, APL, PSA, TOT, GMCR, JPM, CMA, AIZ, AXN, VHT, TJX, TUR, EIX, O, HCP, CRRC, DGS, DXJ, GA, DBE, THD, KMP, XLE, EBTC, TLT.
- Reduced shares in these stocks: (-$7.23M), AGG, AGNC, FRN, FXB, SJT, AMGN, KYN, , IRC.
- Sold out of its positions in AA, American Rlty Cap Tr, APU, MT, CII, CA, CHS, FXB, FXC,
- As of March 31, 2013, Cetera Advisors has $505.78M in assets under management (AUM). Assets under management grew from a total value of $408.46M to $505.78M.
- Independent of market fluctuations, Cetera Advisors was a net buyer by $68.90M worth of stocks in the most recent quarter.
Cetera Advisors portfolio companies for quarter ending March 2013
| Ticker | Name | Portfolio Weight | Change | Share Count | Price | Last Trade |
|---|---|---|---|---|---|---|
| AAPL | Apple | 2.75 | +35.00% | 31584 | 440.32 | 446.26 |
| Rait Financial Trust | 2.66 | +30.00% | 1688512 | 7.97 | 0.00 | |
| American Realty Capital Prop | 2.28 | +1215.00% | 787786 | 14.67 | 0.00 | |
| RSP | Rydex S&P; Equal Weight ETF | 2.10 | +21.00% | 178264 | 59.72 | 63.82 |
| SPY | SPDR S&P; 500 ETF | 2.04 | +10.00% | 65733 | 156.72 | 167.07 |
| XOM | Exxon Mobil Corporation | 1.97 | +5.00% | 110383 | 90.07 | 91.76 |
| DVY | iShares Dow Jones Select Dividend | 1.93 | +17.00% | 154130 | 63.38 | 67.42 |
| FTA | First Trust Large Cap Value Opp Fnd | 1.70 | +10.00% | 254525 | 33.83 | 36.43 |
| IBM | International Business Machines | 1.63 | +13.00% | 38655 | 213.30 | 208.37 |
| Ishares High Dividend Equity F | 1.43 | +17.00% | 110432 | 65.49 | 0.00 | |
| IWZ | iShares Russell 3000 Growth Index | 1.40 | +16.00% | 121248 | 58.34 | 62.05 |
| CVX | Chevron Corporation | 1.23 | +8.00% | 52213 | 118.92 | 126.55 |
| IWO | iShares Russell 2000 Growth Index | 1.17 | +13.00% | 54820 | 107.79 | 113.05 |
| GLD | SPDR Gold Trust | 1.09 | +24.00% | 35565 | 154.31 | 134.43 |
| FXI | iShares FTSE/Xinhua China 25 Index | 1.02 | 140035 | 36.92 | 38.26 | |
| AGG | iShares Lehman Aggregate Bond | 1.00 | -36.00% | 45545 | 110.79 | 110.35 |
| EEM | iShares MSCI Emerging Markets Indx | 0.99 | +4.00% | 117940 | 42.66 | 43.90 |
| COH | Coach | 0.92 | +567.00% | 93658 | 49.84 | 60.03 |
| IWF | iShares Russell 1000 Growth Index | 0.89 | +7.00% | 63457 | 71.23 | 75.88 |
| NLY | Annaly Capital Management | 0.88 | +8.00% | 279836 | 15.91 | 14.71 |
| PG | Procter & Gamble Company | 0.87 | +30.00% | 56869 | 77.14 | 78.75 |
| Central Fd Cda Ltd cl a | 0.87 | +15.00% | 228331 | 19.34 | 0.00 | |
| RWO | SPDR Dow Jones Global Real Estate | 0.85 | 97471 | 44.36 | 48.00 | |
| PFF | iShares S&P; US Pref Stock Idx Fnd | 0.83 | +10.00% | 103704 | 40.54 | 40.94 |
| GOOG | 0.81 | +2.00% | 5126 | 796.72 | 905.00 | |
| EFA | iShares MSCI EAFE Index Fund | 0.79 | +24.00% | 67650 | 59.10 | 64.04 |
| IVV | iShares S&P; 500 Index | 0.78 | +9.00% | 24930 | 157.44 | 167.48 |
| IWD | iShares Russell 1000 Value Index | 0.75 | +6.00% | 46802 | 81.13 | 86.08 |
| VUG | Vanguard Growth ETF | 0.73 | +6.00% | 47459 | 77.79 | 82.34 |
| FEZ | SPDR EURO STOXX 50 ETF | 0.72 | +6.00% | 109658 | 33.05 | 36.75 |
| T | AT&T; | 0.70 | +16.00% | 96044 | 36.68 | 36.84 |
| TIP | iShares Barclays TIPS Bond Fund | 0.70 | -2.00% | 29302 | 121.32 | 118.86 |
| MUB | iShares S&P; Natl AMTFr Mncpl Bd Fd | 0.65 | +5.00% | 29891 | 110.23 | 110.94 |
| VZ | Verizon Communications | 0.61 | +6.00% | 62179 | 49.28 | 53.35 |
| MCD | McDonald's Corporation | 0.59 | +6.00% | 29815 | 99.38 | 101.87 |
| JNJ | Johnson & Johnson | 0.59 | +6.00% | 36925 | 81.41 | 87.94 |
| PEP | Pepsi | 0.58 | 37413 | 79.01 | 82.57 | |
| VDC | Vanguard Consumer Staples ETF | 0.56 | -6.00% | 28344 | 100.73 | 106.51 |
| INTC | Intel Corporation | 0.53 | +107.00% | 123360 | 21.79 | 24.15 |
| IJH | iShares S&P; MidCap 400 Index | 0.53 | 23080 | 115.25 | 121.04 | |
| Rydex Etf Trust s^psc600 purvl | 0.53 | -3.00% | 55828 | 47.75 | 0.00 | |
| IJK | iShares S&P; MidCap 400 Growth | 0.52 | +53.00% | 20333 | 128.36 | 135.94 |
| IJS | iShares S&P; SmallCap 600 Value Idx | 0.52 | +12.00% | 29088 | 89.87 | 95.32 |
| DE | Deere & Company | 0.50 | -6.00% | 29213 | 85.75 | 87.30 |
| IAU | iShares Gold Trust | 0.50 | +134.00% | 163211 | 15.61 | 13.27 |
| FCX | Freeport-McMoRan Copper & Gold | 0.49 | NEW | 75070 | 33.12 | 32.64 |
| ITB | iShares Dow Jones US Home Const. | 0.49 | +151.00% | 104139 | 24.01 | 25.26 |
| AGNC | American Capital Agency | 0.49 | -44.00% | 74683 | 32.87 | 28.38 |
| UUP | PowerShares DB US Dollar Index Bullish | 0.49 | -16.00% | 109827 | 22.61 | 22.92 |
| VIG | Vanguard Dividend Appreciation ETF | 0.48 | +41.00% | 37001 | 65.67 | 69.35 |
| VGT | Vanguard Information Technology ETF | 0.48 | +18.00% | 33219 | 72.91 | 77.01 |
| GE | General Electric Company | 0.47 | +7.00% | 102815 | 23.20 | 24.04 |
| CL | Colgate-Palmolive Company | 0.47 | 19944 | 118.03 | 61.70 | |
| CERN | Cerner Corporation | 0.46 | +39.00% | 24746 | 94.72 | 98.20 |
| IJR | iShares S&P; SmallCap 600 Index | 0.46 | +43.00% | 26898 | 87.07 | 92.20 |
| LQD | iShares IBoxx $ Invest Grade Corp Bd Fd | 0.44 | -24.00% | 18738 | 119.86 | 119.91 |
| Duke Energy | 0.44 | 30552 | 72.70 | 0.00 | ||
| KO | Coca-Cola Company | 0.43 | +38.00% | 53460 | 40.29 | 42.17 |
| GRI | Cohen & Steers Glbl Relt | 0.43 | +28.00% | 52732 | 41.02 | 44.86 |
| RQI | Cohen & Steers Quality Income Realty | 0.42 | -5.00% | 185483 | 11.57 | 12.93 |
| FEX | First Trust Large Cap Core Alp Fnd | 0.42 | +36.00% | 61803 | 34.11 | 36.91 |
| IWP | iShares Russell Midcap Growth Idx. | 0.41 | +31.00% | 29858 | 69.66 | 74.46 |
| United Sts Brent Oil Fd Lp unit | 0.41 | +25.00% | 25276 | 82.73 | 0.00 | |
| NRF | Northstar Realty Finance | 0.39 | +145.00% | 209184 | 9.47 | 9.50 |
| Jp Morgan Alerian Mlp Index | 0.39 | +26.00% | 43447 | 45.55 | 0.00 | |
| HYG | iShares iBoxx $ High Yid Corp Bond | 0.38 | +12.00% | 20477 | 94.40 | 95.57 |
| VEU | Vanguard FTSE All-World ex-US ETF | 0.38 | -7.00% | 42050 | 46.30 | 48.76 |
| PAA | Plains All American Pipeline | 0.37 | +37.00% | 32765 | 56.46 | 59.22 |
| Healthcare Tr Amer Inc cl a | 0.37 | NEW | 159511 | 11.75 | 0.00 | |
| BRK.B | Berkshire Hathaway | 0.36 | 17608 | 103.99 | 0.00 | |
| IBB | iShares NASDAQ Biotechnology Index | 0.36 | +18.00% | 11505 | 159.58 | 180.23 |
| VV | Vanguard Large-Cap ETF | 0.36 | +19.00% | 25283 | 71.95 | 76.44 |
| VBR | Vanguard Small-Cap Value ETF | 0.34 | -3.00% | 20983 | 82.30 | 86.30 |
| DNP | DNP Select Income Fund | 0.34 | +5.00% | 168893 | 10.14 | 10.76 |
| CI | CIGNA Corporation | 0.33 | +14.00% | 26563 | 62.49 | 68.64 |
| PXF | PowerShares FTSE RAFI Developed Markets | 0.33 | +24.00% | 44839 | 37.02 | 40.36 |
| MSFT | Microsoft Corporation | 0.32 | +3.00% | 56076 | 28.73 | 34.92 |
| PFE | Pfizer | 0.32 | +65.00% | 55841 | 28.85 | 28.41 |
| PM | Philip Morris International | 0.32 | +8.00% | 17554 | 92.80 | 93.92 |
| VO | Vanguard Mid-Cap ETF | 0.32 | +5.00% | 17268 | 93.00 | 99.05 |
| Pimco Total Return Etf totl | 0.32 | +53.00% | 14777 | 109.83 | 0.00 | |
| WFC | Wells Fargo & Company | 0.31 | +13.00% | 41922 | 36.90 | 39.88 |
| VECO | Veeco Instruments | 0.31 | 40194 | 38.74 | 36.84 | |
| XHB | SPDR S&P; Homebuilders | 0.31 | +82.00% | 52769 | 30.07 | 32.42 |
| VWO | Vanguard Emerging Markets ETF | 0.31 | +35.00% | 36666 | 43.12 | 44.02 |
| CSCO | Cisco Systems | 0.30 | +5.00% | 72860 | 20.97 | 23.97 |
| SLV | iShares Silver Trust | 0.30 | +5.00% | 55389 | 27.39 | 21.65 |
| GM | General Motors Company | 0.30 | 54618 | 27.83 | 33.88 | |
| FTC | First Trust Large Cap GO Alpha Fnd | 0.30 | +19.00% | 44624 | 33.66 | 36.29 |
| CAT | Caterpillar | 0.29 | -8.00% | 16856 | 86.97 | 88.50 |
| BMY | Bristol Myers Squibb | 0.29 | +23.00% | 35561 | 41.03 | 46.36 |
| IYR | iShares Dow Jones US Real Estate | 0.29 | +16.00% | 20964 | 69.26 | 75.48 |
| DLS | WisdomTree Intl. SmallCap Div Fd. | 0.29 | +7.00% | 26060 | 55.64 | 58.62 |
| FAB | First Trust Mult Cap Val Alpha Fnd | 0.29 | -15.00% | 39906 | 36.64 | 39.31 |
| Powershares Etf Tr Ii s^p500 low vol | 0.29 | +76.00% | 47214 | 31.07 | 0.00 | |
| Canadian Natl Ry | 0.28 | +24.00% | 14034 | 100.61 | 0.00 | |
| SHY | iShares Lehman 1-3 Year Treas.Bond | 0.28 | -4.00% | 16481 | 84.40 | 84.46 |
| COST | Costco Wholesale Corporation | 0.27 | -2.00% | 12794 | 105.99 | 113.97 |
| XLE | Energy Select Sector SPDR | 0.27 | NEW | 17104 | 79.51 | 82.12 |
| VOE | Vanguard Mid-Cap Value ETF | 0.27 | -9.00% | 20023 | 67.07 | 71.46 |
| PIE | PowerShares DWA Emerg Markts Tech | 0.27 | +19.00% | 67963 | 20.23 | 21.25 |
| UNP | Union Pacific Corporation | 0.26 | +41.00% | 9174 | 142.58 | 159.91 |
| FAST | Fastenal Company | 0.26 | -2.00% | 25893 | 51.33 | 52.16 |
| IWN | iShares Russell 2000 Value Index | 0.26 | 15663 | 84.21 | 87.88 | |
| SDY | SPDR S&P; Dividend | 0.26 | +2.00% | 19820 | 66.09 | 70.01 |
| FNX | First Trust Mid Cap Core Alpha Fnd | 0.26 | +16.00% | 31171 | 42.25 | 44.32 |
| VGK | Vanguard European ETF | 0.26 | +2.00% | 26368 | 49.15 | 52.51 |
| JNK | SPDR Barclays Capital High Yield B | 0.26 | +39.00% | 31878 | 41.16 | 41.60 |
| PIZ | PowerShares DWA Devld Markt Tech | 0.26 | +40.00% | 61231 | 21.33 | 22.73 |
| KMB | Kimberly-Clark Corporation | 0.25 | -2.00% | 12713 | 98.09 | 102.01 |
| CVS | CVS Caremark Corporation | 0.25 | +18.00% | 23606 | 54.52 | 59.72 |
| MO | Altria | 0.25 | +12.00% | 37212 | 34.24 | 37.03 |
| F | Ford Motor Company | 0.25 | -4.00% | 97909 | 13.14 | 15.21 |
| IWM | iShares Russell 2000 Index | 0.25 | -2.00% | 13231 | 94.40 | 99.01 |
| QQQQ | PowerShares QQQ Trust, Series 1 | 0.25 | -4.00% | 18229 | 69.01 | 0.00 |
| SLYG | SPDR DJ Wilshire Small Cap Growth | 0.25 | +30.00% | 8913 | 141.03 | 149.24 |
| KXI | iShares S&P; Global Consumer Staple | 0.25 | +5.00% | 15386 | 82.48 | 84.65 |
| RFG | Rydex S&P; MidCap 400 Pure Growth ETF | 0.25 | 12356 | 101.08 | 106.63 | |
| MRK | Merck & Co | 0.24 | -4.00% | 27813 | 44.22 | 45.35 |
| O | Realty Income | 0.24 | NEW | 27208 | 45.35 | 55.08 |
| OEF | iShares S&P; 100 Index | 0.24 | +6.00% | 17076 | 70.57 | 75.06 |
| Alerian Mlp Etf | 0.24 | +7.00% | 69456 | 17.72 | 0.00 | |
| PZI | PowerShares Zacks Micro Cap | 0.24 | -4.00% | 89773 | 13.65 | 14.26 |
| Ishares Inc em mkt min vol | 0.24 | +395.00% | 19662 | 60.88 | 0.00 | |
| AXP | American Express Company | 0.23 | NEW | 17530 | 67.37 | 76.11 |
| BA | Boeing Company | 0.23 | +21.00% | 13224 | 86.13 | 98.89 |
| HP | Helmerich & Payne | 0.23 | +11.00% | 19373 | 60.24 | 63.87 |
| GILD | Gilead Sciences | 0.23 | -4.00% | 23640 | 48.94 | 57.70 |
| SO | Southern Company | 0.23 | +17.00% | 24817 | 46.78 | 46.21 |
| ARLP | Alliance Resource Partners | 0.23 | 18032 | 63.72 | 77.68 | |
| WMT | Wal-Mart Stores | 0.21 | -3.00% | 14032 | 74.76 | 77.87 |
| Enterprise Products Partners | 0.21 | +127.00% | 17373 | 60.09 | 0.00 | |
| EFV | iShares MSCI EAFE Value Index | 0.21 | -3.00% | 21554 | 49.36 | 54.58 |
| JPM | JPMorgan Chase & Co. | 0.20 | NEW | 20956 | 47.43 | 52.89 |
| HSY | Hershey Company | 0.20 | +5.00% | 11447 | 87.80 | 88.47 |
| ETP | Energy Transfer Partners | 0.20 | +6.00% | 19894 | 50.67 | 52.69 |
| IVW | iShares S&P; 500 Growth Index | 0.20 | +10.00% | 12323 | 82.29 | 87.71 |
| EPP | iShares MSCI Pacific ex-Japan Idx | 0.20 | +32.00% | 20494 | 49.53 | 50.11 |
| CWB | SPDR Barclays Capital Convertible SecETF | 0.20 | +26.00% | 23615 | 42.47 | 0.00 |
| RFV | Rydex S&P; MidCap 400 Pure Value ETF | 0.20 | -13.00% | 24085 | 42.81 | 43.86 |
| TWO | Two Harbors Investment | 0.19 | +37.00% | 74780 | 12.66 | 11.92 |
| MMM | 3M Company | 0.19 | +235.00% | 8806 | 106.40 | 111.74 |
| QCOM | QUALCOMM | 0.19 | +40.00% | 14513 | 67.11 | 65.81 |
| Magna Intl Inc cl a | 0.19 | NEW | 16688 | 58.72 | 0.00 | |
| BWP | Boardwalk Pipeline Partners | 0.19 | +22.00% | 33002 | 29.36 | 31.11 |
| DIA | SPDR Dow Jones Industrial Average ETF | 0.19 | -5.00% | 6429 | 145.59 | 154.73 |
| XLU | Utilities SPDR | 0.19 | +121.00% | 24143 | 39.06 | 40.32 |
| IDU | iShares Dow Jones US Utilities | 0.19 | +40.00% | 10087 | 96.96 | 99.76 |
| FYX | First Trust Small Cap Cr AlphaDEXFd | 0.19 | +24.00% | 25678 | 37.93 | 40.70 |
| ICF | iShares Cohen & Steers Realty Maj. | 0.19 | -2.00% | 11837 | 82.37 | 91.20 |
| KYN | Kayne Anderson MLP Investment | 0.19 | -43.00% | 28111 | 34.68 | 37.92 |
| PTY | PIMCO Corporate Opportunity Fund | 0.19 | +13.00% | 44228 | 21.62 | 19.88 |
| IWC | iShares Russell Microcap Index | 0.19 | 16360 | 58.80 | 61.34 | |
| IJJ | iShares S&P; MidCap 400 Value Index | 0.19 | +118.00% | 9619 | 100.84 | 105.07 |
| PBJ | PowerShares Dynamic Food & Beverage | 0.19 | +4.00% | 41254 | 23.56 | 24.40 |
| General Mtrs Co *w exp 07/10/201 | 0.19 | 51777 | 18.58 | 0.00 | ||
| Directv | 0.19 | NEW | 16891 | 56.54 | 0.00 | |
| BAC | Bank of America Corporation | 0.18 | -3.00% | 74806 | 12.18 | 13.56 |
| ABT | Abbott Laboratories | 0.18 | -24.00% | 25113 | 35.36 | 37.93 |
| ESS | Essex Property Trust | 0.18 | -4.00% | 6100 | 150.66 | 170.52 |
| PRF | PowerShares FTSE RAFI US 1000 | 0.18 | -3.00% | 12845 | 70.14 | 74.69 |
| FRN | Claymore/BNY Mellon Frontier Markets ETF | 0.18 | -66.00% | 46443 | 19.21 | 17.90 |
| DUC | Duff & Phelps Utility & Corp Bond Trust | 0.18 | +12.00% | 71931 | 12.33 | 12.12 |
| Proshares Tr ultra sh dow30 | 0.18 | NEW | 18403 | 48.25 | 0.00 | |
| XLV | Health Care SPDR | 0.17 | +177.00% | 18436 | 46.00 | 49.10 |
| HCN | Health Care REIT | 0.17 | +3.00% | 12809 | 67.92 | 79.79 |
| AMGN | Amgen | 0.17 | -47.00% | 8545 | 102.63 | 105.86 |
| Claymore Exchange-traded Fd wlshr us reit | 0.17 | +5.00% | 22764 | 38.66 | 0.00 | |
| Ipath S&p 500 Vix Short Term F | 0.17 | NEW | 43726 | 20.24 | 0.00 | |
| Wp Carey | 0.17 | +18.00% | 12996 | 67.33 | 0.00 | |
| GLW | Corning Incorporated | 0.16 | NEW | 61362 | 13.38 | 16.26 |
| UPS | United Parcel Service | 0.16 | NEW | 9213 | 86.07 | 88.70 |
| FDO | Family Dollar Stores | 0.16 | +46.00% | 13674 | 58.94 | 64.52 |
| AFL | AFLAC Incorporated | 0.16 | +2.00% | 15979 | 51.94 | 55.72 |
| VTI | Vanguard Total Stock Market ETF | 0.16 | +10.00% | 10136 | 80.90 | 86.08 |
| CIU | iShares Barclays Inter Crd Bd Fund ETF) | 0.16 | +17.00% | 7063 | 111.43 | 111.30 |
| CSJ | iShares Barclays 1-3 Year Cred Bd Fd ETF | 0.16 | -17.00% | 7639 | 105.51 | 105.57 |
| Cys Investments | 0.16 | -13.00% | 70703 | 11.75 | 0.00 | |
| HPQ | Hewlett-Packard Company | 0.15 | +59.00% | 30904 | 23.88 | 21.27 |
| UNH | UnitedHealth | 0.15 | +3.00% | 13077 | 57.20 | 62.84 |
| DBC | PowerShares DB Com Indx Trckng Fund | 0.15 | +13.00% | 28354 | 27.19 | 26.33 |
| OKE | ONEOK | 0.15 | -2.00% | 15601 | 47.69 | 49.22 |
| IRC | Inland Real Estate Corporation | 0.15 | -48.00% | 73922 | 10.28 | 11.75 |
| EXT | WisdomTree Total Earnings Fund | 0.15 | -7.00% | 13532 | 56.31 | 60.10 |
| PDP | PowerShares DWA Technical Ldrs Pf | 0.15 | +12.00% | 24063 | 30.79 | 32.91 |
| HAS | Hasbro | 0.14 | 16009 | 43.98 | 48.56 | |
| ECL | Ecolab | 0.14 | +24.00% | 8962 | 80.45 | 88.92 |
| CMI | Cummins | 0.14 | NEW | 6002 | 115.96 | 119.24 |
| COP | ConocoPhillips | 0.14 | +62.00% | 11693 | 60.21 | 63.80 |
| GIS | General Mills | 0.14 | +2.00% | 13975 | 49.30 | 49.69 |
| BP | BP | 0.13 | +202.00% | 15545 | 42.14 | 43.79 |
| DIS | Walt Disney Company | 0.13 | +8.00% | 11514 | 56.89 | 66.34 |
| YUM | Yum! Brands | 0.13 | +26.00% | 8979 | 71.72 | 70.16 |
| EMC | EMC Corporation | 0.13 | +18.00% | 28276 | 23.84 | 24.27 |
| SRE | Sempra Energy | 0.13 | +36.00% | 8375 | 80.00 | 84.24 |
| EIX | Edison International | 0.13 | NEW | 12685 | 50.37 | 49.39 |
| Dcp Midstream Partners | 0.13 | 14625 | 46.63 | 0.00 | ||
| VGR | Vector | 0.13 | -5.00% | 41182 | 16.12 | 16.23 |
| IWR | iShares Russell Midcap Index Fund | 0.13 | +20.00% | 5318 | 126.93 | 135.07 |
| SPG | Simon Property | 0.13 | +4.00% | 4243 | 159.32 | 180.35 |
| VB | Vanguard Small-Cap ETF | 0.13 | +11.00% | 7097 | 91.02 | 96.29 |
| REM | iShares FTSE NAREIT Mort. Plus Capp | 0.13 | +174.00% | 43477 | 15.66 | 14.82 |
| IGM | iShares S&P; NA Tech. Sec. Idx. Fd. | 0.13 | -10.00% | 9108 | 73.56 | 76.77 |
| Blackstone Gso Flting Rte Fu | 0.13 | -22.00% | 32040 | 20.63 | 0.00 | |
| Nuveen Fltng Rte Incm Opp Fd | 0.13 | +214.00% | 48578 | 13.52 | 0.00 | |
| Retail Properties Of America | 0.13 | +12.00% | 44625 | 14.77 | 0.00 | |
| CVA | Covanta Holding Corporation | 0.12 | -11.00% | 30595 | 20.10 | 20.58 |
| HD | Home Depot | 0.12 | +29.00% | 8939 | 69.69 | 80.95 |
| WSO | Watsco, Incorporated | 0.12 | 7100 | 84.08 | 88.43 | |
| UTX | United Technologies Corporation | 0.12 | +3.00% | 6273 | 93.42 | 97.35 |
| BSV | Vanguard Short-Term Bond ETF | 0.12 | +86.00% | 7453 | 81.44 | 80.91 |
| HRL | Hormel Foods Corporation | 0.12 | NEW | 14729 | 41.28 | 42.25 |
| OKS | Oneok Partners | 0.12 | NEW | 10936 | 57.43 | 52.67 |
| PRFZ | PowerShares FTSE RAFI US 1500 Small-Mid | 0.12 | -3.00% | 7764 | 78.05 | 82.98 |
| IEI | iShares Lehman 3-7 Yr Treasury Bond | 0.12 | -31.00% | 5011 | 123.73 | 123.17 |
| EBTC | Enterprise Ban | 0.12 | NEW | 35728 | 16.96 | 16.29 |
| VCSH | Vanguard Short Term Corporate Bond ETF | 0.12 | +125.00% | 7716 | 80.22 | 80.51 |
| NVS | Novartis AG | 0.11 | +25.00% | 7754 | 70.67 | 74.21 |
| NKE | NIKE | 0.11 | +2.00% | 9240 | 59.09 | 65.12 |
| CELG | Celgene Corporation | 0.11 | +26.00% | 4740 | 116.24 | 127.81 |
| BND | Vanguard Total Bond Market ETF | 0.11 | +3.00% | 6875 | 83.64 | 83.32 |
| FDM | First Trust Dow Jones Sel.MicroCap | 0.11 | -4.00% | 21405 | 25.27 | 26.75 |
| IYH | iShares Dow Jones US Healthcare | 0.11 | NEW | 5653 | 95.88 | 102.54 |
| DXJ | WisdomTree Japan Total Dividend Fd | 0.11 | NEW | 12292 | 43.28 | 53.72 |
| Abbvie | 0.11 | NEW | 14091 | 40.59 | 0.00 | |
| ADP | Automatic Data Processing | 0.10 | -14.00% | 7971 | 65.11 | 71.01 |
| MYL | Mylan | 0.10 | 17844 | 28.92 | 31.11 | |
| PPL | PPL Corporation | 0.10 | NEW | 16315 | 31.32 | 31.67 |
| ORCL | Oracle Corporation | 0.10 | -2.00% | 15043 | 32.24 | 35.16 |
| BIV | Vanguard Intermediate-Term Bond ETF | 0.10 | +11.00% | 5731 | 88.12 | 87.62 |
| SBR | Sabine Royalty Trust | 0.10 | +24.00% | 10507 | 46.64 | 53.00 |
| CHD | Church & Dwight | 0.10 | -7.00% | 7631 | 64.60 | 62.98 |
| VBK | Vanguard Small-Cap Growth ETF | 0.10 | +4.00% | 5117 | 99.86 | 105.29 |
| DTN | WisdomTree Dividend ex-Fin Fund | 0.10 | -19.00% | 7872 | 61.99 | 65.50 |
| EMB | iShares JPMorgan USD Emer Mkt Bnd Fd ETF | 0.10 | +11.00% | 4249 | 117.67 | 119.63 |
| JKJ | iShares Morningstar Small Core Idx | 0.10 | 4852 | 108.00 | 113.80 | |
| VDE | Vanguard Energy ETF | 0.10 | +12.00% | 4673 | 112.78 | 117.00 |
| Express Scripts Holding | 0.10 | +54.00% | 8455 | 57.95 | 0.00 | |
| CME | CME | 0.09 | -4.00% | 7511 | 61.38 | 64.41 |
| GPC | Genuine Parts Company | 0.09 | -4.00% | 6029 | 78.29 | 83.96 |
| JWN | Nordstrom | 0.09 | -33.00% | 8333 | 55.68 | 60.75 |
| BRK.A | Berkshire Hathaway | 0.09 | 3 | 156000.00 | 0.00 | |
| EXC | Exelon Corporation | 0.09 | +70.00% | 13662 | 34.48 | 35.35 |
| NYB | New York Community Ban | 0.09 | +12.00% | 30575 | 14.36 | 0.00 |
| AMZN | Amazon | 0.09 | +2.00% | 1748 | 266.02 | 265.92 |
| OHI | Omega Healthcare Investors | 0.09 | +62.00% | 14240 | 30.27 | 37.40 |
| HCP | HCP | 0.09 | NEW | 8808 | 49.84 | 55.80 |
| FXD | First Trust Cnsmer Disry Alpha Fnd | 0.09 | -2.00% | 17938 | 25.53 | 28.19 |
| IXJ | iShares S&P; Global Healthcare Sect. | 0.09 | +24.00% | 6204 | 73.66 | 77.77 |
| Oi Sa-adr sp | 0.09 | -4.00% | 146082 | 3.04 | 0.00 | |
| Facebook Inc cl a | 0.09 | 17016 | 25.68 | 0.00 | ||
| LLY | Eli Lilly & Co. | 0.08 | -15.00% | 6944 | 56.74 | 54.78 |
| NSC | Norfolk Southern | 0.08 | +21.00% | 5252 | 77.49 | 80.14 |
| VOD | Vodafone | 0.08 | +32.00% | 14775 | 28.36 | 30.23 |
| MWE | MarkWest Energy Partners | 0.08 | NEW | 6303 | 60.92 | 69.34 |
| IWB | iShares Russell 1000 Index | 0.08 | +5.00% | 4412 | 87.26 | 92.65 |
| MMP | Magellan Midstream Partners | 0.08 | -58.00% | 7209 | 53.13 | 53.17 |
| Rbc Cad | 0.08 | +20.00% | 6593 | 60.06 | 0.00 | |
| HTS | Hatteras Financial | 0.08 | -29.00% | 14418 | 27.40 | 26.16 |
| IWS | iShares Russell Midcap Value Index | 0.08 | +6.00% | 6746 | 57.07 | 60.35 |
| MDY | SPDR S&P; MidCap 400 ETF | 0.08 | NEW | 1863 | 209.34 | 220.56 |
| IDX | Market Vectors Indonesia Index | 0.08 | NEW | 12095 | 32.16 | 32.77 |
| GXC | SPDR S&P; China | 0.08 | +107.00% | 6078 | 69.76 | 73.01 |
| CHY | Calamos Convertible & Hi Income Fund | 0.08 | +22.00% | 31065 | 12.78 | 13.45 |
| PDM | Piedmont Office Realty Trust | 0.08 | -14.00% | 21756 | 19.58 | 20.91 |
| BWX | SPDR Barclays Capital Intl Tresy Bd ETF | 0.08 | +4.00% | 7285 | 58.48 | 57.71 |
| Tortoise Pwr & Energy | 0.08 | 15620 | 26.63 | 0.00 | ||
| PALL | ETFS Physical Palladium Shares | 0.08 | +78.00% | 5180 | 75.87 | 72.85 |
| GBF | iShares Barclays Govnment/Cdit Bond Fd | 0.08 | +12.00% | 3354 | 114.79 | 114.71 |
| DEM | WisdomTree Emerging Markets Eq | 0.08 | +19.00% | 7445 | 56.01 | 57.08 |
| IYG | iShares Dow Jones US Financial Svc. | 0.08 | +6.00% | 6297 | 66.22 | 72.52 |
| FVD | First Trust Value Line Dividend Indx Fnd | 0.08 | -6.00% | 19811 | 19.23 | 20.58 |
| PZA | PowerShares Insured Nati Muni Bond | 0.08 | 16760 | 25.36 | 25.50 | |
| DON | WisdomTree MidCap Dividend Fund | 0.08 | -4.00% | 6580 | 64.89 | 69.67 |
| American Tower Reit | 0.08 | -20.00% | 5532 | 77.01 | 0.00 | |
| Mondelez Int | 0.08 | 12829 | 30.17 | 0.00 | ||
| AES | AES Corporation | 0.07 | -13.00% | 26657 | 12.57 | 13.02 |
| DLR | Digital Realty Trust | 0.07 | +19.00% | 4971 | 66.99 | 64.28 |
| CTL | CenturyLink | 0.07 | NEW | 9602 | 35.41 | 37.39 |
| HON | Honeywell International | 0.07 | +35.00% | 4731 | 75.46 | 80.28 |
| LOW | Lowe's Companies | 0.07 | 9877 | 37.97 | 42.54 | |
| MAR | Marriott International | 0.07 | 7986 | 42.20 | 43.27 | |
| XEL | Xcel Energy | 0.07 | 11532 | 29.66 | 30.42 | |
| WBS | Webster Financial Corporation | 0.07 | +38.00% | 15219 | 24.25 | 23.64 |
| IRET | Investors Real Estate Trust | 0.07 | -4.00% | 35614 | 9.88 | 9.63 |
| TNH | Terra Nitrogen Company | 0.07 | -23.00% | 1532 | 220.63 | 218.00 |
| Ishares Tr Phill Invstmrk | 0.07 | NEW | 8995 | 41.13 | 0.00 | |
| DGS | WisdomTree Emerging Mkts Small Cp Div Fd | 0.07 | NEW | 6700 | 51.94 | 53.31 |
| VNQ | Vanguard REIT ETF | 0.07 | -20.00% | 5226 | 70.23 | 77.53 |
| JKD | iShares Morningstar Large Core Idx | 0.07 | +7.00% | 3633 | 91.38 | 99.11 |
| IGE | iShares S&P; NA Nat. Re. Sc. Idx. Fd | 0.07 | -20.00% | 8628 | 40.57 | 41.02 |
| SGOL | ETFS Gold Trust | 0.07 | NEW | 2202 | 158.04 | 135.26 |
| IXC | iShares S&P; Global Energy Sector | 0.07 | +47.00% | 8686 | 40.06 | 41.47 |
| JLA | Nuveen Equity Premium Advantage Fund | 0.07 | -7.00% | 26675 | 12.37 | 13.03 |
| PYZ | PowerShares Dynamic Basic Material | 0.07 | -2.00% | 8155 | 43.53 | 45.07 |
| NYMT | New York Mortgage Trust | 0.07 | +25.00% | 47394 | 7.49 | 7.05 |
| Oiltanking Partners L P unit | 0.07 | NEW | 6470 | 51.47 | 0.00 | |
| American Capital Mortgage In | 0.07 | +10.00% | 12700 | 25.91 | 0.00 | |
| Global X Fds glbx suprinc e | 0.07 | NEW | 24813 | 15.07 | 0.00 | |
| TWX | Time Warner | 0.06 | -40.00% | 4839 | 57.66 | 60.71 |
| MDU | MDU Resources | 0.06 | 11241 | 25.00 | 26.69 | |
| LMT | Lockheed Martin Corporation | 0.06 | 2910 | 96.91 | 106.33 | |
| ISRG | Intuitive Surgical | 0.06 | +4.00% | 661 | 491.68 | 482.66 |
| Nextera Energy | 0.06 | -6.00% | 4101 | 78.03 | 0.00 | |
| SLB | Schlumberger | 0.06 | +5.00% | 3900 | 74.62 | 77.24 |
| TOT | TOTAL S.A. | 0.06 | NEW | 6180 | 48.22 | 50.30 |
| ETR | Entergy Corporation | 0.06 | NEW | 4662 | 63.28 | 70.56 |
| EGY | VAALCO Energy | 0.06 | 40000 | 7.60 | 6.48 | |
| KSU | Kansas City Southern | 0.06 | +9.00% | 2725 | 110.83 | 114.47 |
| SCCO | Southern Copper Corporation | 0.06 | +9.00% | 8350 | 37.25 | 32.87 |
| KMP | Kinder Morgan Energy Partners | 0.06 | NEW | 3407 | 89.52 | 88.28 |
| XBI | SPDR S&P; Biotech | 0.06 | NEW | 3120 | 100.00 | 110.03 |
| KLD | iShares FTSE KLD Select Scil Idx Fd | 0.06 | 4260 | 66.43 | 70.52 | |
| Chiquita Brands Intl Inc note 4.250% 8/1 | 0.06 | +1023.00% | 337000 | 0.92 | 0.00 | |
| RVT | Royce Value Trust | 0.06 | 19719 | 15.06 | 15.80 | |
| Powershares Db Gold Dou | 0.06 | +32.00% | 6825 | 46.59 | 0.00 | |
| IYE | iShares Dow Jones US Energy Sector | 0.06 | NEW | 6399 | 45.32 | 47.20 |
| JKG | iShares Morningstar Mid Core Index | 0.06 | -6.00% | 2772 | 111.11 | 118.06 |
| IXG | iShares S&P; Global Financials Sect. | 0.06 | NEW | 6110 | 48.45 | 52.53 |
| Marathon Petroleum | 0.06 | 3395 | 89.25 | 0.00 | ||
| Spdr Series Trust hlth care svcs | 0.06 | -9.00% | 3920 | 75.77 | 0.00 | |
| Adt | 0.06 | -15.00% | 6559 | 48.03 | 0.00 | |
| NU | Northeast Utilities System | 0.05 | -9.00% | 6066 | 43.52 | 44.29 |
| BK | Bank of New York Mellon Corporation | 0.05 | NEW | 8621 | 27.95 | 30.21 |
| ED | Consolidated Edison | 0.05 | -15.00% | 4159 | 61.07 | 60.98 |
| MCY | Mercury General Corporation | 0.05 | +15.00% | 6800 | 37.94 | 45.66 |
| PAYX | Paychex | 0.05 | NEW | 6463 | 35.59 | 38.25 |
| PSA | Public Storage | 0.05 | NEW | 1732 | 152.42 | 167.27 |
| CPWR | Compuware Corporation | 0.05 | +2.00% | 19629 | 12.53 | 11.45 |
| PCL | Plum Creek Timber | 0.05 | 4899 | 52.26 | 54.42 | |
| TJX | TJX Companies | 0.05 | NEW | 5645 | 46.77 | 51.50 |
| SBGI | Sinclair Broadcast | 0.05 | -18.00% | 13460 | 20.21 | 26.42 |
| APL | Atlas Pipeline Partners | 0.05 | NEW | 6800 | 34.56 | 39.64 |
| EEP | Enbridge Energy Partners | 0.05 | NEW | 7674 | 30.10 | 31.02 |
| CRRC | Courier Corporation | 0.05 | NEW | 17232 | 14.39 | 14.41 |
| IVE | iShares S&P; 500 Value Index | 0.05 | 3392 | 73.11 | 78.47 | |
| XLP | Consumer Staples Select Sect. SPDR | 0.05 | NEW | 6827 | 39.84 | 41.94 |
| MOO | Market Vectors Agribusiness | 0.05 | NEW | 4311 | 53.82 | 54.65 |
| TLT | iShares Barclays 20+ Yr Treas.Bond | 0.05 | NEW | 2162 | 119.33 | 117.14 |
| THD | iShares MSCI Thailand Index Fund | 0.05 | NEW | 2655 | 90.77 | 95.19 |
| MBB | iShares Lehman MBS Bond Fund | 0.05 | NEW | 2177 | 107.95 | 107.09 |
| PID | PowerShares Intl. Dividend Achiev. | 0.05 | +39.00% | 15541 | 16.86 | 17.58 |
| IOO | iShares S&P; Global 100 Index | 0.05 | 3933 | 67.63 | 72.06 | |
| Baytex Energy | 0.05 | NEW | 5800 | 42.07 | 0.00 | |
| Rentech Nitrogen Partners L | 0.05 | -57.00% | 6865 | 35.98 | 0.00 | |
| Phillips 66 | 0.05 | NEW | 3278 | 70.77 | 0.00 | |
| AIZ | Assurant | 0.04 | NEW | 4566 | 45.12 | 50.57 |
| WM | Waste Management | 0.04 | NEW | 5316 | 39.32 | 42.39 |
| MAT | Mattel | 0.04 | NEW | 4945 | 43.48 | 46.39 |
| CMA | Comerica Incorporated | 0.04 | NEW | 5722 | 35.65 | 39.75 |
| CSC | Computer Sciences Corporation | 0.04 | NEW | 4191 | 49.39 | 44.26 |
| BPL | Buckeye Partners | 0.04 | NEW | 3512 | 60.93 | 68.96 |
| WFMI | Whole Foods Market | 0.04 | +4.00% | 2576 | 86.57 | 0.00 |
| CLMT | Calumet Specialty Products Partners, L.P | 0.04 | -28.00% | 5535 | 37.40 | 36.66 |
| LINE | Linn Energy | 0.04 | NEW | 5313 | 37.83 | 35.24 |
| GMCR | Green Mountain Coffee Roasters | 0.04 | NEW | 3728 | 57.14 | 79.39 |
| FULT | Fulton Financial | 0.04 | NEW | 16031 | 11.66 | 11.87 |
| TXT | Textron | 0.04 | NEW | 7338 | 29.71 | 28.25 |
| Teekay Lng Partners | 0.04 | NEW | 5000 | 41.40 | 0.00 | |
| WFSL | Washington Federal | 0.04 | NEW | 12182 | 17.48 | 0.00 |
| PSEC | Prospect Capital Corporation | 0.04 | -4.00% | 20635 | 10.90 | 10.93 |
| CIM | Chimera Investment Corporation | 0.04 | -29.00% | 60600 | 3.17 | 3.21 |
| EWY | iShares MSCI South Korea Index Fund | 0.04 | NEW | 3732 | 59.22 | 58.97 |
| TUR | iShares MSCI Turkey Index Fund | 0.04 | NEW | 2872 | 72.08 | 76.10 |
| IEV | iShares S&P; Europe 350 Index | 0.04 | 5287 | 40.10 | 42.48 | |
| RNP | Cohen & Steers REIT/Pfd Inc Fd | 0.04 | 11630 | 18.83 | 19.74 | |
| VHT | Vanguard Health Care ETF | 0.04 | NEW | 2596 | 83.20 | 88.43 |
| DBE | PowerShares DB Energy Fund | 0.04 | NEW | 7745 | 29.05 | 28.20 |
| Nuveen Ins Ca Tx Fr Adv Mun | 0.04 | -4.00% | 14917 | 14.68 | 0.00 | |
| Itt | 0.04 | NEW | 7196 | 28.35 | 0.00 | |
| Duff & Phelps Global | 0.04 | -14.00% | 11825 | 19.11 | 0.00 | |
| Kraft Foods | 0.04 | NEW | 4262 | 50.92 | 0.00 | |
| ANR | Alpha Natural Resources | 0.03 | NEW | 16094 | 8.20 | 7.26 |
| EWJ | iShares MSCI Japan Index | 0.03 | +57.00% | 16299 | 10.86 | 12.42 |
| ANH | Anworth Mortgage Asset Corporation | 0.03 | +66.00% | 25609 | 6.33 | 5.92 |
| ARR | ARMOUR Residential REIT | 0.03 | 24015 | 6.54 | 5.80 | |
| IQI | Invesco Quality Municipal Inc Trust | 0.03 | 12153 | 13.33 | 13.20 | |
| EOD | Wells Fargo Adv Global Dividend Opport | 0.03 | -34.00% | 21450 | 7.93 | 8.04 |
| Gamco Global Gold Natural Reso | 0.03 | 10362 | 12.55 | 0.00 | ||
| FTR | Frontier Communications | 0.02 | -2.00% | 31432 | 3.82 | 4.37 |
| * Barrick Gold | 0.01 | NEW | 10000 | 3.40 | 0.00 | |
| NOK | Nokia Corporation | 0.01 | -13.00% | 12590 | 3.26 | 3.74 |
| SIRI | Sirius XM Radio | 0.01 | +25.00% | 19435 | 3.04 | 3.48 |
| Taseko Cad | 0.01 | 21000 | 2.76 | 0.00 | ||
| GA | Giant Interactive | 0.01 | NEW | 10990 | 6.55 | 8.24 |
| DANG | E Commerce China Dangdang | 0.01 | 10000 | 4.20 | 6.51 | |
| Oi Sa-adr sp | 0.01 | -2.00% | 15453 | 3.37 | 0.00 | |
| Apollo Invt Corp note 5.750% 1/1 | 0.01 | NEW | 70000 | 1.07 | 0.00 | |
| Immunocellular Thera | 0.01 | 10000 | 2.70 | 0.00 | ||
| U S GEOTHERMAL INC COM Stk | 0.00 | 10500 | 0.29 | 0.00 | ||
| COSI | Cosi | 0.00 | 15000 | 0.67 | 2.55 | |
| AXN | Aoxing Pharmaceutical Company | 0.00 | NEW | 30760 | 0.26 | 0.21 |
| CLSN | Celsion Corporation | 0.00 | NEW | 14000 | 1.07 | 1.01 |
Past 13F-HR SEC Filings for Cetera Advisors
- Multi-Financial Securities 2012 Q4 - filed Feb. 13, 2013
- Multi-Financial Securities 2012 Q3 - filed Nov. 13, 2012
- Multi-Financial Securities 2012 Q2 - filed Aug. 13, 2012
- Multi-Financial Securities 2012 Q1 - filed April 24, 2012
- Multi-Financial Securities 2011 Q4 - filed Jan. 25, 2012
