Name Aletheia Research and Management
Latest statistics and disclosures from Aletheia Research and Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are AAPL, NVO, GOOG, NVS, GOLAR LNG. These five stock positions account for 39.47% of Aletheia Research and Management's total stock portfolio.
- Added to shares of GOOG (+$12.27M), EQR, SJW, TSO, Ishares Silver Trust option, Citi, GOLAR LNG, United Continental Holdings In cmn, Dole Food Co Inc cmn, PFE.
- Started new stock positions in Caesars Entertainment Corp C mn, CYTORI THERAPEUTICS INC COMMON Stock cmn, TIE, NS, Chesapeake Enrgy Cvt Ppd 4.50 cv pfd, DF, Novagold Res Inc call, Molycorp Inc cmn, EQR, CYTX, GT, PAA, PFE, BBY, SJW, TGT, ELN, GOOG, TSO,
- Reduced shares in these stocks: AAPL (-$24.34M), DEO, VZ, FNV, BTU, D, CMCSA, XOM, KFT, VNO.
- Sold out of its positions in Aes Tr Iii pfd cv 6.75%, AEP, Bank Of America Corporation preferred, FXF, DAL, DEO, DLR, Direxion Shs Etf Tr Daily 20+, FNV, HOV, IWM, JNJ, MS, NUE, NSH, Proshares Tr Ii Ultrashort Ye etf, EUO, SPY, TGT, UNP, Wisdomtree Trust indian rup etf, CYB, Wisdomtree Asia Local Debt etf us.
- As of Sept. 30, 2012, Aletheia Research and Management has $145.58M in assets under management (AUM). Assets under management dropped from a total value of $171.85M to $145.58M.
- Independent of market fluctuations, Aletheia Research and Management was a net seller by $37.87M worth of stocks in the most recent quarter.
Aletheia Research and Management portfolio companies for quarter ending September 2012
| Ticker | Name | Portfolio Weight | Change | Share Count | Price | Last Trade |
|---|---|---|---|---|---|---|
| AAPL | Apple | 15.73 | -51.00% | 34320 | 667.10 | 434.23 |
| NVO | Novo Nordisk A/S | 9.39 | -6.00% | 86608 | 157.81 | 171.99 |
| GOOG | 8.43 | NEW | 16257 | 754.51 | 909.18 | |
| NVS | Novartis AG | 3.37 | -9.00% | 79967 | 61.26 | 74.15 |
| GOLAR LNG | 2.56 | +49.00% | 96706 | 38.59 | 0.00 | |
| Agrium | 2.43 | -25.00% | 34134 | 103.47 | 0.00 | |
| HBC | HSBC Holdings | 2.07 | -6.00% | 64892 | 46.46 | 57.77 |
| Canadian Natural Resources | 1.91 | -5.00% | 90207 | 30.78 | 0.00 | |
| SNY | Sanofi-Aventis SA | 1.84 | -20.00% | 62046 | 43.06 | 54.50 |
| Ace Limited Cmn | 1.76 | -11.00% | 33892 | 75.59 | 0.00 | |
| CHA | China Telecom Corporation | 1.73 | -4.00% | 43526 | 57.97 | 53.28 |
| VZ | Verizon Communications | 1.72 | -43.00% | 55045 | 45.58 | 53.35 |
| TTM | Tata Motors | 1.62 | -4.00% | 91859 | 25.68 | 27.87 |
| SYT | Syngenta AG | 1.54 | -4.00% | 30039 | 74.84 | 81.82 |
| * America Movil Sab De Cv spon adr l shs | 1.52 | -4.00% | 86891 | 25.43 | 0.00 | |
| D | Dominion Resources | 1.52 | -45.00% | 41814 | 52.95 | 61.17 |
| TEVA | Teva Pharmaceutical Industries | 1.42 | -4.00% | 49990 | 41.41 | 40.23 |
| BHP | BHP Billiton | 1.40 | -4.00% | 29624 | 68.63 | 67.66 |
| VNO | Vornado Realty Trust | 1.38 | -43.00% | 24859 | 81.06 | 87.46 |
| PCL | Plum Creek Timber | 1.37 | -5.00% | 45432 | 43.85 | 54.04 |
| KFT | Kraft Foods | 1.36 | -44.00% | 47836 | 41.35 | 0.00 |
| AU | AngloGold Ashanti | 1.26 | -4.00% | 52510 | 35.04 | 16.34 |
| SNP | China Petroleum & Chemical | 1.25 | -4.00% | 19686 | 92.40 | 110.40 |
| IFN | India Fund | 1.21 | -4.00% | 76012 | 23.25 | 21.96 |
| PTR | PetroChina Company | 1.14 | -4.00% | 12868 | 129.16 | 126.87 |
| EQR | Equity Residential | 1.13 | NEW | 28657 | 57.51 | 59.59 |
| AZN | AstraZeneca | 1.10 | -4.00% | 33478 | 47.85 | 51.53 |
| SJW | SJW | 1.06 | NEW | 60854 | 25.36 | 26.89 |
| INFY | Infosys Technologies | 1.01 | -4.00% | 30216 | 48.55 | 43.36 |
| TSO | Tesoro Corporation | 0.98 | NEW | 33959 | 41.90 | 62.24 |
| SO | Southern Company | 0.94 | -44.00% | 29622 | 46.08 | 46.60 |
| DD | E.I. du Pont de Nemours & Company | 0.90 | -44.00% | 26111 | 50.25 | 55.89 |
| ALL | Allstate Corporation | 0.89 | -44.00% | 32586 | 39.62 | 49.96 |
| Ishares Silver Trust option | 0.86 | NEW | 37500 | 33.49 | 0.00 | |
| Citi | 0.86 | NEW | 38163 | 32.70 | 0.00 | |
| XOM | Exxon Mobil Corporation | 0.85 | -55.00% | 13580 | 91.46 | 91.76 |
| CMCSA | Comcast Corporation | 0.83 | -59.00% | 33726 | 35.76 | 42.64 |
| CLF | Cliffs Natural Resources | 0.80 | -44.00% | 29676 | 39.12 | 20.69 |
| United Continental Holdings In cmn | 0.80 | NEW | 60000 | 19.50 | 0.00 | |
| DOW | Dow Chemical Company | 0.79 | -48.00% | 39552 | 28.95 | 35.82 |
| UDR | UDR | 0.78 | -45.00% | 45678 | 24.83 | 26.48 |
| Dole Food Co Inc cmn | 0.78 | NEW | 81000 | 14.02 | 0.00 | |
| PFE | Pfizer | 0.76 | NEW | 44622 | 24.85 | 28.96 |
| AVB | AvalonBay Communities | 0.75 | -44.00% | 8027 | 135.92 | 139.78 |
| DF | Dean Foods Company | 0.74 | NEW | 66133 | 16.35 | 20.95 |
| GDX | Market Vectors Gold Miners ETF | 0.73 | -41.00% | 19911 | 53.69 | 26.38 |
| CPB | Campbell Soup Company | 0.72 | -57.00% | 30284 | 34.84 | 47.63 |
| TIE | Titanium Metals Corporation | 0.72 | NEW | 81690 | 12.83 | 0.00 |
| JPM | JPMorgan Chase & Co. | 0.68 | -39.00% | 24284 | 40.48 | 52.30 |
| X | United States Steel Corporation | 0.68 | -44.00% | 51744 | 19.06 | 18.32 |
| PSA | Public Storage | 0.64 | 6650 | 139.10 | 167.45 | |
| BBY | Best Buy | 0.62 | NEW | 52809 | 17.21 | 26.59 |
| TAP | Molson Coors Brewing Company | 0.61 | -55.00% | 19842 | 45.06 | 53.32 |
| TGT | Target Corporation | 0.58 | NEW | 13262 | 63.49 | 71.06 |
| HNZ | H.J. Heinz Company | 0.58 | -48.00% | 14987 | 55.98 | 72.42 |
| GT | Goodyear Tire & Rubber Company | 0.55 | NEW | 65891 | 12.20 | 14.74 |
| Molycorp Inc cmn | 0.36 | NEW | 45000 | 11.51 | 0.00 | |
| * Barrick Gold | 0.35 | NEW | 12314 | 41.74 | 0.00 | |
| Caesars Entertainment Corp C mn | 0.35 | NEW | 75000 | 6.80 | 0.00 | |
| Fusion-io Inc cmn | 0.31 | NEW | 15000 | 30.27 | 0.00 | |
| Molycorp, Inc. pfd conv ser a | 0.27 | 8761 | 44.86 | 0.00 | ||
| NLY | Annaly Capital Management | 0.23 | -34.00% | 19901 | 16.83 | 15.01 |
| Barclays Bk Plc call | 0.23 | NEW | 37500 | 9.01 | 0.00 | |
| Chesapeake Enrgy Cvt Ppd 4.50 cv pfd | 0.22 | NEW | 3888 | 81.53 | 0.00 | |
| HOT | Starwood Hotels & Resorts Worldwide | 0.19 | 4860 | 58.02 | 67.49 | |
| Novagold Res Inc call | 0.19 | NEW | 50500 | 5.60 | 0.00 | |
| PAA | Plains All American Pipeline | 0.18 | NEW | 2921 | 88.33 | 57.98 |
| BTU | Peabody Energy Corporation | 0.17 | -88.00% | 10924 | 22.24 | 20.21 |
| NS | NuStar Energy | 0.16 | NEW | 4658 | 50.88 | 49.66 |
| STWD | Starwood Property Trust | 0.15 | -36.00% | 9090 | 23.32 | 27.41 |
| Bridgepoint Education Inc cmn | 0.14 | NEW | 20000 | 10.15 | 0.00 | |
| CYTX | Cytori Therapeutics | 0.12 | NEW | 38400 | 4.40 | 2.63 |
| Proshs Ultrashrt S&p500 Prosha etf | 0.12 | NEW | 12400 | 13.63 | 0.00 | |
| WFR | MEMC Electronic Materials | 0.11 | -36.00% | 59890 | 2.76 | 6.53 |
| ELN | Elan Corporation | 0.09 | NEW | 11797 | 10.68 | 11.67 |
| HGT | Hugoton Royalty Trust | 0.07 | -33.00% | 16163 | 6.62 | 9.07 |
| Barclays Bk Plc ipth s^p vix | 0.07 | -15.00% | 10706 | 8.97 | 0.00 | |
| Credit Suisse Nassau Brh vix sht trm ft | 0.06 | +149.00% | 56920 | 1.53 | 0.00 | |
| CYTORI THERAPEUTICS INC COMMON Stock cmn | 0.06 | NEW | 20000 | 4.40 | 0.00 | |
| Hawaiian Holdings | 0.06 | NEW | 15000 | 5.60 | 0.00 | |
| SIRI | Sirius XM Radio | 0.04 | 19895 | 2.61 | 3.50 | |
| Wendy's/arby's | 0.04 | NEW | 12049 | 4.56 | 0.00 | |
| HNSN | Hansen Medical | 0.03 | -15.00% | 21350 | 1.92 | 1.60 |
| VLNC | Valence Technology | 0.00 | 18300 | 0.00 | 0.00 |
Past 13F-HR SEC Filings for Aletheia Research and Management
- Aletheia Research and Management 2012 Q2 - filed Aug. 14, 2012
- Name Aletheia Research and Management 2012 Q1 - filed May 15, 2012
- Name Aletheia Research and Management 2011 Q4 - filed Feb. 14, 2012
- Name Aletheia Research and Management 2011 Q3 - filed Nov. 14, 2011
- Name Aletheia Research and Management 2011 Q2 - filed Aug. 15, 2011
- Name Aletheia Research and Management 2011 Q1 - filed May 16, 2011
- Name Aletheia Research and Management 2010 Q4 - filed Feb. 14, 2011