NEW YORK LIFE INVESTMENT MANAGEMENT

Latest statistics and disclosures from NEW YORK LIFE INVESTMENT MANAGEMENT's latest quarterly 13F-HR filing:

NEW YORK LIFE INVESTMENT MANAGEMENT portfolio companies for September 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
MINT PIMCO Enhanced Short Mat Str Fund ETF 8.10 +66.00% 485087 101.35 101.30
ITB iShares Dow Jones US Home Const. 7.16 +31.00% 1932061 22.49 25.79
ULQ Clyme US Cptl Mkts Mco Trm Fxd Idx 5.44 +12.00% 659122 50.16 0.00
AGG iShares Lehman Aggregate Bond 4.44 247133 109.11 110.18
BND Vanguard Total Bond Market ETF 4.44 329283 81.93 82.61
DXJ WisdomTree Japan Total Dividend Fd 3.61 -14.00% 418756 52.32 55.26
Global X Fds glb x ftse nor 3.61 833870 26.31 0.00
Powershares Kbw Bank Etf 3.24 +51.00% 534169 36.78 0.00
VGT Vanguard Information Technology ETF 3.08 -25.00% 186720 100.08 106.36
American Tower Reit 2.99 193752 93.63 0.00
KRE SPDR KBW Regional Banking 2.75 -26.00% 440982 37.86 40.28
CIU iShares Barclays Inter Crd Bd Fund ETF) 2.42 NEW 134420 109.31 109.93
IEF iShares Lehman 7-10 Yr Treas. Bond 2.22 130271 103.62 105.79
VTI Vanguard Total Stock Market ETF 2.18 -47.00% 130706 101.24 106.80
PBP PowerShares S&P; 500 BuyWrite Portfol ETF 1.97 566003 21.18 20.72
FIRST TR EXCHANGE Traded Fd auto index fd 1.80 +3.00% 289545 37.77 0.00
IYW iShares Dow Jones US Technology 1.79 +21.00% 107654 100.76 105.82
MNA IndexIQ IQ ARB Merger Arbitrage ETF 1.71 NEW 379107 27.44 27.94
TLT iShares Barclays 20+ Yr Treas.Bond 1.67 -2.00% 87450 116.27 121.66
VTV Vanguard Value ETF 1.59 118669 81.20 84.86
IVV iShares S&P; 500 Index 1.51 +38.00% 46268 198.26 208.53
EFA iShares MSCI EAFE Index Fund 1.51 +7.00% 142750 64.12 64.26
XLF Financial Select Sector SPDR 1.29 339226 23.17 24.36
Claymore Exchange-traded Fd gugg spinoff etf 1.14 NEW 153733 45.12 0.00
Ishares Inc msci frntr 100 1.12 +30.00% 180492 37.84 0.00
JNK SPDR Barclays Capital High Yield B 1.10 +3.00% 165633 40.18 39.94
IWB iShares Russell 1000 Index 1.09 60436 109.87 115.55
IWV iShares Russell 3000 Index 1.09 56735 116.79 123.05
AFK Market Vectors Africa 1.08 +56.00% 208794 31.39 29.02
VNQ Vanguard REIT ETF 1.03 -2.00% 87200 71.85 80.11
XLV Health Care SPDR 0.97 +26.00% 91768 63.91 68.86
Proshares Tr Ii Ultrashort Ye etf 0.97 77477 75.76 0.00
HAO Claymore/AlphaShares China Small Cap ETF 0.90 208913 26.16 27.69
Wisdomtree Tr intl hedge eqt 0.89 -47.00% 93332 57.78 0.00
FXI iShares FTSE/Xinhua China 25 Index 0.83 NEW 132208 38.28 40.74
Ishares msci ukamp; 0.82 NEW 257875 19.38 0.00
EWP iShares MSCI Spain Index 0.79 123081 38.90 38.60
XHB SPDR S&P; Homebuilders 0.77 157921 29.59 33.28
XLI Industrial SPDR 0.73 82936 53.15 57.39
EUO ProShares UltraShort Euro 0.72 -59.00% 219683 19.96 20.38
Ishares Tr Phill Invstmrk 0.65 +503.00% 104232 38.06 0.00
VEA Vanguard Europe Pacific ETF 0.64 +5.00% 98117 39.75 39.85
EWM iShares MSCI Malaysia Index Fund 0.58 NEW 228077 15.40 14.95
VOX Vanguard Telecommunication Services ETF 0.58 -2.00% 40597 87.30 89.39
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 0.55 28455 118.22 119.69
FRN Claymore/BNY Mellon Frontier Markets ETF 0.54 NEW 197233 16.63 15.66
XLE Energy Select Sector SPDR 0.45 -34.00% 30037 90.62 85.74
XLY Consumer Discretionary SPDR 0.45 +12.00% 41245 66.70 70.89
ITA iShares Dow Jones US Aerospace & Def.ETF 0.42 +2.00% 23546 107.58 114.47
IGV iShares S&P; NA Tec.-SW. Idx. Fund 0.35 -2.00% 24860 86.48 92.06
Sibanye Gold 0.32 232036 8.48 0.00
Zoetis Inc Cl A 0.19 30738 36.96 0.00
Mallinckrodt Pub 0.14 NEW 9471 90.17 0.00
Wpx Energy 0.13 32937 24.05 0.00
Adt 0.13 21562 35.48 0.00
Whitewave Foods 0.13 22098 36.34 0.00
Abbvie 0.12 12883 57.75 0.00
Brookfield Ppty Partners L P unit ltd partn 0.12 NEW 35164 21.07 0.00
Phillips 66 0.11 8530 81.36 0.00
Kraft Foods 0.11 12083 56.36 0.00
Cst Brands 0.11 19422 35.94 0.00
News 0.11 40205 16.34 0.00
Murphy Usa 0.11 12177 53.05 0.00
Tripadvisor 0.10 6915 91.40 0.00
Allegion Plc equity 0.10 NEW 13118 47.64 0.00
CLX Clorox Company 0.09 5400 96.11 99.78
Science App Int'l 0.09 12603 44.20 0.00
PBCT People's United Financial 0.08 +48.00% 33200 14.46 14.85
COST Costco Wholesale Corporation 0.08 -4.00% 4000 125.25 138.87
MCD McDonald's Corporation 0.08 +12.00% 5300 94.72 96.05
WMT Wal-Mart Stores 0.08 6000 76.50 84.82
BAX Baxter International 0.08 +48.00% 6700 71.79 72.44
T AT&T; 0.08 +25.00% 14400 35.21 34.99
CSCO Cisco Systems 0.08 -2.00% 19400 25.15 27.28
HCBK Hudson City Ban 0.08 48900 9.71 9.80
KMB Kimberly-Clark Corporation 0.08 4300 107.67 113.72
PAYX Paychex 0.08 11646 44.22 47.43
SE Spectra Energy 0.08 11700 39.23 39.01
TRV Travelers Companies 0.08 5200 93.85 103.89
LH Laboratory Corp. of America Holdings 0.08 -4.00% 4700 101.70 100.71
ABC AmerisourceBergen 0.08 +85.00% 6500 77.23 90.32
CTL CenturyLink 0.08 11400 40.88 39.69
HCN Health Care REIT 0.08 7400 62.43 72.93
ALL Allstate Corporation 0.08 NEW 8100 61.36 67.58
CL Colgate-Palmolive Company 0.08 7200 65.28 68.33
SIAL Sigma-Aldrich Corporation 0.08 3500 136.00 136.60
PDCO Patterson Companies 0.08 +4.00% 12300 41.46 47.61
SRCL Stericycle 0.08 4200 116.67 128.10
SO Southern Company 0.08 11091 43.64 46.73
DLTR Dollar Tree 0.08 -3.00% 8800 56.02 66.80
AVB AvalonBay Communities 0.08 -5.00% 3300 140.91 157.13
CHRW C.H. Robinson Worldwide 0.08 -7.00% 7327 66.33 73.04
ETR Entergy Corporation 0.08 6200 77.26 81.31
HCP HCP 0.08 11800 39.75 44.02
KIM Kimco Realty Corporation 0.08 21078 21.92 25.26
OKE ONEOK 0.08 7400 65.54 57.47
MSI Motorola Solutions 0.08 +2.00% 7600 63.29 65.68
NRG NRG Energy 0.07 13300 30.45 30.58
PSA Public Storage 0.07 2734 165.69 186.59
SYY SYSCO Corporation 0.07 11700 37.95 39.74
INTC Intel Corporation 0.07 11400 34.82 36.41
VZ Verizon Communications 0.07 8200 50.00 49.86
MRO Marathon Oil Corporation 0.07 11200 37.59 32.86
MKC McCormick & Company, Incorporated 0.07 6300 66.83 73.00
SPG Simon Property 0.07 2700 164.44 180.43
Atlas Resource Partners 0.07 20572 19.44 0.00
Altisource Asset Management 0.07 585 675.21 0.00
New Residential Invt 0.07 72514 5.83 0.00
RSG Republic Services 0.06 NEW 9200 39.02 39.58
DVA DaVita 0.06 4800 73.12 75.06
PCL Plum Creek Timber 0.06 -2.00% 9000 39.00 41.71
MO Altria 0.06 7300 45.89 49.57
CI CIGNA Corporation 0.06 4100 90.73 101.90
EMC EMC Corporation 0.06 13200 29.24 29.89
DGX Quest Diagnostics Incorporated 0.06 5600 60.71 63.82
Post Holdings Inc Common 0.06 11386 33.20 0.00
Fiesta Restaurant 0.06 6864 49.68 0.00
Altisource Residential Corp cl b 0.06 14818 24.02 0.00
MTB M&T; Bank Corporation 0.05 2700 123.33 125.47
AGL AGL Resources 0.05 +300.00% 5600 51.43 0.00
UPS United Parcel Service 0.05 3000 98.33 106.84
ADP Automatic Data Processing 0.05 +6.00% 3300 83.03 84.52
SWY Safeway 0.05 NEW 9500 34.32 34.83
AAPL Apple 0.05 2800 100.71 117.60
UNH UnitedHealth 0.05 3300 86.36 98.04
K Kellogg Company 0.05 5300 61.51 64.86
Hyster Yale Materials Handling 0.05 4239 71.72 0.00
Windstream Hldgs 0.05 29100 10.79 0.00
CB Chubb Corporation 0.04 2500 91.20 102.39
XOM Exxon Mobil Corporation 0.04 2500 94.00 94.99
JNJ Johnson & Johnson 0.04 2500 106.40 107.10
ED Consolidated Edison 0.04 3800 56.58 61.65
MCHP Microchip Technology 0.04 5400 47.22 44.77
NTAP NetApp 0.04 5700 42.98 42.95
JWN Nordstrom 0.04 3700 68.38 75.76
VRSN Verisign 0.04 3900 55.13 60.05
AIV Apartment Investment and Management 0.04 7500 31.87 36.98
BMS Bemis Company 0.04 6100 38.03 39.73
EQR Equity Residential 0.04 3700 61.62 70.04
BDX Becton, Dickinson and 0.04 2100 113.81 134.73
GIS General Mills 0.04 4400 50.45 51.89
MMC Marsh & McLennan Companies 0.04 5000 52.40 56.38
TGT Target Corporation 0.04 3900 62.56 72.12
HSY Hershey Company 0.04 2300 95.22 97.44
CAG ConAgra Foods 0.04 7200 33.06 35.51
HRL Hormel Foods Corporation 0.04 -4.00% 4800 51.46 51.92
Rouse Pptys 0.04 14812 16.20 0.00
Liberty Media 0.04 5418 47.25 0.00
NU Northeast Utilities System 0.03 3800 44.21 49.63
PGR Progressive Corporation 0.03 +300.00% 7600 25.26 27.14
CCI Crown Castle International 0.03 -13.00% 2500 80.40 82.38
CVX Chevron Corporation 0.03 1500 119.33 116.15
TE TECO Energy 0.03 11800 17.37 19.70
CINF Cincinnati Financial Corporation 0.03 3400 47.06 50.46
CPB Campbell Soup Company 0.03 3700 42.70 44.64
MCK McKesson Corporation 0.03 800 195.00 208.91
PX Praxair 0.03 1600 128.75 129.06
TMK Torchmark Corporation 0.03 +50.00% 3450 52.46 53.89
XEL Xcel Energy 0.03 5000 30.40 33.45
SJM J.M. Smucker Company 0.03 2000 99.00 101.17
SWN Southwestern Energy Company 0.03 -24.00% 4400 35.00 32.93
DTE DTE Energy Company 0.03 -16.00% 2600 76.15 80.39
POM Pepco Holdings 0.03 +120.00% 7700 26.75 27.45
SCG SCANA Corporation 0.03 4200 49.52 56.36
Silver Bay Rlty Tr 0.03 9939 16.20 0.00
Ftd Cos 0.03 4807 34.12 0.00
EXPD Expeditors International of Washington 0.02 3500 40.57 45.45
IPG Interpublic Group of Companies 0.02 7584 18.33 20.18
COP ConocoPhillips 0.02 1500 76.67 71.73
PM Philip Morris International 0.02 1100 83.64 86.48
SYK Stryker Corporation 0.02 1600 80.62 92.02
WLP WellPoint 0.02 1000 120.00 126.72
QCOM QUALCOMM 0.02 +5.00% 1800 75.00 72.06
DPS Dr Pepper Snapple 0.02 2200 64.09 73.26
VAR Varian Medical Systems 0.02 1500 80.00 89.00
HUM Humana 0.02 -68.00% 900 130.00 138.40
INTU Intuit 0.02 1200 87.50 92.28
PNW Pinnacle West Capital Corporation 0.02 2400 54.58 62.33
Express Scripts Holding 0.02 1300 70.77 0.00
Engility Hldgs 0.02 4462 31.15 0.00
Prothena 0.02 NEW 5427 22.11 0.00
Era 0.02 5205 21.71 0.00
USB U.S. Ban 0.01 1400 42.14 44.17
CAH Cardinal Health 0.01 1100 74.55 80.98
XRAY DENTSPLY International 0.01 1700 45.88 54.43
PETM PetSmart 0.01 900 70.00 78.22
ARG Airgas 0.01 500 110.00 116.75
HPQ Hewlett-Packard Company 0.01 1100 35.45 38.17
PG Procter & Gamble Company 0.01 900 83.33 88.59
BXP Boston Properties 0.01 700 115.71 128.54
Powershares Etf Tr Ii s^p500 low vol 0.01 -33.00% 1249 35.23 0.00
Straight Path Communic Cl B 0.01 3059 15.69 0.00
OXY Occidental Petroleum Corporation 0.00 300 96.67 86.64
APH Amphenol Corporation 0.00 NEW 100 100.00 52.61
EIX Edison International 0.00 200 55.00 62.40
DNR Denbury Resources 0.00 -96.00% 900 15.56 9.97
Novacopper 0.00 14342 0.91 0.00
Harvard Apparatus Regener Te 0.00 1810 8.29 0.00