OZ Management
Latest statistics and disclosures from OZ Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are AAPL, XOM, GOOG, Canadian Pacific Railway, AIG. These five stock positions account for 10.72% of OZ Management's total stock portfolio.
- Added to shares of Liberty Media (+$326.18M), BA (+$245.63M), TWX (+$237.57M), PXP (+$199.68M), CCI (+$178.37M), CBS (+$164.52M), Ingersoll-rand Co Ltd-cl A (+$155.95M), BUD (+$141.98M), AET (+$139.77M), CMCSA (+$135.19M).
- Started new stock positions in SKM, CCL, VLO, STZ, BUD, CLF, DF, Abbvie, TSM, HOLX, BMC, IPG, AMKR, ARNA, NUE, STR, USNA, VOD, CHU, MOH, TTM, CWH, GTI, TSLA, ZOLT, CHRW, DRI, HAS, VRA, FST, IPGP, NUAN, LCC, LRCX, SNY, WPZ, EXPD, CTRP, WYNN, CX, BYD, LUV, HRB, LINE, HLS, ALU, PCG, FNFG, PHH, SWY, SWK, SD, FOE, SPPI, FMCN.
- Reduced shares in these stocks: JNJ (-$231.64M), T (-$217.26M), XOM (-$171.99M), AIG (-$167.33M), MPEL (-$163.43M), GE (-$153.50M), SPY (-$152.89M), Hillshire Brands (-$134.11M), WFC (-$131.56M), Sensata Technologies Hldg Bv (-$125.72M).
- Sold out of its positions in ATVI, Allison Transmission Hldngs I, ANR, American Rlty Cap Tr, Amgen Inc note 0.375% 2/0, AMAT, BIDU, BSBR, BLT,
- As of March 31, 2013, OZ Management has $26.91B in assets under management (AUM). Assets under management grew from a total value of $25.66B to $26.91B.
- Independent of market fluctuations, OZ Management was a net seller by $710.38M worth of stocks in the most recent quarter.
OZ Management portfolio companies for quarter ending March 2013
| Ticker | Name | Portfolio Weight | Change | Share Count | Price | Last Trade |
|---|---|---|---|---|---|---|
| AAPL | Apple | 3.29 | -9.00% | 2001272 | 442.67 | 444.44 |
| XOM | Exxon Mobil Corporation | 1.99 | -24.00% | 5949800 | 90.11 | 91.44 |
| GOOG | 1.88 | +5.00% | 636327 | 794.14 | 873.95 | |
| Canadian Pacific Railway | 1.79 | 3694538 | 130.47 | 0.00 | ||
| AIG | American International | 1.77 | -26.00% | 12257408 | 38.82 | 44.36 |
| AET | Aetna | 1.48 | +54.00% | 7790386 | 51.13 | 59.51 |
| CCI | Crown Castle International | 1.37 | +93.00% | 5309516 | 69.65 | 72.98 |
| EQIX | Equinix | 1.35 | -13.00% | 1685341 | 216.31 | 213.22 |
| Citi | 1.32 | +9.00% | 8021818 | 44.24 | 0.00 | |
| BA | Boeing Company | 1.29 | +241.00% | 4048103 | 85.84 | 99.99 |
| IBM | International Business Machines | 1.27 | -9.00% | 1607300 | 213.30 | 205.69 |
| Mondelez Int | 1.26 | -21.00% | 11077749 | 30.62 | 0.00 | |
| MSFT | Microsoft Corporation | 1.25 | +15.00% | 11762045 | 28.60 | 34.16 |
| PG | Procter & Gamble Company | 1.25 | -8.00% | 4372398 | 77.06 | 81.75 |
| Liberty Media | 1.21 | NEW | 2921957 | 111.63 | 0.00 | |
| NWSA | News Corporation | 1.18 | -6.00% | 10409168 | 30.51 | 33.05 |
| TWX | Time Warner | 1.17 | +302.00% | 5484403 | 57.62 | 59.81 |
| CVX | Chevron Corporation | 1.10 | -24.00% | 2498400 | 118.82 | 124.56 |
| MCK | McKesson Corporation | 1.07 | +87.00% | 2673005 | 107.96 | 116.69 |
| DG | Dollar General | 1.06 | +41.00% | 5634118 | 50.58 | 54.30 |
| JPM | JPMorgan Chase & Co. | 1.05 | -9.00% | 5932233 | 47.46 | 52.97 |
| JNJ | Johnson & Johnson | 0.96 | -47.00% | 3173000 | 81.53 | 86.61 |
| PFE | Pfizer | 0.95 | -28.00% | 8863977 | 28.87 | 28.98 |
| T | AT&T; | 0.94 | -46.00% | 6860168 | 36.69 | 36.62 |
| GE | General Electric Company | 0.93 | -38.00% | 10815496 | 23.13 | 23.55 |
| BRK.B | Berkshire Hathaway | 0.89 | -28.00% | 2288000 | 104.20 | 0.00 |
| LIFE | Life Technologies | 0.83 | +144.00% | 3468522 | 64.63 | 73.84 |
| CBS | CBS Corporation | 0.78 | +354.00% | 4518759 | 46.69 | 50.49 |
| MS | Morgan Stanley | 0.78 | +112.00% | 9508198 | 21.98 | 24.07 |
| PM | Philip Morris International | 0.78 | -25.00% | 2275000 | 92.71 | 93.87 |
| PXP | Plains Exploration & Production Company | 0.78 | +1775.00% | 4443396 | 47.47 | 48.98 |
| AMZN | Amazon | 0.76 | +9.00% | 762662 | 266.49 | 259.20 |
| BEAV | BE Aerospace | 0.75 | +19.00% | 3336686 | 60.28 | 62.05 |
| CNP | CenterPoint Energy | 0.72 | -25.00% | 8069556 | 23.96 | 23.57 |
| DFS | Discover Financial Services | 0.69 | +36.00% | 4114936 | 44.84 | 47.32 |
| LVS | Las Vegas Sands | 0.69 | +123.00% | 3286606 | 56.35 | 57.16 |
| PEP | Pepsi | 0.67 | -22.00% | 2276400 | 79.11 | 82.54 |
| WFC | Wells Fargo & Company | 0.66 | -42.00% | 4788503 | 36.99 | 39.99 |
| TDG | TransDigm Group Incorporated | 0.65 | +77.00% | 1143814 | 152.92 | 146.72 |
| WMT | Wal-Mart Stores | 0.63 | -29.00% | 2264484 | 74.83 | 77.09 |
| BAC | Bank of America Corporation | 0.62 | -34.00% | 13669779 | 12.19 | 13.18 |
| CI | CIGNA Corporation | 0.62 | +46.00% | 2666964 | 62.37 | 67.00 |
| ORCL | Oracle Corporation | 0.62 | +12.00% | 5161049 | 32.33 | 33.70 |
| HD | Home Depot | 0.61 | -33.00% | 2361800 | 69.78 | 78.63 |
| DIS | Walt Disney Company | 0.61 | -16.00% | 2886600 | 56.80 | 64.50 |
| PPG | PPG Industries | 0.61 | +186.00% | 1219508 | 133.94 | 155.57 |
| VZ | Verizon Communications | 0.60 | -41.00% | 3308100 | 49.15 | 51.38 |
| QCOM | QUALCOMM | 0.60 | -19.00% | 2390414 | 67.00 | 63.79 |
| Holdings Inc Note 5.25 | 0.60 | +21.00% | 59468000 | 2.72 | 0.00 | |
| MCD | McDonald's Corporation | 0.58 | -13.00% | 1564100 | 99.69 | 100.14 |
| Ingersoll-rand Co Ltd-cl A | 0.58 | NEW | 2834927 | 55.01 | 0.00 | |
| FLT | FleetCor Technologies | 0.58 | +630.00% | 2018624 | 76.67 | 81.52 |
| KO | Coca-Cola Company | 0.57 | -37.00% | 3770500 | 40.44 | 41.79 |
| PCLN | priceline.com Incorporated | 0.57 | -7.00% | 222030 | 688.14 | 801.67 |
| Nielsen Holdings Nv | 0.57 | +31.00% | 4313876 | 35.82 | 0.00 | |
| Phillips 66 | 0.57 | +443.00% | 2210609 | 69.97 | 0.00 | |
| V | Visa | 0.55 | -31.00% | 875800 | 169.84 | 180.25 |
| ROC | Rockwood Holdings | 0.55 | +73.00% | 2273020 | 65.44 | 66.81 |
| Ual Corp note 6.000%10/1 | 0.54 | +2.00% | 38690000 | 3.73 | 0.00 | |
| GS | Goldman Sachs | 0.53 | -7.00% | 964864 | 147.16 | 156.66 |
| BUD | Anheuser-Busch InBev NV | 0.53 | NEW | 1426177 | 99.55 | 95.27 |
| CMCSA | Comcast Corporation | 0.52 | +2594.00% | 3344500 | 41.98 | 41.38 |
| D R Horton Inc note 2.000% 5/1 | 0.52 | +14.00% | 74374000 | 1.89 | 0.00 | |
| Tyco International Ltd S hs | 0.52 | -28.00% | 4358912 | 32.00 | 0.00 | |
| BP | BP | 0.51 | -8.00% | 3248177 | 42.36 | 43.39 |
| UTX | United Technologies Corporation | 0.51 | 1468500 | 93.43 | 94.64 | |
| EMN | Eastman Chemical Company | 0.50 | +41.00% | 1937141 | 69.87 | 70.98 |
| SLB | Schlumberger | 0.50 | -10.00% | 1807950 | 74.89 | 73.80 |
| ETE | Energy Transfer Equity | 0.50 | +5.00% | 2301908 | 58.48 | 59.17 |
| GRA | W.R. Grace & Co. | 0.49 | +39.00% | 1708011 | 77.51 | 79.15 |
| Mylan Inc note 3.750% 9/1 | 0.49 | 59500000 | 2.22 | 0.00 | ||
| Express Scripts Holding | 0.49 | -29.00% | 2294558 | 57.62 | 0.00 | |
| INTC | Intel Corporation | 0.46 | -28.00% | 5691800 | 21.83 | 23.68 |
| AMGN | Amgen | 0.46 | +541.00% | 1210100 | 102.51 | 105.29 |
| MA | MasterCard Incorporated | 0.44 | -21.00% | 219500 | 541.13 | 570.79 |
| SPY | SPDR S&P; 500 ETF | 0.44 | -56.00% | 750000 | 156.67 | 164.51 |
| WM | Waste Management | 0.43 | -9.00% | 2976413 | 39.21 | 42.28 |
| DELL | Dell | 0.43 | +235.00% | 8160427 | 14.33 | 13.37 |
| UNP | Union Pacific Corporation | 0.42 | -18.00% | 785000 | 142.41 | 156.06 |
| CSCO | Cisco Systems | 0.41 | -10.00% | 5325500 | 20.90 | 23.48 |
| MET | MetLife | 0.41 | +150.00% | 2913480 | 38.02 | 41.61 |
| Coca-cola Enterprises | 0.40 | -9.00% | 2897384 | 36.92 | 0.00 | |
| AXP | American Express Company | 0.39 | -19.00% | 1559035 | 67.46 | 74.26 |
| COP | ConocoPhillips | 0.39 | -33.00% | 1723700 | 61.12 | 62.46 |
| CELG | Celgene Corporation | 0.39 | +18.00% | 903700 | 115.91 | 122.45 |
| MMM | 3M Company | 0.37 | -20.00% | 948353 | 106.31 | 109.88 |
| OXY | Occidental Petroleum Corporation | 0.36 | -2.00% | 1247700 | 78.37 | 90.43 |
| UPS | United Parcel Service | 0.35 | -31.00% | 1095100 | 85.90 | 86.77 |
| UNH | UnitedHealth | 0.35 | -45.00% | 1660566 | 57.21 | 62.18 |
| EBAY | eBay | 0.34 | -40.00% | 1673500 | 54.22 | 54.05 |
| MRK | Merck & Co | 0.34 | -56.00% | 2096600 | 44.20 | 46.70 |
| YHOO | Yahoo! | 0.34 | -18.00% | 3914018 | 23.53 | 26.31 |
| MON | Monsanto Company | 0.33 | -10.00% | 840800 | 105.63 | 104.41 |
| HON | Honeywell International | 0.33 | 1182000 | 75.35 | 78.82 | |
| CAT | Caterpillar | 0.32 | -18.00% | 999956 | 86.97 | 85.97 |
| STZ | Constellation Brands | 0.32 | NEW | 1801055 | 47.64 | 52.41 |
| ETP | Energy Transfer Partners | 0.32 | +13.00% | 1704854 | 50.69 | 51.19 |
| Realogy Hldgs | 0.32 | -16.00% | 1769297 | 48.84 | 0.00 | |
| USB | U.S. Ban | 0.31 | -25.00% | 2475337 | 33.93 | 35.37 |
| MHP | McGraw-Hill Companies | 0.30 | +1292.00% | 1567621 | 52.06 | 0.00 |
| MO | Altria | 0.30 | -41.00% | 2385600 | 34.39 | 36.75 |
| APC | Anadarko Petroleum Corporation | 0.30 | +15.00% | 938200 | 87.45 | 88.50 |
| HPQ | Hewlett-Packard Company | 0.30 | -10.00% | 3347500 | 23.83 | 24.45 |
| COST | Costco Wholesale Corporation | 0.29 | -18.00% | 725600 | 106.11 | 114.27 |
| DOW | Dow Chemical Company | 0.29 | +47.00% | 2460263 | 31.84 | 34.88 |
| CVS | CVS Caremark Corporation | 0.29 | -39.00% | 1439100 | 54.99 | 58.49 |
| FDX | FedEx Corporation | 0.28 | +32.00% | 754190 | 98.19 | 98.00 |
| ABT | Abbott Laboratories | 0.28 | -34.00% | 1590600 | 47.99 | 37.36 |
| SPG | Simon Property | 0.28 | -19.00% | 472084 | 158.58 | 173.45 |
| Gilead Sciences conv | 0.28 | NEW | 34695000 | 2.17 | 0.00 | |
| BMY | Bristol Myers Squibb | 0.27 | -8.00% | 1751300 | 41.19 | 46.68 |
| GILD | Gilead Sciences | 0.27 | -27.00% | 1457400 | 48.94 | 55.71 |
| SBUX | Starbucks Corporation | 0.27 | -9.00% | 1254831 | 56.95 | 63.00 |
| E M C Corp Mass note 1.750%12/0 | 0.26 | -93.00% | 46287000 | 1.49 | 0.00 | |
| TSM | Taiwan Semiconductor Mfg | 0.26 | NEW | 4000000 | 17.19 | 18.79 |
| PX | Praxair | 0.26 | +120.00% | 618594 | 111.54 | 115.50 |
| BIIB | Biogen Idec | 0.26 | -16.00% | 362700 | 192.62 | 231.64 |
| Zoetis Inc Cl A | 0.26 | NEW | 2130360 | 33.40 | 0.00 | |
| FMCN | Focus Media Holding | 0.25 | NEW | 2487308 | 26.81 | 27.42 |
| LLY | Eli Lilly & Co. | 0.25 | 1178704 | 56.79 | 54.01 | |
| DE | Deere & Company | 0.25 | -7.00% | 774609 | 85.98 | 86.07 |
| NKE | NIKE | 0.25 | 1138200 | 59.01 | 62.31 | |
| TGT | Target Corporation | 0.25 | -29.00% | 971100 | 68.45 | 69.14 |
| EXC | Exelon Corporation | 0.25 | +18.00% | 1978300 | 34.48 | 34.46 |
| EMC | EMC Corporation | 0.25 | -9.00% | 2837211 | 23.89 | 23.47 |
| Gilead Sciences conv | 0.25 | -90.00% | 30434000 | 2.17 | 0.00 | |
| CL | Colgate-Palmolive Company | 0.24 | -35.00% | 537687 | 118.03 | 60.58 |
| HAL | Halliburton Company | 0.24 | -3.00% | 1630327 | 40.41 | 42.78 |
| WAG | Walgreen Company | 0.24 | +13.00% | 1376900 | 47.68 | 50.25 |
| EOG | EOG Resources | 0.24 | -2.00% | 498000 | 128.07 | 129.81 |
| Virgin Media Inc note 6.500%11/1 | 0.23 | +37.00% | 23300000 | 2.62 | 0.00 | |
| KMB | Kimberly-Clark Corporation | 0.23 | -3.00% | 630200 | 97.98 | 102.67 |
| Accenture | 0.23 | -14.00% | 817741 | 75.97 | 0.00 | |
| Standard Pacific Corp cnv | 0.23 | 47658000 | 1.29 | 0.00 | ||
| PNC | PNC Financial Services | 0.22 | -25.00% | 910384 | 66.50 | 70.36 |
| HRB | H&R; Block | 0.22 | NEW | 1988326 | 29.42 | 28.85 |
| DD | E.I. du Pont de Nemours & Company | 0.22 | -9.00% | 1177845 | 49.16 | 54.78 |
| F | Ford Motor Company | 0.22 | -38.00% | 4501800 | 13.15 | 14.67 |
| FCX | Freeport-McMoRan Copper & Gold | 0.22 | +3.00% | 1780576 | 33.10 | 30.52 |
| HAS | Hasbro | 0.21 | NEW | 1275900 | 43.94 | 46.49 |
| Omnicare Inc dbcv 3.250%12/1 | 0.21 | 56052000 | 1.01 | 0.00 | ||
| APA | Apache Corporation | 0.21 | 726007 | 77.16 | 81.45 | |
| MDT | Medtronic | 0.21 | -15.00% | 1223500 | 46.96 | 51.26 |
| EMR | Emerson Electric | 0.21 | +11.00% | 989317 | 55.87 | 56.61 |
| CRM | salesforce | 0.21 | +43.00% | 308800 | 178.83 | 42.38 |
| Alcoa Inc debt | 0.21 | +1764.00% | 41575000 | 1.38 | 0.00 | |
| Kinder Morgan Inc/delaware Wts | 0.21 | +2.00% | 10813075 | 5.14 | 0.00 | |
| Alliance Data Systems Corp note 1.750% 8/0 | 0.20 | NEW | 27500000 | 2.00 | 0.00 | |
| BAX | Baxter International | 0.20 | -6.00% | 733900 | 72.64 | 71.61 |
| YUM | Yum! Brands | 0.20 | -6.00% | 739700 | 71.94 | 68.70 |
| COF | Capital One Financial | 0.20 | -13.00% | 956926 | 54.95 | 60.56 |
| LOW | Lowe's Companies | 0.20 | -4.00% | 1437000 | 37.92 | 42.28 |
| MPEL | Melco Crown Entertainment | 0.19 | -76.00% | 2208599 | 23.35 | 23.26 |
| NOV | National-Oilwell Var | 0.19 | -11.00% | 706000 | 70.75 | 69.26 |
| TXN | Texas Instruments Incorporated | 0.19 | -14.00% | 1476500 | 35.48 | 35.73 |
| WMB | Williams Companies | 0.19 | +29.00% | 1371900 | 37.44 | 36.70 |
| WYNN | Wynn Resorts | 0.19 | NEW | 399200 | 125.16 | 136.94 |
| CWH | CommonWealth REIT | 0.19 | NEW | 2302054 | 22.44 | 20.29 |
| GILD | Gilead Sciences | 0.18 | -27.00% | 998900 | 48.94 | 55.71 |
| PRU | Prudential Financial | 0.18 | +6.00% | 826807 | 58.99 | 65.80 |
| PCP | Precision Castparts | 0.18 | +35.00% | 254117 | 189.50 | 207.93 |
| CTRP | Ctrip.com International | 0.18 | NEW | 2311390 | 21.38 | 31.73 |
| DF | Dean Foods Company | 0.17 | NEW | 2505063 | 18.13 | 9.90 |
| Research In Motion | 0.17 | -34.00% | 3147800 | 14.45 | 0.00 | |
| Oge Energy | 0.17 | NEW | 649081 | 69.98 | 0.00 | |
| Directv | 0.17 | -31.00% | 822700 | 56.59 | 0.00 | |
| STT | State Street Corporation | 0.16 | 721765 | 59.09 | 64.42 | |
| DVN | Devon Energy Corporation | 0.16 | +6.00% | 772273 | 56.42 | 57.41 |
| TRV | Travelers Companies | 0.16 | -8.00% | 508151 | 84.19 | 82.94 |
| Industries N shs - a - | 0.16 | +412.00% | 667976 | 63.29 | 0.00 | |
| D | Dominion Resources | 0.15 | +9.00% | 702300 | 58.18 | 58.15 |
| AVP | Avon Products | 0.15 | -21.00% | 1894700 | 20.73 | 23.55 |
| PSA | Public Storage | 0.15 | +82.00% | 268100 | 152.50 | 160.46 |
| AFL | AFLAC Incorporated | 0.15 | -8.00% | 780347 | 52.02 | 54.55 |
| PCS | MetroPCS Communications | 0.15 | +539.00% | 3707400 | 10.90 | 11.69 |
| Covidien | 0.15 | -70.00% | 590000 | 67.84 | 0.00 | |
| HCA HOLDINGS | 0.15 | NEW | 999229 | 40.63 | 0.00 | |
| HOLX | Hologic | 0.14 | NEW | 1692468 | 22.60 | 20.21 |
| LMT | Lockheed Martin Corporation | 0.14 | -7.00% | 391500 | 96.52 | 105.77 |
| GIS | General Mills | 0.14 | -9.00% | 771200 | 49.31 | 48.50 |
| DHR | Danaher Corporation | 0.14 | -29.00% | 605100 | 62.15 | 61.90 |
| Herbalife Ltd Com Stk | 0.14 | +5064.00% | 1002000 | 37.45 | 0.00 | |
| Beam | 0.14 | 580420 | 63.54 | 0.00 | ||
| Ryland Group note | 0.14 | +15.00% | 25692000 | 1.48 | 0.00 | |
| CB | Chubb Corporation | 0.13 | -28.00% | 397094 | 87.56 | 87.28 |
| BLK | BlackRock | 0.13 | +18.00% | 135200 | 256.87 | 281.37 |
| VIA.B | Via | 0.13 | -11.00% | 568144 | 61.48 | 0.00 |
| NEM | Newmont Mining Corporation | 0.13 | -17.00% | 817462 | 41.89 | 32.22 |
| TMO | Thermo Fisher Scientific | 0.13 | +74.00% | 454700 | 76.49 | 86.12 |
| TJX | TJX Companies | 0.13 | -34.00% | 767236 | 46.75 | 50.47 |
| Duke Energy | 0.13 | -53.00% | 495292 | 72.59 | 0.00 | |
| Meritage Homes Corp conv | 0.13 | 32000000 | 1.13 | 0.00 | ||
| TWC | Time Warner Cable | 0.12 | +18.00% | 335021 | 96.06 | 95.46 |
| NSC | Norfolk Southern | 0.12 | +22.00% | 435300 | 77.08 | 77.27 |
| Liberty Media 4.000 11/15/29 deb 4.000% | 0.12 | -11.00% | 45224000 | 0.70 | 0.00 | |
| ITW | Illinois Tool Works | 0.12 | -35.00% | 546572 | 60.93 | 69.81 |
| GD | General Dynamics Corporation | 0.12 | +12.00% | 475600 | 70.51 | 76.72 |
| MRO | Marathon Oil Corporation | 0.12 | -4.00% | 922900 | 33.72 | 35.00 |
| BKD | Brookdale Senior Living | 0.12 | -55.00% | 1136471 | 27.88 | 28.67 |
| Hldgs | 0.12 | 1000000 | 32.01 | 0.00 | ||
| CTSH | Cognizant Technology Solutions | 0.11 | +18.00% | 390568 | 76.64 | 63.48 |
| Symantec Corp note 1.000% 6/1 | 0.11 | NEW | 23500000 | 1.29 | 0.00 | |
| ADP | Automatic Data Processing | 0.11 | -16.00% | 436600 | 65.03 | 69.75 |
| AGN | Allergan | 0.11 | +95.00% | 260913 | 111.62 | 97.79 |
| ISRG | Intuitive Surgical | 0.11 | -15.00% | 62964 | 491.16 | 502.00 |
| Nextera Energy | 0.11 | -40.00% | 373200 | 77.68 | 0.00 | |
| SO | Southern Company | 0.11 | -59.00% | 620248 | 46.92 | 45.12 |
| CHRW | C.H. Robinson Worldwide | 0.11 | NEW | 498600 | 59.47 | 58.46 |
| DAL | Delta Air Lines | 0.11 | 1750000 | 16.51 | 18.62 | |
| American Tower Reit | 0.11 | +58.00% | 380297 | 76.92 | 0.00 | |
| Eaton | 0.11 | +155.00% | 483832 | 61.25 | 0.00 | |
| PBR | Petroleo Brasileiro SA | 0.10 | -59.00% | 1549416 | 16.57 | 18.09 |
| NLY | Annaly Capital Management | 0.10 | -7.00% | 1660000 | 15.89 | 14.31 |
| Ace Limited Cmn | 0.10 | +38.00% | 309706 | 88.97 | 0.00 | |
| NUE | Nucor Corporation | 0.10 | NEW | 568500 | 46.15 | 45.42 |
| SWK | Stanley Black & Decker | 0.10 | NEW | 341930 | 80.97 | 78.67 |
| RYAAY | Ryanair Holdings | 0.10 | +68.00% | 643752 | 41.78 | 47.25 |
| GLD | SPDR Gold Trust | 0.10 | -36.00% | 171339 | 154.47 | 134.21 |
| WPZ | Williams Partners | 0.10 | NEW | 540716 | 51.80 | 52.00 |
| United States Stl Corp New note 4.000% 5/1 | 0.10 | 25000000 | 1.04 | 0.00 | ||
| Radian Group Inc note 3.000%11/1 | 0.10 | NEW | 22500000 | 1.21 | 0.00 | |
| Spirit Realty Capital | 0.10 | 1445046 | 19.00 | 0.00 | ||
| Liberty Media Corp New deb 3.125% 3/3 | 0.09 | -54.00% | 14304000 | 1.63 | 0.00 | |
| JCP | J.C. Penney Company | 0.09 | -2.00% | 1670270 | 15.11 | 19.16 |
| Phh Corp note 4.000% 9/0 | 0.09 | -41.00% | 22200000 | 1.14 | 0.00 | |
| Marathon Petroleum | 0.09 | +671.00% | 277100 | 89.60 | 0.00 | |
| COH | Coach | 0.08 | +81.00% | 404490 | 49.99 | 57.49 |
| VLO | Valero Energy Corporation | 0.08 | NEW | 467400 | 45.52 | 39.72 |
| AEP | American Electric Power Company | 0.08 | -32.00% | 454900 | 48.63 | 48.18 |
| HCP | HCP | 0.08 | +136.00% | 447700 | 49.86 | 50.98 |
| IOC | InterOil Corporation | 0.08 | +125.00% | 273300 | 76.12 | 94.10 |
| Sanofi Aventis Wi Conval Rt | 0.08 | 11559529 | 1.79 | 0.00 | ||
| Prologis Inc Cvt 2.625 05-15-3 convert | 0.08 | 20400000 | 1.00 | 0.00 | ||
| BK | Bank of New York Mellon Corporation | 0.07 | -58.00% | 629299 | 28.02 | 29.40 |
| CSX | CSX Corporation | 0.07 | -54.00% | 815320 | 24.67 | 25.23 |
| JCI | Johnson Controls | 0.07 | -22.00% | 537700 | 35.07 | 36.72 |
| GT | Goodyear Tire & Rubber Company | 0.07 | +30.00% | 1585319 | 12.61 | 14.31 |
| PCG | PG&E; Corporation | 0.07 | NEW | 400000 | 44.53 | 45.95 |
| Westport Innovations | 0.07 | +92.00% | 613500 | 29.52 | 0.00 | |
| TDSC | 3D Systems Corporation | 0.07 | +476.00% | 542907 | 32.24 | 0.00 |
| Hillshire Brands | 0.07 | -88.00% | 502150 | 35.16 | 0.00 | |
| Abbvie | 0.07 | NEW | 457700 | 40.78 | 0.00 | |
| Hartford Finl Svcs Group Inc dep conv pfd | 0.06 | NEW | 648140 | 23.76 | 0.00 | |
| BMC | BMC Software | 0.06 | NEW | 350650 | 46.33 | 45.48 |
| SVU | SUPERVALU | 0.06 | +141.00% | 2965015 | 5.04 | 6.36 |
| CTL | CenturyLink | 0.06 | -37.00% | 474867 | 35.13 | 37.16 |
| ALL | Allstate Corporation | 0.06 | +408.00% | 330786 | 49.07 | 48.24 |
| BBT | BB&T; Corporation | 0.06 | -61.00% | 479551 | 31.39 | 32.51 |
| VOD | Vodafone | 0.06 | NEW | 572700 | 28.40 | 29.45 |
| WLP | WellPoint | 0.06 | -37.00% | 245571 | 66.23 | 76.78 |
| CLWR | Clearwire Corporation | 0.06 | -34.00% | 5109482 | 3.24 | 3.40 |
| Thomson Reuters | 0.06 | NEW | 498000 | 32.48 | 0.00 | |
| Michael Kors Holdings Ltd shs | 0.06 | -71.00% | 307785 | 56.77 | 0.00 | |
| Kraft Foods | 0.06 | +45.00% | 309600 | 51.53 | 0.00 | |
| NFLX | Netflix | 0.05 | -82.00% | 70200 | 189.28 | 224.97 |
| GME | GameStop | 0.05 | +503.00% | 498600 | 27.97 | 33.98 |
| IPGP | IPG Photonics Corporation | 0.05 | NEW | 207923 | 66.41 | 55.54 |
| STR | Questar Corporation | 0.05 | NEW | 510061 | 24.33 | 24.48 |
| ASCA | Ameristar Casinos | 0.05 | -42.00% | 491487 | 26.22 | 26.41 |
| MGM | MGM Resorts International. | 0.05 | +13.00% | 982200 | 13.15 | 14.94 |
| General Mtrs Co *w exp 07/10/201 | 0.05 | -27.00% | 792619 | 18.56 | 0.00 | |
| TEVA | Teva Pharmaceutical Industries | 0.04 | -66.00% | 260000 | 39.70 | 39.05 |
| CCL | Carnival Corporation | 0.04 | NEW | 300000 | 34.30 | 32.99 |
| SWY | Safeway | 0.04 | NEW | 458328 | 26.35 | 23.08 |
| S | Sprint Nextel Corporation | 0.04 | -16.00% | 1648200 | 6.21 | 7.36 |
| BHI | Baker Hughes Incorporated | 0.04 | -60.00% | 247317 | 46.41 | 46.53 |
| SNY | Sanofi-Aventis SA | 0.04 | NEW | 229302 | 51.08 | 54.63 |
| MBI | MBIA | 0.04 | 1000000 | 10.27 | 14.63 | |
| CHK | Chesapeake Energy Corporation | 0.04 | -82.00% | 496082 | 20.41 | 21.25 |
| BRCM | Broadcom Corporation | 0.04 | -30.00% | 225044 | 45.45 | 36.32 |
| CLF | Cliffs Natural Resources | 0.04 | NEW | 628200 | 19.00 | 20.95 |
| FNFG | First Niagara Financial | 0.04 | NEW | 1363764 | 8.86 | 9.76 |
| UMC | United Microelectronics | 0.04 | +107.00% | 5676327 | 1.80 | 2.15 |
| CFX | Colfax Corporation | 0.04 | -28.00% | 202820 | 46.51 | 47.68 |
| GM | General Motors Company | 0.04 | -93.00% | 362288 | 27.82 | 32.64 |
| Black Diamond | 0.04 | 1244373 | 9.11 | 0.00 | ||
| Ipath S&p 500 Vix Short Term F | 0.04 | NEW | 500000 | 20.25 | 0.00 | |
| GLW | Corning Incorporated | 0.03 | -76.00% | 586602 | 13.33 | 15.56 |
| EXPD | Expeditors International of Washington | 0.03 | NEW | 252100 | 35.72 | 39.23 |
| CMI | Cummins | 0.03 | -57.00% | 76138 | 115.81 | 115.26 |
| IPG | Interpublic Group of Companies | 0.03 | NEW | 620000 | 13.03 | 14.29 |
| Sina Corporation | 0.03 | +2.00% | 184093 | 48.59 | 0.00 | |
| LEN.B | Lennar Corporation | 0.03 | +161.00% | 277848 | 32.27 | 0.00 |
| FOE | Ferro Corporation | 0.03 | NEW | 1151649 | 6.75 | 7.05 |
| LRCX | Lam Research Corporation | 0.03 | NEW | 204181 | 41.49 | 46.37 |
| VRA | Vera Bradley | 0.03 | NEW | 353700 | 23.64 | 23.60 |
| Kinder Morgan | 0.03 | -66.00% | 173181 | 40.22 | 0.00 | |
| Western Asset Mortgage cmn | 0.03 | 344105 | 23.24 | 0.00 | ||
| Adt | 0.03 | +28.00% | 147822 | 48.94 | 0.00 | |
| Linn | 0.03 | NEW | 175000 | 39.01 | 0.00 | |
| Starz - Liberty Capital stock | 0.03 | NEW | 334037 | 22.16 | 0.00 | |
| E M C Corp Mass note 1.750%12/0 | 0.02 | -93.00% | 3143000 | 1.49 | 0.00 | |
| CME | CME | 0.02 | -40.00% | 83633 | 61.28 | 64.12 |
| ADM | Archer Daniels Midland Company | 0.02 | -68.00% | 175883 | 33.73 | 33.98 |
| FE | FirstEnergy | 0.02 | -4.00% | 141100 | 42.20 | 42.58 |
| DRI | Darden Restaurants | 0.02 | NEW | 125869 | 51.67 | 52.72 |
| Agrium | 0.02 | NEW | 50000 | 97.58 | 0.00 | |
| HES | Hess | 0.02 | -37.00% | 78975 | 71.73 | 66.62 |
| VTR | Ventas | 0.02 | -13.00% | 59600 | 73.20 | 76.44 |
| LCC | US Airways | 0.02 | NEW | 255400 | 16.97 | 18.02 |
| Royal Gold | 0.02 | 62060 | 75.00 | 0.00 | ||
| Novagold Resources Inc Cad | 0.02 | +27.00% | 1450996 | 3.63 | 0.00 | |
| X | United States Steel Corporation | 0.02 | -2.00% | 296928 | 19.50 | 18.44 |
| BTF | Boulder Total Return Fund | 0.02 | 275451 | 20.90 | 21.76 | |
| TSLA | Tesla Motors | 0.02 | NEW | 149800 | 37.89 | 94.25 |
| Kinder Morgan | 0.02 | -66.00% | 104917 | 38.68 | 0.00 | |
| Gilead Sciences conv | 0.02 | -90.00% | 2066000 | 2.17 | 0.00 | |
| Gilead Sciences conv | 0.02 | NEW | 2355000 | 2.17 | 0.00 | |
| Kinder Morgan Inc/delaware Wts | 0.02 | +2.00% | 843405 | 5.14 | 0.00 | |
| Beazer Homes Pfd 7.5% 2015 pfd cv | 0.02 | -26.00% | 188550 | 27.20 | 0.00 | |
| SKM | SK Tele | 0.01 | NEW | 116378 | 17.91 | 21.39 |
| SFI | iStar Financial | 0.01 | -26.00% | 141550 | 10.89 | 11.77 |
| GNW | Genworth Financial | 0.01 | +222.00% | 193859 | 10.00 | 10.27 |
| NUAN | Nuance Communications | 0.01 | NEW | 131209 | 20.18 | 19.21 |
| ODP | Office Depot | 0.01 | +201.00% | 564000 | 3.93 | 4.29 |
| MYL | Mylan | 0.01 | -68.00% | 84800 | 28.95 | 31.34 |
| AA | Alcoa | 0.01 | 277100 | 8.52 | 8.52 | |
| CX | Cemex SAB de CV | 0.01 | NEW | 250000 | 12.23 | 11.21 |
| CSC | Computer Sciences Corporation | 0.01 | 29000 | 49.24 | 42.54 | |
| CSTR | Coinstar | 0.01 | -71.00% | 41710 | 58.32 | 55.71 |
| LINE | Linn Energy | 0.01 | NEW | 100598 | 37.98 | 35.10 |
| HNZ | H.J. Heinz Company | 0.01 | +173.00% | 20800 | 72.26 | 72.46 |
| AMKR | Amkor Technology | 0.01 | NEW | 478233 | 4.00 | 4.54 |
| Marvell Technology | 0.01 | NEW | 230000 | 10.53 | 0.00 | |
| SKS | Saks Incorporated | 0.01 | -17.00% | 127225 | 11.48 | 15.44 |
| CMG | Chipotle Mexican Grill | 0.01 | 10000 | 325.80 | 364.18 | |
| Dcp Midstream Partners | 0.01 | NEW | 83882 | 47.13 | 0.00 | |
| TTM | Tata Motors | 0.01 | NEW | 98000 | 24.41 | 25.55 |
| USNA | USANA Health Sciences | 0.01 | NEW | 50844 | 48.34 | 67.14 |
| ZOLT | Zoltek Companies | 0.01 | NEW | 182498 | 11.96 | 12.53 |
| Lululemon Athletica | 0.01 | NEW | 52000 | 62.35 | 0.00 | |
| X | United States Steel Corporation | 0.01 | -2.00% | 73600 | 19.50 | 18.44 |
| ARNA | Arena Pharmaceuticals | 0.01 | NEW | 279201 | 8.21 | 8.20 |
| HLS | HEALTHSOUTH | 0.01 | NEW | 127600 | 26.36 | 30.18 |
| KMP | Kinder Morgan Energy Partners | 0.01 | -87.00% | 28600 | 89.79 | 88.06 |
| SPPI | Spectrum Pharmaceuticals | 0.01 | NEW | 231200 | 7.46 | 8.35 |
| MCP | Moly | 0.01 | -44.00% | 489174 | 5.20 | 6.72 |
| Meritor | 0.01 | +6.00% | 483640 | 4.73 | 0.00 | |
| Metlife Inc 5% 10/0/14 Conv Pr cv prf | 0.01 | +46.00% | 54365 | 49.43 | 0.00 | |
| General Mtrs Co *w exp 07/10/201 | 0.01 | 153665 | 11.79 | 0.00 | ||
| Francescas Hldgs | 0.01 | +98.00% | 100000 | 28.72 | 0.00 | |
| PHH | PHH Corporation | 0.00 | NEW | 5022 | 21.90 | 19.99 |
| BYD | Boyd Gaming Corporation | 0.00 | NEW | 134700 | 8.27 | 12.34 |
| ED | Consolidated Edison | 0.00 | -50.00% | 19260 | 61.05 | 58.55 |
| FST | Forest Oil Corporation | 0.00 | NEW | 161250 | 5.26 | 4.75 |
| RTN | Raytheon Company | 0.00 | -6.00% | 13120 | 59.00 | 66.31 |
| MYL | Mylan | 0.00 | -68.00% | 5200 | 29.04 | 31.34 |
| APD | Air Products & Chemicals | 0.00 | -69.00% | 10343 | 87.08 | 93.48 |
| MMC | Marsh & McLennan Companies | 0.00 | 6600 | 38.00 | 40.18 | |
| XRX | Xerox Corporation | 0.00 | -30.00% | 87400 | 8.60 | 8.89 |
| SD | SandRidge Energy | 0.00 | NEW | 101800 | 5.28 | 5.07 |
| GTI | GrafTech International | 0.00 | NEW | 89600 | 7.68 | 8.30 |
| LUV | Southwest Airlines | 0.00 | NEW | 83995 | 13.48 | 14.11 |
| CHU | China Uni | 0.00 | NEW | 80883 | 13.45 | 14.04 |
| DMND | Diamond Foods | 0.00 | -77.00% | 68300 | 16.85 | 16.49 |
| JRCC | James River Coal Company | 0.00 | 100000 | 1.76 | 3.21 | |
| MOH | Molina Healthcare | 0.00 | NEW | 6511 | 30.79 | 37.39 |
| ALU | Alcatel-Lucent | 0.00 | NEW | 204000 | 1.31 | 1.46 |
| MPG | MPG Office Trust | 0.00 | 358237 | 2.76 | 3.12 | |
| GM | General Motors Company | 0.00 | -93.00% | 29104 | 27.83 | 32.64 |
| GORO | Gold Resource Corporation | 0.00 | -13.00% | 47200 | 13.05 | 8.66 |
| General Mtrs Co *w exp 07/10/201 | 0.00 | -27.00% | 41130 | 18.55 | 0.00 | |
| General Mtrs Co *w exp 07/10/201 | 0.00 | 9910 | 11.81 | 0.00 |
Past 13F-HR SEC Filings for OZ Management
- OZ Management 2012 Q4 - filed Feb. 14, 2013
- OZ Management 2012 Q3 - filed Nov. 14, 2012
- OZ Management 2012 Q2 amended - filed Aug. 16, 2012
- OZ Management 2012 Q2 - filed Aug. 14, 2012
- OZ Management 2012 Q1 - filed May 15, 2012
- OZ Management 2011 Q4 amended - filed Feb. 28, 2012
- OZ Management 2011 Q4 - filed Feb. 14, 2012
- OZ Management 2011 Q3 - filed Nov. 14, 2011
- OZ Management 2011 Q2 - filed Aug. 15, 2011
- OZ Management 2011 Q1 - filed May 16, 2011
- OZ Management 2010 Q4 - filed Feb. 14, 2011