Palisade Capital Management

Latest statistics and disclosures from PALISADE CAPITAL MANAGEMENT LLC/NJ's latest quarterly 13F-HR filing:

PALISADE CAPITAL MANAGEMENT LLC/NJ portfolio companies for September 2015 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
JAH Jarden Corporation 1.60 +49.00% 1113000 48.88 50.93
QLIK Qlik Technologies 1.46 +11.00% 1356810 36.45 31.00
Cornerstone Ondemand 1.45 +73.00% 1490717 33.00 0.00
Acadia Healthcare 1.13 +6.00% 580891 66.27 0.00
Imperva 1.13 584566 65.48 0.00
GWR Genesee & Wyoming 1.05 -20.00% 604058 59.08 102.48
MD Mednax 0.99 -3.00% 439582 76.79 70.95
RJF Raymond James Financial 0.94 -3.00% 646182 49.63 57.98
Ss&c Technologies Holding 0.87 -15.00% 419835 70.04 0.00
Icon 0.85 -3.00% 407405 70.97 0.00
PVTB PrivateBan 0.79 +24.00% 700174 38.33 34.87
ELGX Endologix 0.78 +30.00% 2149949 12.26 15.20
POL PolyOne Corporation 0.76 +4.00% 880744 29.34 38.59
GB Greatbatch 0.72 +7.00% 431077 56.42 53.68
IDA IDA 0.70 +2.00% 369765 64.71 59.75
LKQX LKQ Corporation 0.69 -3.00% 831302 28.36 0.00
AAPL Apple 0.69 213796 110.30 123.28
Huntington Bancshares Inc pfd conv ser a 0.69 +3.00% 17604 1329.36 0.00
BLKB Blackbaud 0.68 -22.00% 408922 56.12 44.22
RNST Renasant 0.67 -3.00% 695774 32.85 28.26
Team Health Holdings 0.67 +21.00% 419160 54.03 0.00
Allergan Plc pfd conv ser a 0.67 +5.00% 23895 945.01 0.00
Cyrusone 0.66 690875 32.66 0.00
Paycom Software 0.66 +14.00% 620726 35.91 0.00
Proofpoint 0.65 -3.00% 363162 60.32 0.00
AIT Applied Industrial Technologies 0.63 -3.00% 563829 38.15 42.65
HEI.A HEICO Corporation 0.63 473332 45.41 0.00
BMR BioMed Realty Trust 0.62 +2.00% 1049455 19.98 21.27
ACAD ACADIA Pharmaceuticals 0.62 -2.00% 640552 33.07 43.70
HCSG Healthcare Services 0.61 -3.00% 611805 33.70 32.10
Bright Horizons Fam Sol In D 0.61 +21.00% 324522 64.24 0.00
Fcb Financial Holdings-cl A 0.60 +34.00% 628530 32.62 0.00
OZRK Bank of the Ozarks 0.59 +12.00% 458701 43.76 36.25
MSCC Microsemi Corporation 0.58 -3.00% 600219 32.82 33.00
RRGB Red Robin Gourmet Burgers 0.57 253717 75.74 78.76
West 0.57 +7.00% 863229 22.40 0.00
GIII G-III Apparel 0.56 -11.00% 309911 61.66 101.98
ODFL Old Dominion Freight Line 0.55 -9.00% 308683 61.00 77.51
Wells Fargo & Company Non-cum Perpet cnv 0.54 +3.00% 15678 1171.58 0.00
Lazard Ltd-cl A shs a 0.52 +12.00% 404465 43.30 0.00
ASGN On Assignment 0.51 +27.00% 465137 36.90 37.29
EVR Evercore Partners 0.50 +40.00% 335241 50.24 50.69
APH Amphenol Corporation 0.49 -2.00% 324059 50.96 57.35
Spartannash 0.48 623797 25.85 0.00
HBI Hanesbrands 0.47 +56.00% 551553 28.94 32.16
CNC Centene Corporation 0.47 +88.00% 291969 54.23 63.33
PLCE Children's Place Retail Stores 0.47 274443 57.67 57.66
DXCM Dex 0.47 -46.00% 187256 85.86 58.66
CLGX CoreLogic 0.47 +4.00% 426292 37.23 32.08
SNA Snap-on Incorporated 0.46 +3556.00% 103127 150.94 142.04
WCG WellCare Health Plans 0.46 +3.00% 182644 86.18 88.95
Guidewire Software 0.46 +40.00% 299684 52.58 0.00
MLI Mueller Industries 0.45 -3.00% 516234 29.58 33.97
Wageworks 0.45 339076 45.08 0.00
Frontier Communications Corp pfd conv ser-a 0.45 +63.00% 163729 93.60 0.00
RLI RLI 0.44 +24.00% 281816 53.53 48.75
SIVB SVB Financial 0.44 -3.00% 130390 115.54 124.11
EEFT Euronet Worldwide 0.44 200871 74.09 53.73
TXRH Texas Roadhouse 0.44 -3.00% 404511 37.20 36.16
Novellus Systems, Inc. note 2.625% 5/1 0.43 +3.00% 7409000 1.96 0.00
Burlington Stores 0.43 -26.00% 282811 51.04 0.00
Education Rlty Tr New ret 0.43 +7.00% 443457 32.95 0.00
Teva Pharm Finance Llc Cvt cv bnd 0.42 -30.00% 10357000 1.36 0.00
Berry Plastics 0.42 -38.00% 473085 30.07 0.00
ACIW ACI Worldwide 0.41 -3.00% 660144 21.12 20.07
FULT Fulton Financial 0.41 -3.00% 1151025 12.10 12.19
RP RealPage 0.41 846264 16.62 20.16
Tyson Foods Inc cnv pfd 0.41 +3.00% 266096 52.11 0.00
BKE Buckle 0.40 -3.00% 368236 36.97 48.55
MLHR Herman Miller 0.40 -3.00% 471184 28.84 27.53
HURN Huron Consulting 0.40 218400 62.53 64.29
SLH Solera Holdings 0.39 -53.00% 246447 54.00 50.88
JW.A John Wiley & Sons 0.39 -3.00% 264295 50.03 0.00
Diamond Resorts International 0.39 NEW 561763 23.39 0.00
HMSY HMS Holdings 0.38 +20.00% 1485777 8.77 16.67
LFUS Littelfuse 0.37 -3.00% 138013 91.15 94.91
HCC HCC Insurance Holdings 0.36 -38.00% 157891 77.47 56.00
MGLN Magellan Health Services 0.36 223090 55.43 65.27
KWR Quaker Chemical Corporation 0.36 -9.00% 158391 77.08 80.60
Medicines Co dbcv 1.375% 6/0 0.36 +13.00% 8365000 1.45 0.00
Anthem Inc conv pfd 0.36 +151.00% 251796 48.46 0.00
JPM JPMorgan Chase & Co. 0.35 195468 60.97 60.16
CBRL Cracker Barrel Old Country Store 0.35 -3.00% 79631 147.28 150.50
Ritchie Bros. Auctioneers In 0.35 -3.00% 457937 25.88 0.00
RGEN Repligen Corporation 0.35 +12.00% 424142 27.85 25.34
Integra Lifesciences Holdings conv bnd 0.35 NEW 10009000 1.19 0.00
SXT Sensient Technologies Corporation 0.34 -3.00% 185658 61.30 63.87
IDTI Integrated Device Technology 0.34 +23.00% 564675 20.30 19.98
MO Altria 0.34 +2.00% 210375 54.40 52.47
DHR Danaher Corporation 0.34 136034 85.21 84.59
RTEC Rudolph Technologies 0.34 -13.00% 927864 12.45 12.34
Airtran Hldgs Inc note 5.250%11/0 0.34 +4.00% 4287000 2.70 0.00
Palo Alto Networks Inc note 7/0 0.34 NEW 7077000 1.63 0.00
EXR Extra Space Storage 0.33 NEW 146067 77.16 64.02
SM SM Energy 0.33 -3.00% 346011 32.04 44.56
OHI Omega Healthcare Investors 0.32 +71.00% 306660 35.15 38.61
TDY Teledyne Technologies Incorporated 0.32 -24.00% 118907 90.30 99.65
CIEN Ciena Corporation 0.32 +1733.00% 531784 20.72 20.98
DECK Deckers Outdoor Corporation 0.32 +7.00% 185198 58.06 72.60
EGOV NIC 0.32 615007 17.71 16.82
IBKC IBERIABANK Corporation 0.32 -3.00% 184360 58.21 62.98
Ryland Group note 0.32 +5.00% 7823000 1.38 0.00
Fidelity National Finance conv 0.32 +3.00% 5459000 1.97 0.00
Hd Supply 0.32 +43.00% 385247 28.62 0.00
Kraft Heinz 0.32 NEW 152801 70.58 0.00
ZBRA Zebra Technologies 0.31 -40.00% 137419 76.55 87.03
CGNX Cognex Corporation 0.31 303993 34.37 46.41
GPI Group 1 Automotive 0.31 -22.00% 123917 85.15 77.31
COR CoreSite Realty 0.31 -3.00% 204500 51.44 46.36
Greenbrier Co Inc conv bnd 0.31 +2.00% 9608000 1.08 0.00
Boise Cascade 0.31 +27.00% 421659 25.22 0.00
Envision Healthcare Hlds 0.31 +26.00% 287377 36.79 0.00
PKG Packaging Corporation of America 0.30 -3.00% 168022 60.16 77.86
PRSP Prosperity Bancshares 0.30 -10.00% 205935 49.11 0.00
INFN Infinera 0.30 NEW 527842 19.56 18.11
LRN K12 0.30 -3.00% 822146 12.44 16.11
On Semiconductor Corp note 2.625%12/1 0.30 +5.00% 9173000 1.12 0.00
Ligand Pharmaceuticals Inc note 0.750% 8/1 0.30 NEW 8000000 1.29 0.00
JACK Jack in the Box 0.29 129137 77.04 95.10
AKRX Akorn 0.29 -32.00% 349578 28.51 47.03
WABC WestAmerica Ban 0.29 -3.00% 221017 44.44 42.26
Anacor Pharmaceuticals In 0.29 NEW 83263 117.71 0.00
Bankunited 0.29 +27.00% 279661 35.75 0.00
Ptc 0.29 -38.00% 308534 31.74 0.00
Vodafone Group New Adr F 0.29 309781 31.74 0.00
Caleres Inc Com stock 0.29 -25.00% 326337 30.53 0.00
GCO Genes 0.28 -3.00% 166330 57.07 72.60
MIDD Middleby Corporation 0.28 +11.00% 89918 105.18 106.86
SMTC Semtech Corporation 0.28 +8.00% 634789 15.10 27.13
NBIX Neurocrine Biosciences 0.28 +75.00% 236658 39.79 40.28
Whitewave Foods 0.28 +67.00% 233452 40.15 0.00
PM Philip Morris International 0.27 +16.00% 114628 79.33 77.69
RECN Resources Connection 0.27 +6.00% 617238 15.07 17.00
WGOV Woodward Governor Company 0.27 -3.00% 222058 40.70 0.00
Vector Group Ltd frnt 1/1 0.27 6000000 1.50 0.00
Starwood Ppty Tr Inc 3.750 oct 15 17 c 0.27 +75.00% 9038000 1.00 0.00
IILG Interval Leisure 0.26 -3.00% 471678 18.36 26.45
HAR Harman International Industries Inc./DE/ 0.26 -12.00% 90669 95.99 131.40
BRKR Bruker Corporation 0.26 -3.00% 541817 16.43 18.90
FTNT Fortinet 0.26 +1619.00% 206389 42.48 33.20
Nuvasive Inc. conv 0.26 +736.00% 6924000 1.27 0.00
Mondelez Int 0.26 207300 41.87 0.00
Equinix Inc note 4.750% 6/1 0.25 -18.00% 2500000 3.42 0.00
ULTI Ultimate Software 0.25 +28.00% 48116 179.00 162.96
MOH Molina Healthcare 0.25 +41.00% 122523 68.85 61.05
Sandisk Corp note 1.500% 8/1 0.25 -13.00% 6747000 1.24 0.00
JNJ Johnson & Johnson 0.24 88325 93.35 98.55
CFR Cullen/Frost Bankers 0.24 -29.00% 126694 63.58 68.36
AET Aetna 0.24 -15.00% 75022 109.41 100.76
BCPC Balchem Corporation 0.24 -3.00% 136189 60.77 55.89
New Mountain Finance 0.24 600610 13.59 0.00
Micron Technology Inc conv 0.24 -6.00% 9600000 0.85 0.00
Proofpoint Inc note 1.250%12/1 0.24 +4.00% 4980000 1.63 0.00
PFE Pfizer 0.23 252069 31.41 33.78
SPY SPDR S&P; 500 ETF 0.23 NEW 40500 191.63 205.25
ALK Alaska Air 0.23 +401.00% 100310 79.45 64.08
ALR-B Alere 0.23 +4.00% 23559 327.73 0.00
M/a 0.23 +77.00% 270635 28.99 0.00
Xpo Logistics note 4.5% 10/1 0.23 +2.00% 5279000 1.51 0.00
Zoetis Inc Cl A 0.23 -3.00% 186092 41.18 0.00
Molina Healthcare Inc conv 0.23 -47.00% 6000000 1.30 0.00
BEAV BE Aerospace 0.22 +31.00% 171045 43.90 61.12
CMC Commercial Metals Company 0.22 -3.00% 561905 13.55 14.51
AIRM Air Methods Corporation 0.22 -3.00% 214310 34.09 50.09
OIS Oil States International 0.22 +21.00% 288340 26.13 41.99
PAY VeriFone Systems 0.22 +74.00% 273461 27.73 35.28
MNRO Monro Muffler Brake 0.22 -3.00% 112645 67.55 62.59
Priceline.com debt 1.000% 3/1 0.22 5200000 1.41 0.00
Salesforce.com Inc conv 0.22 +8.00% 6247000 1.22 0.00
Zendesk 0.22 +2.00% 380966 19.71 0.00
Amsburg Corp pfd 5.25% 0.22 +160.00% 50000 148.24 0.00
Albany Molecular Resh Inc note 2.250%11/1 0.22 +9.00% 6000000 1.23 0.00
Verisign Inc sdcv 3.250% 8/1 0.21 +6.00% 3333000 2.09 0.00
LUX Luxottica Group S.p.A. 0.21 -2.00% 103400 69.28 61.16
WAB Wabtec Corporation 0.21 +28.00% 80310 88.05 91.75
ATRC AtriCure 0.21 -42.00% 318564 21.91 18.87
Rlj Lodging Trust 0.21 -3.00% 278624 25.27 0.00
Standard Pacific Corp cnv 0.21 6159000 1.16 0.00
Crown Castle Intl Corp New cnv pfd stk sr a 0.21 +3.00% 69448 101.90 0.00
Echo Global Logistics Inc note 2.500% 5/0 0.21 +5.00% 8076000 0.90 0.00
UNP Union Pacific Corporation 0.20 75320 88.41 114.86
CSL Carlisle Companies 0.20 -39.00% 78624 87.38 91.27
AMRI Albany Molecular Research 0.20 +67.00% 385057 17.42 17.89
Alkermes 0.20 +29.00% 112889 58.67 0.00
Shutterfly Inc note 0.250% 5/1 0.20 7129000 0.93 0.00
Mobileye N.v. 0.20 -49.00% 148309 45.48 0.00
TIF Tiffany & Co. 0.19 -14.00% 83006 77.22 83.92
B Barnes 0.19 +42.00% 181756 36.05 38.70
OXY Occidental Petroleum Corporation 0.19 -2.00% 99463 66.15 74.23
CUZ Cousins Properties 0.19 NEW 704108 9.22 10.11
Clovis Oncology 0.19 +1189.00% 70937 91.95 0.00
NVO Novo Nordisk A/S 0.18 112765 54.24 46.07
GPOR Gulfport Energy Corporation 0.18 +25.00% 203530 29.68 42.89
BWA BorgWarner 0.18 -8.00% 149579 41.59 58.93
MPAA Motorcar Parts of America 0.18 -33.00% 192423 31.34 25.20
U.s. Concrete Inc Cmn 0.18 -54.00% 126966 47.79 0.00
Luxfer Holdings 0.18 -3.00% 580493 10.79 0.00
Encore Cap Group Inc note 3.000% 7/0 0.18 6009000 0.99 0.00
Sunpower Corp dbcv 0.750% 6/0 0.18 5896000 1.06 0.00
Electronics For Imaging Inc note 0.750% 9/0 0.18 NEW 5860000 1.03 0.00
PII Polaris Industries 0.17 -23.00% 48424 119.88 148.18
WAL Western Alliance Bancorporation 0.17 -19.00% 189057 30.71 29.10
FNV Franco-Nevada Corporation 0.17 -2.00% 128485 44.02 46.00
Alcoa Inc cnv pfd 0.17 +3.00% 167626 34.38 0.00
Tesaro Inc note 3.000%10/0 0.17 -14.00% 4264000 1.39 0.00
Smart & Final Stores 0.17 NEW 373819 15.71 0.00
Blucora Inc note 4.250% 4/0 0.17 6250000 0.95 0.00
Everi Hldgs 0.17 NEW 1132538 5.13 0.00
Stericycle, Inc. pfd cv 0.17 NEW 56330 101.60 0.00
DIS Walt Disney Company 0.16 +53.00% 53075 102.20 103.60
MTW Manitowoc Company 0.16 -4.00% 363604 15.00 19.75
LUV Southwest Airlines 0.16 +70.00% 143300 38.04 44.01
Bank Of America Corporation preferred 0.16 +2.00% 5012 1096.97 0.00
Linkedin 0.16 -2.00% 28950 190.12 0.00
Xilinx Inc Cvt 2.625 6-15-17 convert 0.16 +7.00% 3727000 1.50 0.00
Cubesmart 0.16 NEW 194222 27.21 0.00
Jarden Corp note 1.875% 9/1 0.16 +11.00% 3478000 1.61 0.00
Axalta Coating Sys 0.16 +13.00% 210418 25.34 0.00
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.16 -24.00% 174579 31.33 0.00
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.16 +5.00% 6794000 0.81 0.00
Keycorp New pfd 7.75% sr a 0.15 +5.00% 39696 129.94 0.00
CBS CBS Corporation 0.15 130753 39.90 59.57
DRQ Dril-Quip 0.15 -3.00% 88832 58.22 68.82
EBIX Ebix 0.15 NEW 203199 24.96 24.99
Cemex Sab De Cv conv bnd 0.15 5100000 1.02 0.00
Meritage Homes Corp conv 0.15 NEW 5056000 1.00 0.00
Marketo 0.15 -64.00% 184012 28.42 0.00
Paylocity Holding Corporation 0.15 -19.00% 166124 29.99 0.00
Liberty Interactive Llc conv 0.15 +11.00% 3387000 1.50 0.00
Globant S A 0.15 NEW 169412 30.59 0.00
MLM Martin Marietta Materials 0.14 -34.00% 31547 151.96 137.91
WMB Williams Companies 0.14 -24.00% 132143 36.85 46.41
KKD Krispy Kreme Doughnuts 0.14 -25.00% 327550 14.63 20.38
PZZA Papa John's Int'l 0.14 -20.00% 68508 68.47 60.42
APOG Apogee Enterprises 0.14 NEW 102920 44.65 42.50
IPCM IPC The Hospitalist Company 0.14 -90.00% 62068 77.69 43.40
CEVA CEVA 0.14 -19.00% 262446 18.57 20.60
PRIM Primoris Services 0.14 -9.00% 274490 17.91 16.99
Air Lease 0.14 +114.00% 150000 30.92 0.00
Jive Software 0.14 -3.00% 1014604 4.67 0.00
Take-two Interactive Sof note 0.14 +11.00% 3053000 1.54 0.00
2u 0.14 NEW 129112 35.90 0.00
Depomed Inc conv 0.14 4000000 1.19 0.00
Spansion Llc conv 0.14 3000000 1.62 0.00
APU AmeriGas Partners 0.13 -4.00% 107114 41.53 47.34
Lululemon Athletica 0.13 NEW 90449 50.65 0.00
Gilead Sciences conv 0.13 +11.00% 980000 4.34 0.00
Wellpoint Inc Note cb 0.13 -57.00% 2334000 1.89 0.00
Fnf 0.13 -3.00% 127300 35.47 0.00
DVN Devon Energy Corporation 0.12 113661 37.09 57.71
XOM Exxon Mobil Corporation 0.12 -21.00% 55192 74.36 84.57
PPG PPG Industries 0.12 +18.00% 47848 87.69 225.60
BID Sotheby's 0.12 -7.00% 130359 31.98 40.57
Nextera Energy 0.12 -2.00% 43475 97.55 0.00
Weyerhaeuser C conv prf 0.12 +6.00% 83116 47.99 0.00
Seacor Holdings Inc note 2.500%12/1 0.12 4250000 0.96 0.00
Molina Healthcare Inc. conv 0.12 +98.00% 2337000 1.75 0.00
Allscripts Healthcare So conv 0.12 -25.00% 4000000 0.99 0.00
Intersect Ent 0.12 NEW 172619 23.40 0.00
Dermira 0.12 NEW 167278 23.34 0.00
Webmd Health Corp 1.5% cnvrtbnd 0.12 4000000 1.03 0.00
New Mountain Finance Corp conv 0.12 +14.00% 4000000 1.00 0.00
Fogo De Chao 0.12 +109.00% 260789 15.60 0.00
Jazz Investments I Ltd. conv 0.12 NEW 4155000 1.02 0.00
IACI IAC/InterActive 0.11 -2.00% 57950 65.26 68.07
VZ Verizon Communications 0.11 -44.00% 82841 43.51 48.01
JBLU JetBlue Airways Corporation 0.11 NEW 145875 25.77 17.12
RHT Red Hat 0.11 +26.00% 50400 71.88 65.33
HON Honeywell International 0.11 40804 94.70 100.92
DPS Dr Pepper Snapple 0.11 46916 79.06 77.36
SNCR Synchronoss Technologies 0.11 -41.00% 113994 32.80 41.93
Diamondback Energy 0.11 -23.00% 56926 64.59 0.00
Ship Finance International sr cv nt 0.11 3400000 1.06 0.00
Blackstone Mtg Tr Inc Note cb 0.11 3558000 1.06 0.00
Stanley Black & Decker Inc Uni pfd 0.11 +11.00% 32566 112.54 0.00
Hci Group deb 0.11 4004000 0.93 0.00
Anadarko Petroleum Corp conv pfd 0.11 100000 37.25 0.00
Chesapeake Energy Corp note 2.500% 5/1 0.10 -48.00% 3715000 0.88 0.00
LOPE Grand Canyon Education 0.10 +129.00% 91600 37.99 44.23
CODI Compass Diversified Holdings 0.10 -2.00% 219810 16.12 16.27
Enterprise Products Partners 0.10 130656 24.90 0.00
SIRO Sirona Dental Systems 0.10 -34.00% 35836 93.34 89.32
AYI Acuity Brands 0.10 NEW 19950 175.59 159.34
CRZO Carrizo Oil & Gas 0.10 -23.00% 115156 30.54 46.90
CPSI Computer Programs & Systems 0.10 -12.00% 77371 42.13 52.35
GHL Greenhill & Co 0.10 +36.00% 124861 28.47 39.56
SFLY Shutterfly 0.10 -22.00% 96427 35.75 47.25
Epr Pptys conv pfd 9% sr e 0.10 -4.00% 104400 31.31 0.00
Tribune Co New Cl A 0.10 -34.00% 96463 35.60 0.00
Colony Finl Inc note 5.00% 0.10 +4.00% 3538000 0.98 0.00
Tesla Motors Inc bond 0.10 3750000 0.94 0.00
Yahoo Inc note 12/0 0.10 +8.00% 3490000 0.97 0.00
Cheniere Energy Inc note 4.250% 3/1 0.10 -41.00% 5244000 0.62 0.00
Microchip Technology Inc sdcv 2.125%12/1 0.09 +11.00% 1762000 1.75 0.00
TWX Time Warner 0.09 42335 68.76 83.25
CSGS CSG Systems International 0.09 -3.00% 94470 30.80 29.36
BRK.A Berkshire Hathaway 0.09 15 195266.67 0.00
QCOM QUALCOMM 0.09 -2.00% 59300 53.73 71.27
KKR KKR & Co 0.09 -24.00% 190286 16.78 22.64
Forum Energy Technolo 0.09 -3.00% 258937 12.21 0.00
Cien 4 12/15/20 0.09 +5.00% 2443000 1.31 0.00
X 2 3/4 04/01/19 0.09 -39.00% 3069000 0.99 0.00
Control4 0.09 391030 8.16 0.00
Biomarin Pharmaceutical Inc note 1.500%10/1 0.09 +11.00% 2315000 1.35 0.00
Incyte Corp. note 1.250 11/1 0.09 +11.00% 1401000 2.21 0.00
Trulia Inc. 2.750% December 15, 2020 ccb 0.09 2305000 1.35 0.00
Cepheid conv 0.09 +65.00% 3124000 1.02 0.00
Citrix Systems Inc conv 0.09 +11.00% 2807000 1.06 0.00
HIG Hartford Financial Services 0.08 61900 45.78 41.14
MCD McDonald's Corporation 0.08 28371 98.52 96.21
PBI Pitney Bowes 0.08 NEW 138077 19.85 22.29
MKC McCormick & Company, Incorporated 0.08 32652 82.17 72.00
Sanchez Energy Corp C ommon stocks 0.08 -3.00% 439712 6.15 0.00
Cempra 0.08 NEW 91625 27.84 0.00
Cemex Sab De Cv conv bnd 0.08 2500000 1.04 0.00
Mu Us conv 0.08 +11.00% 1706000 1.65 0.00
Illumina Inc Note 0.250% cb 0.08 +11.00% 1348000 2.10 0.00
Cornerstone Ondemand Inc conv 0.08 +12.00% 2789000 1.00 0.00
Workday Inc corporate bonds 0.08 2500000 1.12 0.00
Virgin America 0.08 +50.00% 75000 34.23 0.00
T Mobile Us Inc conv pfd ser a 0.08 +29.00% 39750 69.13 0.00
Cowen Group Inc New note 3.000% 3/1 0.08 2500000 1.07 0.00
Aegerion Pharmaceuticals 2% Du cvbond 0.08 NEW 3500000 0.76 0.00
Huron Consulting Group I 1.25% cvbond 0.08 NEW 2510000 1.04 0.00
PG Procter & Gamble Company 0.07 31056 71.93 81.31
HSIC Henry Schein 0.07 18250 132.71 136.50
ARCC Ares Capital Corporation 0.07 174300 14.48 16.86
Herbalife Ltd Com Stk 0.07 45850 54.50 0.00
PAA Plains All American Pipeline 0.07 -42.00% 72700 30.39 47.37
SJT San Juan Basin Royalty Trust 0.07 261446 9.46 13.04
Newpark Res Inc note 4.000%10/0 0.07 NEW 2510000 0.95 0.00
Rti Intl Metals Inc note 1.625%10/1 0.07 -73.00% 2136000 1.05 0.00
Plains Gp Hldgs L P shs a rep ltpn 0.07 126245 17.50 0.00
Pacira Pharmaceuticals conv 0.07 +11.00% 1338000 1.74 0.00
Amag Pharmaceuticals Inc note 2.500% 2/1 0.07 1500000 1.61 0.00
Iridium Communications $16.25 perp pfd cnv b added 0.07 -80.00% 9505 245.03 0.00
Aac Holdings 0.07 +1306.00% 112500 22.25 0.00
Ezcorp Inc sr unsecured 06/19 2.625 0.07 NEW 3000000 0.74 0.00
TOL Toll Brothers 0.06 NEW 61700 34.25 37.37
FARM Farmer Brothers 0.06 +114.00% 75000 27.25 23.95
AOS A. O. Smith Corporation 0.06 31581 65.20 62.81
CLC CLARCOR 0.06 -74.00% 43176 47.69 63.66
Golar Lng Partners Lp unit 0.06 -5.00% 134554 14.67 0.00
Model N 0.06 +73.00% 200000 10.01 0.00
Merrimack Pharmaceuticals In note 4.500% 7/1 0.06 +16.00% 1410000 1.56 0.00
Biomarin Pharmaceutical Inc note 0.750%10/1 0.06 +4.00% 1514000 1.31 0.00
Lgi Homes 0.06 +50.00% 75000 27.19 0.00
Green Brick Partners 0.06 +73.00% 200000 10.83 0.00
Nexpoint Residential Tr 0.06 NEW 162594 13.36 0.00
Homeaway Inc conv 0.06 2130000 0.92 0.00
SLM SLM Corporation 0.05 -4.00% 212550 7.40 9.06
CVX Chevron Corporation 0.05 21315 78.86 102.86
LEG Leggett & Platt 0.05 37835 41.26 44.11
GILD Gilead Sciences 0.05 +26.00% 16500 98.18 99.53
PPL PPL Corporation 0.05 50229 32.89 31.37
ALE ALLETE 0.05 -56.00% 33300 50.48 52.24
CALD Callidus Software 0.05 +50.00% 90000 16.99 13.26
CLNY Colony Financial 0.05 -2.00% 87600 19.55 24.85
Hologic Inc frnt 2.000%12/1 0.05 -69.00% 1071000 1.72 0.00
Facebook Inc cl a 0.05 +63.00% 20680 89.89 0.00
Genesee & Wyoming 0.05 -52.00% 20483 90.71 0.00
ISTAR FINL INC NOTE 3.000%11/1 ADDED CONV 11/15/2016 0.05 +26.00% 1429000 1.15 0.00
Thrx 2 1/8 01/15/23 0.05 -4.00% 2430000 0.66 0.00
Twenty-first Century Fox 0.05 -66.00% 59050 26.98 0.00
Tesla Mtrs Inc note 1.500% 6/0 0.05 +9.00% 903000 2.04 0.00
Physicians Realty Trust 0.05 107500 15.09 0.00
New Home 0.05 +78.00% 125000 12.95 0.00
Navient Corporation equity 0.05 -14.00% 141200 11.24 0.00
Fibrogen 0.05 +15.00% 75000 21.92 0.00
1,375% Liberty Media 15.10.2023 note 0.05 -46.00% 1870000 0.95 0.00
Emergent Biosolutions Inc conv 0.05 +11.00% 1510000 1.13 0.00
Gramercy Property Trust 0.05 NEW 80360 20.77 0.00
Welltower Inc 6.50% pfd prepet 0.05 NEW 27820 61.83 0.00
TXN Texas Instruments Incorporated 0.04 26300 49.51 57.48
ROP Roper Industries 0.04 -2.00% 8422 156.73 166.10
UHAL AMER 0.04 +70.00% 3400 393.53 311.63
Sunpower 0.04 -57.00% 72222 20.04 0.00
Cst Brands 0.04 +80.00% 45000 33.67 0.00
Nextera Energy, Inc. pfd cv 0.04 +11.00% 28160 53.84 0.00
Infinera Corporation dbcv 1.750% 6/0 0.04 752000 1.64 0.00
Macquarie Infrastructure conv 0.04 +12.00% 1077000 1.14 0.00
Actua Corporation 0.04 +78.00% 125000 11.76 0.00
Servicesource Intl 0.04 1566000 0.85 0.00
Servicenow Inc. note 0.04 +11.00% 1344000 1.13 0.00
Cardtronics Inc note 1.000%12/0 0.04 +11.00% 1283000 0.95 0.00
First Fndtn 0.04 NEW 62500 22.77 0.00
Orexigen Therapeutics Inc. 144a 2 3/4% Due 12/1/2020 Jd1 note 2.750%12/0 0.04 -35.00% 1739000 0.69 0.00
NTRS Northern Trust Corporation 0.03 14000 68.14 69.63
MHP McGraw-Hill Companies 0.03 +8.00% 13250 86.49 0.00
WFC Wells Fargo & Company 0.03 +8.00% 19130 51.33 53.90
BF.B Brown-Forman Corporation 0.03 +8.00% 10467 96.88 0.00
BA Boeing Company 0.03 +66.00% 8475 130.97 152.38
NUS Nu Skin Enterprises 0.03 25250 41.27 54.92
WSM Williams-Sonoma 0.03 +3.00% 11795 76.39 80.32
AA Alcoa 0.03 -23.00% 119874 9.66 8.12
UTX United Technologies Corporation 0.03 +21.00% 11754 88.99 118.52
HSY Hershey Company 0.03 NEW 9591 91.86 98.43
V Visa 0.03 -6.00% 15162 69.65 266.74
AAP Advance Auto Parts 0.03 +33.00% 5183 189.47 147.03
SBAC SBA Communications Corporation 0.03 +16.00% 8713 104.79 120.39
HXL Hexcel Corporation 0.03 +150.00% 25000 44.84 47.72
PDFS PDF Solutions 0.03 +100.00% 100000 10.00 17.40
NCS NCI Building Systems 0.03 NEW 110920 10.57 17.06
PFSW PFSweb 0.03 +275.00% 75000 14.21 10.98
Good Times Restaurants 0.03 +87.00% 150000 6.25 0.00
Brookdale Senior Living note 0.03 +11.00% 1048000 1.07 0.00
Xpo Logistics Inc equity 0.03 -90.00% 35996 23.84 0.00
Expedia 0.03 +34.00% 7994 117.71 0.00
Homestreet 0.03 NEW 40000 23.10 0.00
Vocera Communications 0.03 NEW 100000 11.41 0.00
Starwood Ppty note 4.0% 1/15/ 0.03 +10.00% 1057000 1.04 0.00
Wci Cmntys Inc Com Par $0.01 0.03 NEW 41000 22.63 0.00
Ttm Technologies Inc conv 0.03 +17.00% 1231000 0.88 0.00
Ultragenyx Pharmaceutical 0.03 -78.00% 11561 96.27 0.00
Insulet Corp note 2.000% 6/1 0.03 +11.00% 1178000 0.93 0.00
Century Communities 0.03 NEW 50000 19.84 0.00
Acorda Therap note 1.75% 6/15 0.03 -71.00% 1241000 0.91 0.00
Verint Sys Inc note 1.5% 6/1 0.03 +17.00% 1177000 0.96 0.00
Jds Uniphase Corp conv 0.03 +12.00% 925000 0.94 0.00
Synchronoss Technologies conv 0.03 +227.00% 1145000 1.01 0.00
Civitas Solutions 0.03 +50.00% 37508 22.93 0.00
Sage Therapeutics 0.03 -63.00% 25815 42.30 0.00
California Resources 0.03 -7.00% 339226 2.60 0.00
Incyte Corp note 0.375%11/1 0.03 530000 2.18 0.00
Aduro Biotech 0.03 -23.00% 49211 19.37 0.00
Sequenom Inc conv 0.03 +9.00% 1370000 0.84 0.00
Live Nation Entertainmen conv 0.03 -61.00% 1119000 1.06 0.00
Clovis Oncology Inc note 2.500% 9/1 0.03 NEW 583000 1.67 0.00
CB Chubb Corporation 0.02 NEW 4750 122.74 98.78
AMG Affiliated Managers 0.02 -33.00% 3050 171.15 209.73
BRK.B Berkshire Hathaway 0.02 -75.00% 6297 130.38 0.00
TSCO Tractor Supply Company 0.02 +3.00% 7354 84.31 85.18
T AT&T; 0.02 -46.00% 20934 32.58 32.70
ERTS Electronic Arts 0.02 10800 67.78 0.00
DD E.I. du Pont de Nemours & Company 0.02 12187 48.17 79.13
TMO Thermo Fisher Scientific 0.02 -11.00% 5100 122.35 127.98
COP ConocoPhillips 0.02 17050 47.98 61.42
IBM International Business Machines 0.02 +50.00% 5043 144.95 158.25
AMZN Amazon 0.02 NEW 1100 511.82 372.62
AEL American Equity Investment Life Holding 0.02 25487 23.31 28.29
CNP CenterPoint Energy 0.02 38875 18.03 20.60
HEI HEICO Corporation 0.02 -7.00% 12250 48.90 59.32
INTU Intuit 0.02 NEW 8451 88.75 95.52
TRN Trinity Industries 0.02 NEW 33400 22.66 30.84
AME AMETEK 0.02 -29.00% 14918 52.35 51.35
ATRO Astronics Corporation 0.02 NEW 20000 40.45 70.28
MNRTA Monmouth R.E. Inv 0.02 56050 9.74 0.00
TW Towers Watson & Co 0.02 -3.00% 4634 117.39 127.85
Signet Jewelers 0.02 -23.00% 4634 136.17 0.00
Hldgs 0.02 NEW 11500 53.04 0.00
EUO ProShares UltraShort Euro 0.02 NEW 21000 24.38 27.94
Mattersight 0.02 NEW 100000 7.71 0.00
Proshares Tr Ii sht vix st trm 0.02 +19.00% 12500 47.60 0.00
Webmd Health Corp note 0.02 NEW 750000 1.00 0.00
Electronic Arts Inc conv 0.02 -37.00% 397000 2.13 0.00
L Brands 0.02 -36.00% 6758 90.12 0.00
Intercontinentalexchange 0.02 2339 235.14 0.00
Hilton Worlwide Hldgs 0.02 +19.00% 34596 22.95 0.00
Chegg 0.02 -9.00% 100000 7.21 0.00
Diplomat Pharmacy 0.02 NEW 20000 28.75 0.00
Sunedison Inc note 2.750% 1/0 0.02 +17.00% 804000 0.71 0.00
Westrock 0.02 NEW 10445 51.41 0.00
Paypal Holdings 0.02 NEW 27261 31.03 0.00
CMCSA Comcast Corporation 0.01 +2.00% 3931 56.98 58.60
MSFT Microsoft Corporation 0.01 -12.00% 6509 44.25 42.00
PGR Progressive Corporation 0.01 NEW 8800 30.68 26.15
COG Cabot Oil & Gas Corporation 0.01 +69.00% 15275 21.87 27.30
BMRN BioMarin Pharmaceutical 0.01 2490 105.22 113.42
INCY Incyte Corporation 0.01 2828 110.33 88.43
ED Consolidated Edison 0.01 7500 66.80 59.90
GE General Electric Company 0.01 -79.00% 8907 25.26 25.35
BMY Bristol Myers Squibb 0.01 NEW 3840 59.11 66.08
APA Apache Corporation 0.01 9428 39.14 60.29
CCL Carnival Corporation 0.01 -3.00% 5125 49.76 43.98
CTXS Citrix Systems 0.01 -4.00% 6454 69.26 59.63
AFL AFLAC Incorporated 0.01 5400 58.15 61.39
ABC AmerisourceBergen 0.01 NEW 3277 94.90 103.61
MAS Masco Corporation 0.01 10000 25.20 25.99
NVS Novartis AG 0.01 +8.00% 3046 91.92 96.03
DEO Diageo 0.01 -90.00% 4622 107.75 110.91
PEP Pepsi 0.01 +24.00% 3240 94.44 93.96
FCX Freeport-McMoRan Copper & Gold 0.01 36283 9.70 18.56
MJN Mead Johnson Nutrition 0.01 -2.00% 4585 70.45 98.45
CF CF Industries Holdings 0.01 NEW 9102 44.94 292.79
BBG Bill Barrett Corporation 0.01 -89.00% 113125 3.30 8.46
ROVI Rovi Corporation 0.01 +8.00% 40000 10.50 22.06
SWKS Skyworks Solutions 0.01 -35.00% 3745 84.11 92.91
ACTG Acacia Research Corporation 0.01 NEW 50000 9.08 11.01
HTWR HeartWare International 0.01 NEW 4095 52.26 85.05
STRM Streamline Health Solutions 0.01 122500 2.29 4.20
PTX Pernix Therapeutics Holdings 0.01 +26.00% 73000 3.16 11.80
Pacira Pharmaceuticals 0.01 +36.00% 7500 41.07 0.00
HCA HOLDINGS 0.01 -5.00% 5051 77.41 0.00
Pandora Media 0.01 NEW 12750 21.33 0.00
Direxion Shs Etf Tr healthcare bul 0.01 NEW 11750 26.47 0.00
SYNERGY PHARMACEUTICALS 0.01 +247.00% 60750 5.30 0.00
Aon 0.01 4404 88.56 0.00
Gentherm 0.01 -60.00% 10000 44.90 0.00
0.01 -5.00% 60300 7.50 0.00
Abbvie 0.01 +3.00% 7924 54.39 0.00
Walter Invt Mgmt Corp note 0.01 +14.00% 485000 0.73 0.00
Lyon William Homes cl a 0.01 NEW 15000 20.60 0.00
American Airls 0.01 NEW 8000 38.88 0.00
Perrigo Company 0.01 +99.00% 2308 157.28 0.00
Empire St Rlty Op L P unit ltd prtnsp 0.01 -7.00% 13000 17.08 0.00
Platform Specialty Prods Cor 0.01 +229.00% 40225 12.65 0.00
Investors Ban 0.01 15000 12.33 0.00
Sunedison Inc note 2.000%10/0 0.01 +76.00% 608000 0.76 0.00
BAC Bank of America Corporation 0.00 10100 15.54 15.95
MU Micron Technology 0.00 NEW 11000 15.00 27.78
ARRY Array BioPharma 0.00 NEW 20000 4.55 7.97
Navios Maritime Partners 0.00 18000 7.28 0.00
NAVIOS MARITIME HOLDINGS INC Com Stk 0.00 40000 2.50 0.00
Cobalt Intl Energy 0.00 21750 7.08 0.00
Teleflex Inc note 3.875% 8/0 0.00 NEW 14000 2.00 0.00
PTN Palatin Technologies 0.00 19010 0.79 1.09
Chart Industries 2% conv 0.00 NEW 22000 0.86 0.00
Helix Energy Solutions note 0.00 NEW 11000 0.82 0.00
Prospect Capital Corp note 0.00 NEW 71000 1.01 0.00
Aar Corp 2.25% conv 0.00 NEW 20000 0.95 0.00
Wabash National Corp 3.375 '18 conv 0.00 NEW 41000 1.15 0.00
Broadsoft Inc. 1.5% 07/01/2018 conv 0.00 NEW 72000 1.03 0.00
M/i Homes Inc note 3.000% 3/0 0.00 NEW 70000 0.97 0.00
Rwt 4 5/8 04/15/18 0.00 NEW 76000 0.96 0.00
Goldman Sachs Group Inc note 1/2 0.00 NEW 81000 1.25 0.00
Wells Fargo & Co mtnf 6/0 0.00 NEW 80000 1.09 0.00
Wells Fargo & Co Medium Term Nts 0.000% 06/10/20 B/e Dtd 06/17/13 0.00 NEW 80000 0.90 0.00
Hos Us conv 0.00 NEW 85000 0.74 0.00
Resource Cap Corp Note 6.000%12/0 note 0.00 NEW 18000 0.89 0.00
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.00 NEW 71000 0.99 0.00
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.00 NEW 82000 0.95 0.00
Goldman Sachs Group Inc Medium Term Nts Callable Exchangeable Equity 0.000% 02/16/21 B/e Dtd 02/13/14 Clb 0.00 NEW 47000 0.91 0.00
National Health Invs Inc note 0.00 NEW 77000 0.97 0.00
Pennymac Corp conv 0.00 NEW 28000 0.89 0.00
J2 Global Inc note 3.250% 6/1 0.00 NEW 46000 1.20 0.00
Renewable Energy Group Inc mtnf 2.750% 6/1 0.00 NEW 75000 0.87 0.00
Goog 0% 02/19/21 0.00 NEW 78000 0.99 0.00
Sandisk Corp conv 0.00 -97.00% 66000 0.97 0.00