Pine River Capital Management

Latest statistics and disclosures from Pine River Capital Management's latest quarterly 13F-HR filing:

Pine River Capital Management portfolio companies for December 2013 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
SPY SPDR S&P; 500 ETF 5.80 NEW 2571800 184.69 188.16
General Mtrs Co *w exp 07/10/201 3.95 NEW 13957192 23.17 0.00
AGNC American Capital Agency 3.43 NEW 14542825 19.29 22.39
Annaly Cap Mgmt Inc note 5.000% 5/1 2.61 NEW 209597000 1.02 0.00
ACAS American Capital 2.55 NEW 13332644 15.64 14.78
NLY Annaly Capital Management 2.50 NEW 20486468 9.97 11.38
AAPL Apple 2.07 NEW 301703 561.03 530.49
XLF Financial Select Sector SPDR 1.76 NEW 6592500 21.86 21.97
OCN Ocwen Financial Corporation 1.47 NEW 2171057 55.45 38.46
EEM iShares MSCI Emerging Markets Indx 1.18 NEW 2302100 41.80 41.17
HYG iShares iBoxx $ High Yid Corp Bond 1.18 NEW 1039100 92.88 94.20
General Mtrs Co *w exp 07/10/201 1.17 NEW 3068766 31.17 0.00
EFA iShares MSCI EAFE Index Fund 1.11 NEW 1351970 67.10 67.79
XOM Exxon Mobil Corporation 1.07 NEW 863500 101.20 100.55
WAC Walter Investment Management 1.05 NEW 2438700 35.36 27.96
JPM JPMorgan Chase & Co. 1.04 NEW 1456852 58.48 55.56
Xilinx Inc sdcv 3.125% 3/1 1.03 NEW 53100000 1.59 0.00
JNJ Johnson & Johnson 0.91 NEW 816483 91.60 100.56
GOOG Google 0.89 NEW 65137 1120.76 531.00
BAC Bank of America Corporation 0.87 NEW 4548230 15.57 16.32
AIG American International 0.87 NEW 1393913 51.05 51.09
WFC Wells Fargo & Company 0.85 NEW 1530500 45.40 49.36
CVX Chevron Corporation 0.84 NEW 549497 124.91 124.71
V Visa 0.84 NEW 307295 222.68 210.20
American Capital Mortgage In 0.81 NEW 3789276 17.46 0.00
Direxion Daily Fin Bull 3x dly 0.81 NEW 735700 90.30 0.00
Rwt 4 5/8 04/15/18 0.80 NEW 62950000 1.04 0.00
Nabors Industries Ltd shs 0.79 NEW 3827378 16.99 0.00
IBM International Business Machines 0.77 NEW 335700 187.56 191.33
ALL Allstate Corporation 0.76 NEW 1134996 54.54 56.20
GE General Electric Company 0.75 NEW 2177900 28.03 26.60
PG Procter & Gamble Company 0.74 NEW 745800 81.41 81.28
GS Goldman Sachs 0.72 NEW 330175 177.26 159.38
APC Anadarko Petroleum Corporation 0.70 NEW 718589 79.32 98.57
PRU Prudential Financial 0.69 NEW 609813 92.22 82.06
EWZ iShares MSCI Brazil Index 0.69 NEW 1255493 44.68 46.81
ARR ARMOUR Residential REIT 0.68 NEW 13863800 4.01 4.22
New Residential Invt 0.68 NEW 8292983 6.68 0.00
SLB Schlumberger 0.66 NEW 601970 90.11 101.85
BA Boeing Company 0.64 NEW 381500 136.49 130.20
PM Philip Morris International 0.64 NEW 604879 87.13 83.72
KO Coca-Cola Company 0.63 NEW 1251700 41.31 40.60
Knight Capital Group Inc. 3.50% dbcv 0.62 NEW 51000000 1.00 0.00
MSFT Microsoft Corporation 0.60 NEW 1310000 37.41 39.99
Citi 0.60 NEW 944500 52.11 0.00
VZ Verizon Communications 0.57 NEW 946838 49.14 48.21
CSCO Cisco Systems 0.55 NEW 1989200 22.43 23.30
PEP Pepsi 0.53 NEW 518469 82.93 85.42
NCT Newcastle Investment 0.52 NEW 7467891 5.74 4.54
ITB iShares Dow Jones US Home Const. 0.51 NEW 1680600 24.82 23.73
Phh Corp cnv 0.51 NEW 20000000 2.07 0.00
BRK.B Berkshire Hathaway 0.49 NEW 340800 118.56 0.00
INTC Intel Corporation 0.49 NEW 1545100 25.96 26.76
WMT Wal-Mart Stores 0.48 NEW 501500 78.70 77.77
DHI D.R. Horton 0.48 NEW 1747281 22.32 21.46
Tesla Mtrs Inc note 1.500% 6/0 0.48 NEW 28000000 1.39 0.00
AMTRUST FINANCIAL CONVERTIBLE Services Inc security 0.47 NEW 28900000 1.33 0.00
UNH UnitedHealth 0.46 NEW 496695 75.30 75.89
NRF Northstar Realty Finance 0.46 NEW 2816651 13.45 15.35
Cobalt Intl Energy 0.46 NEW 2276094 16.45 0.00
Apollo Residential Mortgage 0.45 NEW 2477767 14.78 0.00
PFE Pfizer 0.44 NEW 1173200 30.63 31.17
ODP Office Depot 0.43 NEW 6664738 5.29 4.20
Scorpio Bulkers 0.43 NEW 1022058 34.23 0.00
T AT&T; 0.42 NEW 969900 35.16 36.30
Sterlite Inds India Ltd note 4.000%10/3 0.42 NEW 34680000 0.99 0.00
ASIA AsiaInfo-Linkage 0.40 +517.00% 2727119 11.96 11.99
Cms Energy Corp note 5.500% 6/1 0.40 NEW 16685000 1.98 0.00
Tor Dom Bk Cad 0.38 NEW 311800 100.11 0.00
Evertec 0.38 NEW 1261188 24.66 0.00
EBAY eBay 0.37 NEW 547661 54.87 55.09
VMW VMware 0.37 NEW 334908 89.71 106.65
CTSH Cognizant Technology Solutions 0.36 NEW 290684 100.98 49.00
SEIC SEI Investments Company 0.36 NEW 843369 34.73 31.51
Doubleline Income Solutions 0.36 NEW 1397036 21.09 0.00
Cibc Cad 0.35 NEW 313000 90.72 0.00
Rait Financial Trust - Putable At 100 conv bond 0.35 NEW 20352000 1.41 0.00
Liberty Media Corp deb 3.500% 1/1 0.34 NEW 52264000 0.54 0.00
WU Western Union Company 0.34 NEW 1635526 17.25 15.65
VTR Ventas 0.34 NEW 486065 57.28 64.35
WSDT WisdomTree Investments 0.34 NEW 1569200 17.71 0.00
Facebook Inc cl a 0.34 NEW 516221 54.65 0.00
AXP American Express Company 0.32 NEW 284900 90.72 87.18
EOG EOG Resources 0.32 NEW 154433 167.84 104.28
QQQQ PowerShares QQQ Trust, Series 1 0.32 NEW 295800 87.96 0.00
ADSK Autodesk 0.31 NEW 507759 50.32 48.10
MRK Merck & Co 0.31 NEW 503000 50.05 57.82
ORCL Oracle Corporation 0.31 NEW 657800 38.26 40.47
AMZN Amazon 0.30 NEW 62600 398.76 327.96
CRM salesforce 0.30 NEW 446080 55.19 55.54
Beazer Homes Usa 0.30 NEW 1021940 24.42 0.00
Pimco Dynamic Credit Income other 0.30 NEW 1091788 22.48 0.00
Psec Us conv 0.30 NEW 23500000 1.05 0.00
UNP Union Pacific Corporation 0.29 NEW 140700 167.99 193.24
Retailmenot 0.29 NEW 828277 28.79 0.00
QCOM QUALCOMM 0.28 NEW 313900 74.26 80.99
LCC US Airways 0.28 NEW 1002600 22.55 0.00
EVR Evercore Partners 0.28 NEW 386493 59.78 53.03
Resource Cap Corp Note 6.000%12/0 note 0.28 NEW 22794000 1.00 0.00
Suntrust Banks Inc $1.00 Par Cmn 0.27 NEW 598760 36.81 0.00
Everest Re 0.27 NEW 143138 155.87 0.00
COP ConocoPhillips 0.27 NEW 314300 70.66 74.11
Rbc Cad 0.27 NEW 313000 71.42 0.00
Bank Of Montreal Cadcom Npv 0.27 NEW 313000 70.81 0.00
CHL China Mobile 0.26 NEW 400000 52.30 44.85
HD Home Depot 0.26 NEW 262100 82.33 79.03
DIS Walt Disney Company 0.26 NEW 281100 76.40 79.27
DVN Devon Energy Corporation 0.25 NEW 324658 61.87 71.15
LEN Lennar Corporation 0.25 NEW 519156 39.56 38.51
COF Capital One Financial 0.25 NEW 271070 76.61 74.91
GILD Gilead Sciences 0.25 NEW 273500 75.10 74.82
PCLN priceline.com Incorporated 0.25 NEW 17843 1162.36 1225.68
DXJ WisdomTree Japan Total Dividend Fd 0.25 NEW 400000 50.84 46.42
UTX United Technologies Corporation 0.24 NEW 175900 113.80 119.81
CAM Cameron International Corporation 0.24 NEW 330676 59.53 64.50
CMCSA Comcast Corporation 0.23 NEW 370000 51.96 51.04
GLD SPDR Gold Trust 0.23 NEW 160000 116.12 123.49
HYT BlackRock Corporate High Yield Fund VI, 0.23 NEW 1546577 12.17 12.17
Prospect Capital Corp note 6.250%12/1 0.23 NEW 17207000 1.08 0.00
MCD McDonald's Corporation 0.22 NEW 188000 97.03 99.73
Intercontinentalexchange 0.22 NEW 81749 224.90 0.00
L-3 Communications Corp debt 3.000% 8/0 0.21 NEW 14000000 1.20 0.00
CVS CVS Caremark Corporation 0.21 NEW 238800 71.57 73.38
MHGC Morgans Hotel 0.21 NEW 2141019 8.13 7.47
Capitol Acquisition Corp Ii 0.21 NEW 1780495 9.65 0.00
American Airls 0.21 NEW 684162 25.25 0.00
MMM 3M Company 0.20 NEW 118200 140.26 139.13
AMGN Amgen 0.20 NEW 144000 114.07 113.00
Catamaran 0.20 NEW 344260 47.46 0.00
PMT PennyMac Mortgage Investment Trust 0.19 NEW 659562 22.96 23.09
MO Altria 0.19 NEW 399100 38.39 38.49
OXY Occidental Petroleum Corporation 0.19 NEW 160200 95.12 97.62
STJ St. Jude Medical 0.19 NEW 246775 61.96 63.18
SFLY Shutterfly 0.19 NEW 300000 50.93 42.74
Abbvie 0.19 NEW 296200 52.80 0.00
PACW PacWest Ban 0.18 NEW 342416 42.22 40.98
MA MasterCard Incorporated 0.17 NEW 16900 835.63 74.40
Us Silica Hldgs 0.17 NEW 399072 34.11 0.00
BMY Bristol Myers Squibb 0.16 NEW 251500 53.14 51.00
First Tr Inter Duration Pfd & Income Fd 0.16 NEW 606162 21.25 0.00
MDT Medtronic 0.15 NEW 219809 57.40 58.60
TMO Thermo Fisher Scientific 0.15 NEW 106789 111.36 120.88
CI CIGNA Corporation 0.15 NEW 139511 87.48 76.78
HES Hess 0.15 NEW 147071 83.00 88.34
HTH Hilltop Holdings 0.15 NEW 535307 23.13 23.87
SPN Superior Energy Services 0.15 NEW 470837 26.61 32.74
IVR Invesco Mortgage Capital 0.15 NEW 850878 14.68 16.67
Zynga 0.15 NEW 3127399 3.80 0.00
ANH Anworth Mortgage Asset Corporation 0.14 NEW 2779465 4.21 5.50
EPI WisdomTree India Earnings Fund 0.14 NEW 670000 17.44 18.97
Express Scripts Holding 0.14 NEW 161775 70.25 0.00
Omnicare Inc 3.75% '42 conv 0.14 NEW 7500000 1.51 0.00
Lgi Homes 0.14 NEW 666180 17.79 0.00
Quinpario Acquisition 0.14 NEW 1175000 10.10 0.00
Bk Nova Cad 0.13 NEW 163000 66.43 0.00
YONG Yongye International 0.13 -14.00% 1712238 6.40 6.97
Nuveen Mtg opportunity term fd 0.13 NEW 458000 23.14 0.00
BBN Blackrock Build America Bond Trust 0.13 NEW 561288 19.15 20.29
Hawaiian Telcom Hold 0.13 NEW 353782 29.37 0.00
Colony Finl Inc note 5.00% 0.13 NEW 10000000 1.04 0.00
Barracuda Networks 0.13 NEW 258833 39.68 0.00
EMC EMC Corporation 0.12 NEW 395302 25.15 25.86
PEG Public Service Enterprise 0.12 NEW 297555 32.04 39.14
GTLS Chart Industries 0.12 NEW 99124 95.64 77.89
MD Mednax 0.12 NEW 180880 53.38 60.53
Kosmos Energy 0.12 NEW 856697 11.18 0.00
Ipath S&p 500 Vix S/t Fu Etn 0.12 NEW 223000 42.55 0.00
Levy Acquisition Corp Unit 1 0 0.12 NEW 1000000 10.01 0.00
Solar Cap 0.11 NEW 407536 22.55 0.00
SGY Stone Energy Corporation 0.11 NEW 270789 34.59 46.33
GLF GulfMark Offshore 0.11 NEW 190714 47.13 44.01
EVV Eaton Vance Limited Duration Income Fund 0.11 NEW 573300 15.30 15.36
BTZ BlackRock Credit All Inc Trust IV 0.11 NEW 669355 13.06 13.60
Tableau Software Inc Cl A 0.11 NEW 126000 68.93 0.00
KBH KB Home 0.10 NEW 468756 18.28 16.85
RHT Red Hat 0.10 NEW 147087 56.04 51.02
HAL Halliburton Company 0.10 NEW 163301 50.75 64.69
JNPR Juniper Networks 0.10 NEW 362568 22.57 25.84
DRQ Dril-Quip 0.10 NEW 77125 109.94 114.07
DRC Dresser-Rand 0.10 NEW 137251 59.63 60.83
AINV Apollo Investment 0.10 NEW 1010807 8.47 8.15
HTWR HeartWare International 0.10 NEW 87925 93.91 85.84
Scorpio Tankers Inc shs 0.10 NEW 709299 11.79 0.00
GM General Motors Company 0.10 NEW 203100 40.88 34.49
Benefitfocus 0.10 NEW 139000 57.74 0.00
Veeva Sys Inc cl a 0.10 NEW 259625 32.10 0.00
Twitter 0.10 NEW 126900 63.65 0.00
Agilent Technologies Inc C ommon 0.09 NEW 129608 57.18 0.00
REXX Rex Energy Corporation 0.09 NEW 366303 19.71 20.80
OII Oceaneering International 0.09 NEW 97954 78.88 72.95
CHU China Uni 0.09 NEW 500000 15.06 12.86
FFIV F5 Networks 0.09 NEW 80937 90.86 108.50
Chemed Corp New note 1.875% 5/1 0.08 NEW 6000000 1.04 0.00
CVC Cablevision Systems Corporation 0.08 NEW 376091 17.93 16.96
CIEN Ciena Corporation 0.08 NEW 257883 23.93 20.29
Inland Real Estate Corp note 5.000%11/1 0.08 NEW 5844000 1.11 0.00
Xilinx Inc Cvt 2.625 6-15-17 convert 0.08 NEW 4000000 1.60 0.00
Nationstar Mortgage 0.08 NEW 183646 36.97 0.00
Ares Capital Corp 5.125 2016 conv 0.08 NEW 6500000 1.07 0.00
***ardmore Shipping 0.08 NEW 401372 15.56 0.00
Zulily Inc cl a 0.08 NEW 149500 41.43 0.00
DFS Discover Financial Services 0.07 NEW 104661 55.95 56.25
PRXL PAREXEL International Corporation 0.07 NEW 132029 45.18 50.48
CX Cemex SAB de CV 0.07 NEW 489200 11.83 12.27
PTEN Patterson-UTI Energy 0.07 NEW 215378 25.32 33.03
CYH Community Health Systems 0.07 NEW 141518 39.27 36.94
MSTR MicroStrategy Incorporated 0.07 NEW 44989 124.23 104.68
GDX Market Vectors Gold Miners ETF 0.07 NEW 254935 21.13 23.82
RAX Rackspace Hosting 0.07 NEW 151141 39.13 30.62
JQC Nuveen Multi-Strategy Inc & Growth Fd 2 0.07 NEW 598126 9.73 9.40
CLDT Chatham Lodging Trust 0.07 NEW 275334 20.45 20.54
First Tr High Income L/s Fd 0.07 NEW 343994 17.22 0.00
Western Asset Hgh Yld Dfndfd 0.07 NEW 344303 17.71 0.00
Blucora 0.07 NEW 203120 29.16 0.00
Bioamber 0.07 NEW 750951 7.48 0.00
Cvent 0.07 NEW 147000 36.39 0.00
Fireeye 0.07 NEW 131000 43.61 0.00
Essent 0.07 NEW 234223 24.06 0.00
Container Store 0.07 NEW 130700 46.61 0.00
Allegheny Technologies Inc note 4.250% 6/0 0.06 NEW 4500000 1.04 0.00
CAH Cardinal Health 0.06 NEW 77564 66.81 68.57
SYMC Symantec Corporation 0.06 NEW 197645 23.58 20.73
DAR Darling International 0.06 NEW 250000 20.88 20.82
ICON Iconix Brand 0.06 NEW 129621 39.70 38.27
WBMD WebMD Health 0.06 NEW 121100 39.50 45.37
HIO Western Asst High Incm Opprtnty Fnd 0.06 NEW 814062 5.93 5.99
Prologis 0.06 NEW 142000 36.95 0.00
Global Eagle Acquisition Cor 0.06 NEW 325000 14.87 0.00
Zillow 0.06 NEW 57412 81.73 0.00
Del Friscos Restaurant 0.06 NEW 194300 23.57 0.00
Globus Med Inc cl a 0.06 NEW 256893 20.18 0.00
Lifelock 0.06 NEW 275495 16.41 0.00
Channeladvisor 0.06 NEW 108000 41.71 0.00
Marketo 0.06 NEW 143000 37.07 0.00
Jetpay 0.06 NEW 3290000 1.55 0.00
Rexford Industrial Realty Inc reit 0.06 NEW 399275 13.20 0.00
Nimble Storage 0.06 NEW 100000 45.31 0.00
Qihoo 360 Technology Co Ltd debt 2.500% 9/1 0.06 NEW 4500000 1.06 0.00
Barnes Group Inc note 3.375% 3/1 0.05 NEW 3000000 1.36 0.00
IBN ICICI Bank 0.05 NEW 119375 37.17 43.79
NUAN Nuance Communications 0.05 NEW 272900 15.20 16.36
PKI PerkinElmer 0.05 NEW 92123 41.24 44.44
F Ford Motor Company 0.05 NEW 286537 15.43 16.20
SOHU Sohu 0.05 NEW 51600 72.91 63.25
Rite Aid Corp note 8.500% 5/1 0.05 NEW 2150000 2.07 0.00
ATVI Activision Blizzard 0.05 NEW 245989 17.83 19.70
Cimarex Energy 0.05 NEW 36352 104.92 0.00
CATM Cardtronics 0.05 NEW 93500 43.47 36.46
ESC Emeritus Corporation 0.05 NEW 196706 21.63 29.63
First Republic Bank/san F 0.05 NEW 72696 52.37 0.00
Marathon Petroleum 0.05 NEW 42610 91.74 0.00
Direxion Shs Exch Trd 0.05 NEW 147600 28.70 0.00
Yume 0.05 NEW 529609 7.45 0.00
Violin Memory 0.05 NEW 1066100 3.96 0.00
United Online Inc Common Stock 0.05 NEW 318146 13.76 0.00
Chegg 0.05 NEW 476986 8.51 0.00
Gain Cap Hldgs Inc note 4.125%12/0 0.05 NEW 4000000 0.93 0.00
Mavenir Systems 0.05 NEW 348300 11.16 0.00
MPEL Melco Crown Entertainment 0.04 NEW 83000 39.21 38.32
USB U.S. Ban 0.04 NEW 82000 40.40 40.71
SNE Sony Corporation 0.04 NEW 175640 17.30 18.66
UPS United Parcel Service 0.04 NEW 33200 105.12 98.91
JCP J.C. Penney Company 0.04 NEW 362300 9.15 8.06
SNV Synovus Financial 0.04 NEW 980950 3.60 3.31
IO ION Geophysical Corporation 0.04 NEW 1093000 3.30 4.54
KEG Key Energy Services 0.04 NEW 448676 7.90 10.22
ESS Essex Property Trust 0.04 NEW 24530 143.54 169.45
HOS Hornbeck Offshore Services 0.04 NEW 68693 49.23 39.54
QDEL Quidel Corporation 0.04 NEW 100000 30.89 24.46
SINOVAC BIOTECH 0.04 NEW 494646 6.12 0.00
TSLA Tesla Motors 0.04 NEW 20000 150.45 215.80
NHS Lehman Brothers First Trust IOF 0.04 NEW 247261 13.26 13.66
Nuveen Mortgage opportunity trm fd2 0.04 NEW 139000 22.97 0.00
Hollyfrontier 0.04 NEW 68960 49.68 0.00
First Trust Strategic * 0.04 NEW 204546 16.05 0.00
Phillips 66 0.04 NEW 44290 77.13 0.00
Pdc Energy 0.04 NEW 67388 53.23 0.00
Collabrium Japan 0.04 NEW 350011 10.23 0.00
Cyrusone 0.04 NEW 130000 22.33 0.00
Quintiles Transnatio Hldgs I 0.04 NEW 67830 46.34 0.00
Coty Inc Cl A 0.04 NEW 239017 15.25 0.00
Cdw 0.04 NEW 136189 23.36 0.00
Ellington Residential Mortga reit 0.04 NEW 235336 15.38 0.00
Potbelly 0.04 NEW 146000 24.28 0.00
Burlington Stores 0.04 NEW 113000 32.00 0.00
Tetrelogic Pharmaceuticals 0.04 NEW 350000 9.52 0.00
SOL ReneSola 0.03 NEW 826362 3.45 3.10
THOR Thoratec Corporation 0.03 NEW 77398 36.60 33.94
ZMH Zimmer Holdings 0.03 NEW 24334 93.20 91.79
WLL Whiting Petroleum Corporation 0.03 NEW 39560 61.88 74.79
CNC Centene Corporation 0.03 NEW 36863 58.92 63.76
MFA MFA Mortgage Investments 0.03 NEW 330283 7.06 7.91
SLTM Solta Medical 0.03 NEW 730068 2.95 2.92
QLIK Qlik Technologies 0.03 NEW 82908 26.63 25.40
GORO Gold Resource Corporation 0.03 NEW 528307 4.53 4.71
MHY Western Asset Managed High Incm Fnd 0.03 NEW 363123 5.66 5.77
Netqin Mobile 0.03 NEW 188469 14.70 0.00
United Ins Hldgs 0.03 NEW 156299 14.08 0.00
Infinity Cross Bo 0.03 NEW 315000 7.91 0.00
Model N 0.03 NEW 194000 11.79 0.00
Aquasition 0.03 NEW 249900 10.14 0.00
Rally Software Development 0.03 NEW 131000 19.45 0.00
Cis Acquisition Ltd shs ser a 0.03 NEW 282600 10.11 0.00
Ringcentral 0.03 NEW 146500 18.37 0.00
Covisint 0.03 NEW 198000 12.55 0.00
Navigator Holdings Ltd Com Stk 0.03 NEW 88300 26.94 0.00
RPM RPM International 0.02 NEW 48000 41.48 43.37
LVS Las Vegas Sands 0.02 NEW 23700 78.89 79.78
HON Honeywell International 0.02 NEW 15600 91.41 93.59
NIHD NII Holdings 0.02 NEW 473800 2.75 0.98
TTWO Take-Two Interactive Software 0.02 NEW 94300 17.37 20.77
ABMD ABIOMED 0.02 NEW 69189 26.74 25.36
LDK LDK Solar 0.02 NEW 1000000 1.31 0.00
Safe Bulkers Inc Com Stk 0.02 NEW 150000 10.40 0.00
MDVN Medivation 0.02 NEW 23400 63.80 63.07
MOH Molina Healthcare 0.02 NEW 52889 34.75 35.09
GBX Greenbrier Companies 0.02 NEW 58350 32.84 49.09
Baltic Trading 0.02 NEW 300000 6.44 0.00
NOR Noranda Aluminum Holding Corporation 0.02 NEW 401800 3.29 4.23
SPG Simon Property 0.02 NEW 11450 152.14 170.48
CODE Spansion 0.02 NEW 101000 13.89 18.47
ARIA Ariad Pharmaceuticals 0.02 NEW 246700 6.82 7.65
CTCT Constant Contact 0.02 NEW 57795 31.08 26.00
HPS John Hancock Preferred Income Fund III 0.02 NEW 89918 15.59 17.35
PDT John Hancock Patriot Premium Div Fund II 0.02 NEW 115071 11.61 13.06
HPI John Hancock Preferred Income Fund 0.02 NEW 84821 17.84 19.91
HCA HOLDINGS 0.02 NEW 39719 47.68 0.00
Air Lease 0.02 NEW 50000 31.08 0.00
Cys Investments 0.02 NEW 259179 7.41 0.00
Dfc Global 0.02 NEW 141000 11.45 0.00
Axogen 0.02 NEW 386699 4.49 0.00
Ofs Capital 0.02 NEW 114098 12.83 0.00
Atlas Financial Holdings Inc shs 0.02 NEW 84418 14.72 0.00
Chart Acquisition 0.02 NEW 146397 9.75 0.00
Premier 0.02 NEW 42543 36.76 0.00
Blue Capital Reinsurance Hol 0.02 NEW 100000 18.38 0.00
CVA Covanta Holding Corporation 0.01 NEW 54600 17.75 18.38
XCO EXCO Resources 0.01 NEW 190100 5.31 6.03
Advanced Micro Devices Inc note 6.000% 5/0 0.01 NEW 1000000 1.05 0.00
CAT Caterpillar 0.01 NEW 13400 90.75 104.33
COST Costco Wholesale Corporation 0.01 NEW 8200 119.02 114.17
FDX FedEx Corporation 0.01 NEW 5200 143.85 136.50
FE FirstEnergy 0.01 NEW 29900 33.01 33.80
CTXS Citrix Systems 0.01 NEW 16200 63.21 56.53
CMI Cummins 0.01 NEW 6400 140.94 146.91
DLR Digital Realty Trust 0.01 NEW 21200 49.10 52.48
FNF Fidelity National Financial 0.01 NEW 33500 32.45 31.50
FST Forest Oil Corporation 0.01 NEW 260900 3.61 1.92
NEM Newmont Mining Corporation 0.01 NEW 21900 23.06 24.65
TDC Teradata Corporation 0.01 NEW 22900 45.46 47.62
GFI Gold Fields 0.01 NEW 272100 3.20 4.01
TKR Timken Company 0.01 NEW 18300 55.08 60.33
AIV Apartment Investment and Management 0.01 NEW 37000 25.92 30.28
EMR Emerson Electric 0.01 NEW 14600 70.14 69.35
NOV National-Oilwell Var 0.01 NEW 10200 79.61 82.47
WTW Weight Watchers International 0.01 NEW 29600 32.94 21.27
NFX Newfield Exploration 0.01 NEW 41400 24.64 32.77
HCN Health Care REIT 0.01 NEW 17700 53.56 61.69
LMT Lockheed Martin Corporation 0.01 NEW 5200 148.85 160.59
Cenovus Energy 0.01 NEW 33900 28.64 0.00
CL Colgate-Palmolive Company 0.01 NEW 16000 65.25 66.13
DE Deere & Company 0.01 NEW 8400 91.43 93.66
MXIM Maxim Integrated Products 0.01 NEW 34100 27.92 32.61
WAG Walgreen Company 0.01 NEW 16400 57.44 67.00
DHR Danaher Corporation 0.01 NEW 12400 77.26 73.38
ANF Abercrombie & Fitch 0.01 NEW 29900 32.91 37.59
USG USG Corporation 0.01 NEW 37400 28.37 32.44
ARO Aeropostale 0.01 NEW 115900 9.09 4.82
HOV Hovnanian Enterprises 0.01 NEW 182545 6.62 4.58
PTR PetroChina Company 0.01 NEW 9000 109.78 112.59
FSC Fifth Street Finance 0.01 NEW 57392 9.25 9.45
PXD Pioneer Natural Resources 0.01 NEW 6600 183.94 198.55
Sina Corporation 0.01 NEW 13500 84.22 0.00
Gold 0.01 NEW 44500 21.66 0.00
LPX Louisiana-Pacific Corporation 0.01 NEW 55300 18.52 16.01
EQIX Equinix 0.01 NEW 5600 177.32 180.26
BRCM Broadcom Corporation 0.01 NEW 34484 29.67 30.22
PQ PetroQuest Energy 0.01 NEW 248000 4.32 5.71
SCSS Select Comfort 0.01 NEW 46500 21.10 19.51
RDEN Elizabeth Arden 0.01 NEW 26900 35.43 28.56
AAWW Atlas Air Worldwide Holdings 0.01 NEW 25200 41.15 35.86
ACC American Campus Communities 0.01 NEW 29700 32.19 38.01
ALTR Altera Corporation 0.01 NEW 30600 32.52 34.64
BHP BHP Billiton 0.01 NEW 14800 68.18 70.48
CLI Mack-Cali Realty 0.01 NEW 45200 21.48 20.53
CTB Cooper Tire & Rubber Company 0.01 NEW 17500 24.00 25.06
EDR Education Realty Trust 0.01 NEW 109200 8.82 10.30
HME Home Properties 0.01 NEW 18000 53.61 59.81
HWAY Healthways 0.01 NEW 70362 15.35 17.28
JDSU JDS Uniphase Corporation 0.01 NEW 78100 13.00 13.56
Royal Gold 0.01 NEW 20800 46.11 0.00
TITN Titan Machinery 0.01 NEW 57900 17.82 18.33
TTMI TTM Technologies 0.01 NEW 48964 8.58 7.97
HMSY HMS Holdings 0.01 NEW 45600 22.70 16.14
HMY Harmony Gold Mining 0.01 NEW 385600 2.53 3.14
Silver Standard Res 0.01 NEW 90000 6.96 0.00
URBN Urban Outfitters 0.01 NEW 26400 37.12 35.61
BKD Brookdale Senior Living 0.01 NEW 38400 27.19 31.67
EXR Extra Space Storage 0.01 NEW 23400 42.09 50.37
Kinross Gold 0.01 NEW 205700 4.38 0.00
HCP HCP 0.01 NEW 26400 36.33 40.50
INFI Infinity Pharmaceuticals 0.01 NEW 74800 13.81 10.68
MRGE Merge Healthcare 0.01 NEW 326181 2.32 2.40
TCO Taubman Centers 0.01 NEW 14700 63.95 72.08
AREX Approach Resources 0.01 NEW 49900 19.30 19.81
DLIA dELiA*s 0.01 NEW 550000 0.88 0.81
BAGL Einstein Noah Restaurant 0.01 NEW 42188 14.48 15.15
Iamgold 0.01 NEW 272100 3.33 0.00
RYN Rayonier 0.01 NEW 22700 42.11 45.51
Westport Innovations 0.01 NEW 51400 19.61 0.00
BXP Boston Properties 0.01 NEW 9600 100.42 117.33
IOC InterOil Corporation 0.01 NEW 17300 51.50 67.45
CYOU Changyou 0.01 NEW 23000 32.04 27.70
PRKR ParkerVision 0.01 NEW 127938 4.55 4.33
SWI SolarWinds 0.01 NEW 27400 37.81 43.55
IRWD Ironwood Pharmaceuticals 0.01 NEW 87800 11.62 11.82
CAP CAI International 0.01 NEW 30049 23.56 23.49
DFT DuPont Fabros Technology 0.01 NEW 40400 24.73 24.14
Global Power Equipment Grp I 0.01 NEW 35364 19.57 0.00
MCP Moly 0.01 NEW 210200 5.62 4.83
FTNT Fortinet 0.01 NEW 53400 19.12 22.01
CCG Campus Crest Communities 0.01 NEW 69611 9.41 8.69
FFC Flaherty & Crumrine/Claymore Preferred S 0.01 NEW 58718 17.51 19.68
TFM Fresh Market 0.01 NEW 24000 40.50 35.25
New America High Income Fund I 0.01 NEW 47100 9.62 0.00
HPF John Hancock Pref. Income Fund II 0.01 NEW 58429 17.90 20.04
DANG E Commerce China Dangdang 0.01 NEW 122519 9.55 12.94
HMH RMK Multi-Sector High Income Fund 0.01 NEW 181403 6.01 7.07
NPM Nuveen Premium Income Muni Fund 2 0.01 NEW 41157 12.54 13.46
JPS Nuveen Quality Pref. Inc. Fund II 0.01 NEW 82426 8.15 8.80
JPC Nuveen Multi-Strategy Income & Growth Fd 0.01 NEW 87031 8.88 9.41
Nuveen Insd Dividend Advantage 0.01 NEW 80600 12.52 0.00
MUA Blackrock Muniassets Fund 0.01 NEW 47218 11.56 12.57
HAV RMK Advantage Income Fund 0.01 NEW 105264 9.09 9.63
HIH RMK High Income Fund 0.01 NEW 99974 8.24 8.82
NMO Nuveen Munpl Markt Opp Fund 0.01 NEW 57100 12.00 13.00
NZF Nuveen Div Adv Muni Fd 3 Ben Int 0.01 NEW 82600 12.35 13.17
NQU Nuveen Quality Income Municipal Fund 0.01 NEW 74968 12.26 13.36
PMM Putnam Managed Municipal Income Trust 0.01 NEW 78400 6.65 7.08
Cohen & Steers Slt Pfd Incm 0.01 NEW 18289 24.71 0.00
HYF Managed High Yield Plus Fund 0.01 NEW 492444 2.03 2.13
Nuveen Ins Ca Tx Fr Adv Mun 0.01 NEW 51450 12.17 0.00
Nuveen Conn Prem Income Mun sh ben int 0.01 NEW 54615 11.61 0.00
Servicesource 0.01 NEW 118000 8.38 0.00
Kinder Morgan 0.01 NEW 29100 36.01 0.00
Gevo 0.01 NEW 700000 1.43 0.00
Fusion-io 0.01 NEW 112300 8.90 0.00
Renren Inc- 0.01 NEW 322800 3.05 0.00
Francescas Hldgs 0.01 NEW 54300 18.40 0.00
Skullcandy 0.01 NEW 167100 7.21 0.00
Halcon Resources 0.01 NEW 254000 3.86 0.00
Ares Capital Corp 5.75 16 convert 0.01 NEW 1000000 1.08 0.00
Adt 0.01 NEW 24100 40.46 0.00
Tile Shop Hldgs 0.01 NEW 57400 18.07 0.00
Mondelez Int 0.01 NEW 30600 35.29 0.00
Ruckus Wireless 0.01 NEW 70400 14.20 0.00
Fairway Group Holdings 0.01 NEW 58300 18.16 0.00
Prospect Capital Corporati mtnf 5.375% 0.01 NEW 500000 1.05 0.00
Blackberry 0.01 NEW 153700 7.44 0.00
Biotelemetry 0.01 NEW 74020 7.94 0.00
Control4 0.01 NEW 61300 17.70 0.00
Capitol Acquisition Corp Ii *w exp 05/15/201 0.01 NEW 899321 0.60 0.00
Hmh Holdings 0.01 NEW 60500 16.96 0.00
Veracyte 0.01 NEW 57974 14.51 0.00
Quinpario Acquisition Corp *w exp 09/27/201 0.01 NEW 1200000 0.36 0.00
ORI Old Republic International Corporation 0.00 NEW 14500 17.24 16.68
WX WuXi PharmaTech 0.00 NEW 9500 38.42 36.63
CXDC China XD Plastics 0.00 NEW 13000 5.23 7.16
ECTY Ecotality 0.00 NEW 1000000 0.02 0.12
PFD Flaherty & Crumrine Pref. Income Fd 0.00 NEW 10084 12.20 14.15
CAK CAMAC Energy 0.00 NEW 150000 0.04 0.70
ETRM EnteroMedics 0.00 NEW 12000 0.33 1.80
JTP Nuveen Quality Preferred Income Fund 0.00 NEW 37502 7.68 8.24
JHP Nuveen Qual Preferred Inc. Fund III 0.00 NEW 29492 7.83 8.41
Resolute Energy Corp *w exp 09/25/201 0.00 NEW 19466 0.26 0.00
MUI Blackrock Muni Intermediate Drtn Fnd 0.00 NEW 15884 13.91 14.26
FPT Federated Premier Intermediate Municipal 0.00 NEW 13345 12.21 12.92
FLC Flaherty & Crumrine/Claymore Total Retur 0.00 NEW 17274 18.58 20.56
OIA Invesco Municipal Income Opp Trust 0.00 NEW 14400 6.18 6.75
IQI Invesco Quality Municipal Inc Trust 0.00 NEW 22300 11.12 11.89
NMA Nuveen Municipal Advantage Fund 0.00 NEW 18042 12.14 13.07
NAD Nuveen Div. Advantage Muni. Fund 0.00 NEW 25000 12.60 13.55
NPI Nuveen Premium Income Municipal Fund 0.00 NEW 11325 12.36 13.22
NMY Nuveen Maryland Premium Income Municipal 0.00 NEW 14350 11.92 12.46
NMT Nuveen Massachusetts Pre Income Mun Fd 0.00 NEW 17047 12.14 12.99
XRS TAL Education 0.00 NEW 12000 22.00 23.32
CEV Eaton Vance California Mun. Income Trust 0.00 NEW 16807 11.25 12.35
D Bona Film 0.00 NEW 60000 5.73 0.00
PSTI Pluristem Therapeutics 0.00 NEW 30000 0.23 3.72
AYN Alliance New York Municipal Income Fund, 0.00 NEW 17379 11.85 12.51
PFO Flaherty & Crumrine Pref. Incme Opp. Fd. 0.00 NEW 10282 10.02 11.59
EVM Eaton Vance Cali Muni Bnd Fnd 0.00 NEW 19955 10.17 11.10
Eaton Vance Natl Mun Opport 0.00 NEW 14875 18.49 0.00
CXH MFS Investment Grade Municipal Trust 0.00 NEW 24600 8.62 9.14
NZH Nuveen CA Div Adv Muni Fd 3 Ben Int 0.00 NEW 14600 11.44 12.35
DSCOD Discovery Laboratories 0.00 NEW 200000 0.83 0.00
MFT BlackRock MuniYield Insured Investment 0.00 NEW 25000 12.24 13.19
Delaware Inv Mn Mun Inc Fd I 0.00 NEW 16491 12.31 0.00
Nuveen Ga Div Adv Mun Fd 2 0.00 NEW 14117 11.69 0.00
NQS Nuveen Select Quality Municipal Fund 0.00 NEW 25700 12.41 13.36
Nuveen Mass Divid Advantag M 0.00 NEW 11419 12.09 0.00
China Hydroelectric Corporat w exp 01/25/201 0.00 NEW 649292 0.01 0.00
Lone Pine Res 0.00 NEW 2800000 0.04 0.00
Prime Acquisition Corp *w exp 99/99/999 0.00 NEW 181000 0.29 0.00
Marina Biotech 0.00 NEW 26189 0.04 0.00
57th Street General Acq-cw16 rt 0.00 NEW 95609 0.06 0.00
Western Asset Mortgage cmn 0.00 NEW 506341 0.02 0.00
Infinity Cross Bo 0.00 NEW 315000 0.55 0.00
Collabrium Japan Acquisitn C *w exp 99/99/999 0.00 NEW 495000 0.11 0.00
Mast Therapeutics 0.00 NEW 62500 0.02 0.00
Chart Acquisition Co *w exp 12/1 0.00 NEW 148300 0.75 0.00
Aquasition Corp *w exp 99/99/999 0.00 NEW 300000 0.23 0.00
Evryware Global 0.00 NEW 46192 8.27 0.00
Neostem 0.00 NEW 381250 0.12 0.00
Bioamber Inc wrt 0.00 NEW 537800 0.73 0.00
Cis Acquisition Ltd-class A wrt 0.00 NEW 774600 0.26 0.00
Prospect Global Res 0.00 NEW 20065 1.74 0.00
Crown Castle International Corp. pfd stk 0.00 NEW 150000 1.00 0.00
Tandem Diabetes Care 0.00 NEW 9883 25.70 0.00