Pine River Capital Management

Latest statistics and disclosures from Pine River Capital Management's latest quarterly 13F-HR filing:

Pine River Capital Management portfolio companies for March 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
SPY SPDR S&P; 500 ETF 8.25 NEW 2840096 187.01 198.76
HYG iShares iBoxx $ High Yid Corp Bond 7.95 NEW 5420000 94.39 94.03
ISRG Intuitive Surgical 2.73 NEW 401017 437.99 445.20
Annaly Cap Mgmt Inc note 5.000% 5/1 2.63 NEW 164435000 1.03 0.00
ACAS American Capital 2.46 NEW 10038569 15.80 15.11
EFA iShares MSCI EAFE Index Fund 2.16 NEW 2065270 67.20 68.10
XLF Financial Select Sector SPDR 1.91 NEW 5503700 22.34 23.00
AGNC American Capital Agency 1.41 NEW 4229489 21.49 23.51
Tesla Mtrs Inc note 1.500% 6/0 1.37 NEW 48950000 1.80 0.00
Rwt 4 5/8 04/15/18 1.05 NEW 62950000 1.07 0.00
V Visa 0.99 NEW 295734 215.86 221.61
JNJ Johnson & Johnson 0.98 NEW 643300 98.23 102.16
APC Anadarko Petroleum Corporation 0.96 NEW 731300 84.76 108.84
VZ Verizon Communications 0.91 NEW 1233840 47.57 51.05
AIG American International 0.90 NEW 1153748 50.01 54.76
CVX Chevron Corporation 0.88 NEW 475381 118.91 132.54
Sirius Xm Holdings 0.86 NEW 17300000 3.20 0.00
Knight Capital Group Inc. 3.50% dbcv 0.79 NEW 51000000 1.00 0.00
XOM Exxon Mobil Corporation 0.78 NEW 512400 97.68 104.30
IBM International Business Machines 0.76 NEW 253600 192.50 194.62
AMTRUST FINANCIAL CONVERTIBLE Services Inc security 0.73 NEW 31900000 1.48 0.00
EMC EMC Corporation 0.69 NEW 1622978 27.41 28.82
WFC Wells Fargo & Company 0.68 NEW 881400 49.74 51.53
WLP WellPoint 0.66 NEW 423826 99.55 115.25
AAPL Apple 0.65 NEW 78005 536.71 95.50
BA Boeing Company 0.64 NEW 330300 125.49 126.70
WAC Walter Investment Management 0.63 NEW 1355392 29.83 29.17
Citi 0.63 NEW 857498 47.60 0.00
LNC Lincoln National Corporation 0.61 NEW 778083 50.67 53.06
Phh Corp cnv 0.60 NEW 17834000 2.17 0.00
AXP American Express Company 0.59 NEW 421893 90.03 93.50
PAY VeriFone Systems 0.59 NEW 1123582 33.82 35.79
Facebook Inc cl a 0.58 NEW 615358 60.24 0.00
Catamaran 0.58 NEW 840246 44.76 0.00
Liberty Media Corp deb 3.500% 1/1 0.57 NEW 69264000 0.53 0.00
Santander Consumer Usa 0.57 NEW 1511758 24.08 0.00
MSFT Microsoft Corporation 0.55 NEW 865600 40.99 45.27
ADSK Autodesk 0.54 NEW 705306 49.18 56.59
Sterlite Inds India Ltd note 4.000%10/3 0.54 NEW 34680000 1.00 0.00
KBH KB Home 0.51 NEW 1923191 16.99 18.40
VMW VMware 0.51 NEW 304435 108.02 97.05
American Capital Mortgage In 0.51 NEW 1744034 18.77 0.00
Sprint 0.50 NEW 3500000 9.19 0.00
BAC Bank of America Corporation 0.49 NEW 1850900 17.20 15.56
PFG Principal Financial 0.48 NEW 666705 45.99 51.80
ORCL Oracle Corporation 0.47 NEW 732500 40.91 40.35
Rait Financial Trust - Putable At 100 conv bond 0.47 NEW 21852000 1.38 0.00
CMCSA Comcast Corporation 0.46 NEW 585691 50.06 54.41
Google Inc Class C 0.44 NEW 25600 1114.57 0.00
CIT CIT 0.43 NEW 563192 49.02 48.64
JPM JPMorgan Chase & Co. 0.43 NEW 453600 60.71 59.09
CTSH Cognizant Technology Solutions 0.42 NEW 538906 50.60 50.35
NRF Northstar Realty Finance 0.42 NEW 1695274 16.14 16.92
BRK.B Berkshire Hathaway 0.40 NEW 205000 124.97 0.00
GE General Electric Company 0.40 NEW 994300 25.89 26.03
Apollo Residential Mortgage 0.40 NEW 1590297 16.23 0.00
L-3 Communications Corp debt 3.000% 8/0 0.39 NEW 19000000 1.33 0.00
MU Micron Technology 0.39 NEW 1069900 23.66 33.33
Psec Us conv 0.39 NEW 23500000 1.07 0.00
PG Procter & Gamble Company 0.38 NEW 306000 80.60 79.84
AINV Apollo Investment 0.37 NEW 2862767 8.31 8.69
T AT&T; 0.36 NEW 653200 35.06 35.93
Tesla Motors Inc bond 0.36 NEW 25500000 0.91 0.00
DVN Devon Energy Corporation 0.35 NEW 335004 66.93 77.78
INTC Intel Corporation 0.35 NEW 861400 25.81 34.45
Resource Cap Corp Note 6.000%12/0 note 0.35 NEW 22794000 1.00 0.00
XLNX Xilinx 0.34 NEW 400000 54.27 41.13
ALL Allstate Corporation 0.34 NEW 384100 56.58 58.14
GILD Gilead Sciences 0.34 NEW 311800 70.86 90.00
LOW Lowe's Companies 0.34 NEW 453879 48.90 47.84
MCD McDonald's Corporation 0.32 NEW 209200 98.04 95.11
PFE Pfizer 0.32 NEW 641000 32.12 30.37
HAL Halliburton Company 0.32 NEW 351712 58.89 73.47
RKT Rock-Tenn Company 0.32 NEW 197348 105.57 95.75
CSCO Cisco Systems 0.31 NEW 900300 22.41 25.58
CI CIGNA Corporation 0.31 NEW 236481 83.73 96.76
STJ St. Jude Medical 0.31 NEW 302158 65.39 67.05
Cobalt Intl Energy 0.31 NEW 1103738 18.32 0.00
Healthways Inc note 1.500% 7/0 0.31 NEW 18500000 1.08 0.00
SLB Schlumberger 0.30 NEW 195334 97.51 113.08
EVR Evercore Partners 0.30 NEW 350132 55.25 55.76
MHGC Morgans Hotel 0.30 NEW 2398032 8.04 7.46
Augusta Res 0.30 NEW 5680100 3.41 0.00
GNW Genworth Financial 0.29 NEW 1067657 17.73 16.52
MPW Medical Properties Trust 0.29 NEW 1438566 12.79 13.18
Hawaiian Holdings Inc conv 0.29 NEW 10010000 1.84 0.00
Prospect Capital Corp note 6.250%12/1 0.29 NEW 17207000 1.08 0.00
KO Coca-Cola Company 0.28 NEW 465200 38.66 40.78
TROW T. Rowe Price 0.28 NEW 219805 82.35 82.06
CVS CVS Caremark Corporation 0.28 NEW 237789 74.86 77.82
AMZN Amazon 0.28 NEW 52776 336.41 359.24
Intercontinentalexchange 0.28 NEW 91527 197.82 0.00
SEIC SEI Investments Company 0.27 NEW 514142 33.61 33.57
Agilent Technologies Inc C ommon 0.27 NEW 306856 55.93 0.00
FISV Fiserv 0.27 NEW 308013 56.69 62.53
Qihoo 360 Technology Co Ltd debt 2.500% 9/1 0.27 NEW 15000000 1.16 0.00
Cash Amer Intl Inc ote 5.250% 5/1 0.27 NEW 11500000 1.53 0.00
FTI FMC Technologies 0.26 NEW 319925 52.29 62.87
IGT International Game Technology 0.26 NEW 1209677 14.06 17.21
CAG ConAgra Foods 0.26 NEW 529848 31.03 30.76
Retailmenot 0.26 NEW 522684 32.00 0.00
TMO Thermo Fisher Scientific 0.25 NEW 135633 120.24 123.80
AGCO AGCO Corporation 0.25 NEW 286588 55.16 53.16
PEP Pepsi 0.25 NEW 191700 83.50 91.57
GLD SPDR Gold Trust 0.24 NEW 125000 123.58 125.74
SPN Superior Energy Services 0.24 NEW 505989 30.76 35.56
VRX Valeant Pharmaceuticals Int 0.24 NEW 117817 131.83 123.53
FTNT Fortinet 0.24 NEW 693258 22.03 24.40
HCA HOLDINGS 0.24 NEW 290399 52.50 0.00
DIS Walt Disney Company 0.23 NEW 187000 80.07 86.01
QCOM QUALCOMM 0.23 NEW 187000 78.86 81.93
Sandisk Corp note 1.500% 8/1 0.23 NEW 9000000 1.64 0.00
CBS CBS Corporation 0.22 NEW 229381 61.80 59.11
MDT Medtronic 0.22 NEW 232932 61.54 63.04
IVR Invesco Mortgage Capital 0.22 NEW 850878 16.47 17.37
Tenet Healthcare Corporation stock 0.22 NEW 325442 42.81 0.00
MRK Merck & Co 0.21 NEW 233800 56.77 58.18
PACW PacWest Ban 0.21 NEW 309636 43.01 40.95
Trinet 0.21 NEW 647029 21.31 0.00
WMT Wal-Mart Stores 0.20 NEW 164500 76.43 76.69
PM Philip Morris International 0.20 NEW 161100 81.88 85.31
ATVI Activision Blizzard 0.20 NEW 639632 20.44 23.14
HUM Humana 0.20 NEW 115300 112.71 133.26
New Residential Invt 0.20 NEW 2008263 6.47 0.00
HD Home Depot 0.19 NEW 156200 79.13 80.77
BIDU Baidu 0.19 NEW 79175 152.27 199.04
KEY Key 0.19 NEW 839715 14.24 13.63
CYH Community Health Systems 0.19 NEW 307029 39.17 44.65
Cibc Cad 0.19 NEW 126087 95.39 0.00
Tor Dom Bk Cad 0.19 NEW 240600 51.83 0.00
HYT BlackRock Corporate High Yield Fund VI, 0.19 NEW 977335 12.26 12.19
Marathon Petroleum 0.19 NEW 142870 87.04 0.00
Direxion Daily Fin Bull 3x dly 0.19 NEW 130559 94.66 0.00
ADBE Adobe Systems Incorporated 0.18 NEW 180400 65.74 72.21
HES Hess 0.18 NEW 143142 82.88 100.21
UTX United Technologies Corporation 0.18 NEW 98600 116.84 110.09
HTH Hilltop Holdings 0.18 NEW 498789 23.79 21.10
Omnicare Inc 3.75% '42 conv 0.18 NEW 7500000 1.51 0.00
Chc 0.18 NEW 1602243 7.39 0.00
CSE CapitalSource 0.17 NEW 745136 14.59 15.50
AMGN Amgen 0.17 NEW 90500 123.33 121.53
RES RPC 0.17 NEW 551766 20.42 24.13
BKD Brookdale Senior Living 0.17 NEW 331351 33.51 35.49
Nabors Industries Ltd shs 0.17 NEW 442683 24.65 0.00
CLDT Chatham Lodging Trust 0.17 NEW 550175 20.22 20.87
MMM 3M Company 0.16 NEW 76200 135.65 145.18
COP ConocoPhillips 0.16 NEW 148600 70.35 85.86
EPI WisdomTree India Earnings Fund 0.16 NEW 535100 18.95 22.68
Chesapeake Energy Corp note 2.500% 5/1 0.16 NEW 10000000 1.01 0.00
ARR ARMOUR Residential REIT 0.16 NEW 2434000 4.12 4.25
Kosmos Energy 0.16 NEW 951442 11.00 0.00
Webmd Health Conv Sr Notes conv 0.16 NEW 10000000 1.01 0.00
Scorpio Bulkers 0.16 NEW 1022058 10.11 0.00
Vodafone Group New Adr F 0.16 NEW 281927 36.81 0.00
Blackrock Kelso Cap Coorporation Sr Nt Conv 5.500% 02/15/18 B/e Dtd 02/19/13 0.16 NEW 9700000 1.04 0.00
MA MasterCard Incorporated 0.15 NEW 127500 74.68 78.03
LLY Eli Lilly & Co. 0.15 NEW 160200 58.86 64.17
OXY Occidental Petroleum Corporation 0.15 NEW 99500 95.30 101.60
JNPR Juniper Networks 0.15 NEW 364465 25.76 22.41
DRC Dresser-Rand 0.15 NEW 169319 58.41 63.69
RVBD Riverbed Technology 0.15 NEW 499139 19.71 18.10
Nuveen Mtg opportunity term fd 0.15 NEW 412200 23.47 0.00
Hawaiian Telcom Hold 0.15 NEW 344293 28.49 0.00
Abbvie 0.15 NEW 188400 51.39 0.00
***ardmore Shipping 0.15 NEW 726372 13.30 0.00
Levy Acquisition 0.15 NEW 999802 9.69 0.00
USB U.S. Ban 0.14 NEW 204300 42.86 42.44
BMY Bristol Myers Squibb 0.14 NEW 175400 51.96 49.35
Solar Cap 0.14 NEW 407536 21.78 0.00
Invesco Ltd shs 0.14 NEW 248208 37.00 0.00
REXX Rex Energy Corporation 0.14 NEW 481347 18.71 15.03
ATW Atwood Oceanics 0.14 NEW 175816 50.39 50.37
Rbc Cad 0.14 NEW 120300 72.88 0.00
Bank Of Montreal Cadcom Npv 0.14 NEW 123853 74.02 0.00
GM General Motors Company 0.14 NEW 254800 34.43 37.90
SUI Sun Communities 0.14 NEW 200000 45.09 51.79
Mgm Mirage conv 0.14 NEW 6135000 1.46 0.00
Dht Holdings 0.14 NEW 1134400 7.78 0.00
Priceline.com debt 1.000% 3/1 0.14 NEW 6581000 1.41 0.00
Intrawest Resorts Holdings 0.14 NEW 676084 13.04 0.00
Tesla Motors Inc bond 0.14 NEW 10000000 0.92 0.00
CX Cemex SAB de CV 0.13 NEW 677900 12.63 13.05
CHH Choice Hotels International 0.13 NEW 175000 46.01 49.33
YHOO Yahoo! 0.13 NEW 235928 35.90 33.75
CVC Cablevision Systems Corporation 0.13 NEW 511482 16.87 18.89
Tsakos Energy Navigation 0.13 NEW 1050000 7.76 0.00
CLNY Colony Financial 0.13 NEW 378154 21.95 22.96
MD Mednax 0.13 NEW 134146 61.98 57.79
Scorpio Tankers Inc shs 0.13 NEW 816625 9.97 0.00
Cys Investments 0.13 NEW 1007563 8.26 0.00
Zynga 0.13 NEW 1975309 4.30 0.00
Quintiles Transnatio Hldgs I 0.13 NEW 164334 50.77 0.00
Ipath S&p 500 Vix S/t Fu Etn 0.13 NEW 200000 42.15 0.00
Safeguard Scientifics In conv bnd 0.13 NEW 6000000 1.36 0.00
Hennessy Cap Acquisition Cor 0.13 NEW 900000 9.50 0.00
Sina Corporation 0.12 NEW 126641 60.41 0.00
PCLN priceline.com Incorporated 0.12 NEW 6523 1191.94 1236.73
NUVA NuVasive 0.12 NEW 198491 38.41 34.16
OCN Ocwen Financial Corporation 0.12 NEW 200000 39.18 36.25
Bk Nova Cad 0.12 NEW 120300 64.03 0.00
Bright Horizons Fam Sol In D 0.12 NEW 200000 39.11 0.00
Chemed Corp New note 1.875% 5/1 0.11 NEW 6000000 1.13 0.00
MO Altria 0.11 NEW 196700 37.43 41.88
CIEN Ciena Corporation 0.11 NEW 297383 22.74 19.91
GLF GulfMark Offshore 0.11 NEW 151915 44.94 40.13
Wright Medical Group Inc note 2 000 8/1 0.11 NEW 5000000 1.36 0.00
Veeva Sys Inc cl a 0.11 NEW 260000 26.70 0.00
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.11 NEW 7000000 1.02 0.00
Continental Bldg Prods 0.11 NEW 382800 18.84 0.00
MENT Mentor Graphics Corporation 0.10 NEW 292100 22.02 21.14
CBST Cubist Pharmaceuticals 0.10 NEW 84900 73.16 62.01
Western Asset Hgh Yld Dfndfd 0.10 NEW 344303 17.88 0.00
Inland Real Estate Corp note 5.000%11/1 0.10 NEW 5994000 1.10 0.00
General Mtrs Co *w exp 07/10/201 0.10 NEW 381783 17.41 0.00
Us Silica Hldgs 0.10 NEW 163196 38.17 0.00
SKM SK Tele 0.09 NEW 260960 22.57 26.31
WTW Weight Watchers International 0.09 NEW 290698 20.54 20.15
F Ford Motor Company 0.09 NEW 385600 15.60 17.88
PTEN Patterson-UTI Energy 0.09 NEW 179295 31.68 36.36
ANH Anworth Mortgage Asset Corporation 0.09 NEW 1123877 4.96 5.22
CPHD Cepheid 0.09 NEW 118400 51.58 41.85
WMGI Wright Medical 0.09 NEW 188614 31.07 32.12
First Tr High Income L/s Fd 0.09 NEW 343994 17.73 0.00
Prologis 0.09 NEW 142118 40.83 0.00
Zillow 0.09 NEW 62249 88.10 0.00
Xpo Logistics Inc equity 0.09 NEW 200000 29.41 0.00
Allegheny Technologies Inc note 4.250% 6/0 0.08 NEW 5000000 1.02 0.00
IBN ICICI Bank 0.08 NEW 119375 43.80 51.64
WLL Whiting Petroleum Corporation 0.08 NEW 74962 69.38 90.02
Rite Aid Corp note 8.500% 5/1 0.08 NEW 2150000 2.50 0.00
EBS Emergent BioSolutions 0.08 NEW 216100 25.27 23.54
ICON Iconix Brand 0.08 NEW 129621 39.27 42.51
MSTR MicroStrategy Incorporated 0.08 NEW 44916 115.39 139.59
OII Oceaneering International 0.08 NEW 74063 71.86 72.10
SGY Stone Energy Corporation 0.08 NEW 119804 41.97 40.86
ESC Emeritus Corporation 0.08 NEW 157437 31.44 33.74
HIO Western Asst High Incm Opprtnty Fnd 0.08 NEW 814062 6.05 5.99
XRS TAL Education 0.08 NEW 225450 22.52 27.96
Solazyme 0.08 NEW 425000 11.61 0.00
United Ins Hldgs 0.08 NEW 356487 14.61 0.00
American Airls 0.08 NEW 146136 36.60 0.00
Rice Energy 0.08 NEW 200000 26.39 0.00
Boulevard Acquis Corp Ut1com & 0.08 NEW 500000 10.05 0.00
THOR Thoratec Corporation 0.07 NEW 126227 35.81 32.95
ABMD ABIOMED 0.07 NEW 178771 26.04 25.68
KONG KongZhong Corporation 0.07 NEW 381000 11.47 0.00
NOR Noranda Aluminum Holding Corporation 0.07 NEW 1065800 4.11 4.71
Globus Med Inc cl a 0.07 NEW 174686 26.60 0.00
E2open 0.07 NEW 183098 23.57 0.00
Gain Cap Hldgs Inc note 4.125%12/0 0.07 NEW 4250000 1.13 0.00
Aerohive Networks 0.07 NEW 410000 10.55 0.00
SOL ReneSola 0.06 NEW 1127762 3.21 2.56
Barnes Group Inc note 3.375% 3/1 0.06 NEW 3000000 1.36 0.00
NFX Newfield Exploration 0.06 NEW 119002 31.36 44.60
MCK McKesson Corporation 0.06 NEW 21031 176.60 190.65
ALR Alere 0.06 NEW 120688 34.35 38.71
BCH Banco de Chile 0.06 NEW 50000 75.28 77.18
Cimarex Energy 0.06 NEW 34073 119.10 0.00
CATM Cardtronics 0.06 NEW 100058 38.86 36.28
OAS Oasis Petroleum 0.06 NEW 88641 41.73 56.60
DANG E Commerce China Dangdang 0.06 NEW 251019 14.36 13.06
Navios Maritime Acquis Corp shs 0.06 NEW 1000000 3.66 0.00
Direxion Shs Exch Trd 0.06 NEW 157200 26.12 0.00
Blucora 0.06 NEW 198045 19.69 0.00
stock 0.06 NEW 55166 71.49 0.00
Collabrium Japan 0.06 NEW 350011 10.35 0.00
Yume 0.06 NEW 520115 7.31 0.00
Chegg 0.06 NEW 576986 7.00 0.00
Tpg Specialty Lnding Inc equity 0.06 NEW 247155 16.60 0.00
MPEL Melco Crown Entertainment 0.05 NEW 78400 38.63 32.75
SNE Sony Corporation 0.05 NEW 175640 19.11 16.89
NUAN Nuance Communications 0.05 NEW 205800 17.17 17.92
MYL Mylan 0.05 NEW 61131 48.83 52.65
Encana 0.05 NEW 136460 21.38 0.00
IO ION Geophysical Corporation 0.05 NEW 800000 4.21 4.10
MDVN Medivation 0.05 NEW 50354 64.36 76.69
GBX Greenbrier Companies 0.05 NEW 68113 45.60 66.76
NHS Lehman Brothers First Trust IOF 0.05 NEW 247261 13.62 13.54
Nuveen Mortgage opportunity trm fd2 0.05 NEW 139000 23.35 0.00
First Trust Strategic * 0.05 NEW 209905 15.93 0.00
Paragon Shipping Inc cl a 0.05 NEW 428963 6.85 0.00
Oxygenbiotherapeutics Inccom Par 0.05 NEW 539900 5.55 0.00
Triplepoint Venture Gr Bdc cs 0.05 NEW 217309 16.23 0.00
American Cap Sr Floating 0.05 NEW 248043 14.05 0.00
Installed Bldg Prods 0.05 NEW 208000 13.95 0.00
2u 0.05 NEW 242600 13.65 0.00
SNP China Petroleum & Chemical 0.04 NEW 32300 89.58 98.74
JCP J.C. Penney Company 0.04 NEW 300000 8.62 8.66
UNP Union Pacific Corporation 0.04 NEW 12600 187.30 102.44
ILMN Illumina 0.04 NEW 19040 148.69 178.25
BIOS BioScrip 0.04 NEW 382540 6.98 7.43
HOS Hornbeck Offshore Services 0.04 NEW 63177 41.80 43.18
MFA MFA Mortgage Investments 0.04 NEW 362183 7.75 8.32
SNDK SanDisk Corporation 0.04 NEW 34168 81.19 94.92
CODE Spansion 0.04 NEW 162209 17.42 22.70
CEDU ChinaEdu Corporation 0.04 +45.00% 355100 6.90 6.99
Evryware Global 0.04 NEW 576192 4.56 0.00
Cis Acquisition Ltd shs ser a 0.04 NEW 282600 10.20 0.00
Premier 0.04 NEW 83286 32.95 0.00
Rexford Industrial Realty Inc reit 0.04 NEW 159470 14.18 0.00
Violin Memory 0.04 NEW 676379 4.00 0.00
Navigator Holdings Ltd Com Stk 0.04 NEW 88300 26.00 0.00
Square 1 Financial 0.04 NEW 125000 20.10 0.00
Argos Therapeutics 0.04 NEW 255800 10.00 0.00
UPS United Parcel Service 0.03 NEW 20671 97.43 104.51
RPM RPM International 0.03 NEW 48000 41.85 44.83
UNH UnitedHealth 0.03 NEW 21600 81.85 85.96
DISCA Discovery Communications 0.03 NEW 26890 82.71 82.57
PXD Pioneer Natural Resources 0.03 NEW 9446 187.17 229.76
TTWO Take-Two Interactive Software 0.03 NEW 94300 21.93 23.22
CSIQ Canadian Solar 0.03 NEW 51598 32.06 28.93
HWAY Healthways 0.03 NEW 114751 17.14 15.78
GTLS Chart Industries 0.03 NEW 27024 79.45 80.93
MHY Western Asset Managed High Incm Fnd 0.03 NEW 363123 5.73 5.68
Qihoo 360 Technologies Co Lt 0.03 NEW 18000 99.56 0.00
Netqin Mobile 0.03 NEW 99500 17.61 0.00
Homeaway 0.03 NEW 53600 37.67 0.00
REPCOM cla 0.03 NEW 26000 76.35 0.00
Bioamber 0.03 NEW 194478 11.44 0.00
Blue Capital Reinsurance Hol 0.03 NEW 103000 17.40 0.00
Borderfree 0.03 NEW 100000 18.64 0.00
Dipexium Pharmaceuticals 0.03 NEW 205962 10.08 0.00
TEVA Teva Pharmaceutical Industries 0.02 NEW 29900 52.84 55.06
FNF Fidelity National Financial 0.02 NEW 34111 31.43 28.08
LVS Las Vegas Sands 0.02 NEW 14100 80.78 73.78
MWW Monster Worldwide 0.02 NEW 151709 7.48 6.72
TESO Tesco Corporation 0.02 NEW 75118 18.50 20.79
LDK LDK Solar 0.02 NEW 1000000 1.01 0.00
Silver Standard Res 0.02 NEW 120000 9.93 0.00
SWS SWS 0.02 NEW 200233 7.48 7.26
GDP Goodrich Petroleum Corporation 0.02 NEW 68360 15.81 23.05
MERC Mercer International 0.02 NEW 200000 7.50 10.32
MRGE Merge Healthcare 0.02 NEW 460865 2.44 2.42
WBMD WebMD Health 0.02 NEW 34236 41.39 49.74
NCS NCI Building Systems 0.02 NEW 83946 17.45 18.89
New America High Income Fund I 0.02 NEW 115407 9.81 0.00
HPF John Hancock Pref. Income Fund II 0.02 NEW 58429 19.97 20.31
HPS John Hancock Preferred Income Fund III 0.02 NEW 71205 17.32 17.58
HPI John Hancock Preferred Income Fund 0.02 NEW 79490 19.91 20.21
HMH RMK Multi-Sector High Income Fund 0.02 NEW 153024 6.80 6.68
HAV RMK Advantage Income Fund 0.02 NEW 105264 9.36 9.61
SQI SciQuest 0.02 NEW 50000 27.02 15.14
HYF Managed High Yield Plus Fund 0.02 NEW 492444 2.12 2.11
Universal American 0.02 NEW 198385 7.07 0.00
Dfc Global 0.02 NEW 141000 8.84 0.00
Ares Capital Corp 5.75 16 convert 0.02 NEW 1000000 1.09 0.00
Axogen 0.02 NEW 348607 3.05 0.00
Ofs Capital 0.02 NEW 106798 12.51 0.00
Atlas Financial Holdings Inc shs 0.02 NEW 84418 13.69 0.00
Chart Acquisition 0.02 NEW 146397 9.94 0.00
Biotelemetry 0.02 NEW 98040 10.09 0.00
Bioamber Inc wrt 0.02 NEW 537800 2.18 0.00
Veracyte 0.02 NEW 57509 17.13 0.00
Tetrelogic Pharmaceuticals 0.02 NEW 166800 6.38 0.00
Silver Eagle Acquisition Cor w exp 07/26/202 0.02 NEW 2000000 0.72 0.00
Q2 Holdings 0.02 NEW 85000 15.53 0.00
Cambridge Cap Acquisition 0.02 NEW 125000 9.64 0.00
CMS CMS Energy Corporation 0.01 NEW 12700 29.29 30.40
POR Portland General Electric Company 0.01 NEW 16500 32.36 33.06
CKH Seacor Holdings 0.01 NEW 5900 86.44 78.86
GS Goldman Sachs 0.01 NEW 3000 164.00 176.58
Renaissance Re Holdings Ltd Cmn 0.01 NEW 4200 97.62 0.00
FCNCA First Citizens BancShares 0.01 NEW 2200 240.91 228.16
RGA Reinsurance Group of America 0.01 NEW 4500 79.56 80.89
DST DST Systems 0.01 NEW 5300 94.72 92.00
CAT Caterpillar 0.01 NEW 5200 99.42 109.08
ADM Archer Daniels Midland Company 0.01 NEW 11900 43.36 48.27
AGL AGL Resources 0.01 NEW 10700 48.97 0.00
GXP Great Plains Energy Incorporated 0.01 NEW 19700 27.06 25.85
AEE Ameren Corporation 0.01 NEW 13200 41.21 40.19
Bunge 0.01 NEW 5200 79.42 0.00
FE FirstEnergy 0.01 NEW 12900 34.03 31.66
SON Sonoco Products Company 0.01 NEW 12000 41.00 41.02
HRS Harris Corporation 0.01 NEW 7000 73.14 72.86
TE TECO Energy 0.01 NEW 30400 17.14 18.00
Everest Re 0.01 NEW 2700 152.96 0.00
UNM Unum 0.01 NEW 14500 35.31 35.01
CTL CenturyLink 0.01 NEW 13400 32.84 37.37
AFG American Financial 0.01 NEW 6200 57.74 58.32
TGT Target Corporation 0.01 NEW 8400 60.48 59.74
WRB W.R. Berkley Corporation 0.01 NEW 12400 41.61 45.19
PRA ProAssurance Corporation 0.01 NEW 11100 44.50 44.97
Platinum Underwriter/ptp 0.01 NEW 6900 60.14 0.00
EDE Empire District Electric Company 0.01 NEW 21491 24.34 25.25
Bce 0.01 NEW 11800 47.63 0.00
PPL PPL Corporation 0.01 NEW 16200 33.15 33.73
PEG Public Service Enterprise 0.01 NEW 14700 38.16 37.04
Arch Capital 0.01 NEW 7200 57.50 0.00
Axis Capital Holdings 0.01 NEW 9100 45.82 0.00
FSC Fifth Street Finance 0.01 NEW 57392 9.46 9.80
SOHU Sohu 0.01 NEW 5500 65.09 55.85
HCC HCC Insurance Holdings 0.01 NEW 11200 45.45 48.23
WX WuXi PharmaTech 0.01 NEW 21200 36.84 32.31
PWRD Perfect World 0.01 NEW 24000 20.67 20.38
Aspen Insurance Holdings Ltd shs 0.01 NEW 10600 39.72 0.00
Endurance Specialty Hldgs Lt shs 0.01 NEW 7600 53.82 0.00
ETR Entergy Corporation 0.01 NEW 8000 66.88 76.01
ALGN Align Technology 0.01 NEW 7826 51.75 52.64
CNP CenterPoint Energy 0.01 NEW 21400 23.69 25.05
DTE DTE Energy Company 0.01 NEW 7300 74.25 75.84
EE El Paso Electric Company 0.01 NEW 11500 35.74 38.83
EJ E-House 0.01 NEW 41656 12.08 10.76
LLL L-3 Communications Holdings 0.01 NEW 4500 118.22 122.57
TITN Titan Machinery 0.01 NEW 57900 15.66 16.17
HBHC Hancock Holding Company 0.01 NEW 9800 36.63 33.55
NWN Northwest Natural Gas 0.01 NEW 12100 44.05 45.76
SINOVAC BIOTECH 0.01 NEW 65484 7.19 0.00
BAGL Einstein Noah Restaurant 0.01 NEW 42188 16.45 15.38
CYOU Changyou 0.01 NEW 28800 29.51 24.73
PNW Pinnacle West Capital Corporation 0.01 NEW 9300 54.62 56.75
Global Power Equipment Grp I 0.01 NEW 35364 19.88 0.00
CFFND Capitol Federal Financial 0.01 NEW 40800 12.55 0.00
VVC Vectren Corporation 0.01 NEW 13600 39.41 39.72
PDT John Hancock Patriot Premium Div Fund II 0.01 NEW 70439 12.98 13.51
JPS Nuveen Quality Pref. Inc. Fund II 0.01 NEW 82426 8.67 9.09
JPC Nuveen Multi-Strategy Income & Growth Fd 0.01 NEW 52881 9.32 9.61
HIH RMK High Income Fund 0.01 NEW 99974 8.62 8.99
Cohen & Steers Slt Pfd Incm 0.01 NEW 14389 24.95 0.00
Nuveen Conn Prem Income Mun sh ben int 0.01 NEW 46330 12.15 0.00
Trunkbow Intl Hldgs 0.01 +83.00% 480000 1.41 0.00
Phoenix New Media Ltd sponsored ads 0.01 NEW 61100 10.36 0.00
Ares Capital Corp 5.125 2016 conv 0.01 NEW 650000 1.08 0.00
Kinder Morgan Inc/delaware Wts 0.01 NEW 500000 1.76 0.00
Prospect Capital Corporati mtnf 5.375% 0.01 NEW 500000 1.05 0.00
Windstream Hldgs 0.01 NEW 64500 8.23 0.00
Capitol Acquisition Corp Ii *w exp 05/15/201 0.01 NEW 899321 0.49 0.00
Roi Acquisition Corp Ii *w exp 99/99/999 0.01 NEW 1050000 0.44 0.00
Quinpario Acquisition Corp *w exp 09/27/201 0.01 NEW 1218700 0.61 0.00
Ares Coml Real Estate Corp Sr Nt Conv 7.000% 12/15/15 B/e Dtd 12/19/12 0.01 NEW 500000 1.02 0.00
Amber Road 0.01 NEW 50000 15.40 0.00
Hennessy Cap Acquisition Cor *w exp 01/23/201 0.01 NEW 900000 0.60 0.00
A10 Networks 0.01 NEW 42694 15.04 0.00
HBAN Huntington Bancshares Incorporated 0.00 NEW 10200 10.00 9.87
PBCT People's United Financial 0.00 NEW 17300 14.86 14.86
BCR C.R. Bard 0.00 NEW 1700 148.24 144.48
Cott 0.00 NEW 12282 8.47 0.00
OCR Omnicare 0.00 NEW 4000 59.75 63.00
KR Kroger 0.00 NEW 6800 43.68 50.03
White Mountains Insurance Gp 0.00 NEW 400 600.00 0.00
Y Alleghany Corporation 0.00 NEW 600 406.67 428.10
TMK Torchmark Corporation 0.00 NEW 3200 78.75 54.71
PCG PG&E; Corporation 0.00 NEW 6000 43.17 47.09
SO Southern Company 0.00 NEW 5900 43.90 44.91
Greenlight Capital Re Ltd cl a 0.00 NEW 7800 32.82 0.00
Montpelier Re Holdings/mrh 0.00 NEW 8700 29.77 0.00
ORI Old Republic International Corporation 0.00 NEW 14500 16.34 16.89
EIX Edison International 0.00 NEW 5200 56.54 56.60
ONB Old National Ban 0.00 NEW 17400 14.89 13.80
BRKL Brookline Ban 0.00 NEW 27700 9.42 9.12
MANT ManTech International Corporation 0.00 NEW 8500 29.41 29.79
PNNT PennantPark Investment 0.00 NEW 22200 11.04 11.50
BHE Benchmark Electronics 0.00 NEW 11000 22.64 24.82
CNSL Consolidated Communications Holdings 0.00 NEW 12900 20.00 21.65
NAVG Navigators 0.00 NEW 4112 61.28 64.35
NWBI Northwest Bancshares 0.00 NEW 17500 14.63 12.76
STR Questar Corporation 0.00 NEW 10800 23.80 23.59
WERN Werner Enterprises 0.00 NEW 9800 25.51 26.10
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.00 NEW 5600 45.89 0.00
CMO Capstead Mortgage Corporation 0.00 NEW 19500 12.67 13.23
THG Hanover Insurance 0.00 NEW 4200 61.43 62.64
CNL Cleco Corporation 0.00 NEW 5100 50.59 56.49
FCF First Commonwealth Financial 0.00 NEW 28300 9.05 8.76
OTTR Otter Tail Corporation 0.00 NEW 9100 30.77 28.52
Transalta 0.00 NEW 20400 12.84 0.00
JTP Nuveen Quality Preferred Income Fund 0.00 NEW 17420 8.04 8.48
JHP Nuveen Qual Preferred Inc. Fund III 0.00 NEW 29492 8.41 8.57
Resolute Energy Corp *w exp 09/25/201 0.00 NEW 19466 0.05 0.00
NMT Nuveen Massachusetts Pre Income Mun Fd 0.00 NEW 16337 12.79 13.43
Nuveen Mass Divid Advantag M 0.00 NEW 10814 12.67 0.00
Kemper Corp Del 0.00 NEW 6400 39.22 0.00
57th Street General Acq-cw16 rt 0.00 NEW 95609 0.05 0.00
Collabrium Japan Acquisitn C *w exp 99/99/999 0.00 NEW 495000 0.14 0.00
Chart Acquisition Co *w exp 12/1 0.00 NEW 148300 0.69 0.00
Aquasition Corp *w exp 99/99/999 0.00 NEW 300000 0.26 0.00
Cis Acquisition Ltd-class A wrt 0.00 NEW 774600 0.26 0.00
Murphy Usa 0.00 NEW 6000 40.67 0.00
Nrg Yield 0.00 NEW 6600 39.55 0.00
Prospect Global Res 0.00 NEW 20065 1.35 0.00
Tandem Diabetes Care 0.00 NEW 12895 22.02 0.00
Quantum Corp note 4.500% 11/1 0.00 NEW 155000 1.01 0.00
Community Health Sys Inc New right 01/27/2016 0.00 NEW 4912830 0.06 0.00
American Airls Group Inc pfd a mand cv 0.00 NEW 99409 0.27 0.00
Cambridge Cap Acquisition Co w exp 12/23/201 0.00 NEW 125000 0.42 0.00
Levy Acquisition Corp w exp 11/19/201 0.00 NEW 499901 0.48 0.00