Pine River Capital Management

Latest statistics and disclosures from Pine River Capital Management's latest quarterly 13F-HR filing:

Pine River Capital Management portfolio companies for December 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
SPY SPDR S&P; 500 ETF 13.37 NEW 4829596 205.54 209.37
Covidien 2.78 NEW 2018602 102.28 0.00
Spdr Short-term High Yield mf 2.65 NEW 6806509 28.91 0.00
ACAS American Capital 2.64 NEW 13406586 14.61 14.98
AGN Allergan 2.07 NEW 722370 212.59 234.86
Annaly Cap Mgmt Inc note 5.000% 5/1 2.05 NEW 150839000 1.01 0.00
IWM iShares Russell 2000 Index 2.01 NEW 1250000 119.62 121.87
HCA HOLDINGS 1.76 NEW 1779881 73.39 0.00
VZ Verizon Communications 1.71 NEW 2717921 46.78 49.14
Directv 1.67 NEW 1433810 86.70 0.00
CIT CIT 1.49 NEW 2316975 47.83 46.71
TWC Time Warner Cable 1.47 NEW 717073 152.06 156.75
TRW TRW Automotive Holdings 1.37 NEW 991051 102.85 104.25
RHT Red Hat 1.30 NEW 1400072 69.14 67.14
T AT&T; 1.29 NEW 2858737 33.59 34.20
Tesla Mtrs Inc note 1.500% 6/0 1.26 NEW 50500000 1.86 0.00
Northstar Asset Management C 1.07 NEW 3523486 22.57 0.00
STJ St. Jude Medical 0.99 NEW 1133500 65.03 67.09
CIM Chimera Investment Corporation 0.98 NEW 22900376 3.18 3.18
PFE Pfizer 0.97 NEW 2309086 31.15 34.31
BHI Baker Hughes Incorporated 0.97 NEW 1283843 56.07 62.65
GOOG Google 0.97 NEW 135508 530.66 568.42
ADSK Autodesk 0.94 NEW 1167752 60.06 62.70
Platform Specialty Prods Cor 0.94 NEW 3009169 23.22 0.00
Rwt 4 5/8 04/15/18 0.92 NEW 68950000 0.99 0.00
MDT Medtronic 0.91 NEW 931189 72.20 77.45
CFN CareFusion Corporation 0.91 NEW 1140954 59.34 60.13
Slxp 1 1/2 03/15/19 0.91 NEW 37000000 1.83 0.00
CBI Chicago Bridge & Iron Company N.V. 0.85 NEW 1511990 41.98 46.44
CTSH Cognizant Technology Solutions 0.82 NEW 1157515 52.66 62.78
Tableau Software Inc Cl A 0.79 NEW 693108 84.76 0.00
APC Anadarko Petroleum Corporation 0.78 NEW 703593 82.50 82.78
Hawaiian Holdings Inc conv 0.73 NEW 16100000 3.35 0.00
Constellium Holdco B V cl a 0.70 NEW 3167307 16.43 0.00
stock 0.69 NEW 871463 58.95 0.00
XOM Exxon Mobil Corporation 0.68 NEW 545741 92.45 87.08
Liberty Media Corp deb 3.500% 1/1 0.64 NEW 87064000 0.55 0.00
Trulia 0.60 NEW 970751 46.03 0.00
Facebook Inc cl a 0.59 NEW 561624 78.02 0.00
Phh Corp cnv 0.57 NEW 21434000 1.98 0.00
BIDU Baidu 0.55 NEW 178266 227.98 206.34
Pennymac Corp conv 0.55 NEW 42985000 0.95 0.00
Catamaran 0.53 NEW 754419 51.75 0.00
HAL Halliburton Company 0.48 NEW 914578 39.33 42.68
Tesla Motors Inc bond 0.47 NEW 38500000 0.90 0.00
Tsakos Energy Navigation 0.46 NEW 4873214 6.98 0.00
Vipshop Holdings Ltd - Ads bond 0.46 NEW 28500000 1.19 0.00
UHS Universal Health Services 0.44 NEW 292487 111.26 112.98
CYH Community Health Systems 0.44 NEW 599236 53.92 49.59
Sandisk Corp note 1.500% 8/1 0.44 NEW 17000000 1.92 0.00
Tesla Motors Inc bond 0.43 NEW 34728000 0.93 0.00
PCLN priceline.com Incorporated 0.42 NEW 27180 1140.21 1231.65
Healthways Inc note 1.500% 7/0 0.42 NEW 26850000 1.17 0.00
HUN Huntsman Corporation 0.41 NEW 1333650 22.78 22.05
Rait Financial Trust - Putable At 100 conv bond 0.41 NEW 23594000 1.28 0.00
Fidelity National Finance conv 0.41 NEW 16000000 1.88 0.00
Gsv Capital Corp. note 5.250 9/1 0.39 NEW 31355000 0.92 0.00
Resource Cap Corp Note 6.000%12/0 note 0.38 NEW 28794000 0.97 0.00
AAPL Apple 0.36 NEW 239200 110.38 129.36
Wright Medical Group Inc note 2 000 8/1 0.36 NEW 21800000 1.22 0.00
Noble Corp Plc equity 0.36 NEW 1625452 16.57 0.00
Tenet Healthcare Corporation stock 0.35 NEW 515877 50.67 0.00
MHGC Morgans Hotel 0.34 NEW 3239521 7.84 7.56
WDC Western Digital 0.33 NEW 223305 110.71 104.10
IVR Invesco Mortgage Capital 0.33 NEW 1598099 15.46 16.00
DVN Devon Energy Corporation 0.32 NEW 383640 61.21 61.25
Apollo Residential Mortgage 0.32 NEW 1484184 15.77 0.00
Psec Us conv 0.32 NEW 23500000 1.00 0.00
IYR iShares Dow Jones US Real Estate 0.31 NEW 300000 76.84 79.16
BKS Barnes & Noble 0.28 NEW 899679 23.22 25.13
Eaton 0.28 NEW 303062 67.96 0.00
Sunedison 0.28 NEW 1063639 19.51 0.00
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.28 NEW 21250000 0.99 0.00
AGNC American Capital Agency 0.26 NEW 868957 21.83 21.34
American Capital Mortgage In 0.26 NEW 1018645 18.84 0.00
American Rlty Cap Pptys Inc note 3.000% 8/0 0.26 NEW 20950000 0.92 0.00
EOG EOG Resources 0.25 NEW 200896 92.07 90.37
MU Micron Technology 0.25 NEW 521200 35.01 29.32
Meadowbrook Ins Group Inc dbcv 5.000% 3/1 0.25 NEW 16500000 1.14 0.00
Workday Inc conv 0.25 NEW 15910000 1.19 0.00
GME GameStop 0.24 NEW 523606 33.80 38.77
EWZ iShares MSCI Brazil Index 0.24 NEW 482000 36.57 34.23
KND Kindred Healthcare 0.23 NEW 936532 18.18 21.96
RVBD Riverbed Technology 0.23 NEW 829022 20.41 20.92
SWN Southwestern Energy Company 0.22 NEW 595883 27.29 24.41
YHOO Yahoo! 0.22 NEW 323394 50.51 42.73
GE General Electric Company 0.21 NEW 605300 25.27 25.73
ILMN Illumina 0.21 NEW 85100 184.59 194.34
JNPR Juniper Networks 0.20 NEW 672909 22.32 23.66
PMT PennyMac Mortgage Investment Trust 0.19 NEW 683808 21.09 21.01
CVX Chevron Corporation 0.19 NEW 124401 112.16 105.16
IBM International Business Machines 0.19 NEW 89038 160.45 159.51
Ally Financial 0.19 NEW 599280 23.62 0.00
FTNT Fortinet 0.18 NEW 438144 30.66 34.03
Eclipse Resources 0.18 NEW 1881826 7.03 0.00
WFC Wells Fargo & Company 0.17 NEW 232705 54.81 54.89
IP International Paper Company 0.17 NEW 230073 53.58 55.98
CX Cemex SAB de CV 0.17 NEW 1242516 10.19 9.98
Anthem 0.17 NEW 99779 125.67 0.00
BRK.B Berkshire Hathaway 0.16 NEW 81000 150.20 0.00
CAH Cardinal Health 0.16 NEW 149467 80.72 88.43
CVS CVS Caremark Corporation 0.16 NEW 124168 96.31 103.45
PG Procter & Gamble Company 0.16 NEW 128095 91.23 84.44
GILD Gilead Sciences 0.16 NEW 126193 94.28 101.90
EMC EMC Corporation 0.16 NEW 389779 29.74 28.39
HYT BlackRock Corporate High Yield Fund VI, 0.16 NEW 1044435 11.40 11.47
Hawaiian Telcom Hold 0.16 NEW 425972 27.57 0.00
Gain Cap Hldgs Inc note 4.125%12/0 0.16 NEW 11250000 1.04 0.00
MSFT Microsoft Corporation 0.15 NEW 236424 46.46 43.00
LO Lorillard 0.15 NEW 176519 62.93 68.79
EBS Emergent BioSolutions 0.15 NEW 407400 27.23 28.87
Restoration Hardware Hldgs I 0.15 NEW 113400 96.01 0.00
Diamondback Energy 0.15 NEW 182827 59.78 0.00
Fifth Str Asset Mgmt 0.15 NEW 809126 13.95 0.00
FTI FMC Technologies 0.14 NEW 220994 46.84 39.62
AET Aetna 0.14 NEW 114908 88.83 99.79
PM Philip Morris International 0.14 NEW 124755 81.46 81.76
PTEN Patterson-UTI Energy 0.14 NEW 628857 16.59 18.74
JAH Jarden Corporation 0.14 NEW 220949 47.88 52.30
XHB SPDR S&P; Homebuilders 0.14 NEW 300000 34.12 35.73
Prospect Capital Corp note 6.250%12/1 0.14 NEW 9998000 1.02 0.00
Abengoa Yield 0.14 NEW 387598 27.32 0.00
Orion Engineered Carbons 0.14 NEW 593496 16.99 0.00
EEM iShares MSCI Emerging Markets Indx 0.13 NEW 250000 39.29 40.37
JNJ Johnson & Johnson 0.13 NEW 95488 104.75 101.34
INTC Intel Corporation 0.13 NEW 262468 36.30 33.84
OCR Omnicare 0.13 NEW 130394 72.93 75.55
GLD SPDR Gold Trust 0.13 NEW 87900 113.55 115.75
HTS Hatteras Financial 0.13 NEW 534970 18.43 18.20
CATM Cardtronics 0.13 NEW 250558 38.58 36.67
AKR Acadia Realty Trust 0.13 NEW 296700 32.03 34.12
Chesapeake Energy Corp note 2.500% 5/1 0.13 NEW 10000000 0.98 0.00
Kosmos Energy 0.13 NEW 1129708 8.39 0.00
Rcs Cap 0.13 NEW 759450 12.24 0.00
Levy Acquisition 0.13 NEW 992496 9.73 0.00
MENT Mentor Graphics Corporation 0.12 NEW 410600 21.92 23.73
CPHD Cepheid 0.12 NEW 162400 54.13 56.76
MD Mednax 0.12 NEW 140329 66.11 70.10
Google Inc Class C 0.12 NEW 16387 526.42 0.00
MPEL Melco Crown Entertainment 0.11 NEW 308650 25.40 24.70
JPM JPMorgan Chase & Co. 0.11 NEW 129520 62.58 61.53
BAC Bank of America Corporation 0.11 NEW 459000 17.90 15.99
CBS CBS Corporation 0.11 NEW 144226 55.34 62.80
SLB Schlumberger 0.11 NEW 92772 85.41 84.02
RSX Market Vector Russia ETF Trust 0.11 NEW 550000 14.63 17.34
Ares Coml Real Estate Corp Sr Nt Conv 7.000% 12/15/15 B/e Dtd 12/19/12 0.11 NEW 7975000 1.02 0.00
Hennessy Cap Acquisition Cor 0.11 NEW 875004 9.75 0.00
Gopro 0.11 NEW 124500 63.23 0.00
Aspen Aerogels 0.11 NEW 1040405 7.98 0.00
Wayfair 0.11 NEW 405060 19.85 0.00
CMCSA Comcast Corporation 0.10 NEW 123000 58.02 59.96
INFY Infosys Technologies 0.10 NEW 225900 31.46 36.28
KO Coca-Cola Company 0.10 NEW 178400 42.22 42.75
MCD McDonald's Corporation 0.10 NEW 82898 93.69 99.35
WMT Wal-Mart Stores 0.10 NEW 88561 85.89 82.32
MRK Merck & Co 0.10 NEW 126800 56.81 58.19
ORCL Oracle Corporation 0.10 NEW 171600 44.97 42.88
AMZN Amazon 0.10 NEW 23115 310.50 384.61
BIOS BioScrip 0.10 NEW 1046196 6.99 5.42
NUVA NuVasive 0.10 NEW 158228 47.16 44.34
Citi 0.10 NEW 139300 54.15 0.00
Safeguard Scientifics In conv bnd 0.10 NEW 6000000 1.28 0.00
Kosmos Energy 0.10 NEW 768127525 0.01 0.00
IBN ICICI Bank 0.09 NEW 596875 11.55 11.42
CTXS Citrix Systems 0.09 NEW 104600 63.80 62.42
BA Boeing Company 0.09 NEW 48700 130.00 155.57
MCK McKesson Corporation 0.09 NEW 32211 207.60 226.18
PEP Pepsi 0.09 NEW 71946 94.48 97.24
V Visa 0.09 NEW 24200 262.38 273.42
Rite Aid Corp note 8.500% 5/1 0.09 NEW 2150000 2.96 0.00
CXO Concho Resources 0.09 NEW 65708 99.74 114.78
LOGITECH INTERNATIONAL SA APP Com Stk 0.09 NEW 494000 13.43 0.00
Globus Med Inc cl a 0.09 NEW 280153 23.77 0.00
Brixmor Prty 0.09 NEW 277134 24.84 0.00
Trinet 0.09 NEW 207291 31.28 0.00
Imprivata 0.09 NEW 529118 13.00 0.00
HD Home Depot 0.08 NEW 59200 104.90 114.87
COP ConocoPhillips 0.08 NEW 85878 69.05 64.78
QCOM QUALCOMM 0.08 NEW 82600 74.35 70.92
HLS HEALTHSOUTH 0.08 NEW 149386 38.46 43.05
SINOVAC BIOTECH 0.08 NEW 1095041 5.23 0.00
VRNT Verint Systems 0.08 NEW 103300 58.28 59.68
ARR ARMOUR Residential REIT 0.08 NEW 1627503 3.68 3.19
XRS TAL Education 0.08 NEW 218459 28.09 30.71
First Tr High Income L/s Fd 0.08 NEW 384994 16.00 0.00
Western Asset Hgh Yld Dfndfd 0.08 NEW 374341 15.77 0.00
Tornier Nv 0.08 NEW 245711 25.50 0.00
Gt Advanced Technologies Inc conv 0.08 NEW 11848000 0.50 0.00
Zoosk 0.08 NEW 816000 7.17 0.00
DO Diamond Offshore Drilling 0.07 NEW 144600 36.71 30.33
DIS Walt Disney Company 0.07 NEW 52600 94.19 106.35
NBL Noble Energy 0.07 NEW 112100 47.42 46.50
UNP Union Pacific Corporation 0.07 NEW 41800 119.14 116.92
Transocean 0.07 NEW 294100 18.33 0.00
DISCK Discovery Communications 0.07 NEW 154906 33.72 32.54
DISCA Discovery Communications 0.07 NEW 151906 34.46 33.99
WLL Whiting Petroleum Corporation 0.07 NEW 152048 33.00 32.56
DAR Darling International 0.07 NEW 270417 18.16 17.26
ATVI Activision Blizzard 0.07 NEW 270839 20.15 23.10
OII Oceaneering International 0.07 NEW 85366 58.81 53.53
DNR Denbury Resources 0.07 NEW 683300 8.13 8.58
HTWR HeartWare International 0.07 NEW 67563 73.43 84.08
QEP QEP Resources 0.07 NEW 268600 20.22 21.23
Teekay Tankers Ltd cl a 0.07 NEW 1050000 5.06 0.00
HIO Western Asst High Incm Opprtnty Fnd 0.07 NEW 901261 5.37 5.40
J Global 0.07 NEW 88700 62.00 0.00
Jazz Pharmaceuticals 0.07 NEW 30000 163.73 0.00
Ensco Plc Shs Class A 0.07 NEW 182100 29.95 0.00
Brookfield High Income Fd In 0.07 NEW 584991 8.91 0.00
Trinseo S A shs 0.07 NEW 307515 17.45 0.00
Starwood Ppty Tr Inc 3.750 oct 15 17 c 0.07 NEW 5000000 1.02 0.00
Navios Maritime Midstream Lp exchange traded 0.07 NEW 398000 12.15 0.00
Soufun Holdings Limited conv bd us 0.07 NEW 6000000 0.89 0.00
AXP American Express Company 0.06 NEW 45200 93.05 81.91
BMY Bristol Myers Squibb 0.06 NEW 74800 59.06 61.92
CSCO Cisco Systems 0.06 NEW 156559 27.86 29.54
AFL AFLAC Incorporated 0.06 NEW 73235 61.08 62.28
ISRG Intuitive Surgical 0.06 NEW 9060 528.81 504.12
UTX United Technologies Corporation 0.06 NEW 41400 115.07 120.94
UNH UnitedHealth 0.06 NEW 43000 101.08 112.46
PMC PharMerica Corporation 0.06 NEW 220000 20.71 27.16
RES RPC 0.06 NEW 325169 13.04 13.50
AIG American International 0.06 NEW 77329 56.00 55.58
ORBC ORBCOMM 0.06 NEW 687712 6.54 5.80
NHS Lehman Brothers First Trust IOF 0.06 NEW 344264 12.30 12.76
Iron Mountain Inc Del Cmn Stock cmn 0.06 NEW 98800 42.22 0.00
Pandora Media 0.06 NEW 244113 17.83 0.00
Yelp Inc cl a 0.06 NEW 77555 54.74 0.00
Abbvie 0.06 NEW 70300 65.44 0.00
Rait Financial Trust note 4.000%10/0 0.06 NEW 5150000 0.91 0.00
Boulevard Acquisition 0.06 NEW 500000 9.65 0.00
AVP Avon Products 0.05 NEW 356000 9.39 8.82
EMR Emerson Electric 0.05 NEW 60969 61.74 58.38
EMN Eastman Chemical Company 0.05 NEW 45600 75.86 74.32
MO Altria 0.05 NEW 73700 49.26 55.93
AMGN Amgen 0.05 NEW 21200 159.29 158.56
WFMI Whole Foods Market 0.05 NEW 67800 50.43 0.00
FITB Fifth Third Ban 0.05 NEW 172055 20.38 19.49
SJM J.M. Smucker Company 0.05 NEW 34448 100.96 113.60
ZION Zions Bancorporation 0.05 NEW 121800 28.50 26.86
Assured Guaranty 0.05 NEW 146000 25.99 0.00
BCH Banco de Chile 0.05 NEW 48598 68.93 69.62
OCN Ocwen Financial Corporation 0.05 NEW 250000 15.10 9.01
KSU Kansas City Southern 0.05 NEW 28500 122.00 115.61
SPN Superior Energy Services 0.05 NEW 178493 20.15 21.83
SNI Scripps Networks Interactive 0.05 NEW 45200 75.27 73.53
GM General Motors Company 0.05 NEW 97700 34.90 37.71
Mosaic 0.05 NEW 77600 45.64 0.00
General Mtrs Co *w exp 07/10/201 0.05 NEW 152568 25.08 0.00
Pvh Corporation 0.05 NEW 26200 128.17 0.00
***ardmore Shipping 0.05 NEW 313172 11.97 0.00
Ldr Hldg 0.05 NEW 113065 32.78 0.00
Sportsmans Whse Hldgs 0.05 NEW 526705 7.32 0.00
L Loews Corporation 0.04 NEW 77800 42.02 40.53
NRG NRG Energy 0.04 NEW 118200 26.95 24.02
GNW Genworth Financial 0.04 NEW 392900 8.50 7.44
LUK Leucadia National 0.04 NEW 145127 22.41 23.66
AMG Affiliated Managers 0.04 NEW 15500 212.26 217.04
EXPD Expeditors International of Washington 0.04 NEW 73900 44.61 48.08
AEE Ameren Corporation 0.04 NEW 57534 46.11 42.19
MMM 3M Company 0.04 NEW 19656 164.58 167.28
BBBY Bed Bath & Beyond 0.04 NEW 42700 76.18 74.84
COH Coach 0.04 NEW 75000 37.56 42.31
MAT Mattel 0.04 NEW 107900 30.95 26.67
NEM Newmont Mining Corporation 0.04 NEW 174800 18.90 25.41
NUE Nucor Corporation 0.04 NEW 67200 49.05 46.82
TDC Teradata Corporation 0.04 NEW 73300 43.68 44.07
GWW W.W. Grainger 0.04 NEW 12800 254.84 236.52
BBY Best Buy 0.04 NEW 84500 38.98 39.18
HOG Harley-Davidson 0.04 NEW 44454 65.91 63.30
JCI Johnson Controls 0.04 NEW 67400 48.34 50.81
VRSN Verisign 0.04 NEW 56600 57.01 63.86
XLNX Xilinx 0.04 NEW 75100 43.29 41.13
UNM Unum 0.04 NEW 90232 34.88 33.40
Agrium 0.04 NEW 30129 104.42 0.00
YUM Yum! Brands 0.04 NEW 42100 72.85 80.83
PCL Plum Creek Timber 0.04 NEW 76200 42.78 42.88
DE Deere & Company 0.04 NEW 34400 88.46 91.27
PH Parker-Hannifin Corporation 0.04 NEW 23342 128.95 121.16
Agilent Technologies Inc C ommon 0.04 NEW 79300 40.93 0.00
F Ford Motor Company 0.04 NEW 211900 15.50 16.17
FCX Freeport-McMoRan Copper & Gold 0.04 NEW 124000 23.36 20.99
PRU Prudential Financial 0.04 NEW 33700 90.47 80.09
DOV Dover Corporation 0.04 NEW 44900 71.74 72.13
XEL Xcel Energy 0.04 NEW 82239 35.92 34.48
FAST Fastenal Company 0.04 NEW 63962 47.54 41.10
FSLR First Solar 0.04 NEW 74400 44.60 60.69
PCP Precision Castparts 0.04 NEW 13700 240.88 212.57
NFLX Netflix 0.04 NEW 8600 341.63 470.87
PWR Quanta Services 0.04 NEW 102629 28.39 28.47
ETR Entergy Corporation 0.04 NEW 32333 87.50 77.48
OI Owens-Illinois 0.04 NEW 121800 26.99 25.24
MDCO Medicines Company 0.04 NEW 102345 27.67 29.65
MSTR MicroStrategy Incorporated 0.04 NEW 17806 162.42 178.19
ANH Anworth Mortgage Asset Corporation 0.04 NEW 540906 5.25 5.25
BWA BorgWarner 0.04 NEW 58600 54.97 62.97
FLS Flowserve Corporation 0.04 NEW 54700 59.82 61.77
URBN Urban Outfitters 0.04 NEW 94600 35.13 38.79
WMGI Wright Medical 0.04 NEW 110995 26.87 25.03
ROK Rockwell Automation 0.04 NEW 26000 111.19 114.54
ATI Allegheny Technologies Incorporated 0.04 NEW 93400 34.78 33.25
KONG KongZhong Corporation 0.04 NEW 496724 5.41 0.00
CSU Capital Senior Living Corporation 0.04 NEW 113671 24.91 25.34
Nielsen Holdings Nv 0.04 NEW 72200 44.74 0.00
First Trust Strategic * 0.04 NEW 199987 14.50 0.00
Michael Kors Holdings Ltd shs 0.04 NEW 42400 75.09 0.00
China Mobile Games & Entmt G 0.04 NEW 149194 17.93 0.00
Liberty Global Inc C 0.04 NEW 63933 48.32 0.00
Fossil 0.04 NEW 29900 110.74 0.00
News 0.04 NEW 199600 15.69 0.00
Bioamber 0.04 NEW 328590 8.39 0.00
Intercontinentalexchange 0.04 NEW 14800 219.26 0.00
Twitter 0.04 NEW 88900 35.87 0.00
Gt Advanced Technologies Inc note 3.000%12/1 0.04 NEW 6500000 0.50 0.00
Pentair cs 0.04 NEW 49100 66.42 0.00
Quidel Corp note 3.250%12/1 0.04 NEW 2500000 1.12 0.00
Lendingclub 0.04 NEW 130000 25.29 0.00
CB Chubb Corporation 0.03 NEW 20879 103.50 101.02
POR Portland General Electric Company 0.03 NEW 54816 37.82 36.31
JOYG Joy Global 0.03 NEW 55332 46.54 0.00
RSG Republic Services 0.03 NEW 47069 40.24 41.39
GXP Great Plains Energy Incorporated 0.03 NEW 67437 28.41 26.23
AES AES Corporation 0.03 NEW 183700 13.78 13.00
BAM.A Brookfield Asset Management 0.03 NEW 43053 54.14 0.00
Bunge 0.03 NEW 22665 90.93 0.00
ED Consolidated Edison 0.03 NEW 34157 65.99 62.17
BEN Franklin Resources 0.03 NEW 35100 55.41 53.84
JCP J.C. Penney Company 0.03 NEW 300000 6.48 7.98
KMB Kimberly-Clark Corporation 0.03 NEW 17574 115.51 108.71
RPM RPM International 0.03 NEW 48000 50.73 50.00
TRV Travelers Companies 0.03 NEW 20332 105.84 106.79
BMS Bemis Company 0.03 NEW 43572 45.21 48.54
TE TECO Energy 0.03 NEW 97219 20.49 19.21
Everest Re 0.03 NEW 10963 170.30 0.00
CTL CenturyLink 0.03 NEW 48045 39.57 37.14
White Mountains Insurance Gp 0.03 NEW 3291 629.90 0.00
Y Alleghany Corporation 0.03 NEW 4540 463.44 468.80
SO Southern Company 0.03 NEW 43770 49.10 44.79
GD General Dynamics Corporation 0.03 NEW 14637 137.60 136.27
WRB W.R. Berkley Corporation 0.03 NEW 42603 51.26 49.95
Montpelier Re Holdings/mrh 0.03 NEW 54791 35.83 0.00
Bce 0.03 NEW 43255 53.27 0.00
PEG Public Service Enterprise 0.03 NEW 45229 41.41 41.29
Axis Capital Holdings 0.03 NEW 39003 51.10 0.00
Sina Corporation 0.03 NEW 61000 37.41 0.00
MRO Marathon Oil Corporation 0.03 NEW 78633 28.28 27.48
HCC HCC Insurance Holdings 0.03 NEW 35981 53.50 55.98
WYNN Wynn Resorts 0.03 NEW 15100 148.74 135.65
Aspen Insurance Holdings Ltd shs 0.03 NEW 43443 43.78 0.00
Cibc Cad 0.03 NEW 21320 99.86 0.00
MGEE MGE Energy 0.03 NEW 54664 45.61 42.50
NJR New Jersey Resources Corporation 0.03 NEW 31688 61.19 30.31
UIL UIL Holdings Corporation 0.03 NEW 47317 43.54 50.50
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.03 NEW 38164 55.47 0.00
NWN Northwest Natural Gas 0.03 NEW 38070 49.91 46.28
PNY Piedmont Natural Gas Company 0.03 NEW 47632 39.41 36.57
VHI Valhi 0.03 NEW 381065 6.41 6.26
Bank Of Montreal Cadcom Npv 0.03 NEW 26508 82.16 0.00
Teck Resources Ltd cl b 0.03 NEW 149500 13.64 0.00
Validus Holdings 0.03 NEW 45384 41.58 0.00
Manulife Finl 0.03 NEW 86069 22.18 0.00
PNW Pinnacle West Capital Corporation 0.03 NEW 30812 68.32 62.91
OAS Oasis Petroleum 0.03 NEW 144038 16.54 13.50
EXAS EXACT Sciences Corporation 0.03 NEW 90000 27.44 21.06
VVC Vectren Corporation 0.03 NEW 42261 46.24 43.77
MHY Western Asset Managed High Incm Fnd 0.03 NEW 445258 5.11 5.25
Progressive Waste Solutions 0.03 NEW 68260 34.93 0.00
Kinder Morgan Inc/delaware Wts 0.03 NEW 500000 4.26 0.00
Dht Holdings 0.03 NEW 270883 7.31 0.00
Adt 0.03 NEW 69853 36.22 0.00
Seacor Holdings Inc note 2.500%12/1 0.03 NEW 2000000 1.06 0.00
Scorpio Bulkers 0.03 NEW 1050000 1.97 0.00
American Cap Sr Floating 0.03 NEW 196540 12.11 0.00
Ikang Healthcare Group- 0.03 NEW 155800 15.04 0.00
Gaslog Partners 0.03 NEW 82173 25.24 0.00
Forest City Enterprises conv 0.03 NEW 2000000 1.06 0.00
CMS CMS Energy Corporation 0.02 NEW 33376 34.76 34.24
Renaissance Re Holdings Ltd Cmn 0.02 NEW 16509 97.22 0.00
Ace Limited Cmn 0.02 NEW 11165 114.91 0.00
PNC PNC Financial Services 0.02 NEW 13894 91.26 91.75
CAT Caterpillar 0.02 NEW 16062 91.52 82.84
WM Waste Management 0.02 NEW 25143 51.31 55.01
ADM Archer Daniels Midland Company 0.02 NEW 24728 51.97 47.52
Shaw Communications Inc cl b conv 0.02 NEW 39948 31.34 0.00
DNB Dun & Bradstreet Corporation 0.02 NEW 13466 120.90 131.99
BCR C.R. Bard 0.02 NEW 6862 166.57 167.18
AVA Avista Corporation 0.02 NEW 32069 35.36 33.56
LVS Las Vegas Sands 0.02 NEW 31200 58.17 56.44
KR Kroger 0.02 NEW 20372 64.21 69.29
Partner Re 0.02 NEW 15974 114.19 0.00
ALL Allstate Corporation 0.02 NEW 19222 70.28 70.49
OXY Occidental Petroleum Corporation 0.02 NEW 15217 80.63 77.36
PRA ProAssurance Corporation 0.02 NEW 39152 45.16 45.04
WR Westar Energy 0.02 NEW 34378 41.25 38.13
FISV Fiserv 0.02 NEW 25493 71.00 78.50
Solar Cap 0.02 NEW 67640 18.01 0.00
NYB New York Community Ban 0.02 NEW 108849 16.00 0.00
ORI Old Republic International Corporation 0.02 NEW 122382 14.63 14.85
SLGN Silgan Holdings 0.02 NEW 20877 53.60 57.40
Rogers Communications -cl B 0.02 NEW 24701 45.18 0.00
REXX Rex Energy Corporation 0.02 NEW 330831 5.10 4.84
DTE DTE Energy Company 0.02 NEW 13116 86.31 80.72
EE El Paso Electric Company 0.02 NEW 28410 40.06 36.99
KRO Kronos Worldwide 0.02 NEW 133673 13.02 12.04
SGY Stone Energy Corporation 0.02 NEW 68459 16.89 17.08
THG Hanover Insurance 0.02 NEW 16390 71.32 70.51
WLB Westmoreland Coal Company 0.02 NEW 55057 33.20 26.18
Bk Nova Cad 0.02 NEW 18735 66.29 0.00
JKHY Jack Henry & Associates 0.02 NEW 29584 62.13 66.22
WGL WGL Holdings 0.02 NEW 21661 54.61 52.36
PCH Potlatch Corporation 0.02 NEW 41731 41.86 39.53
Rbc Cad 0.02 NEW 16825 80.24 0.00
Tor Dom Bk Cad 0.02 NEW 20625 55.52 0.00
Cobalt Intl Energy 0.02 NEW 208618 8.89 0.00
Telus Ord 0.02 NEW 33212 41.88 0.00
Phoenix New Media Ltd sponsored ads 0.02 NEW 165578 8.31 0.00
Mondelez Int 0.02 NEW 34541 36.30 0.00
BLACKROCK MUN TARGET TERM TR SHARES Of Ben 0.02 NEW 61900 20.08 0.00
Lifelock 0.02 NEW 100236 18.51 0.00
Sfx Entmt 0.02 NEW 287600 4.53 0.00
Blue Capital Reinsurance Hol 0.02 NEW 90571 17.75 0.00
Cambridge Cap Acquisition 0.02 NEW 125000 9.71 0.00
Navient Corporation equity 0.02 NEW 57471 21.61 0.00
Mobileiron 0.02 NEW 118568 9.96 0.00
***leju Holdings 0.02 NEW 104870 10.76 0.00
Avalanche Biotechnologies In 0.02 NEW 25894 53.99 0.00
Jason Inds Inc w exp 06/30/201 0.02 NEW 1218700 1.28 0.00
Hortonworks 0.02 NEW 60000 27.00 0.00
Hudbay Minerals Inc *w exp 07/20/201 0.02 NEW 1278653 1.04 0.00
Connecture 0.02 NEW 125000 9.00 0.00
USB U.S. Ban 0.01 NEW 24028 44.95 44.41
AIZ Assurant 0.01 NEW 15443 68.38 61.37
RGA Reinsurance Group of America 0.01 NEW 11993 87.63 89.07
FIS Fidelity National Information Services 0.01 NEW 6700 62.24 67.61
AMP Ameriprise Financial 0.01 NEW 5200 132.31 134.47
ECL Ecolab 0.01 NEW 4300 104.42 116.19
MON Monsanto Company 0.01 NEW 8300 119.52 119.88
TSCO Tractor Supply Company 0.01 NEW 7000 78.86 85.20
VIA.B Via 0.01 NEW 7100 75.21 0.00
KMX CarMax 0.01 NEW 6900 66.52 65.34
ADP Automatic Data Processing 0.01 NEW 7800 83.33 88.70
VMC Vulcan Materials Company 0.01 NEW 6700 65.67 84.47
CACI CACI International 0.01 NEW 11473 86.20 88.54
CMA Comerica Incorporated 0.01 NEW 12860 46.89 45.70
ADI Analog Devices 0.01 NEW 10100 55.54 58.74
EQR Equity Residential 0.01 NEW 8500 71.88 77.26
ODP Office Depot 0.01 NEW 81600 8.58 9.42
AFG American Financial 0.01 NEW 17062 60.72 63.73
COF Capital One Financial 0.01 NEW 12218 82.58 79.14
PX Praxair 0.01 NEW 7560 129.63 127.18
CA CA 0.01 NEW 17600 30.45 32.20
SLG SL Green Realty 0.01 NEW 4200 119.05 126.74
HPT Hospitality Properties Trust 0.01 NEW 33186 31.01 31.53
K Kellogg Company 0.01 NEW 7100 65.49 64.66
CHDN Churchill Downs 0.01 NEW 10439 95.32 110.00
Arch Capital 0.01 NEW 17620 59.08 0.00
PCAR PACCAR 0.01 NEW 8500 68.00 63.45
WX WuXi PharmaTech 0.01 NEW 29300 33.69 40.28
TQNT TriQuint Semiconductor 0.01 NEW 16500 27.58 27.55
EIX Edison International 0.01 NEW 5700 65.44 63.74
ATO Atmos Energy Corporation 0.01 NEW 19878 55.74 53.29
CAKE Cheesecake Factory Incorporated 0.01 NEW 22067 50.30 48.71
EJ E-House 0.01 NEW 97400 7.24 6.77
HOS Hornbeck Offshore Services 0.01 NEW 41800 24.98 20.82
INTU Intuit 0.01 NEW 7200 92.22 97.18
LNT Alliant Energy Corporation 0.01 NEW 16338 66.41 62.10
STR Questar Corporation 0.01 NEW 42149 25.27 23.08
TITN Titan Machinery 0.01 NEW 57900 13.94 14.70
UGI UGI Corporation 0.01 NEW 28040 37.98 33.10
ISIS ISIS Pharmaceuticals 0.01 NEW 17866 61.74 67.93
Silver Standard Res 0.01 NEW 120000 5.01 0.00
AWR American States Water Company 0.01 NEW 27808 37.65 39.15
NFG National Fuel Gas 0.01 NEW 14395 69.54 62.22
PSB PS Business Parks 0.01 NEW 12473 79.53 82.62
SNN Smith & Nephew 0.01 NEW 28760 36.72 34.67
AME AMETEK 0.01 NEW 7602 52.62 53.54
Onebeacon Insurance Group Ltd Cl-a 0.01 NEW 33052 16.19 0.00
AINV Apollo Investment 0.01 NEW 122184 7.42 7.81
Symetra Finl 0.01 NEW 43365 23.06 0.00
AWK American Water Works 0.01 NEW 20611 53.32 53.61
BLL Ball Corporation 0.01 NEW 14219 68.15 72.30
SFUN SouFun Holdings 0.01 NEW 100000 7.39 6.14
Allied World Assurance 0.01 NEW 29100 37.90 0.00
Hldgs 0.01 NEW 15400 66.88 0.00
General Growth Properties 0.01 NEW 16100 28.14 0.00
CCIH ChinaCache International Holdings 0.01 NEW 96900 9.20 9.09
MSI Motorola Solutions 0.01 NEW 8100 67.04 67.30
New America High Income Fund I 0.01 NEW 89607 8.95 0.00
Nuveen Insd Dividend Advantage 0.01 NEW 31029 14.12 0.00
NQU Nuveen Quality Income Municipal Fund 0.01 NEW 29387 13.99 14.07
HYF Managed High Yield Plus Fund 0.01 NEW 447022 1.80 1.95
Nuveen Ins Ny Tx Fr Adv Mun 0.01 NEW 35565 12.88 0.00
Qihoo 360 Technologies Co Lt 0.01 NEW 13000 57.23 0.00
SELECT INCOME REIT COM SH BEN int 0.01 NEW 41568 24.39 0.00
Ares Capital Corp 5.125 2016 conv 0.01 NEW 650000 1.03 0.00
Depository Vipshop Holdings Ltd - Ads receipt 0.01 NEW 30000 19.53 0.00
Ingredion Incorporated 0.01 NEW 12372 84.87 0.00
Ares Capital Corp 5.75 16 convert 0.01 NEW 1000000 1.03 0.00
Palo Alto Networks 0.01 NEW 4200 122.62 0.00
Bioamber Inc wrt 0.01 NEW 537800 1.63 0.00
Mix Telematics Ltd - 0.01 NEW 151154 6.50 0.00
Capitol Acquisition Corp Ii *w exp 05/15/201 0.01 NEW 899321 0.54 0.00
American Airls 0.01 NEW 11000 53.64 0.00
Fs Investment Corporation 0.01 NEW 96166 9.93 0.00
500 0.01 NEW 43787 17.36 0.00
Veracyte 0.01 NEW 57023 9.66 0.00
Silver Eagle Acquisition Cor w exp 07/26/202 0.01 NEW 2000000 0.50 0.00
American Rlty Cap Pptys Inc note 3.750%12/1 0.01 NEW 1000000 0.92 0.00
Chc 0.01 NEW 292670 3.22 0.00
Triplepoint Venture Gr Bdc cs 0.01 NEW 50896 14.85 0.00
Dipexium Pharmaceuticals 0.01 NEW 77279 11.39 0.00
Tarena International Inc- 0.01 NEW 72800 11.10 0.00
Arista Networks 0.01 NEW 12351 60.72 0.00
Synchrony Financial 0.01 NEW 20266 29.75 0.00
Wl Ross Holding Corp wrt 0.01 NEW 698849 1.18 0.00
CCK Crown Holdings 0.00 NEW 5097 50.81 53.01
GLW Corning Incorporated 0.00 NEW 11984 22.95 24.52
NLY Annaly Capital Management 0.00 NEW 20000 10.80 10.61
BR Broadridge Financial Solutions 0.00 NEW 5741 46.16 54.03
GS Goldman Sachs 0.00 NEW 1383 193.78 190.01
PGR Progressive Corporation 0.00 NEW 9525 26.98 26.46
TSS Total System Services 0.00 NEW 8182 33.98 38.16
Suntrust Banks Inc $1.00 Par Cmn 0.00 NEW 6359 41.83 0.00
BAX Baxter International 0.00 NEW 3416 73.19 69.42
SEE Sealed Air 0.00 NEW 6700 42.39 45.87
SON Sonoco Products Company 0.00 NEW 5893 43.78 45.91
WCN Waste Connections 0.00 NEW 5122 43.93 47.00
HRS Harris Corporation 0.00 NEW 3638 71.74 77.22
DVA DaVita 0.00 NEW 3387 75.88 75.89
Fresh Del Monte Produce 0.00 NEW 7431 33.51 0.00
SNPS Synopsys 0.00 NEW 6185 43.49 46.26
LMT Lockheed Martin Corporation 0.00 NEW 1450 192.41 199.25
Nextera Energy 0.00 NEW 2651 106.37 0.00
TXN Texas Instruments Incorporated 0.00 NEW 6803 53.51 57.98
WEC Wisconsin Energy Corporation 0.00 NEW 5683 52.79 49.93
AEP American Electric Power Company 0.00 NEW 6096 60.70 56.73
TMK Torchmark Corporation 0.00 NEW 4742 54.20 53.34
MUR Murphy Oil Corporation 0.00 NEW 4330 50.58 49.72
Accenture 0.00 NEW 2959 89.22 0.00
CTAS Cintas Corporation 0.00 NEW 3500 78.57 84.21
CVO Cenveo 0.00 NEW 98497 2.11 2.18
CAG ConAgra Foods 0.00 NEW 6813 36.25 34.96
PPL PPL Corporation 0.00 NEW 7615 36.38 33.05
KALU Kaiser Aluminum 0.00 NEW 3175 71.50 74.80
SWX Southwest Gas Corporation 0.00 NEW 4853 61.82 55.40
Amdocs Ltd ord 0.00 NEW 5279 46.60 0.00
MGLN Magellan Health Services 0.00 NEW 4661 60.07 63.65
EAT Brinker International 0.00 NEW 4420 58.60 59.22
MR Mindray Medical International 0.00 NEW 7700 26.36 28.56
BKH Black Hills Corporation 0.00 NEW 4825 53.06 49.75
FMC FMC Corporation 0.00 NEW 5210 57.01 64.00
Oge Energy 0.00 NEW 6871 35.51 0.00
POM Pepco Holdings 0.00 NEW 9150 26.89 27.16
QDEL Quidel Corporation 0.00 NEW 10100 28.91 25.46
WERN Werner Enterprises 0.00 NEW 10264 31.18 31.23
IDA IDA 0.00 NEW 4523 66.11 61.08
TXRH Texas Roadhouse 0.00 NEW 9048 33.71 36.58
ALE ALLETE 0.00 NEW 5297 55.13 53.65
CXW Corrections Corporation of America 0.00 NEW 6987 36.35 40.28
PNM PNM Resources 0.00 NEW 9046 29.63 27.79
JINPAN International 0.00 NEW 44636 6.43 0.00
LTC LTC Properties 0.00 NEW 6312 43.09 44.21
ALNY Alnylam Pharmaceuticals 0.00 NEW 2619 96.98 106.91
NL NL Industries 0.00 NEW 23597 8.60 7.42
Transalta 0.00 NEW 23421 10.50 0.00
ARIA Ariad Pharmaceuticals 0.00 NEW 41000 6.88 7.95
Smurfit-stone Container 0.00 NEW 790000 0.00 0.00
CAK CAMAC Energy 0.00 NEW 150000 0.00 0.45
MUI Blackrock Muni Intermediate Drtn Fnd 0.00 NEW 11773 14.35 14.58
VMO Invesco Van Kampen Muni Opp Trust 0.00 NEW 15363 12.82 12.95
IQI Invesco Quality Municipal Inc Trust 0.00 NEW 10000 12.50 12.55
NMA Nuveen Municipal Advantage Fund 0.00 NEW 21359 13.67 13.78
NMO Nuveen Munpl Markt Opp Fund 0.00 NEW 15000 13.67 13.63
NZF Nuveen Div Adv Muni Fd 3 Ben Int 0.00 NEW 24806 13.79 14.07
PMM Putnam Managed Municipal Income Trust 0.00 NEW 10980 7.29 7.34
NPI Nuveen Premium Income Municipal Fund 0.00 NEW 11500 13.91 13.92
NQI Nuveen Insured Quality Muncipal Fund 0.00 NEW 19802 13.18 13.44
PSTI Pluristem Therapeutics 0.00 NEW 30000 0.03 3.09
Wendy's/arby's 0.00 NEW 27400 9.01 0.00
Cys Investments 0.00 NEW 27343 8.70 0.00
Monster Beverage 0.00 NEW 2300 108.26 0.00
Marina Biotech 0.00 NEW 26189 0.08 0.00
Microvision Inc Del 0.00 NEW 73000 0.00 0.00
Duke Energy 0.00 NEW 3044 83.44 0.00
Western Asset Mortgage cmn 0.00 NEW 559440 0.05 0.00
Collabrium Japan Acquisitn C *w exp 99/99/999 0.00 NEW 495000 0.06 0.00
Mast Therapeutics 0.00 NEW 687500 0.01 0.00
Chart Acquisition Co *w exp 12/1 0.00 NEW 148300 0.40 0.00
Rmg Networks Hldgs 0.00 NEW 52638 1.23 0.00
Phosphate Hldgs 0.00 NEW 656667 0.00 0.00
Neostem 0.00 NEW 531250 0.01 0.00
Cis Acquisition Ltd-class A wrt 0.00 NEW 774600 0.34 0.00
Rxi Pharmaceuticals 0.00 NEW 145000 0.00 0.00
Tandem Diabetes Care 0.00 NEW 12786 12.67 0.00
Roi Acquisition Corp Ii *w exp 99/99/999 0.00 NEW 1150000 0.26 0.00
Quantum Corp note 4.500% 11/1 0.00 NEW 155000 1.25 0.00
Community Health Sys Inc New right 01/27/2016 0.00 NEW 5912830 0.03 0.00
Cambridge Cap Acquisition Co w exp 12/23/201 0.00 NEW 125000 0.31 0.00
Levy Acquisition Corp w exp 11/19/201 0.00 NEW 499901 0.37 0.00
Hennessy Cap Acquisition Cor *w exp 01/23/201 0.00 NEW 900000 0.40 0.00
Dorian Lpg 0.00 NEW 14576 13.86 0.00
Quest Resource Hldg 0.00 NEW 750000 0.32 0.00
Amsburg Corp pfd 5.25% 0.00 NEW 35000 1.11 0.00
Boulevard Acquisition Corp w exp02/19/201 0.00 NEW 250000 0.53 0.00
Immune Pharmaceuticals 0.00 NEW 250000 1.14 0.00
Contrafect Corp w exp 01/31/201 0.00 NEW 46824 0.75 0.00
Contrafect Corp w exp 10/31/201 0.00 NEW 46824 0.47 0.00