SII Investments
Latest statistics and disclosures from SII Investments's latest quarterly 13F-HR filing:
- Top 5 stock holdings are COP, BSV, TIP, VUG, VTV. These five stock positions account for 15.07% of SII Investments's total stock portfolio.
- Added to shares of COP (+$20.21M), BSV (+$11.17M), TIP (+$9.98M), VUG (+$8.90M), VTV (+$8.60M), AAPL (+$7.75M), Phillips 66 (+$6.79M), CVX (+$6.66M), VMBS (+$6.04M), XOM (+$5.98M).
- Started new stock positions in DNDN, HHY, VZ, EMB, UPS, HAO, GSK, HNZ, SM, AGG, MTN, SPY, BUD, KSS, BRK.B, WFC, HAL, VSS, BIV, VOE, IWP, MDT, GAM, IYH, FCN, XLI, PEP, NUE, QUIK, RFG, JCI, EMC, GD, HYF, ADX, DVY, XLU, HRL, FXI, ALL, PEO, MHY, PFE, WMT, CMK, IJH, EXC, FXR, AGNC, HOG, VUG, WAG, IEV, OCR, VTV, BP, VNQ, SLX, IJK, SCCO, ZLCS, NYB, COST, SSS, NVO, DOW, TISI, IAU, HON, AWF, IYR, K, PDP, DCT, ZMH, LLY, PNC, MO, XLV, DTN, SCHW, ALGT, WEC, BCRX, NKE, CFT, DLN, IBB, CBL, XLE, GE, DVA, CL, ITB, ETP, ORCL, SDY, USB, BMY, VBK, OCLS, UTX, DRI, VIG, DELL, XEL, OKS, TIP, XOM, IGE, PSK, LVS, FCX, SIRI, AIS, MBB, VGK, DNP, ED, F, QQQQ, SHY, MCD, PM, FIS, PDT, EWC, AMZN, BND, GOOG, NLY, IBM, MHP, HD, IVV, FEX, RYN, USA, LINE, T, SPYG, DIS, ALU, EEM, BA, EXG, CSCO, HME, V, ITW, MGEE, HCN, ECH, UNP, IXC, MTW, Y, GIS, PWV, EMR, EWZ, VEA, EWW, PNRA, KEY, DD, PZG, GSX, MSW, DHS, BAC, KMB, VCSH, LQD, ICF, CIU, VBR, HTLF, MOO, IJR, EOG, MUAD, GS, GLD, TEVA, MRK, VTI, PFF, PFD, IDV, SQNM, TFI, ABT, RWR, VOT, TGT, XLY, SLB, RDS.A, JOSB, CVX, HNSN, INTC, IWD, VLO, VOD, SEM, TEG, MSFT, CLY, FTR, CET, TDF, NXQ, IHE, ASBC, VPL, DE, D, NOK, IEF, FLR, NVDA, JPM, INFN, JKE, BSV, PFO, MON, IEZ, KR, NSC, JNJ, ADM, CSJ, JTP, HIG, JNK, JOYG, BHD, IYM, IWB, GAB, VMBS, ENS, MTS, TWER, VXF, MUB, ACTG, IWR, IWM, IVW, VEU, LBF, CAG, LOW, ARCC, GTU, VYM, BKCC, IVE, DBB, GDX, KO, CAT, YUM, ARNA, DBC, PGF, AAPL, GSG, VWO, BIL, MMM, TYG, IWS, PDM, VO, BLV, ACWX, IJS, PHB, ADP, VB, GF, HYG, CVS, IJT, RTN, SHM, QCOM, PG, DND, IWF, WMB, NPK, PTY, EFA, SBUX, ERC, SLV, DIA, SHW, IYW, UNH, KMP, GIM, XLP, IWV, SO, KST, COP, MET, TLT, XLF.
- As of Dec. 31, 2012, SII Investments has $390.70M in assets under management (AUM). Assets under management dropped from a total value of $694.02B to $390.70M.
- Independent of market fluctuations, SII Investments was a net buyer by $390.70M worth of stocks in the most recent quarter.
SII Investments portfolio companies for quarter ending December 2012
| Ticker | Name | Portfolio Weight | Change | Share Count | Price | Last Trade |
|---|---|---|---|---|---|---|
| COP | ConocoPhillips | 5.17 | NEW | 348592 | 57.98 | 63.31 |
| BSV | Vanguard Short-Term Bond ETF | 2.86 | NEW | 137991 | 80.98 | 80.92 |
| TIP | iShares Barclays TIPS Bond Fund | 2.55 | NEW | 82402 | 121.13 | 118.92 |
| VUG | Vanguard Growth ETF | 2.28 | NEW | 125253 | 71.09 | 82.34 |
| VTV | Vanguard Value ETF | 2.20 | NEW | 146158 | 58.83 | 69.88 |
| AAPL | Apple | 1.98 | NEW | 14528 | 533.38 | 433.26 |
| Phillips 66 | 1.74 | NEW | 127793 | 53.14 | 0.00 | |
| CVX | Chevron Corporation | 1.71 | NEW | 61515 | 108.32 | 123.42 |
| VMBS | Vanguard Mortgage Bkd Sects ETF | 1.55 | NEW | 115497 | 52.27 | 52.03 |
| XOM | Exxon Mobil Corporation | 1.53 | NEW | 69018 | 86.60 | 91.76 |
| AGG | iShares Lehman Aggregate Bond | 1.42 | NEW | 49883 | 110.96 | 110.31 |
| BIV | Vanguard Intermediate-Term Bond ETF | 1.26 | NEW | 55688 | 88.28 | 87.46 |
| GLD | SPDR Gold Trust | 1.26 | NEW | 30382 | 161.67 | 131.07 |
| IVV | iShares S&P; 500 Index | 1.16 | NEW | 31578 | 143.04 | 167.80 |
| JNJ | Johnson & Johnson | 1.13 | NEW | 62875 | 70.43 | 88.09 |
| VEA | Vanguard Europe Pacific ETF | 1.11 | NEW | 123296 | 35.21 | 39.01 |
| GE | General Electric Company | 1.08 | NEW | 202123 | 20.89 | 23.46 |
| T | AT&T; | 1.01 | NEW | 117346 | 33.65 | 37.44 |
| BLV | Vanguard Long-Term Bond ETF | 1.00 | NEW | 41767 | 93.73 | 91.67 |
| MSFT | Microsoft Corporation | 0.91 | NEW | 132541 | 26.72 | 34.87 |
| WFC | Wells Fargo & Company | 0.81 | NEW | 92634 | 34.35 | 39.88 |
| MCD | McDonald's Corporation | 0.80 | NEW | 35619 | 88.18 | 101.54 |
| PFE | Pfizer | 0.77 | NEW | 118285 | 25.29 | 28.96 |
| IBM | International Business Machines | 0.77 | NEW | 15668 | 192.37 | 208.44 |
| PWV | PowerShares Dynamic Lg. Cap Value | 0.77 | NEW | 138000 | 21.94 | 26.14 |
| LQD | iShares IBoxx $ Invest Grade Corp Bd Fd | 0.76 | NEW | 24565 | 120.70 | 120.09 |
| VWO | Vanguard Emerging Markets ETF | 0.76 | NEW | 66601 | 44.67 | 44.02 |
| ORCL | Oracle Corporation | 0.73 | NEW | 86269 | 33.28 | 35.03 |
| PG | Procter & Gamble Company | 0.72 | NEW | 41422 | 67.96 | 80.02 |
| Pimco Total Return Etf totl | 0.71 | NEW | 25316 | 109.06 | 0.00 | |
| QQQQ | PowerShares QQQ Trust, Series 1 | 0.70 | NEW | 41151 | 66.00 | 0.00 |
| VZ | Verizon Communications | 0.69 | NEW | 61862 | 43.42 | 53.35 |
| KO | Coca-Cola Company | 0.67 | NEW | 71746 | 36.45 | 42.97 |
| MO | Altria | 0.67 | NEW | 83535 | 31.40 | 37.44 |
| PEP | Pepsi | 0.66 | NEW | 37709 | 68.55 | 83.80 |
| MMM | 3M Company | 0.65 | NEW | 27070 | 93.13 | 111.39 |
| KMP | Kinder Morgan Energy Partners | 0.65 | NEW | 31791 | 79.80 | 88.38 |
| NSC | Norfolk Southern | 0.62 | NEW | 38980 | 61.75 | 80.23 |
| PM | Philip Morris International | 0.59 | NEW | 27511 | 83.57 | 95.68 |
| VOD | Vodafone | 0.58 | NEW | 89222 | 25.31 | 30.23 |
| HYG | iShares iBoxx $ High Yid Corp Bond | 0.57 | NEW | 23693 | 93.23 | 95.46 |
| VB | Vanguard Small-Cap ETF | 0.56 | NEW | 26903 | 81.37 | 96.29 |
| ADM | Archer Daniels Midland Company | 0.54 | NEW | 76982 | 27.36 | 35.00 |
| KR | Kroger | 0.54 | NEW | 80988 | 25.97 | 35.42 |
| MRK | Merck & Co | 0.53 | NEW | 50927 | 40.86 | 45.99 |
| HRL | Hormel Foods Corporation | 0.53 | NEW | 65922 | 31.23 | 42.70 |
| GF | New Germany Fund | 0.53 | NEW | 132507 | 15.55 | 17.88 |
| HCN | Health Care REIT | 0.51 | NEW | 32748 | 61.38 | 77.95 |
| EFA | iShares MSCI EAFE Index Fund | 0.51 | NEW | 34874 | 56.98 | 63.05 |
| IAU | iShares Gold Trust | 0.51 | NEW | 121875 | 16.50 | 13.17 |
| ZMH | Zimmer Holdings | 0.50 | NEW | 29494 | 66.59 | 80.34 |
| BND | Vanguard Total Bond Market ETF | 0.50 | NEW | 23043 | 83.97 | 83.22 |
| WAG | Walgreen Company | 0.49 | NEW | 52127 | 37.04 | 49.61 |
| SCHW | Charles Schwab Corporation | 0.48 | NEW | 131429 | 14.36 | 19.34 |
| HNZ | H.J. Heinz Company | 0.48 | NEW | 32719 | 57.52 | 72.42 |
| BIL | SPDR Barclays Capital 1-3 Month T- | 0.48 | NEW | 40990 | 45.79 | 45.81 |
| GOOG | 0.45 | NEW | 2474 | 708.97 | 909.18 | |
| SDY | SPDR S&P; Dividend | 0.45 | NEW | 29932 | 58.10 | 70.05 |
| SHM | SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd | 0.44 | NEW | 70274 | 24.32 | 24.28 |
| SHY | iShares Lehman 1-3 Year Treas.Bond | 0.44 | NEW | 20337 | 84.43 | 84.45 |
| EEM | iShares MSCI Emerging Markets Indx | 0.42 | NEW | 37519 | 43.98 | 43.42 |
| ITW | Illinois Tool Works | 0.41 | NEW | 26390 | 60.63 | 70.78 |
| IWM | iShares Russell 2000 Index | 0.41 | NEW | 18906 | 83.78 | 99.05 |
| Central Fd Cda Ltd cl a | 0.41 | NEW | 77461 | 20.93 | 0.00 | |
| IEF | iShares Lehman 7-10 Yr Treas. Bond | 0.40 | NEW | 14554 | 107.53 | 106.92 |
| DTN | WisdomTree Dividend ex-Fin Fund | 0.39 | NEW | 27007 | 55.80 | 64.99 |
| WMT | Wal-Mart Stores | 0.38 | NEW | 21642 | 68.06 | 77.87 |
| EMB | iShares JPMorgan USD Emer Mkt Bnd Fd ETF | 0.38 | NEW | 12316 | 122.04 | 119.58 |
| IYW | iShares Dow Jones US Technology | 0.38 | NEW | 20766 | 70.69 | 77.17 |
| DVY | iShares Dow Jones Select Dividend | 0.37 | NEW | 25439 | 57.39 | 67.00 |
| BRK.B | Berkshire Hathaway | 0.36 | NEW | 15660 | 89.14 | 0.00 |
| RTN | Raytheon Company | 0.36 | NEW | 24833 | 57.34 | 66.89 |
| IWR | iShares Russell Midcap Index Fund | 0.36 | NEW | 12414 | 111.97 | 135.29 |
| CFT | iShares Barclays Credit Bond Fund | 0.36 | NEW | 12417 | 113.15 | 112.98 |
| XLE | Energy Select Sector SPDR | 0.35 | NEW | 19346 | 71.23 | 82.12 |
| BP | BP | 0.34 | NEW | 32376 | 41.36 | 42.96 |
| IJH | iShares S&P; MidCap 400 Index | 0.34 | NEW | 13033 | 101.51 | 121.04 |
| Seadrill | 0.33 | NEW | 35510 | 36.61 | 0.00 | |
| VBK | Vanguard Small-Cap Growth ETF | 0.33 | NEW | 14587 | 89.19 | 105.29 |
| VIG | Vanguard Dividend Appreciation ETF | 0.33 | NEW | 21314 | 59.63 | 69.35 |
| CAT | Caterpillar | 0.32 | NEW | 13860 | 89.61 | 87.67 |
| LOW | Lowe's Companies | 0.32 | NEW | 35273 | 35.47 | 42.67 |
| SPY | SPDR S&P; 500 ETF | 0.31 | NEW | 8515 | 143.04 | 166.94 |
| KMB | Kimberly-Clark Corporation | 0.31 | NEW | 14770 | 82.40 | 104.35 |
| MOO | Market Vectors Agribusiness | 0.31 | NEW | 22979 | 52.74 | 54.87 |
| Agrium | 0.30 | NEW | 11571 | 99.99 | 0.00 | |
| F | Ford Motor Company | 0.30 | NEW | 90491 | 12.93 | 15.08 |
| SBUX | Starbucks Corporation | 0.30 | NEW | 21997 | 53.42 | 64.13 |
| EOG | EOG Resources | 0.30 | NEW | 9615 | 120.02 | 135.25 |
| IBB | iShares NASDAQ Biotechnology Index | 0.30 | NEW | 8338 | 139.12 | 182.01 |
| XLF | Financial Select Sector SPDR | 0.30 | NEW | 71056 | 16.47 | 19.95 |
| IJR | iShares S&P; SmallCap 600 Index | 0.30 | NEW | 15194 | 78.19 | 92.05 |
| PDM | Piedmont Office Realty Trust | 0.30 | NEW | 64095 | 18.05 | 20.86 |
| Citi | 0.30 | NEW | 28814 | 40.05 | 0.00 | |
| DRI | Darden Restaurants | 0.29 | NEW | 25289 | 45.24 | 53.43 |
| WEC | Wisconsin Energy Corporation | 0.29 | NEW | 30472 | 36.98 | 43.70 |
| JPM | JPMorgan Chase & Co. | 0.28 | NEW | 25201 | 43.97 | 52.30 |
| USB | U.S. Ban | 0.27 | NEW | 33202 | 31.90 | 34.67 |
| GTU | Central Gold-Trust | 0.27 | NEW | 16588 | 62.52 | 48.22 |
| GS | Goldman Sachs | 0.26 | NEW | 8073 | 127.71 | 158.18 |
| TEG | Integrys Energy | 0.26 | NEW | 19318 | 52.18 | 61.57 |
| EWZ | iShares MSCI Brazil Index | 0.26 | NEW | 17915 | 57.61 | 54.46 |
| SLV | iShares Silver Trust | 0.26 | NEW | 35038 | 29.34 | 21.40 |
| XLV | Health Care SPDR | 0.25 | NEW | 24736 | 39.94 | 49.10 |
| NUE | Nucor Corporation | 0.25 | NEW | 22436 | 43.14 | 45.77 |
| JCI | Johnson Controls | 0.25 | NEW | 32303 | 30.52 | 37.54 |
| VBR | Vanguard Small-Cap Value ETF | 0.25 | NEW | 13268 | 72.58 | 86.30 |
| Mondelez Int | 0.25 | NEW | 38284 | 25.52 | 0.00 | |
| BAC | Bank of America Corporation | 0.24 | NEW | 80111 | 11.62 | 13.43 |
| XLY | Consumer Discretionary SPDR | 0.24 | NEW | 20127 | 47.45 | 57.55 |
| VO | Vanguard Mid-Cap ETF | 0.24 | NEW | 11406 | 82.41 | 99.05 |
| DNP | DNP Select Income Fund | 0.24 | NEW | 97975 | 9.43 | 10.64 |
| Naturl Gastotal Retrn Sub Indx Etn Barclays Bk Plc 10 Yr Treas Bear etf | 0.24 | NEW | 35343 | 26.74 | 0.00 | |
| VNQ | Vanguard REIT ETF | 0.23 | NEW | 13550 | 66.13 | 77.53 |
| JNK | SPDR Barclays Capital High Yield B | 0.23 | NEW | 22206 | 40.57 | 41.56 |
| KST | DWS Strategic Income Trust | 0.23 | NEW | 63605 | 14.39 | 14.81 |
| First Tr Energy Infrastrctr | 0.23 | NEW | 42829 | 21.18 | 0.00 | |
| ABT | Abbott Laboratories | 0.22 | NEW | 13192 | 65.65 | 36.59 |
| GIS | General Mills | 0.22 | NEW | 21233 | 40.17 | 50.36 |
| TISI | Team | 0.22 | NEW | 22675 | 37.88 | 42.25 |
| IVW | iShares S&P; 500 Growth Index | 0.22 | NEW | 11558 | 75.71 | 88.05 |
| MBB | iShares Lehman MBS Bond Fund | 0.22 | NEW | 7877 | 108.04 | 107.39 |
| TYG | Tortoise Energy Infrastructure | 0.22 | NEW | 22676 | 37.93 | 48.00 |
| Retail Properties Of America | 0.22 | NEW | 70521 | 11.98 | 0.00 | |
| SO | Southern Company | 0.21 | NEW | 19034 | 42.56 | 46.60 |
| XLI | Industrial SPDR | 0.21 | NEW | 21731 | 38.01 | 44.17 |
| Enterprise Products Partners | 0.21 | NEW | 16612 | 49.84 | 0.00 | |
| GDX | Market Vectors Gold Miners ETF | 0.21 | NEW | 17066 | 47.05 | 26.38 |
| VPL | Vanguard Pacific ETF | 0.21 | NEW | 15283 | 53.20 | 61.73 |
| TFI | SPDR Nuveen Barclays Capital Municpl Bnd | 0.21 | NEW | 34094 | 24.23 | 24.07 |
| UTX | United Technologies Corporation | 0.20 | NEW | 9448 | 82.24 | 97.35 |
| LINE | Linn Energy | 0.20 | NEW | 21939 | 35.37 | 35.13 |
| XLP | Consumer Staples Select Sect. SPDR | 0.20 | NEW | 22656 | 34.47 | 41.94 |
| TDF | Templeton Dragon Fund | 0.20 | NEW | 27285 | 28.40 | 28.09 |
| VOT | Vanguard Mid-Cap Growth ETF | 0.20 | NEW | 11446 | 68.58 | 81.51 |
| DIS | Walt Disney Company | 0.19 | NEW | 15006 | 49.85 | 66.58 |
| INTC | Intel Corporation | 0.19 | NEW | 36520 | 20.40 | 24.04 |
| HON | Honeywell International | 0.19 | NEW | 11661 | 63.37 | 80.75 |
| Nextera Energy | 0.19 | NEW | 10898 | 69.37 | 0.00 | |
| ENS | EnerSys | 0.19 | NEW | 20000 | 37.65 | 49.95 |
| SCCO | Southern Copper Corporation | 0.19 | NEW | 19843 | 37.24 | 33.06 |
| IWF | iShares Russell 1000 Growth Index | 0.19 | NEW | 11066 | 65.43 | 76.13 |
| Eaton | 0.19 | NEW | 13610 | 54.15 | 0.00 | |
| FCN | FTI Consulting | 0.18 | NEW | 21634 | 33.23 | 38.06 |
| TGT | Target Corporation | 0.18 | NEW | 11999 | 59.50 | 71.06 |
| IWB | iShares Russell 1000 Index | 0.18 | NEW | 8876 | 79.99 | 92.87 |
| VYM | Vanguard High Dividend Yield ETF | 0.18 | NEW | 14594 | 49.47 | 58.38 |
| DLN | WisdomTree LargeCap Dividend Fund | 0.18 | NEW | 13264 | 53.53 | 62.34 |
| Healthcare Tr Amer Inc cl a | 0.18 | NEW | 69831 | 9.85 | 0.00 | |
| KSS | Kohl's Corporation | 0.17 | NEW | 15658 | 42.73 | 51.58 |
| FLR | Fluor Corporation | 0.17 | NEW | 11551 | 58.87 | 64.57 |
| SSS | Sovran Self Storage | 0.17 | NEW | 10750 | 62.14 | 71.30 |
| Bank Of Montreal Cadcom Npv | 0.17 | NEW | 11120 | 60.79 | 0.00 | |
| DBB | Powershares DB Base Metals Fund | 0.17 | NEW | 34188 | 19.31 | 16.87 |
| First Tr High Income L/s Fd | 0.17 | NEW | 35723 | 18.20 | 0.00 | |
| NPK | National Presto Industries | 0.16 | NEW | 8840 | 69.23 | 76.88 |
| VTI | Vanguard Total Stock Market ETF | 0.16 | NEW | 8259 | 73.50 | 86.08 |
| EWC | iShares MSCI Canada Index | 0.16 | NEW | 22360 | 28.71 | 27.93 |
| IYH | iShares Dow Jones US Healthcare | 0.16 | NEW | 7558 | 81.50 | 103.07 |
| VCSH | Vanguard Short Term Corporate Bond ETF | 0.16 | NEW | 7783 | 80.56 | 80.51 |
| ERC | Wells Fargo Adv Multi-Sector Inco Fund | 0.16 | NEW | 39290 | 16.14 | 16.64 |
| Facebook Inc cl a | 0.16 | NEW | 22458 | 28.32 | 0.00 | |
| Duke Energy | 0.16 | NEW | 9634 | 63.53 | 0.00 | |
| HIG | Hartford Financial Services | 0.15 | NEW | 26169 | 22.39 | 31.16 |
| OCR | Omnicare | 0.15 | NEW | 16435 | 36.08 | 46.23 |
| DELL | Dell | 0.15 | NEW | 57086 | 10.13 | 13.40 |
| FCX | Freeport-McMoRan Copper & Gold | 0.15 | NEW | 17429 | 34.20 | 32.68 |
| MTN | Vail Resorts | 0.15 | NEW | 10595 | 53.99 | 66.42 |
| VSS | Vanguard FTSE All Wld Ex USSml Cap | 0.15 | NEW | 6224 | 91.10 | 97.58 |
| Kraft Foods | 0.15 | NEW | 12492 | 46.75 | 0.00 | |
| NLY | Annaly Capital Management | 0.14 | NEW | 39262 | 14.08 | 15.01 |
| HD | Home Depot | 0.14 | NEW | 8894 | 61.84 | 76.86 |
| UNP | Union Pacific Corporation | 0.14 | NEW | 4435 | 125.59 | 159.91 |
| CVS | CVS Caremark Corporation | 0.14 | NEW | 11513 | 48.47 | 59.44 |
| CL | Colgate-Palmolive Company | 0.14 | NEW | 5271 | 104.34 | 62.04 |
| UNH | UnitedHealth | 0.14 | NEW | 9747 | 54.38 | 62.84 |
| NYB | New York Community Ban | 0.14 | NEW | 41940 | 13.14 | 0.00 |
| DCT | DCT Industrial Trust | 0.14 | NEW | 83355 | 6.49 | 8.17 |
| VEU | Vanguard FTSE All-World ex-US ETF | 0.14 | NEW | 12166 | 45.78 | 48.76 |
| VXF | Vanguard Extended Market ETF | 0.14 | NEW | 9075 | 60.28 | 71.98 |
| Tortoise Pwr & Energy | 0.14 | NEW | 22271 | 25.28 | 0.00 | |
| IHE | iShares Dow Jones US Pharm Indx | 0.14 | NEW | 6000 | 89.00 | 101.76 |
| MTS | Montgomery Street Income Securities | 0.14 | NEW | 32575 | 16.95 | 17.11 |
| CSCO | Cisco Systems | 0.13 | NEW | 25066 | 19.75 | 24.24 |
| EXC | Exelon Corporation | 0.13 | NEW | 16721 | 29.48 | 35.15 |
| ETP | Energy Transfer Partners | 0.13 | NEW | 11614 | 43.14 | 50.36 |
| IWP | iShares Russell Midcap Growth Idx. | 0.13 | NEW | 8140 | 62.65 | 74.69 |
| ADX | Adams Express Company | 0.13 | NEW | 46690 | 10.56 | 12.35 |
| IJS | iShares S&P; SmallCap 600 Value Idx | 0.13 | NEW | 6078 | 80.95 | 95.21 |
| BMY | Bristol Myers Squibb | 0.12 | NEW | 13917 | 32.84 | 43.30 |
| SHW | Sherwin-Williams Company | 0.12 | NEW | 3113 | 152.59 | 190.82 |
| BA | Boeing Company | 0.12 | NEW | 6018 | 76.44 | 98.92 |
| DOW | Dow Chemical Company | 0.12 | NEW | 14752 | 32.13 | 35.82 |
| DE | Deere & Company | 0.12 | NEW | 5315 | 86.55 | 86.97 |
| SLB | Schlumberger | 0.12 | NEW | 7030 | 68.99 | 75.74 |
| ARCC | Ares Capital Corporation | 0.12 | NEW | 25669 | 17.61 | 18.06 |
| IEV | iShares S&P; Europe 350 Index | 0.12 | NEW | 11615 | 39.17 | 42.53 |
| CSJ | iShares Barclays 1-3 Year Cred Bd Fd ETF | 0.12 | NEW | 4493 | 105.72 | 105.57 |
| ICF | iShares Cohen & Steers Realty Maj. | 0.12 | NEW | 6099 | 78.87 | 90.47 |
| VOE | Vanguard Mid-Cap Value ETF | 0.12 | NEW | 8181 | 58.92 | 71.46 |
| IDV | iShares Dow Jones EPAC Sel Div Ind | 0.12 | NEW | 14104 | 33.75 | 35.62 |
| MUAD | iShares 2015 S&P; AMT-Free Mun Ser ETF | 0.12 | NEW | 9011 | 53.16 | 53.28 |
| Us Natural Gas Fd Etf | 0.12 | NEW | 25959 | 18.80 | 0.00 | |
| D | Dominion Resources | 0.11 | NEW | 8478 | 51.43 | 61.17 |
| Gold | 0.11 | NEW | 11000 | 38.36 | 0.00 | |
| MET | MetLife | 0.11 | NEW | 13466 | 33.05 | 43.28 |
| CBL | CBL & Associates Properties | 0.11 | NEW | 20418 | 21.11 | 26.43 |
| MUB | iShares S&P; Natl AMTFr Mncpl Bd Fd | 0.11 | NEW | 3826 | 111.08 | 110.94 |
| CMK | MFS InterMarket Income Trust I | 0.11 | NEW | 46430 | 8.85 | 8.61 |
| LBF | DWS Global High Income Fund | 0.11 | NEW | 48336 | 8.88 | 9.14 |
| HHY | 40/86 Strategic Income Fund | 0.11 | NEW | 42410 | 10.04 | 10.57 |
| Cutwater Select Income Fd | 0.11 | NEW | 22555 | 19.82 | 0.00 | |
| ED | Consolidated Edison | 0.10 | NEW | 7099 | 57.05 | 60.79 |
| NVDA | NVIDIA Corporation | 0.10 | NEW | 31325 | 12.26 | 14.87 |
| HOG | Harley-Davidson | 0.10 | NEW | 7931 | 48.80 | 59.48 |
| XEL | Xcel Energy | 0.10 | NEW | 15279 | 26.77 | 30.42 |
| AMZN | Amazon | 0.10 | NEW | 1505 | 251.16 | 269.90 |
| HME | Home Properties | 0.10 | NEW | 6328 | 61.16 | 66.52 |
| ACTG | Acacia Research Corporation | 0.10 | NEW | 15240 | 25.79 | 23.62 |
| ITB | iShares Dow Jones US Home Const. | 0.10 | NEW | 18813 | 21.05 | 26.01 |
| DHS | WisdomTree Equity Income Fund | 0.10 | NEW | 8866 | 45.45 | 54.15 |
| JTP | Nuveen Quality Preferred Income Fund | 0.10 | NEW | 44703 | 8.68 | 9.30 |
| SLX | Market Vectors Steel | 0.10 | NEW | 8033 | 47.43 | 42.05 |
| FXI | iShares FTSE/Xinhua China 25 Index | 0.09 | NEW | 8505 | 40.45 | 37.91 |
| DVA | DaVita | 0.09 | NEW | 3160 | 110.44 | 128.14 |
| DD | E.I. du Pont de Nemours & Company | 0.09 | NEW | 8338 | 44.50 | 55.89 |
| YUM | Yum! Brands | 0.09 | NEW | 5397 | 66.15 | 70.16 |
| HAL | Halliburton Company | 0.09 | NEW | 10466 | 34.59 | 45.25 |
| WMB | Williams Companies | 0.09 | NEW | 11337 | 32.28 | 37.21 |
| IEZ | iShares Dow Jones US Oil Equip. | 0.09 | NEW | 7155 | 50.31 | 59.88 |
| HAO | Claymore/AlphaShares China Small Cap ETF | 0.09 | NEW | 14123 | 24.22 | 24.73 |
| EWW | iShares MSCI Mexico Inv. Mt. Idx. | 0.09 | NEW | 5038 | 70.86 | 70.76 |
| TLT | iShares Barclays 20+ Yr Treas.Bond | 0.09 | NEW | 2777 | 121.71 | 117.06 |
| VGK | Vanguard European ETF | 0.09 | NEW | 7136 | 48.63 | 52.51 |
| SPYG | SPDR DJ Wilshire Large Cap Growth | 0.09 | NEW | 5120 | 65.43 | 76.15 |
| PHB | PowerShares Hgh Yield Corporate Bnd | 0.09 | NEW | 19150 | 19.32 | 19.64 |
| Ishares Inc emrg mrk lc bd | 0.09 | NEW | 6690 | 53.96 | 0.00 | |
| FIS | Fidelity National Information Services | 0.08 | NEW | 9473 | 34.73 | 45.08 |
| LLY | Eli Lilly & Co. | 0.08 | NEW | 6131 | 49.26 | 55.90 |
| ALL | Allstate Corporation | 0.08 | NEW | 7547 | 40.15 | 50.00 |
| NKE | NIKE | 0.08 | NEW | 6130 | 51.71 | 65.32 |
| EMC | EMC Corporation | 0.08 | NEW | 12014 | 25.72 | 24.24 |
| NVO | Novo Nordisk A/S | 0.08 | NEW | 1961 | 163.18 | 171.99 |
| ALGT | Allegiant Travel Company | 0.08 | NEW | 4060 | 73.65 | 95.23 |
| AGNC | American Capital Agency | 0.08 | NEW | 10946 | 29.23 | 29.65 |
| XLU | Utilities SPDR | 0.08 | NEW | 9331 | 34.83 | 40.32 |
| Proshares Tr | 0.08 | NEW | 4905 | 67.69 | 0.00 | |
| AWF | AllianceBernstein Global Hgh Incm Fd | 0.08 | NEW | 21148 | 15.65 | 16.92 |
| CIU | iShares Barclays Inter Crd Bd Fund ETF) | 0.08 | NEW | 2848 | 110.96 | 111.08 |
| JKE | iShares Morningstar Large Growth | 0.08 | NEW | 3893 | 76.29 | 86.70 |
| PFF | iShares S&P; US Pref Stock Idx Fnd | 0.08 | NEW | 7837 | 39.81 | 40.92 |
| ACWX | iShares MSCI ACWI ex US Index Fund | 0.08 | NEW | 7382 | 41.45 | 44.98 |
| Penn West Energy Trust | 0.08 | NEW | 29453 | 10.80 | 0.00 | |
| CLY | iShares 10+ Year Credit Bond Fund ETF | 0.08 | NEW | 4903 | 62.82 | 61.07 |
| American Rlty Cap Tr | 0.08 | NEW | 27496 | 11.53 | 0.00 | |
| TEVA | Teva Pharmaceutical Industries | 0.07 | NEW | 6906 | 37.65 | 40.23 |
| UPS | United Parcel Service | 0.07 | NEW | 3891 | 73.76 | 88.70 |
| GSK | GlaxoSmithKline | 0.07 | NEW | 6066 | 43.36 | 52.22 |
| Y | Alleghany Corporation | 0.07 | NEW | 850 | 336.47 | 398.13 |
| QCOM | QUALCOMM | 0.07 | NEW | 4736 | 61.44 | 66.61 |
| DBC | PowerShares DB Com Indx Trckng Fund | 0.07 | NEW | 9113 | 27.87 | 26.18 |
| JOSB | Jos. A. Bank Clothiers | 0.07 | NEW | 6193 | 43.11 | 45.96 |
| PNRA | Panera Bread Company | 0.07 | NEW | 1698 | 159.01 | 186.60 |
| IWS | iShares Russell Midcap Value Index | 0.07 | NEW | 5257 | 50.22 | 60.42 |
| IJK | iShares S&P; MidCap 400 Growth | 0.07 | NEW | 2228 | 114.00 | 136.19 |
| DIA | SPDR Dow Jones Industrial Average ETF | 0.07 | NEW | 2123 | 130.48 | 153.14 |
| ECH | iShares MSCI Chile Inv. Mt. Idx. Fd | 0.07 | NEW | 4628 | 62.45 | 60.57 |
| HTLF | Heartland Financial USA | 0.07 | NEW | 9850 | 26.19 | 27.33 |
| IGE | iShares S&P; NA Nat. Re. Sc. Idx. Fd | 0.07 | NEW | 6820 | 38.27 | 40.56 |
| GAM | General American Investors | 0.07 | NEW | 9601 | 28.02 | 32.98 |
| PEO | Petroleum & Resources Corporation | 0.07 | NEW | 10896 | 23.95 | 26.65 |
| First Trust Strategic * | 0.07 | NEW | 16192 | 16.67 | 0.00 | |
| PNC | PNC Financial Services | 0.06 | NEW | 4318 | 58.13 | 71.51 |
| COST | Costco Wholesale Corporation | 0.06 | NEW | 2378 | 99.24 | 113.05 |
| MON | Monsanto Company | 0.06 | NEW | 2478 | 92.01 | 108.38 |
| ADP | Automatic Data Processing | 0.06 | NEW | 3840 | 56.77 | 71.99 |
| MDT | Medtronic | 0.06 | NEW | 5630 | 41.03 | 49.84 |
| LVS | Las Vegas Sands | 0.06 | NEW | 5403 | 46.27 | 58.64 |
| RDS.A | Royal Dutch Shell | 0.06 | NEW | 3449 | 68.43 | 0.00 |
| IWD | iShares Russell 1000 Value Index | 0.06 | NEW | 2992 | 72.19 | 86.16 |
| GD | General Dynamics Corporation | 0.06 | NEW | 3640 | 66.76 | 78.29 |
| K | Kellogg Company | 0.06 | NEW | 4221 | 55.91 | 65.66 |
| V | Visa | 0.06 | NEW | 1454 | 151.31 | 184.57 |
| CET | Central Securities | 0.06 | NEW | 11062 | 19.89 | 21.21 |
| RYN | Rayonier | 0.06 | NEW | 4809 | 51.99 | 60.31 |
| SM | SM Energy | 0.06 | NEW | 4500 | 52.22 | 63.05 |
| BKCC | Blackrock Kelso Capital | 0.06 | NEW | 22167 | 10.01 | 10.10 |
| IVE | iShares S&P; 500 Value Index | 0.06 | NEW | 3805 | 66.49 | 78.50 |
| IWV | iShares Russell 3000 Index | 0.06 | NEW | 2590 | 85.33 | 99.28 |
| IYM | iShares Dow Jones US Basic Mater. | 0.06 | NEW | 3617 | 69.39 | 72.80 |
| IYR | iShares Dow Jones US Real Estate | 0.06 | NEW | 3781 | 64.53 | 75.23 |
| IJT | iShares S&P; SmallCap 600 Growth | 0.06 | NEW | 2672 | 83.46 | 99.09 |
| PGF | PowerShares Fin. Preferred Port. | 0.06 | NEW | 12111 | 18.17 | 18.66 |
| PTY | PIMCO Corporate Opportunity Fund | 0.06 | NEW | 12700 | 19.29 | 20.93 |
| RWR | SPDR DJ Wilshire REIT | 0.06 | NEW | 3086 | 72.91 | 85.13 |
| PDT | John Hancock Patriot Premium Div Fund II | 0.06 | NEW | 17093 | 13.63 | 14.83 |
| DND | WisdomTree Pacific ex-Japan Ttl Div | 0.06 | NEW | 3635 | 69.33 | 66.18 |
| NXQ | Nuveen Select Tax Free Incom Portfolio 2 | 0.06 | NEW | 17519 | 14.04 | 14.17 |
| RFG | Rydex S&P; MidCap 400 Pure Growth ETF | 0.06 | NEW | 2758 | 91.37 | 107.03 |
| Vanguard S&p 500 | 0.06 | NEW | 3408 | 65.43 | 0.00 | |
| PSK | SPDR Wells Fargo Prfd Stk ETF | 0.06 | NEW | 5500 | 42.91 | 46.25 |
| PFO | Flaherty & Crumrine Pref. Incme Opp. Fd. | 0.06 | NEW | 21715 | 11.24 | 12.74 |
| FXR | First Trust Ind/Prod AlphaDEX Fd | 0.06 | NEW | 11312 | 20.24 | 23.28 |
| Powershares Etf Tr Ii s^p500 low vol | 0.06 | NEW | 8478 | 27.84 | 0.00 | |
| Northern Lts Etf Tr | 0.06 | NEW | 8755 | 26.27 | 0.00 | |
| JOYG | Joy Global | 0.05 | NEW | 3354 | 63.51 | 0.00 |
| MHP | McGraw-Hill Companies | 0.05 | NEW | 3815 | 54.26 | 0.00 |
| EMR | Emerson Electric | 0.05 | NEW | 3822 | 53.11 | 59.36 |
| MTW | Manitowoc Company | 0.05 | NEW | 12614 | 15.62 | 19.75 |
| VLO | Valero Energy Corporation | 0.05 | NEW | 6262 | 33.38 | 41.20 |
| BUD | Anheuser-Busch InBev NV | 0.05 | NEW | 2377 | 87.93 | 96.37 |
| CAG | ConAgra Foods | 0.05 | NEW | 6880 | 29.51 | 35.92 |
| MGEE | MGE Energy | 0.05 | NEW | 3927 | 51.18 | 56.73 |
| OKS | Oneok Partners | 0.05 | NEW | 3766 | 54.43 | 52.44 |
| ARNA | Arena Pharmaceuticals | 0.05 | NEW | 22625 | 9.24 | 7.98 |
| MSW | Mission West Properties | 0.05 | NEW | 20271 | 9.08 | 0.00 |
| GSG | iShares S&P; GSCI Commodity-Indexed | 0.05 | NEW | 6420 | 33.18 | 31.62 |
| FEX | First Trust Large Cap Core Alp Fnd | 0.05 | NEW | 6600 | 30.61 | 36.57 |
| USA | Liberty All-Star Equity Fund | 0.05 | NEW | 37928 | 4.75 | 5.40 |
| IXC | iShares S&P; Global Energy Sector | 0.05 | NEW | 5319 | 38.17 | 41.03 |
| PDP | PowerShares DWA Technical Ldrs Pf | 0.05 | NEW | 7447 | 28.20 | 32.99 |
| Blackrock Util & Infrastrctu | 0.05 | NEW | 10345 | 17.88 | 0.00 | |
| ASBC | Associated Banc- | 0.04 | NEW | 12430 | 13.19 | 15.46 |
| GIM | Templeton Global Income Fund | 0.04 | NEW | 17201 | 9.53 | 9.53 |
| PFD | Flaherty & Crumrine Pref. Income Fd | 0.04 | NEW | 10601 | 13.68 | 15.63 |
| BHD | Blackrock Strategic Bond Trust | 0.04 | NEW | 10463 | 14.62 | 14.64 |
| Box Ships | 0.04 | NEW | 34450 | 4.09 | 0.00 | |
| Neoprobe | 0.04 | NEW | 49520 | 2.85 | 0.00 | |
| KEY | Key | 0.03 | NEW | 14059 | 8.46 | 10.80 |
| SEM | Select Medical Holdings Corporation | 0.03 | NEW | 13200 | 9.39 | 8.19 |
| EXG | Eaton Vance Tax-Managed Global Dive Eq | 0.03 | NEW | 14615 | 8.96 | 9.94 |
| MHY | Western Asset Managed High Incm Fnd | 0.03 | NEW | 16775 | 6.08 | 6.16 |
| NOK | Nokia Corporation | 0.02 | NEW | 20209 | 3.91 | 3.73 |
| FTR | Frontier Communications | 0.02 | NEW | 24676 | 3.81 | 4.42 |
| INFN | Infinera | 0.02 | NEW | 12850 | 5.91 | 10.08 |
| SQNM | Sequenom | 0.02 | NEW | 19430 | 4.58 | 4.10 |
| DNDN | Dendreon Corporation | 0.02 | NEW | 15900 | 5.47 | 4.01 |
| Dragonwave | 0.02 | NEW | 19050 | 3.31 | 0.00 | |
| HNSN | Hansen Medical | 0.02 | NEW | 32600 | 1.99 | 1.60 |
| GAB | Gabelli Equity Trust | 0.02 | NEW | 12990 | 5.62 | 6.99 |
| BCRX | BioCryst Pharmaceuticals | 0.01 | NEW | 16900 | 1.42 | 1.71 |
| SIRI | Sirius XM Radio | 0.01 | NEW | 15467 | 2.91 | 3.50 |
| ALU | Alcatel-Lucent | 0.01 | NEW | 15505 | 1.35 | 1.54 |
| Augusta Res | 0.01 | NEW | 14500 | 2.48 | 0.00 | |
| PZG | Paramount Gold and Silver | 0.01 | NEW | 19300 | 2.18 | 1.27 |
| AIS | Antares Pharma | 0.01 | NEW | 10550 | 3.98 | 0.00 |
| TWER | Towerstream Corporation | 0.01 | NEW | 13470 | 3.49 | 2.60 |
| HYF | Managed High Yield Plus Fund | 0.01 | NEW | 11245 | 2.13 | 2.24 |
| QUIK | QuickLogic Corporation | 0.01 | NEW | 26400 | 2.16 | 2.33 |
| GSX | Gasco Energy | 0.00 | NEW | 17499 | 0.00 | 0.00 |
| OCLS | Oculus Innovative Sciences | 0.00 | NEW | 30000 | 0.63 | 4.22 |
| ZLCS | Zalicus | 0.00 | NEW | 12500 | 0.64 | 0.60 |
| Platinum Group Metals | 0.00 | NEW | 20000 | 0.80 | 0.00 | |
| Old Republic Intl Corp note | 0.00 | NEW | 10000 | 1.00 | 0.00 |
Past 13F-HR SEC Filings for SII Investments
- SII Investments 2012 Q3 - filed Nov. 13, 2012
- SII Investments 2012 Q1 - filed May 15, 2012
- SII Investments 2011 Q4 - filed Feb. 16, 2012
- SII Investments 2011 Q3 - filed Nov. 1, 2011
- SII Investments 2011 Q2 - filed Aug. 9, 2011
- SII Investments 2011 Q1 - filed May 16, 2011
- SII Investments 2010 Q4 - filed Feb. 17, 2011
