Roosevelt Investment

Latest statistics and disclosures from ROOSEVELT INVESTMENT's latest quarterly 13F-HR filing:

  • Top 5 stock holdings are DFS, MS, HD, CBI, BIIB. These five stock positions account for 16.79% of ROOSEVELT INVESTMENT's total stock portfolio.
  • Added to shares of these 10 stocks: DFS (+$77.35M), MS (+$76.18M), HD (+$66.73M), HTZ (+$66.28M), CBI (+$64.33M), PFE (+$63.48M), DXJ (+$63.10M), WFC (+$62.10M), Industries N shs - a - (+$59.63M), Facebook Inc cl a (+$57.49M).
  • Reduced shares in these 2 stocks: BRK.A (-$158.44M), GOOG.
  • As of Dec. 31, 2013, ROOSEVELT INVESTMENT has $2.21B in assets under management (AUM). Assets under management grew from a total value of $2.21B to $2.21B.
  • Independent of market fluctuations, ROOSEVELT INVESTMENT was a net buyer by $1.86B worth of stocks in the most recent quarter.

ROOSEVELT INVESTMENT portfolio companies for December 2013 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
DFS Discover Financial Services 3.70 +1687.00% 1464442 55.95 56.25
MS Morgan Stanley 3.55 +3088.00% 2507921 31.36 31.18
HD Home Depot 3.28 +1114.00% 883105 82.34 80.06
CBI Chicago Bridge & Iron Company N.V. 3.17 +1102.00% 843910 83.14 86.64
BIIB Biogen Idec 3.08 +257.00% 244357 279.57 301.65
HTZ Hertz Global Holdings 3.08 +3394.00% 2383928 28.62 28.24
DXJ WisdomTree Japan Total Dividend Fd 3.00 +1866.00% 1307558 50.84 46.42
PFE Pfizer 2.96 +3164.00% 2137946 30.63 31.17
WFC Wells Fargo & Company 2.94 +2102.00% 1432934 45.40 49.36
Industries N shs - a - 2.93 +1145.00% 807600 80.28 0.00
Facebook Inc cl a 2.75 +1729.00% 1112868 54.65 0.00
CELG Celgene Corporation 2.65 +491.00% 347065 168.97 146.14
Gnc Holdings Inc Cl A 2.60 +1610.00% 983676 58.45 0.00
CTSH Cognizant Technology Solutions 2.39 +890.00% 525282 100.98 49.00
MCHP Microchip Technology 2.36 +2134.00% 1168644 44.75 47.88
RTN Raytheon Company 2.28 +1002.00% 556544 90.70 101.53
EOG EOG Resources 2.16 +495.00% 284640 167.84 104.28
Stratasys 2.11 +642.00% 346680 134.70 0.00
NMR Nomura Holdings 2.05 +12769.00% 5841291 7.77 5.94
OCN Ocwen Financial Corporation 1.93 +1703.00% 770480 55.45 38.46
Eaton 1.80 +1213.00% 522701 76.12 0.00
LLY Eli Lilly & Co. 1.75 +1860.00% 760228 51.00 60.53
REGN Regeneron Pharmaceuticals 1.75 +263.00% 140536 275.24 311.01
KSU Kansas City Southern 1.73 +707.00% 309716 123.83 102.01
Workday Inc cl a 1.72 +1102.00% 457948 83.16 0.00
IBN ICICI Bank 1.68 +2590.00% 1001012 37.17 43.79
BRCM Broadcom Corporation 1.67 +3273.00% 1247963 29.65 30.22
KMR Kinder Morgan Management 1.57 +1221.00% 459043 75.66 74.15
CREE Cree 1.31 +1499.00% 465745 62.52 52.31
CIT CIT 1.27 +1818.00% 538654 52.13 46.62
EBAY eBay 1.13 +1722.00% 455883 54.86 55.09
ADM Archer Daniels Midland Company 1.12 +2204.00% 573418 43.40 44.80
INCY Incyte Corporation 1.09 +1875.00% 475434 50.63 49.20
Proto Labs 1.09 +1304.00% 339451 71.18 0.00
AIG American International 1.04 +1858.00% 452184 51.05 51.09
TKR Timken Company 1.01 +1715.00% 406659 55.07 60.33
Fanuc Ltd-unpons 0.92 +3160.00% 662262 30.67 0.00
Barclays Bk Plc Ipsp croil etn 0.83 +4225.00% 796109 23.12 0.00
V Visa 0.81 +349.00% 80346 222.67 210.20
AAPL Apple 0.72 +78.00% 28509 561.02 530.49
CME CME 0.68 +1174.00% 191230 78.46 71.08
GE General Electric Company 0.65 +3467.00% 509753 28.03 26.60
GOOG Google 0.56 -10.00% 11065 1120.74 531.00
NVO Novo Nordisk A/S 0.53 +441.00% 63347 184.76 45.19
BMY Bristol Myers Squibb 0.44 +1781.00% 182907 53.15 51.00
Enterprise Products Partners 0.44 +1408.00% 145552 66.30 0.00
PCP Precision Castparts 0.43 +271.00% 35326 269.29 259.59
MCD McDonald's Corporation 0.41 +930.00% 92457 97.03 99.73
MA MasterCard Incorporated 0.39 +19.00% 10351 835.47 74.40
Ishares Trust Msci China msci china idx 0.38 +2049.00% 182328 46.53 0.00
Nextera Energy 0.36 +1067.00% 93299 85.62 0.00
PM Philip Morris International 0.36 +1047.00% 90413 87.13 83.72
BRK.B Berkshire Hathaway 0.33 +743.00% 61985 118.56 0.00
Westport Innovations 0.32 +4999.00% 361775 19.61 0.00
COG Cabot Oil & Gas Corporation 0.31 +2480.00% 174366 38.76 35.87
EWJ iShares MSCI Japan Index 0.28 +8226.00% 519322 12.01 11.15
NOV National-Oilwell Var 0.23 +1157.00% 63718 79.52 82.47
SPY SPDR S&P; 500 ETF 0.22 +441.00% 26453 184.70 188.16
AET Aetna 0.22 +1358.00% 71357 68.58 69.03
ROST Ross Stores 0.21 +1234.00% 62952 74.93 69.49
EWU iShares MSCI United Kingdom Index 0.21 +4864.00% 233155 20.14 21.02
JNJ Johnson & Johnson 0.20 +991.00% 49054 91.59 100.56
NSRGY Nestle SA Reg Shs. Ser. B Spons 0.20 +1259.00% 60164 73.58 75.88
IBM International Business Machines 0.19 +433.00% 21982 187.56 191.33
Deutsche Bank 6.625% pfd 0.18 +3922.00% 160370 24.86 0.00
Vornado Realty Trust stock 0.18 +4055.00% 169770 24.06 0.00
Tyco International Ltd S hs 0.17 +2336.00% 93714 41.04 0.00
EPOL iShares MSCI Poland Investable ETF 0.17 +3357.00% 127412 28.92 29.96
Stanleyblack&decker5.75 pfd 0.17 +4577.00% 178915 21.38 0.00
Us Bancorp stock 0.16 +3554.00% 132315 27.37 0.00
MSFT Microsoft Corporation 0.15 +2573.00% 91264 37.41 39.99
Kinder Morgan 0.15 +2677.00% 89470 36.00 0.00
Public Storage Inc stock 0.15 +4182.00% 139565 23.35 0.00
JPM JPMorgan Chase & Co. 0.14 +1610.00% 53871 58.47 55.56
PCL Plum Creek Timber 0.14 +2049.00% 68690 46.51 42.53
HES Hess 0.14 +1104.00% 38690 82.99 87.97
EWG iShares MSCI Germany Index Fund 0.14 +3297.00% 101890 29.43 31.43
EWQ iShares MSCI France Index 0.14 +3532.00% 114315 27.53 29.69
Discover Finl Svs 0.14 +4240.00% 130750 23.04 0.00
GILD Gilead Sciences 0.13 +1231.00% 37051 75.11 74.82
Goldman Sachs Group Inc 6.125% preferred 0.13 +4005.00% 120360 24.36 0.00
D Qwest Corp 7.375%, 6/1/51 pfddom 0.13 +4223.00% 121740 23.13 0.00
Nextera Energy Capital 5.7% Pf pfd 0.13 +4684.00% 137900 20.90 0.00
Kimco Realty Corporation stock 0.13 +4691.00% 136975 20.87 0.00
LMT Lockheed Martin Corporation 0.12 +572.00% 17412 148.63 160.59
CAG ConAgra Foods 0.12 +2867.00% 76000 33.70 31.18
TUR iShares MSCI Turkey Index Fund 0.12 +1738.00% 50734 54.40 51.80
Jp Morgan Chase Cap Xx1 pfd 0.12 +3848.00% 102195 25.32 0.00
Pnc Financial Services Group stock 0.12 +3859.00% 106000 25.25 0.00
VZ Verizon Communications 0.11 +1935.00% 48849 49.13 48.21
RYN Rayonier 0.11 +2275.00% 57265 42.10 45.51
EWP iShares MSCI Spain Index 0.11 +2653.00% 67676 36.32 41.60
Hsbc Holdings Plc Pfd preferr 0.11 +3612.00% 86499 26.94 0.00
Mondelez Int 0.11 +2732.00% 67498 35.30 0.00
DOW Dow Chemical Company 0.10 +2152.00% 48666 44.40 49.92
LO Lorillard 0.10 +1872.00% 43739 50.69 54.89
STR Questar Corporation 0.10 +4249.00% 93076 22.99 23.57
Us Bancorp 6.5% Pfd preferred 0.10 +3702.00% 83355 26.30 0.00
XOM Exxon Mobil Corporation 0.09 +888.00% 19737 101.18 100.55
TGT Target Corporation 0.09 +1480.00% 31270 63.26 60.40
LNG Cheniere Energy 0.09 +2218.00% 47212 43.12 57.68
WM Waste Management 0.08 +2128.00% 38109 44.87 42.10
RRD R.R. Donnelley & Sons Company 0.08 +4831.00% 82900 20.28 18.00
TE TECO Energy 0.08 +5699.00% 107225 17.24 17.87
HSY Hershey Company 0.08 +928.00% 17242 97.20 99.95
EWI iShares MSCI Italy Index 0.08 +6688.00% 123898 14.73 17.91
Aegon N V Pfd Perp 6.375 ps 0.08 +4171.00% 71125 23.41 0.00
Pentair 0.08 +1187.00% 22398 77.69 0.00
Kraft Foods 0.08 +1755.00% 31432 53.89 0.00
Reinsurance Grp Of Amerpfd 6.2 pfd 0.08 +4020.00% 76275 24.27 0.00
Axis Capital Hldgs Ltd Pfd 6.875% S preferred stock 0.08 +4141.00% 72190 23.58 0.00
Omnicare Inc dbcv 3.250%12/1 0.07 +93346.00% 1426000 1.07 0.00
TSCO Tractor Supply Company 0.07 +1189.00% 20072 77.57 68.05
DVA DaVita 0.07 +1478.00% 26076 63.35 69.18
RDS.A Royal Dutch Shell 0.07 +1302.00% 20620 71.27 0.00
SO Southern Company 0.07 +2332.00% 38500 41.12 45.16
ETR Entergy Corporation 0.07 +1480.00% 22800 63.29 71.51
ALXN Alexion Pharmaceuticals 0.07 +652.00% 11563 132.84 151.75
NRP Natural Resource Partners 0.07 +4916.00% 77750 19.94 16.07
Metlife Inc. 6.5% Pfd Non-cumu pfd 0.07 +3916.00% 63700 24.90 0.00
Aegon Nv 7.2500% Series pfd 0.07 +3842.00% 62565 25.37 0.00
Public Storage Inc stock 0.07 +4179.00% 65951 23.37 0.00
Duke Energy 0.07 +1349.00% 24000 69.00 0.00
Tribune Co New Cl A 0.07 +1192.00% 19705 77.39 0.00
USB U.S. Ban 0.06 +2375.00% 30816 40.40 40.71
AJG Arthur J. Gallagher & Co. 0.06 +2030.00% 29000 46.93 44.95
UPS United Parcel Service 0.06 +851.00% 13078 105.06 98.91
MMM 3M Company 0.06 +613.00% 9306 140.23 139.13
T AT&T; 0.06 +2743.00% 40376 35.17 36.30
INTC Intel Corporation 0.06 +3752.00% 47500 25.96 26.76
ABC AmerisourceBergen 0.06 +1322.00% 18463 70.30 64.67
MDU MDU Resources 0.06 +3173.00% 46575 30.55 35.04
OLN Olin Corporation 0.06 +3366.00% 43750 28.85 28.68
MMC Marsh & McLennan Companies 0.06 +1968.00% 27794 48.36 48.46
TJX TJX Companies 0.06 +1468.00% 20491 63.74 59.70
Energy Xxi 0.06 +3596.00% 46385 27.06 0.00
VRSK Verisk Analytics 0.06 +1422.00% 19285 65.70 58.06
CHD Church & Dwight 0.06 +1408.00% 19947 66.28 68.57
KMP Kinder Morgan Energy Partners 0.06 +1140.00% 16021 80.64 77.21
D Bac Cap Tr Viii 6.00%35 preferred stock 0.06 +3921.00% 51600 24.86 0.00
HAS Hasbro 0.05 +1717.00% 22122 55.01 54.93
MON Monsanto Company 0.05 +758.00% 9550 116.54 112.62
CSCO Cisco Systems 0.05 +4359.00% 47140 22.42 23.30
MO Altria 0.05 +2504.00% 27762 38.40 38.49
SRCL Stericycle 0.05 +761.00% 10075 116.13 111.42
CNP CenterPoint Energy 0.05 +4215.00% 45100 23.17 24.78
SAM Boston Beer Company 0.05 +313.00% 4854 241.86 237.83
WPZ Williams Partners 0.05 +1866.00% 21400 50.84 52.04
HEP Holly Energy Partners 0.05 +2991.00% 34752 32.34 31.10
ODFL Old Dominion Freight Line 0.05 +1786.00% 19845 53.01 56.60
PL Protective Life 0.05 +1873.00% 24000 50.67 51.36
Weatherford International Lt reg 0.05 +6356.00% 66950 15.49 0.00
EWY iShares MSCI South Korea Index Fund 0.05 +1446.00% 16901 64.67 63.25
EWL iShares MSCI Switzerland Index Fund 0.05 +3027.00% 31682 31.97 34.77
D Entergy Mississippi Inc Pfd preferred stock 0.05 +4089.00% 47300 23.87 0.00
Weyerhaeuser C conv prf 0.05 +1685.00% 18405 56.02 0.00
CVX Chevron Corporation 0.04 +701.00% 6240 124.84 124.71
SSD Simpson Manufacturing 0.04 +2622.00% 24800 36.73 33.44
AFG American Financial 0.04 +1632.00% 13461 57.72 57.45
BRK.A Berkshire Hathaway 0.04 -99.00% 6 163000.00 0.00
CI CIGNA Corporation 0.04 +1042.00% 9462 87.51 76.78
PG Procter & Gamble Company 0.04 +1128.00% 9619 81.40 81.28
UNH UnitedHealth 0.04 +1228.00% 12357 75.26 75.89
WLP WellPoint 0.04 +982.00% 8702 92.39 94.16
ITC ITC Holdings 0.04 +944.00% 9700 95.77 37.48
Intel Corp sdcv 0.04 +89185.00% 750000 1.12 0.00
ORCL Oracle Corporation 0.04 +2513.00% 23052 38.26 40.47
NFG National Fuel Gas 0.04 +1300.00% 13501 71.40 71.62
RUK Reed Elsevier 0.04 +1564.00% 14931 60.08 59.73
YPF YPF SA 0.04 +2932.00% 23714 32.98 29.71
Hsbc Usa Inc. New Prf. G pfd 0.04 +4830.00% 43440 20.28 0.00
United States Cellular Corp. stock 0.04 +4317.00% 37325 22.64 0.00
Pvr Partners 0.04 +3626.00% 36330 26.84 0.00
Comcast Corp. 5% Pfd. pfd 0.04 +4743.00% 43495 20.65 0.00
FXI iShares FTSE/Xinhua China 25 Index 0.03 +2559.00% 18512 37.60 34.81
BAC Bank of America Corporation 0.03 +6326.00% 39970 15.56 16.32
COST Costco Wholesale Corporation 0.03 +740.00% 5570 119.03 114.17
HE Hawaiian Electric Industries 0.03 +3737.00% 24291 26.06 24.61
IP International Paper Company 0.03 +1938.00% 13925 49.05 45.90
UTX United Technologies Corporation 0.03 +778.00% 5850 113.85 119.81
WY Weyerhaeuser Company 0.03 +3068.00% 22905 31.57 28.35
DHR Danaher Corporation 0.03 +1195.00% 7304 77.22 73.38
FCX Freeport-McMoRan Copper & Gold 0.03 +2548.00% 18326 37.76 33.19
PEG Public Service Enterprise 0.03 +3020.00% 22500 32.04 39.14
ADS Alliance Data Systems Corporation 0.03 +280.00% 2251 262.99 243.26
ROP Roper Industries 0.03 +620.00% 5347 138.77 131.97
CF CF Industries Holdings 0.03 +329.00% 2778 232.90 243.96
ALK Alaska Air 0.03 +1262.00% 9959 73.40 96.25
PKE Park Electrochemical 0.03 +3379.00% 19450 28.74 28.50
GTY Getty Realty 0.03 +5346.00% 41450 18.36 18.71
EWT iShares MSCI Taiwan Index 0.03 +6831.00% 40066 14.43 14.68
EWC iShares MSCI Canada Index 0.03 +3389.00% 20518 28.66 30.01
EWO iShares MSCI Austria Investable Mkt 0.03 +5020.00% 35431 19.53 20.07
Capital One Finl 6% Pfd B pfd 0.03 +4502.00% 30010 21.73 0.00
Pitney Bowes Nt 6.7% preferred stocks 0.03 +3989.00% 26950 24.45 0.00
Simon Ppty Gp 8.375% Ser J Pfd preferred stock 0.03 +1552.00% 12540 60.53 0.00
BP BP 0.02 +1958.00% 7720 48.58 48.83
AXP American Express Company 0.02 +1000.00% 4800 90.83 87.18
ABT Abbott Laboratories 0.02 +2507.00% 12750 38.35 38.67
CAH Cardinal Health 0.02 +1397.00% 8100 66.79 68.57
KR Kroger 0.02 +2429.00% 8675 39.54 45.12
TMO Thermo Fisher Scientific 0.02 +798.00% 3601 111.36 120.88
DEO Diageo 0.02 +654.00% 2700 132.59 122.63
MUR Murphy Oil Corporation 0.02 +1441.00% 6166 64.87 63.91
Accenture 0.02 +1116.00% 6328 82.17 0.00
SLMPRA SLM Corporation 0.02 +2101.00% 8694 45.43 0.00
XEL Xcel Energy 0.02 +3476.00% 13950 27.96 31.28
HGT Hugoton Royalty Trust 0.02 +13233.00% 52800 7.50 7.95
DPZ Domino's Pizza 0.02 +1337.00% 5978 69.59 75.66
TFX Teleflex Incorporated 0.02 +965.00% 3794 93.83 102.84
USNA USANA Health Sciences 0.02 +1222.00% 5647 75.62 78.75
PD Precision Drilling Corporation 0.02 +10583.00% 42200 9.36 0.00
SNMX Senomyx 0.02 +19673.00% 90760 5.06 9.20
Citigroup Capital 7.8 preferr 0.02 +3569.00% 14310 27.25 0.00
Citi 0.02 +1818.00% 7177 52.11 0.00
Dillards Capital Trust 0.02 +3841.00% 20260 25.37 0.00
Bb&t Pfd 5.625% 0.02 +4810.00% 23670 20.36 0.00
Wells Fargo pre 0.02 +4880.00% 23655 20.08 0.00
State Street Corp stock 0.02 +4734.00% 24075 20.69 0.00
Texas Capital Bk 6.50% 9/1/42 Ser preferred stock 0.02 +4650.00% 20330 21.05 0.00
LEA Lear Corporation 0.01 +1137.00% 2500 80.80 84.54
CAT Caterpillar 0.01 +1000.00% 2817 90.88 104.33
TRV Travelers Companies 0.01 +1003.00% 3102 90.59 86.49
MDT Medtronic 0.01 +1643.00% 3609 57.36 58.60
NUS Nu Skin Enterprises 0.01 +622.00% 2400 138.33 88.67
RF Regions Financial Corporation 0.01 +10021.00% 25000 9.88 10.45
EMR Emerson Electric 0.01 +1323.00% 3160 70.25 69.35
Hca 0.01 +1995.00% 5050 47.72 0.00
MCK McKesson Corporation 0.01 +520.00% 1984 161.29 172.72
M Macy's 0.01 +1771.00% 4790 53.44 57.56
MRK Merck & Co 0.01 +1899.00% 6579 50.01 57.82
PEP Pepsi 0.01 +1104.00% 3145 82.99 85.42
EXC Exelon Corporation 0.01 +3543.00% 8380 27.45 36.28
NYB New York Community Ban 0.01 +5831.00% 11448 16.86 0.00
DAL Delta Air Lines 0.01 +3536.00% 11274 27.50 36.31
MJN Mead Johnson Nutrition 0.01 +1091.00% 3003 83.92 85.49
HHS Harte-Hanks 0.01 +12665.00% 32168 7.83 8.31
KEY Key 0.01 +7361.00% 18356 13.40 13.77
PZE Petrobras Energia Participaciones SA 0.01 +17945.00% 48363 5.54 5.30
QCOR Questcor Pharmaceuticals 0.01 +1739.00% 4084 54.36 78.90
TEO Telecom Argentina S.A. 0.01 +5706.00% 13703 17.22 19.76
WNR Western Refining 0.01 +2256.00% 6810 42.44 41.47
CGNX Cognex Corporation 0.01 +2515.00% 8345 38.23 36.74
ARLP Alliance Resource Partners 0.01 +1198.00% 4000 77.00 84.85
Diana Shipping 0.01 +7661.00% 16300 12.88 0.00
EZA iShares MSCI South Africa Index 0.01 +1452.00% 3602 64.41 66.40
Hsbc Hldgs Plc adr a 1/40pf a 0.01 +3950.00% 11950 24.69 0.00
Morgan Stanley Cap Tr V 5.75% preferred 0.01 +4371.00% 13550 22.36 0.00
Vornado Realty Lp 7.875% Call 0.01 +3750.00% 12245 25.97 0.00
Morgan Stanley Cap Tr Vi pfd 0.01 +3972.00% 10100 24.55 0.00
Marathon Petroleum 0.01 +990.00% 2835 91.71 0.00
Partnerre 0.01 +3850.00% 11100 25.32 0.00
Pvh Corporation 0.01 +634.00% 2276 136.20 0.00
Abbvie 0.01 +1791.00% 5201 52.87 0.00
Wells Fargo pfd 0.01 +4873.00% 15965 20.11 0.00
National Bk Greece S A spn adr rep 1 sh 0.01 +21222.00% 36462 4.69 0.00
Farmer Mac Pfd 5.875% Series preferred stock 0.01 +5189.00% 12060 18.91 0.00
Allstate Corp 6.75 pfd 0.01 +3805.00% 9100 25.60 0.00
FTR Frontier Communications 0.00 +21611.00% 11290 4.61 5.96
CPST Capstone Turbine Corporation 0.00 +76823.00% 20000 1.30 2.19
Wind Energy America 0.00 30000 0.00 0.00

Past 13F-HR SEC Filings for ROOSEVELT INVESTMENT