Yorktown Management & Research Company

Latest statistics and disclosures from Yorktown Management & Research's latest quarterly 13F-HR filing:

Yorktown Management & Research portfolio companies for March 2015 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
New Residential Invt 3.43 1260000 15.03 0.00
TWO Two Harbors Investment 2.62 +21.00% 1364400 10.62 10.30
AINV Apollo Investment 2.29 1650000 7.68 7.73
CIM Chimera Investment Corporation 2.22 3910000 3.14 3.13
Solar Cap 2.07 565500 20.24 0.00
Tcp Capital 1.83 632457 16.02 0.00
STWD Starwood Property Trust 1.76 -26.00% 400000 24.30 23.57
TCAP Triangle Capital Corporation 1.76 +57.00% 425800 22.81 23.41
ARCC Ares Capital Corporation 1.75 -46.00% 563000 17.17 16.86
Fs Investment Corporation 1.72 +27.00% 937500 10.14 0.00
TCRD THL Credit 1.62 730000 12.29 12.58
Capitala Finance 1.62 478000 18.76 0.00
BKCC Blackrock Kelso Capital 1.60 975000 9.06 9.20
CODI Compass Diversified Holdings 1.56 -3.00% 504000 17.10 16.27
Ellington Financial 1.53 425600 19.91 0.00
MAIN Main Street Capital Corporation 1.48 +783.00% 265000 30.90 30.38
GBDC Golub Capital BDC 1.46 +37.00% 461000 17.55 17.53
PSEC Prospect Capital Corporation 1.45 NEW 945000 8.45 8.49
Fidus Invt 1.43 514405 15.37 0.00
Ag Mtg Invt Tr 1.36 400000 18.84 0.00
Zais Financial 1.36 420000 17.84 0.00
HTGC Hercules Technology Growth Capital 1.28 +162.00% 525000 13.48 13.99
New Mountain Finance 1.26 475000 14.60 0.00
Tpg Specialty Lnding Inc equity 1.26 NEW 405000 17.21 0.00
WMB Williams Companies 1.15 125500 50.59 46.41
Whitehorse Finance 1.13 -3.00% 503099 12.42 0.00
ARI Apollo Commercial Real Est. Finance 1.08 +82.00% 347000 17.18 16.81
Garrison Capital 1.02 377925 14.90 0.00
Blackstone Mtg Tr 0.90 175000 28.37 0.00
RDS.A Royal Dutch Shell 0.88 +338.00% 81600 59.66 0.00
DOW Dow Chemical Company 0.85 +254.00% 97500 47.98 47.09
TOT TOTAL S.A. 0.77 +186.00% 86000 49.66 48.03
HYG iShares iBoxx $ High Yid Corp Bond 0.74 -49.00% 45400 90.59 90.34
EVV Eaton Vance Limited Duration Income Fund 0.74 NEW 285000 14.39 14.26
BP BP 0.71 -13.00% 100300 39.10 38.44
PNNT PennantPark Investment 0.71 -26.00% 435000 9.05 9.54
American Cap Sr Floating 0.71 300000 13.10 0.00
Stellus Capital Investment 0.69 314700 12.07 0.00
AWF AllianceBernstein Global Hgh Incm Fd 0.68 NEW 299000 12.57 12.60
Independence Realty Trust In 0.68 394500 9.49 0.00
Pennantpark Floating Rate Capi 0.65 256058 14.03 0.00
Fifth Str Sr Floating Rate 0.63 330000 10.63 0.00
FLY Fly Leasing 0.61 230200 14.56 14.98
Western Asset Hgh Yld Dfndfd 0.61 NEW 205000 16.35 0.00
CVX Chevron Corporation 0.60 +1137.00% 31550 104.98 102.86
Kinder Morgan 0.59 -39.00% 77500 42.06 0.00
Maiden Holdings Ltd shs 0.58 217800 14.83 0.00
Kcap Financial 0.58 473000 6.73 0.00
BLW BlackRock Ltd. Duration Income Trust 0.56 NEW 195200 15.79 15.88
Diversified Real Asset Inc F 0.54 NEW 165000 18.12 0.00
DD E.I. du Pont de Nemours & Company 0.49 +52.00% 37600 71.46 79.13
VZ Verizon Communications 0.48 +204.00% 54409 48.63 48.01
HIO Western Asst High Incm Opprtnty Fnd 0.48 NEW 500000 5.32 5.37
Ares Dynamic Cr Allocation 0.48 NEW 165000 16.24 0.00
Monroe Cap 0.46 -42.00% 171600 14.73 0.00
VTA Invesco Van Kampen Dyn Cr Opp Fund 0.45 NEW 210000 11.97 11.96
AI Arlington Asset Investment 0.44 -76.00% 100000 24.06 24.48
T AT&T; 0.42 +107.00% 71500 32.64 32.70
Cherry Hill Mort 0.42 130666 17.63 0.00
Cm Fin 0.42 173534 13.26 0.00
Student Transn 0.41 -12.00% 420000 5.40 0.00
Harvest Cap Cr 0.41 175700 12.97 0.00
New Media Inv Grp 0.41 NEW 95000 23.93 0.00
DSU BlackRock Debt Strategies Fund 0.40 NEW 587100 3.73 3.73
TY Tri-Continental Corporation 0.39 NEW 100239 21.69 21.62
NHS Lehman Brothers First Trust IOF 0.39 NEW 175000 12.34 12.56
Deutsche Multi-mkt Income Tr Shs cef 0.39 NEW 255000 8.46 0.00
Ship Finance Intl 0.35 -45.00% 130000 14.80 0.00
Solar Senior Capital 0.35 118350 16.11 0.00
Bluerock Residential Growth Re 0.35 +121.00% 145869 13.33 0.00
VVR Invesco Van Kampen Senior Income Trust 0.33 NEW 385000 4.74 4.77
Western Asset Global Cp Defi 0.33 NEW 103500 17.69 0.00
BTZ BlackRock Credit All Inc Trust IV 0.32 NEW 130000 13.46 13.18
Ivy High Income Opportunities Fd 0.32 NEW 109000 16.23 0.00
City Office Reit 0.32 140000 12.74 0.00
EAD Wells Fargo Adv Inc Opport Fund 0.30 NEW 189000 8.80 9.02
NSL Nuveen Senior Income Fund 0.30 NEW 253000 6.66 6.69
HYF Managed High Yield Plus Fund 0.30 +232.00% 860000 1.92 1.92
Brookfield High Income Fd In 0.30 +529.00% 188000 8.82 0.00
Teekay Shipping Marshall Isl 0.29 -35.00% 34000 46.56 0.00
New America High Income Fund I 0.29 NEW 180000 9.05 0.00
EFT Eaton Vance Floating-Rate Income Trust 0.28 NEW 105200 14.58 14.57
Merck & Co 0.27 25700 57.51 0.00
MHY Western Asset Managed High Incm Fnd 0.27 +360.00% 293231 5.17 5.24
HBC HSBC Holdings 0.26 33300 42.61 0.00
ISIL Intersil Corporation 0.26 -8.00% 99000 14.32 14.75
Apollo Residential Mortgage 0.26 +175.00% 89500 15.96 0.00
Bce 0.25 32000 42.38 0.00
Deutsche High Income Tr shs 0.25 NEW 155080 8.88 0.00
MXIM Maxim Integrated Products 0.24 38500 34.78 35.28
GDF Western Asset Glbl Partners Incm Fnd 0.24 NEW 140000 9.57 9.58
GSK GlaxoSmithKline 0.23 NEW 27000 46.15 45.62
VOD Vodafone 0.23 39000 32.67 32.37
Validus Holdings 0.23 30000 42.10 0.00
VLT Invesco Van Kampen High Inc Trust II 0.23 NEW 85000 15.12 15.04
HYT BlackRock Corporate High Yield Fund VI, 0.22 NEW 111000 11.16 11.27
TLI LMP Corporate Loan Fund 0.22 NEW 108573 11.18 11.22
First Tr High Income L/s Fd 0.22 NEW 74900 16.38 0.00
Spdr Short-term High Yield mf 0.22 -37.00% 42000 29.19 0.00
GE General Electric Company 0.21 46000 24.80 25.35
Potash Corp. Of Saskatchewan I 0.21 36500 32.27 0.00
OLP One Liberty Properties 0.21 -21.00% 48517 24.42 22.90
Pimco Etf Tr 0-5 high yield 0.21 +9.00% 11250 101.51 0.00
Abbvie 0.21 NEW 20000 58.55 0.00
Ares Multi Strategy Cr Fd In 0.21 NEW 59013 20.10 0.00
Dws Strategic Income Trust 0.21 NEW 97513 11.75 0.00
QCOM QUALCOMM 0.20 +166.00% 16000 69.31 71.27
Industries N shs - a - 0.20 12700 87.80 0.00
Avenue Income Cr Strat 0.20 NEW 73500 15.14 0.00
VIRTUS GLOBAL Multi-sec 0.20 NEW 66200 16.71 0.00
AJG Arthur J. Gallagher & Co. 0.19 22500 46.76 45.96
FCT First Trust/Four Corners SFRI Fund II 0.19 NEW 76000 13.82 13.69
EHI Western Asset Global High Income Fnd 0.19 NEW 95000 11.11 11.12
Alcentra Cap 0.19 80000 13.30 0.00
Nuveen Global High Inc Fd 0.19 NEW 60000 17.07 0.00
SLB Schlumberger 0.18 NEW 11700 83.42 81.67
WYNN Wynn Resorts 0.18 7800 125.90 128.14
ERC Wells Fargo Adv Multi-Sector Inco Fund 0.18 NEW 73000 13.36 13.51
Newfleet Multi-sector Income E 0.18 +25.00% 20000 49.40 0.00
Kkr Income Opportunities Fd 0.18 NEW 61000 16.46 0.00
CME CME 0.17 -72.00% 10000 94.70 95.64
JNK SPDR Barclays Capital High Yield B 0.17 24000 39.21 39.12
INTC Intel Corporation 0.16 28400 31.27 32.76
ORI Old Republic International Corporation 0.16 58500 14.94 14.60
Home Loan Servicing Solution ord 0.15 -88.00% 50000 16.54 0.00
MSFT Microsoft Corporation 0.14 18600 40.70 42.00
BGCP BGC Partners 0.14 82000 9.45 8.57
Blackrock Multi-sector Incom other 0.14 NEW 44600 17.47 0.00
CIF MFS Intermediate High Income Fund 0.13 NEW 264000 2.75 2.75
Nuveen Flexible Invt Income 0.13 NEW 41800 17.15 0.00
USA Liberty All-Star Equity Fund 0.12 NEW 110000 5.84 5.78
NRO Neuberger Berman Real Estate Sec Inc Fd 0.12 NEW 120000 5.42 5.23
Nuveen Mtg opportunity term fd 0.12 NEW 27400 23.28 0.00
Market Vectors Etf Tr hi yld trea bd 0.12 27000 24.26 0.00
IP International Paper Company 0.11 11000 55.45 54.31
SBW Western Asset Worldwide Income Fund 0.11 NEW 55123 11.34 11.16
Nuveen Mortgage opportunity trm fd2 0.11 NEW 26741 22.59 0.00
LEGG MASON BW GLOBAL Income 0.11 NEW 37550 15.93 0.00
CSCO Cisco Systems 0.10 -26.00% 20300 27.54 28.51
Aircastle 0.10 23500 22.43 0.00
GEO Geo 0.10 12900 43.72 41.51
TEI Templeton Emerging Markets Income Fund 0.10 NEW 50000 10.78 11.08
FAM First Trust/Aberdeen Global Opportunity 0.10 NEW 46000 11.72 11.51
Actavis 0.10 +49.00% 1789 297.37 0.00
Northstar Rlty Fin 0.10 NEW 30000 18.13 0.00
VGK Vanguard European ETF 0.09 9050 54.25 53.41
Western Asset High Incm Fd I 0.09 NEW 60000 8.03 0.00
ABR Arbor Realty Trust 0.08 60000 6.98 6.97
FRA BlackRock Floating Rate Income Strat. Fn 0.08 NEW 30000 13.90 13.92
Sensata Technologies Hldg Bv 0.07 6500 57.38 0.00
DMO Western Asset Mrtg Defined Oppn Fund 0.07 NEW 16900 24.02 24.25
Hollyfrontier 0.07 -54.00% 10000 40.30 0.00
Icon 0.07 5200 70.58 0.00
Liberty Global Inc C 0.07 7400 49.86 0.00
Dbx Etf Tr ex us hdg eqty 0.07 NEW 15000 26.27 0.00
LEA Lear Corporation 0.06 3000 110.67 106.04
TSM Taiwan Semiconductor Mfg 0.06 -21.00% 14500 23.52 23.50
COST Costco Wholesale Corporation 0.06 2300 151.30 148.30
TSCO Tractor Supply Company 0.06 4000 85.00 85.18
REGN Regeneron Pharmaceuticals 0.06 700 451.43 427.05
BAM.A Brookfield Asset Management 0.06 6000 53.67 0.00
KMX CarMax 0.06 4400 69.09 62.15
LKQX LKQ Corporation 0.06 +43.00% 13100 25.57 0.00
STE Steris Corporation 0.06 NEW 4500 70.22 64.39
Fresh Del Monte Produce 0.06 8000 38.88 0.00
MATW Matthews International Corporation 0.06 6000 51.50 47.02
COL Rockwell Collins 0.06 3400 96.47 91.43
AAPL Apple 0.06 2500 124.40 123.28
NKE NIKE 0.06 3300 100.30 96.37
WOOF VCA Antech 0.06 6500 54.77 52.20
Accenture 0.06 3600 93.61 0.00
MKL Markel Corporation 0.06 400 770.00 738.67
FDS FactSet Research Systems 0.06 2000 159.00 150.33
HF HFF 0.06 8300 37.59 34.34
EXP Eagle Materials 0.06 NEW 3800 83.68 81.98
MLI Mueller Industries 0.06 9200 36.09 33.97
THO Thor Industries 0.06 5000 63.20 60.64
TTC Toro Company 0.06 4500 70.22 66.03
Aspen Insurance Holdings Ltd shs 0.06 6700 47.16 0.00
IRDM Iridium Communications 0.06 NEW 32000 9.72 9.57
MIDD Middleby Corporation 0.06 3300 102.73 106.86
SLXP Salix Pharmaceuticals 0.06 2000 173.00 157.81
TDY Teledyne Technologies Incorporated 0.06 3000 106.67 99.65
AKRX Akorn 0.06 6500 47.54 47.03
CNC Centene Corporation 0.06 +100.00% 5000 70.60 63.33
HAIN Hain Celestial 0.06 5600 64.11 60.12
WAB Wabtec Corporation 0.06 3600 95.00 91.75
MDC PARTNERS INC CL A SUB Vtg 0.06 12300 28.37 0.00
PGTI PGT 0.06 28500 11.16 10.76
TW Towers Watson & Co 0.06 2300 132.17 127.85
ECOL US Ecology 0.06 6500 50.00 49.93
FBR Fibria Celulose S.A. 0.06 24500 14.12 12.43
Signet Jewelers 0.06 2400 138.75 0.00
Nxp Semiconductors N V 0.06 -15.00% 3300 100.30 0.00
AV Aviva 0.06 22000 16.18 16.55
O'reilly Automotive 0.06 1500 216.00 0.00
FCO Aberdeen Global Income Fund 0.06 NEW 36000 9.31 9.25
EVF Eaton Vance Senior Income Trust 0.06 NEW 55000 6.51 6.49
EWX SPDR S&P; Emerging Markets Small Cap 0.06 +42.00% 7000 44.71 43.88
SCHE Schwab Emerging Markets Equity ETF 0.06 +44.00% 13300 24.36 23.47
WSDT WisdomTree Investments 0.06 NEW 14300 21.47 0.00
Universal American 0.06 29000 10.69 0.00
Rait Financial Trust 0.06 NEW 50000 6.86 0.00
Fortune Brands 0.06 6500 47.54 0.00
J Global 0.06 5100 65.69 0.00
Express Scripts Holding 0.06 3600 86.67 0.00
Aon 0.06 3400 96.18 0.00
Starz - Liberty Capital stock 0.06 10200 34.41 0.00
Allegion Plc equity 0.06 5100 61.18 0.00
Liberty Tripadvisor Hldgs 0.06 NEW 10000 31.80 0.00
New Senior Inv Grp 0.06 +33.00% 20000 16.60 0.00
CMP Compass Minerals International 0.05 3200 93.12 92.05
FMX Fomento Economico Mexicano SAB 0.05 2700 93.33 86.48
BLK BlackRock 0.05 700 365.71 357.74
BR Broadridge Financial Solutions 0.05 5500 55.09 51.66
JPM JPMorgan Chase & Co. 0.05 4500 60.67 60.16
SCHW Charles Schwab Corporation 0.05 9750 30.46 30.86
RGA Reinsurance Group of America 0.05 2700 93.33 90.47
Ace Limited Cmn 0.05 2500 111.60 0.00
AMG Affiliated Managers 0.05 1300 214.62 209.73
MCO Moody's Corporation 0.05 2500 104.00 95.46
Canadian Natl Ry 0.05 3800 66.84 0.00
MTB M&T; Bank Corporation 0.05 2000 127.00 121.63
BAX Baxter International 0.05 4000 68.50 67.92
HSNI HSN 0.05 4200 68.33 66.23
CPRT Copart 0.05 7000 37.57 36.58
PPG PPG Industries 0.05 1300 225.38 225.60
SEE Sealed Air 0.05 -28.00% 5500 45.64 45.48
WCN Waste Connections 0.05 6000 48.17 47.19
ADP Automatic Data Processing 0.05 3500 85.71 85.00
HRS Harris Corporation 0.05 3600 78.89 72.70
SSD Simpson Manufacturing 0.05 7100 37.32 35.70
CACI CACI International 0.05 3100 90.00 85.86
ERTS Electronic Arts 0.05 -45.00% 4500 58.89 0.00
ALV Autoliv 0.05 2500 117.60 111.66
THOR Thoratec Corporation 0.05 -33.00% 6300 41.90 39.23
Agrium 0.05 -84.00% 2500 104.40 0.00
CDNS Cadence Design Systems 0.05 14300 18.46 17.85
OCR Omnicare 0.05 3700 77.03 75.29
MYL Mylan 0.05 4800 59.38 58.88
OLN Olin Corporation 0.05 NEW 8700 32.07 29.13
MENT Mentor Graphics Corporation 0.05 10400 24.04 23.14
COP ConocoPhillips 0.05 NEW 2500 104.00 61.42
GIS General Mills 0.05 4500 56.67 51.55
HON Honeywell International 0.05 2600 104.23 100.92
SNY Sanofi-Aventis SA 0.05 5500 49.45 47.19
Canadian Pacific Railway 0.05 1500 182.67 0.00
DHR Danaher Corporation 0.05 3100 84.84 84.59
SBUX Starbucks Corporation 0.05 3200 94.69 92.23
LOW Lowe's Companies 0.05 -40.00% 3600 74.44 73.15
NVO Novo Nordisk A/S 0.05 5000 53.40 46.07
Greenlight Capital Re Ltd cl a 0.05 7900 31.77 0.00
AZO AutoZone 0.05 -30.00% 420 683.33 644.63
NEU NewMarket Corporation 0.05 600 478.33 459.84
ADS Alliance Data Systems Corporation 0.05 1000 296.00 275.30
Axis Capital Holdings 0.05 5000 51.60 0.00
CHRW C.H. Robinson Worldwide 0.05 4000 73.25 72.00
DW Drew Industries 0.05 NEW 4700 61.49 59.24
IEX IDEX Corporation 0.05 3300 75.76 74.18
ORCL Oracle Corporation 0.05 6200 43.23 41.62
NILE Blue Nile 0.05 8500 31.88 28.98
LSTR Landstar System 0.05 4300 66.28 67.86
TTWO Take-Two Interactive Software 0.05 11500 25.48 24.53
Amdocs Ltd ord 0.05 -28.00% 5000 54.40 0.00
MJN Mead Johnson Nutrition 0.05 3000 100.67 98.45
Transcanada 0.05 6000 42.67 0.00
DSW DSW 0.05 8000 36.88 37.15
LFUS Littelfuse 0.05 2700 99.26 94.91
MTX Minerals Technologies 0.05 NEW 3500 73.14 68.96
SIRO Sirona Dental Systems 0.05 2800 90.00 89.32
CMCO Columbus McKinnon 0.05 10000 26.90 24.39
CMG Chipotle Mexican Grill 0.05 400 650.00 665.38
INTU Intuit 0.05 3000 97.00 95.52
IPGP IPG Photonics Corporation 0.05 -33.00% 2800 92.86 96.34
MINI Mobile Mini 0.05 6100 42.62 40.16
NDSN Nordson Corporation 0.05 3500 78.29 73.70
RJF Raymond James Financial 0.05 5000 56.80 57.98
ULTA Ulta Salon, Cosmetics & Fragrance 0.05 -29.00% 1900 151.05 141.66
HXL Hexcel Corporation 0.05 5900 51.36 47.72
OVTI OmniVision Technologies 0.05 10000 26.40 26.52
PNRA Panera Bread Company 0.05 1600 160.00 157.74
SF Stifel Financial 0.05 5000 55.80 54.51
SWKS Skyworks Solutions 0.05 -34.00% 3000 98.33 92.91
THG Hanover Insurance 0.05 4000 72.50 68.76
BT BT 0.05 4000 65.25 66.91
FMS Fresenius Medical Care AG & Co. 0.05 6800 41.47 40.45
VVI Viad 0.05 10000 27.80 26.73
WIT Wipro 0.05 19400 13.30 13.06
ENL Reed Elsevier NV 0.05 5500 49.82 48.62
HURC Hurco Companies 0.05 8500 32.94 28.96
SIMO Silicon Motion Technology 0.05 9300 26.88 27.11
WGOV Woodward Governor Company 0.05 5500 51.09 0.00
ERIE Erie Indemnity Company 0.05 3000 87.33 84.37
Tor Dom Bk Cad 0.05 7000 42.86 0.00
WBMD WebMD Health 0.05 6500 43.85 42.39
CLW Clearwater Paper 0.05 4000 65.25 60.19
NX Quanex Building Products Corporation 0.05 14000 19.71 18.74
Genpact Limited shs 0.05 12000 23.25 0.00
VRX Valeant Pharmaceuticals Int 0.05 -34.00% 1500 198.67 205.82
VEU Vanguard FTSE All-World ex-US ETF 0.05 NEW 6000 48.67 47.62
FTNT Fortinet 0.05 -30.00% 7700 34.94 33.20
AGX Argan 0.05 8100 36.17 31.69
EXAM Examworks 0.05 6500 41.69 38.54
ISHARES TR MSCI Small Cap msci small cap 0.05 5500 49.45 0.00
EIS iShares MSCI Israel Capped Inv Mar ETF 0.05 5100 50.39 47.77
SCJ iShares MSCI Jpan Smll Cap Ind Fund 0.05 4500 57.33 55.02
DFE WisdomTree Europe SmallCap Div Fd 0.05 4700 55.74 54.23
YAO Claymore AlphaShares China All Cap ETF 0.05 9000 29.22 27.15
Chunghwa Telecom Co Ltd - 0.05 8500 32.12 0.00
Ishares Tr cmn 0.05 4600 55.22 0.00
Powershares Senior Loan Portfo mf 0.05 NEW 12000 24.08 0.00
Oxford Lane Cap 0.05 20000 14.80 0.00
Ishares Inc em mkt min vol 0.05 4700 58.94 0.00
Allison Transmission Hldngs I 0.05 9000 31.89 0.00
FIRST TR EXCH TRD ALPHA FD I switzlnd alpha 0.05 7000 40.29 0.00
Facebook Inc cl a 0.05 3300 82.12 0.00
First Tr Exch Trd Alpha Fd I europe alpha 0.05 9000 31.00 0.00
Directv 0.05 3500 85.14 0.00
Gentherm 0.05 6000 50.50 0.00
Kraft Foods 0.05 NEW 2900 87.24 0.00
Ishares Inc ..................... emkts grw idx 0.05 5000 55.20 0.00
Ishares Inc core msci emkt 0.05 5500 48.36 0.00
Liberty Media 0.05 NEW 7200 38.61 0.00
Ishares Inc msci frntr 100 0.05 +49.00% 10000 29.70 0.00
Outerwall 0.05 4000 66.00 0.00
Mallinckrodt Pub 0.05 2242 126.67 0.00
Cdw 0.05 8000 37.25 0.00
Benefitfocus 0.05 NEW 7000 36.86 0.00
Criteo Sa Ads 0.05 -18.00% 7000 39.57 0.00
Voya Financial 0.05 6500 43.08 0.00
Alibaba Group Holding Ltd Spon 0.05 3000 83.33 0.00
Cdk Global Inc equities 0.05 NEW 5500 46.73 0.00
Klx Inc Com $0.01 0.05 NEW 6500 38.62 0.00
Liberty Broadband Cl C 0.05 NEW 5300 56.60 0.00
Liberty Broadband Corporation 0.05 NEW 5300 56.42 0.00
CVA Covanta Holding Corporation 0.04 10000 22.40 20.95
PHH PHH Corporation 0.04 9000 24.22 23.22
SNP China Petroleum & Chemical 0.04 2860 79.72 78.22
TV Grupo Televisa, S.A. 0.04 7000 33.00 34.95
INFY Infosys Technologies 0.04 7000 35.14 34.81
CMS CMS Energy Corporation 0.04 6500 34.92 32.93
GLW Corning Incorporated 0.04 9200 22.72 22.80
AIZ Assurant 0.04 4000 61.50 61.02
SAFT Safety Insurance 0.04 4000 59.75 58.05
IACI IAC/InterActive 0.04 3400 67.35 68.07
MCD McDonald's Corporation 0.04 2500 97.60 96.21
PFE Pfizer 0.04 NEW 5900 34.75 33.78
DLR Digital Realty Trust 0.04 3700 65.95 64.33
RAI Reynolds American 0.04 3200 69.06 70.03
SON Sonoco Products Company 0.04 NEW 4500 45.56 44.25
TROW T. Rowe Price 0.04 3000 81.00 81.65
ARG Airgas 0.04 2300 106.09 114.17
EMN Eastman Chemical Company 0.04 3500 69.14 71.40
AZN AstraZeneca 0.04 3200 68.44 64.92
CAB Cabela's Incorporated 0.04 4000 56.00 56.20
HMN Horace Mann Educators Corporation 0.04 NEW 6000 34.17 32.77
Partner Re 0.04 1800 114.44 0.00
LMT Lockheed Martin Corporation 0.04 NEW 1000 203.00 197.87
MO Altria 0.04 4500 50.00 52.47
BBT BB&T; Corporation 0.04 5800 38.97 37.76
EBAY eBay 0.04 NEW 3500 57.71 59.78
LINTA Liberty Media 0.04 8000 29.25 0.00
PX Praxair 0.04 2000 120.50 124.53
TGT Target Corporation 0.04 2800 82.14 77.89
GD General Dynamics Corporation 0.04 -25.00% 1500 136.00 133.60
SAP SAP AG 0.04 3400 72.06 67.42
PCP Precision Castparts 0.04 1150 210.43 210.13
PHD Pioneer Floating Rate Trust 0.04 NEW 19500 11.64 11.58
PCLN priceline.com Incorporated 0.04 200 1165.00 1190.00
PWR Quanta Services 0.04 8000 28.50 28.12
BIDU Baidu 0.04 1100 208.18 207.29
CF CF Industries Holdings 0.04 -29.00% 850 283.53 292.79
E Eni S.p.A. 0.04 6500 34.62 34.59
ALR Alere 0.04 -15.00% 4500 48.89 47.27
LNN Lindsay Corporation 0.04 3100 76.13 78.11
STLD Steel Dynamics 0.04 11100 20.09 17.52
WNC Wabash National Corporation 0.04 17300 14.10 14.35
LRCX Lam Research Corporation 0.04 -10.00% 3100 70.32 78.20
BRKR Bruker Corporation 0.04 10800 18.43 18.90
DCM NTT DoCoMo 0.04 12000 17.42 18.09
FFIC Flushing Financial Corporation 0.04 11000 20.09 19.46
HNI HNI Corporation 0.04 4000 55.25 49.79
ICON Iconix Brand 0.04 6100 33.61 33.18
Ingersoll-rand Co Ltd-cl A 0.04 3400 67.94 0.00
LG Laclede 0.04 4500 51.11 49.38
OMCL Omnicell 0.04 -36.00% 7000 35.14 31.66
SNCR Synchronoss Technologies 0.04 5000 47.40 41.93
CELG Celgene Corporation 0.04 -30.00% 2100 115.24 118.26
GWR Genesee & Wyoming 0.04 NEW 2200 96.36 102.48
KNL Knoll 0.04 NEW 8600 23.37 19.51
Bk Nova Cad 0.04 4500 50.22 0.00
CXW Corrections Corporation of America 0.04 NEW 5000 40.20 38.55
FUL H.B. Fuller Company 0.04 5200 42.88 42.13
HCSG Healthcare Services 0.04 7700 32.08 32.10
STFC State Auto Financial 0.04 10000 24.30 22.41
UMBF UMB Financial Corporation 0.04 4600 52.83 50.56
OSUR OraSure Technologies 0.04 32500 6.55 7.47
TRS Trimas Corporation 0.04 7700 30.78 28.85
CLNY Colony Financial 0.04 NEW 8000 25.88 24.85
MD Mednax 0.04 NEW 3000 72.67 70.95
Suncor Energy 0.04 6900 29.28 0.00
CATM Cardtronics 0.04 6500 37.54 35.46
GNRC Generac Holdings 0.04 NEW 5000 48.60 48.90
SIX Six Flags Entertainment 0.04 NEW 4500 48.44 46.62
EWM iShares MSCI Malaysia Index Fund 0.04 16000 13.31 12.86
VWO Vanguard Emerging Markets ETF 0.04 5500 40.91 39.44
THD iShares MSCI Thailand Index Fund 0.04 3000 79.33 78.75
EPP iShares MSCI Pacific ex-Japan Idx 0.04 -20.00% 5200 45.38 44.40
Allied World Assurance 0.04 6000 40.33 0.00
Embraer S A 0.04 6500 30.77 0.00
VPL Vanguard Pacific ETF 0.04 4000 61.25 59.67
PID PowerShares Intl. Dividend Achiev. 0.04 12950 17.45 17.33
NOAH Noah Holdings 0.04 NEW 9500 23.37 20.05
IDV iShares Dow Jones EPAC Sel Div Ind 0.04 7000 33.57 33.58
EFG iShares MSCI EAFE Growth Index 0.04 3500 70.00 68.09
PAI Western Asset Income Fund 0.04 NEW 15000 13.80 13.70
FEZ SPDR EURO STOXX 50 ETF 0.04 6150 38.86 37.56
PIE PowerShares DWA Emerg Markts Tech 0.04 13200 18.48 17.57
BGT BlackRock Floating Rate Income Trust 0.04 NEW 16000 13.50 13.44
DOO WisdomTree International Dvd. Top 100 Fd 0.04 5250 43.81 43.07
VSS Vanguard FTSE All Wld Ex USSml Cap 0.04 2500 99.20 96.93
TAI Transamerica Income Shares 0.04 NEW 10500 20.38 20.33
MSD Morgan Stanley Emerging Markets Debt 0.04 NEW 22000 9.27 9.30
Bldrs Index Fds Tr eur 100 0.04 10000 22.80 0.00
Cavium 0.04 NEW 3000 70.67 0.00
Nuveen Sht Dur Cr Opp Fd 0.04 NEW 13000 17.15 0.00
Alkermes 0.04 4000 61.00 0.00
Tripadvisor 0.04 2900 83.10 0.00
Delphi Automotive Plc shs 0.04 -11.00% 3000 79.67 0.00
Michael Kors Holdings Ltd shs 0.04 3500 65.71 0.00
Jazz Pharmaceuticals 0.04 NEW 1300 173.08 0.00
Vantiv Inc Cl A 0.04 6500 37.69 0.00
Phillips 66 0.04 NEW 2550 78.43 0.00
FIRST TR EXCH TRD ALPHA FD I canada alpha 0.04 8000 29.62 0.00
Proofpoint 0.04 NEW 3500 59.14 0.00
Grifols S A Sponsored Adr R 0.04 6600 32.88 0.00
Ishares Inc emrgmkt dividx 0.04 5000 41.20 0.00
Ishares Inc asia pac30 idx 0.04 4500 48.67 0.00
Mondelez Int 0.04 6500 36.15 0.00
Palo Alto Networks 0.04 -46.00% 1600 146.25 0.00
Ryman Hospitality Pptys 0.04 NEW 3300 60.91 0.00
Ptc 0.04 6500 36.15 0.00
Blue Capital Reinsurance Hol 0.04 +40.00% 14009 17.27 0.00
Dbx Trackers db xtr msci eur 0.04 NEW 7000 29.14 0.00
Trinet 0.04 -30.00% 7000 35.29 0.00
Malibu Boats 0.04 NEW 9000 23.33 0.00
Diplomat Pharmacy 0.04 NEW 7000 34.57 0.00
IBN ICICI Bank 0.03 16000 10.38 11.08
AEG AEGON N.V. 0.03 20426 7.93 7.81
TEF Telefonica S.A. 0.03 11314 14.32 14.04
ACAS American Capital 0.03 12400 14.76 14.80
ONB Old National Ban 0.03 11000 14.18 13.83
TI Telecom Italia S.p.A. 0.03 NEW 12800 11.64 11.75
CLMS Calamos Asset Management 0.03 10500 13.43 12.54
ING ING Groep N.V. 0.03 13000 14.62 14.08
JQC Nuveen Multi-Strategy Inc & Growth Fd 2 0.03 NEW 17000 9.06 9.03
EFR Eaton Vance Senior Floating Rate Fund 0.03 NEW 11500 14.43 14.44
Franklin Templeton 0.03 NEW 13000 12.15 0.00
Nuveen Fltng Rte Incm Opp Fd 0.03 NEW 14000 11.64 0.00
Summit Hotel Properties 0.03 -46.00% 11500 14.09 0.00
Spirit Realty Capital 0.03 13000 12.08 0.00
Voya Prime Rate Trust sh ben int 0.03 NEW 30000 5.53 0.00
Fiat Chrysler Auto 0.03 -40.00% 11000 16.27 0.00
MTU Mitsubishi UFJ Financial 0.02 22000 6.23 6.19
ORN Orion Marine 0.02 10400 8.85 8.95
STD Banco Santander, S.A. 0.02 16376 7.45 0.00
EGHT 8x8 0.02 15000 8.40 7.29
EWS iShares MSCI Singapore Index Fund 0.02 -56.00% 10000 12.80 12.30
Wendy's/arby's 0.02 -48.00% 12000 10.92 0.00
Ares Coml Real Estate 0.02 NEW 10000 11.10 0.00
Cnh Industrial N.v. 0.02 10718 8.12 0.00
Ambev Sa- 0.02 15500 5.74 0.00
PIM Putnam Master Int. Income 0.01 NEW 10500 4.86 4.91
FXCM FXCM 0.01 +96.00% 30500 2.13 2.12