Alethea Capital Management as of Dec. 31, 2014
Portfolio Holdings for Alethea Capital Management
Alethea Capital Management holds 78 positions in its portfolio as reported in the December 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Capital One Financial (COF) | 13.8 | $14M | 173k | 82.55 | |
| Neuralstem | 5.6 | $5.8M | 2.1M | 2.72 | |
| iShares MSCI ACWI Index Fund (ACWI) | 4.5 | $4.6M | 79k | 58.49 | |
| Ford Motor Company (F) | 2.8 | $2.9M | 189k | 15.50 | |
| AvalonBay Communities (AVB) | 2.7 | $2.8M | 17k | 163.38 | |
| Johnson Controls | 2.6 | $2.7M | 57k | 48.33 | |
| Essex Property Trust (ESS) | 2.6 | $2.7M | 13k | 206.63 | |
| C.H. Robinson Worldwide (CHRW) | 2.6 | $2.7M | 37k | 74.88 | |
| H&R Block (HRB) | 2.5 | $2.6M | 78k | 33.68 | |
| Symantec Corporation | 2.5 | $2.6M | 102k | 25.65 | |
| Gannett | 2.5 | $2.6M | 81k | 31.94 | |
| Intel Corporation (INTC) | 2.5 | $2.5M | 70k | 36.29 | |
| Republic Services (RSG) | 2.4 | $2.5M | 62k | 40.25 | |
| PowerShares QQQ Trust, Series 1 | 2.2 | $2.3M | 23k | 103.25 | |
| Delaware Enhanced Glbl. Div. & Inc. Fund | 1.9 | $2.0M | 175k | 11.27 | |
| China Mobile | 1.7 | $1.7M | 30k | 58.83 | |
| Deere & Company (DE) | 1.5 | $1.6M | 18k | 88.46 | |
| Apple (AAPL) | 1.5 | $1.5M | 14k | 110.36 | |
| Walt Disney Company (DIS) | 1.4 | $1.5M | 16k | 94.12 | |
| Utilities SPDR (XLU) | 1.4 | $1.5M | 32k | 47.21 | |
| Industrial SPDR (XLI) | 1.4 | $1.4M | 26k | 56.57 | |
| KLA-Tencor Corporation (KLAC) | 1.4 | $1.4M | 20k | 70.33 | |
| Royal Dutch Shell | 1.3 | $1.4M | 20k | 69.54 | |
| Williams Companies (WMB) | 1.2 | $1.3M | 28k | 44.93 | |
| Freeport-McMoRan Copper & Gold (FCX) | 1.2 | $1.2M | 52k | 23.36 | |
| Windstream Hldgs | 1.1 | $1.2M | 145k | 8.24 | |
| Chicago Bridge & Iron Company | 1.1 | $1.1M | 27k | 42.00 | |
| Health Care SPDR (XLV) | 1.0 | $1.0M | 15k | 68.40 | |
| Bank of America Corporation (BAC) | 1.0 | $1.0M | 58k | 17.91 | |
| Doubleline Opportunistic Cr (DBL) | 1.0 | $1.0M | 42k | 24.57 | |
| Consumer Staples Select Sect. SPDR (XLP) | 1.0 | $1.0M | 21k | 48.50 | |
| Eaton Vance Limited Duration Income Fund (EVV) | 1.0 | $996k | 71k | 14.12 | |
| Financial Select Sector SPDR (XLF) | 0.9 | $982k | 40k | 24.73 | |
| Eaton Vance Cali Muni Bnd Fnd (EVM) | 0.9 | $978k | 83k | 11.77 | |
| Technology SPDR (XLK) | 0.9 | $969k | 23k | 41.33 | |
| Consumer Discretionary SPDR (XLY) | 0.9 | $975k | 14k | 72.18 | |
| Equity Residential (EQR) | 0.9 | $962k | 13k | 71.84 | |
| 3M Company (MMM) | 0.9 | $936k | 5.7k | 164.21 | |
| Energy Select Sector SPDR (XLE) | 0.9 | $937k | 12k | 79.19 | |
| Weyerhaeuser Company (WY) | 0.8 | $880k | 25k | 35.87 | |
| Honeywell International (HON) | 0.8 | $859k | 8.6k | 99.88 | |
| Western Union Company (WU) | 0.8 | $840k | 47k | 17.90 | |
| Kimberly-Clark Corporation (KMB) | 0.8 | $797k | 6.9k | 115.51 | |
| Mobile TeleSystems OJSC | 0.7 | $761k | 106k | 7.18 | |
| Johnson & Johnson (JNJ) | 0.7 | $743k | 7.1k | 104.57 | |
| General Electric Company | 0.7 | $740k | 29k | 25.26 | |
| CSX Corporation (CSX) | 0.7 | $707k | 20k | 36.26 | |
| Microsoft Corporation (MSFT) | 0.7 | $689k | 15k | 46.42 | |
| Western Asst High Incm Opprtnty Fnd (HIO) | 0.7 | $692k | 129k | 5.37 | |
| Altria (MO) | 0.7 | $673k | 14k | 49.26 | |
| Diamond Offshore Drilling | 0.6 | $644k | 18k | 36.69 | |
| Ishares Tr fltg rate nt (FLOT) | 0.6 | $638k | 13k | 50.51 | |
| Qualcomm (QCOM) | 0.6 | $628k | 8.5k | 74.26 | |
| Dow Chemical Company | 0.6 | $617k | 14k | 45.71 | |
| Verizon Communications (VZ) | 0.6 | $580k | 12k | 46.80 | |
| Safeway | 0.5 | $563k | 16k | 35.11 | |
| Waste Management (WM) | 0.5 | $513k | 10k | 51.30 | |
| D Spdr Series Trust (XTL) | 0.5 | $486k | 8.4k | 57.71 | |
| Air Products & Chemicals (APD) | 0.5 | $465k | 3.2k | 144.10 | |
| BlackRock Ltd. Duration Income Trust (BLW) | 0.5 | $469k | 30k | 15.73 | |
| Materials SPDR (XLB) | 0.4 | $455k | 9.4k | 48.53 | |
| Nuveen Insured Tax-Free Adv Munici (NEA) | 0.4 | $458k | 33k | 13.81 | |
| Northrop Grumman Corporation (NOC) | 0.4 | $432k | 2.9k | 147.29 | |
| WisdomTree Japan Total Dividend (DXJ) | 0.4 | $416k | 112k | 3.71 | |
| Merck & Co (MRK) | 0.4 | $399k | 7.0k | 56.76 | |
| Allianzgi Nfj Divid Int Prem S cefs | 0.3 | $350k | 22k | 16.00 | |
| Spdr S&p 500 Etf (SPY) | 0.3 | $316k | 1.5k | 205.06 | |
| Western Asset High Incm Fd I (HIX) | 0.3 | $300k | 36k | 8.30 | |
| BP (BP) | 0.3 | $286k | 7.5k | 38.13 | |
| Medtronic | 0.3 | $289k | 4.0k | 72.25 | |
| Caterpillar (CAT) | 0.3 | $275k | 3.0k | 91.67 | |
| Home Depot (HD) | 0.3 | $283k | 2.7k | 104.81 | |
| Devon Energy Corporation (DVN) | 0.2 | $214k | 3.5k | 61.14 | |
| MetLife (MET) | 0.2 | $216k | 4.0k | 54.00 | |
| iShares Russell 2000 Index (IWM) | 0.1 | $119k | 31k | 3.89 | |
| Vale (VALE) | 0.1 | $102k | 13k | 8.15 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.0 | $32k | 84k | 0.38 | |
| Halliburton Company (HAL) | 0.0 | $2.0k | 20k | 0.10 |
