Alethea Capital Management

Alethea Capital Management as of Sept. 30, 2015

Portfolio Holdings for Alethea Capital Management

Alethea Capital Management holds 62 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Capital One Financial (COF) 17.8 $12M 162k 72.52
Equinix (EQIX) 4.3 $2.9M 10k 273.41
Neuralstem 4.0 $2.6M 2.1M 1.22
Western Union Company (WU) 3.9 $2.6M 142k 18.36
Adt 3.6 $2.4M 80k 29.90
Energy Select Sector SPDR (XLE) 3.5 $2.3M 38k 61.19
Hasbro (HAS) 3.3 $2.2M 30k 72.12
iShares NASDAQ Biotechnology Index (IBB) 3.2 $2.1M 7.0k 303.29
Kinder Morgan (KMI) 3.0 $2.0M 71k 27.68
Ubs Group (UBS) 2.8 $1.8M 100k 18.52
AES Corporation (AES) 2.5 $1.7M 171k 9.79
Delaware Enhanced Glbl. Div. & Inc. Fund 2.5 $1.6M 176k 9.26
J.M. Smucker Company (SJM) 2.3 $1.5M 13k 114.12
Xilinx 2.3 $1.5M 36k 42.40
Consumer Discretionary SPDR (XLY) 2.2 $1.5M 20k 74.27
Harris Corporation 2.1 $1.4M 19k 73.13
Invesco (IVZ) 1.9 $1.2M 39k 31.23
Schlumberger (SLB) 1.8 $1.2M 17k 68.94
McDonald's Corporation (MCD) 1.8 $1.2M 12k 98.49
Canadian Natural Resources (CNQ) 1.8 $1.2M 60k 19.46
Kohl's Corporation (KSS) 1.5 $1.0M 22k 46.31
Cme (CME) 1.5 $983k 11k 92.70
Doubleline Opportunistic Cr (DBL) 1.5 $970k 39k 24.88
Eaton Vance Cali Muni Bnd Fnd (EVM) 1.5 $966k 83k 11.62
SPDR S&P Homebuilders (XHB) 1.4 $958k 28k 34.23
Eaton Vance Limited Duration Income Fund (EVV) 1.4 $894k 71k 12.68
Pfizer (PFE) 1.2 $795k 25k 31.42
Altria (MO) 1.1 $761k 14k 54.42
Ishares Tr fltg rate nt (FLOT) 1.0 $659k 13k 50.44
Western Asst High Incm Opprtnty Fnd (HIO) 0.9 $612k 131k 4.69
WisdomTree Japan Total Dividend (DXJ) 0.8 $559k 12k 48.66
Verizon Communications (VZ) 0.8 $515k 12k 43.52
Bristol Myers Squibb (BMY) 0.7 $485k 8.2k 59.22
Spectra Energy 0.7 $467k 18k 26.27
Industries N shs - a - (LYB) 0.7 $459k 5.5k 83.44
Microsoft Corporation (MSFT) 0.7 $449k 10k 44.28
Health Care SPDR (XLV) 0.7 $450k 6.8k 66.21
Consumer Staples Select Sect. SPDR (XLP) 0.7 $449k 9.5k 47.21
Technology SPDR (XLK) 0.7 $441k 11k 39.51
D Spdr Series Trust (XTL) 0.7 $440k 8.3k 52.97
Utilities SPDR (XLU) 0.7 $427k 9.9k 43.25
Financial Select Sector SPDR (XLF) 0.6 $424k 19k 22.68
BlackRock Ltd. Duration Income Trust (BLW) 0.6 $423k 29k 14.43
Nuveen Insured Tax-Free Adv Munici (NEA) 0.6 $422k 32k 13.03
AFLAC Incorporated (AFL) 0.6 $419k 7.2k 58.08
iShares S&P US Pref Stock Idx Fnd (PFF) 0.6 $408k 11k 38.60
Industrial SPDR (XLI) 0.6 $404k 8.1k 49.95
Spdr S&p 500 Etf (SPY) 0.6 $395k 2.1k 191.47
Helmerich & Payne (HP) 0.6 $397k 8.4k 47.30
Materials SPDR (XLB) 0.6 $371k 9.3k 39.88
Merck & Co (MRK) 0.5 $359k 7.3k 49.34
Archer Daniels Midland Company (ADM) 0.5 $319k 7.7k 41.49
Allianzgi Nfj Divid Int Prem S cefs 0.4 $292k 23k 12.77
Western Asset High Incm Fd I (HIX) 0.4 $236k 37k 6.46
Coach 0.3 $221k 7.6k 28.96
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.3 $205k 14k 14.69
PowerShares DB US Dollar Index Bullish 0.2 $141k 256k 0.55
SPDR Gold Trust (GLD) 0.2 $126k 21k 5.97
CurrencyShares Japanese Yen Trust 0.2 $109k 75k 1.45
Ocata Therapeutics Inccom Isin cs 0.1 $46k 11k 4.18
iShares MSCI EAFE Index Fund (EFA) 0.0 $23k 401.00 57.36
Immunocellular Thera 0.0 $5.0k 11k 0.45