Alethea Capital Management as of Sept. 30, 2015
Portfolio Holdings for Alethea Capital Management
Alethea Capital Management holds 62 positions in its portfolio as reported in the September 2015 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
Capital One Financial (COF) | 17.8 | $12M | 162k | 72.52 | |
Equinix (EQIX) | 4.3 | $2.9M | 10k | 273.41 | |
Neuralstem | 4.0 | $2.6M | 2.1M | 1.22 | |
Western Union Company (WU) | 3.9 | $2.6M | 142k | 18.36 | |
Adt | 3.6 | $2.4M | 80k | 29.90 | |
Energy Select Sector SPDR (XLE) | 3.5 | $2.3M | 38k | 61.19 | |
Hasbro (HAS) | 3.3 | $2.2M | 30k | 72.12 | |
iShares NASDAQ Biotechnology Index (IBB) | 3.2 | $2.1M | 7.0k | 303.29 | |
Kinder Morgan (KMI) | 3.0 | $2.0M | 71k | 27.68 | |
Ubs Group (UBS) | 2.8 | $1.8M | 100k | 18.52 | |
AES Corporation (AES) | 2.5 | $1.7M | 171k | 9.79 | |
Delaware Enhanced Glbl. Div. & Inc. Fund | 2.5 | $1.6M | 176k | 9.26 | |
J.M. Smucker Company (SJM) | 2.3 | $1.5M | 13k | 114.12 | |
Xilinx | 2.3 | $1.5M | 36k | 42.40 | |
Consumer Discretionary SPDR (XLY) | 2.2 | $1.5M | 20k | 74.27 | |
Harris Corporation | 2.1 | $1.4M | 19k | 73.13 | |
Invesco (IVZ) | 1.9 | $1.2M | 39k | 31.23 | |
Schlumberger (SLB) | 1.8 | $1.2M | 17k | 68.94 | |
McDonald's Corporation (MCD) | 1.8 | $1.2M | 12k | 98.49 | |
Canadian Natural Resources (CNQ) | 1.8 | $1.2M | 60k | 19.46 | |
Kohl's Corporation (KSS) | 1.5 | $1.0M | 22k | 46.31 | |
Cme (CME) | 1.5 | $983k | 11k | 92.70 | |
Doubleline Opportunistic Cr (DBL) | 1.5 | $970k | 39k | 24.88 | |
Eaton Vance Cali Muni Bnd Fnd (EVM) | 1.5 | $966k | 83k | 11.62 | |
SPDR S&P Homebuilders (XHB) | 1.4 | $958k | 28k | 34.23 | |
Eaton Vance Limited Duration Income Fund (EVV) | 1.4 | $894k | 71k | 12.68 | |
Pfizer (PFE) | 1.2 | $795k | 25k | 31.42 | |
Altria (MO) | 1.1 | $761k | 14k | 54.42 | |
Ishares Tr fltg rate nt (FLOT) | 1.0 | $659k | 13k | 50.44 | |
Western Asst High Incm Opprtnty Fnd (HIO) | 0.9 | $612k | 131k | 4.69 | |
WisdomTree Japan Total Dividend (DXJ) | 0.8 | $559k | 12k | 48.66 | |
Verizon Communications (VZ) | 0.8 | $515k | 12k | 43.52 | |
Bristol Myers Squibb (BMY) | 0.7 | $485k | 8.2k | 59.22 | |
Spectra Energy | 0.7 | $467k | 18k | 26.27 | |
Industries N shs - a - (LYB) | 0.7 | $459k | 5.5k | 83.44 | |
Microsoft Corporation (MSFT) | 0.7 | $449k | 10k | 44.28 | |
Health Care SPDR (XLV) | 0.7 | $450k | 6.8k | 66.21 | |
Consumer Staples Select Sect. SPDR (XLP) | 0.7 | $449k | 9.5k | 47.21 | |
Technology SPDR (XLK) | 0.7 | $441k | 11k | 39.51 | |
D Spdr Series Trust (XTL) | 0.7 | $440k | 8.3k | 52.97 | |
Utilities SPDR (XLU) | 0.7 | $427k | 9.9k | 43.25 | |
Financial Select Sector SPDR (XLF) | 0.6 | $424k | 19k | 22.68 | |
BlackRock Ltd. Duration Income Trust (BLW) | 0.6 | $423k | 29k | 14.43 | |
Nuveen Insured Tax-Free Adv Munici (NEA) | 0.6 | $422k | 32k | 13.03 | |
AFLAC Incorporated (AFL) | 0.6 | $419k | 7.2k | 58.08 | |
iShares S&P US Pref Stock Idx Fnd (PFF) | 0.6 | $408k | 11k | 38.60 | |
Industrial SPDR (XLI) | 0.6 | $404k | 8.1k | 49.95 | |
Spdr S&p 500 Etf (SPY) | 0.6 | $395k | 2.1k | 191.47 | |
Helmerich & Payne (HP) | 0.6 | $397k | 8.4k | 47.30 | |
Materials SPDR (XLB) | 0.6 | $371k | 9.3k | 39.88 | |
Merck & Co (MRK) | 0.5 | $359k | 7.3k | 49.34 | |
Archer Daniels Midland Company (ADM) | 0.5 | $319k | 7.7k | 41.49 | |
Allianzgi Nfj Divid Int Prem S cefs | 0.4 | $292k | 23k | 12.77 | |
Western Asset High Incm Fd I (HIX) | 0.4 | $236k | 37k | 6.46 | |
Coach | 0.3 | $221k | 7.6k | 28.96 | |
Nuveen Ins Ca Tx Fr Adv Mun (NKX) | 0.3 | $205k | 14k | 14.69 | |
PowerShares DB US Dollar Index Bullish | 0.2 | $141k | 256k | 0.55 | |
SPDR Gold Trust (GLD) | 0.2 | $126k | 21k | 5.97 | |
CurrencyShares Japanese Yen Trust | 0.2 | $109k | 75k | 1.45 | |
Ocata Therapeutics Inccom Isin cs | 0.1 | $46k | 11k | 4.18 | |
iShares MSCI EAFE Index Fund (EFA) | 0.0 | $23k | 401.00 | 57.36 | |
Immunocellular Thera | 0.0 | $5.0k | 11k | 0.45 |