Alethea Capital Management as of Sept. 30, 2016
Portfolio Holdings for Alethea Capital Management
Alethea Capital Management holds 60 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Capital One Financial (COF) | 15.7 | $11M | 158k | 71.83 | |
| Pfizer (PFE) | 3.4 | $2.5M | 73k | 33.87 | |
| Navient Corporation equity (NAVI) | 3.4 | $2.4M | 168k | 14.47 | |
| Motorola Solutions (MSI) | 3.3 | $2.4M | 31k | 76.27 | |
| Oneok (OKE) | 3.1 | $2.2M | 43k | 51.39 | |
| Wynn Resorts (WYNN) | 3.0 | $2.2M | 22k | 97.42 | |
| Home Depot (HD) | 2.9 | $2.1M | 17k | 124.08 | |
| Eastman Chemical Company (EMN) | 2.8 | $2.0M | 30k | 67.68 | |
| Ventas (VTR) | 2.8 | $2.0M | 28k | 70.63 | |
| Lockheed Martin Corporation (LMT) | 2.8 | $2.0M | 8.3k | 239.68 | |
| McDonald's Corporation (MCD) | 2.7 | $2.0M | 17k | 115.35 | |
| Syngenta | 2.7 | $2.0M | 23k | 87.59 | |
| Consolidated Edison (ED) | 2.7 | $1.9M | 26k | 75.29 | |
| C.H. Robinson Worldwide (CHRW) | 2.7 | $1.9M | 28k | 70.47 | |
| Iron Mountain (IRM) | 2.7 | $1.9M | 52k | 37.53 | |
| Edison International (EIX) | 2.7 | $1.9M | 27k | 72.26 | |
| Murphy Oil Corporation (MUR) | 2.2 | $1.6M | 53k | 30.40 | |
| Discover Financial Services (DFS) | 2.0 | $1.5M | 26k | 56.53 | |
| Weyerhaeuser Company (WY) | 2.0 | $1.4M | 44k | 31.95 | |
| W.W. Grainger (GWW) | 1.8 | $1.3M | 5.9k | 224.78 | |
| Delaware Enhanced Glbl. Div. & Inc. Fund | 1.8 | $1.3M | 125k | 10.12 | |
| iShares FTSE NAREIT Mort. Plus Capp | 1.6 | $1.1M | 108k | 10.51 | |
| Extra Space Storage (EXR) | 1.6 | $1.1M | 14k | 79.39 | |
| Dow Chemical Company | 1.5 | $1.1M | 22k | 49.26 | |
| 3M Company (MMM) | 1.5 | $1.1M | 6.2k | 176.29 | |
| Honeywell International (HON) | 1.4 | $1.0M | 8.7k | 116.55 | |
| iShares NASDAQ Biotechnology Index (IBB) | 1.3 | $939k | 3.2k | 289.46 | |
| Bristol Myers Squibb (BMY) | 1.2 | $878k | 16k | 53.92 | |
| Walt Disney Company (DIS) | 1.2 | $873k | 9.4k | 92.86 | |
| Kimberly-Clark Corporation (KMB) | 1.1 | $782k | 6.2k | 126.13 | |
| Doubleline Opportunistic Cr (DBL) | 1.1 | $776k | 30k | 25.69 | |
| Powershares Senior Loan Portfo mf | 1.0 | $710k | 31k | 23.20 | |
| Neuralstem | 0.9 | $684k | 2.1M | 0.32 | |
| Altria (MO) | 0.9 | $681k | 11k | 63.24 | |
| Ishares Tr fltg rate nt (FLOT) | 0.9 | $660k | 13k | 50.76 | |
| SYSCO Corporation (SYY) | 0.9 | $623k | 13k | 49.04 | |
| Medtronic (MDT) | 0.8 | $605k | 7.0k | 86.43 | |
| Microsoft Corporation (MSFT) | 0.8 | $581k | 14k | 42.76 | |
| Waste Management (WM) | 0.8 | $574k | 9.0k | 63.78 | |
| Western Asst High Incm Opprtnty Fnd (HIO) | 0.8 | $580k | 115k | 5.05 | |
| Eaton Vance Cali Muni Bnd Fnd (EVM) | 0.7 | $513k | 38k | 13.56 | |
| Eaton (ETN) | 0.7 | $493k | 7.5k | 65.73 | |
| Whirlpool Corporation (WHR) | 0.7 | $466k | 2.9k | 162.03 | |
| Merck & Co (MRK) | 0.6 | $453k | 8.3k | 54.86 | |
| Cummins (CMI) | 0.6 | $449k | 3.5k | 128.29 | |
| Eaton Vance Limited Duration Income Fund (EVV) | 0.6 | $440k | 32k | 13.71 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 0.6 | $419k | 3.7k | 112.00 | |
| Kura Oncology (KURA) | 0.6 | $402k | 64k | 6.25 | |
| Illinois Tool Works (ITW) | 0.5 | $372k | 3.1k | 120.00 | |
| Chicago Bridge & Iron Company | 0.5 | $356k | 13k | 28.03 | |
| Spdr S&p 500 Etf (SPY) | 0.5 | $324k | 1.5k | 215.86 | |
| Alphabet Inc Class C cs (GOOG) | 0.4 | $316k | 406.00 | 778.33 | |
| Allianzgi Nfj Divid Int Prem S cefs | 0.4 | $288k | 23k | 12.62 | |
| Kellogg Company (K) | 0.4 | $271k | 3.5k | 77.43 | |
| JPMorgan Chase & Co. (JPM) | 0.4 | $266k | 4.0k | 66.50 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.3 | $235k | 1.7k | 137.43 | |
| Nuveen Ins Ca Tx Fr Adv Mun (NKX) | 0.3 | $231k | 14k | 16.63 | |
| BlackRock Ltd. Duration Income Trust (BLW) | 0.3 | $226k | 15k | 15.52 | |
| Western Asset High Incm Fd I (HIX) | 0.3 | $191k | 27k | 7.18 | |
| Spectrum Pharmaceuticals | 0.2 | $115k | 25k | 4.68 |
