Alethea Capital Management as of Sept. 30, 2017
Portfolio Holdings for Alethea Capital Management
Alethea Capital Management holds 70 positions in its portfolio as reported in the September 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Capital One Financial (COF) | 14.8 | $13M | 151k | 84.66 | |
| KLA-Tencor Corporation (KLAC) | 3.3 | $2.8M | 27k | 105.98 | |
| Hp (HPQ) | 3.2 | $2.8M | 139k | 19.96 | |
| ConocoPhillips (COP) | 3.1 | $2.7M | 53k | 50.05 | |
| Wal-Mart Stores (WMT) | 2.9 | $2.5M | 33k | 78.12 | |
| Xcel Energy (XEL) | 2.9 | $2.5M | 54k | 47.32 | |
| Crown Castle Intl (CCI) | 2.9 | $2.5M | 25k | 99.98 | |
| Edison International (EIX) | 2.8 | $2.4M | 32k | 77.17 | |
| Pinnacle West Capital Corporation (PNW) | 2.8 | $2.4M | 29k | 84.55 | |
| Essex Property Trust (ESS) | 2.8 | $2.4M | 9.5k | 253.99 | |
| United Technologies Corporation | 2.7 | $2.3M | 20k | 116.06 | |
| Unilever | 2.5 | $2.1M | 36k | 59.05 | |
| PG&E Corporation (PCG) | 2.5 | $2.1M | 31k | 68.08 | |
| Unilever (UL) | 2.5 | $2.1M | 37k | 57.96 | |
| Darden Restaurants (DRI) | 2.5 | $2.1M | 27k | 78.76 | |
| PPL Corporation (PPL) | 2.1 | $1.8M | 49k | 37.96 | |
| British American Tobac (BTI) | 2.1 | $1.8M | 29k | 62.44 | |
| Consolidated Edison (ED) | 2.0 | $1.7M | 21k | 80.68 | |
| Foot Locker (FL) | 2.0 | $1.7M | 49k | 35.22 | |
| Kura Oncology (KURA) | 1.9 | $1.7M | 112k | 14.95 | |
| Digital Realty Trust (DLR) | 1.8 | $1.6M | 13k | 118.33 | |
| Spdr S&p 500 Etf (SPY) | 1.6 | $1.4M | 5.5k | 251.28 | |
| Mortgage Reit Index real (REM) | 1.6 | $1.4M | 29k | 46.86 | |
| Waste Management (WM) | 1.5 | $1.3M | 17k | 78.29 | |
| iShares NASDAQ Biotechnology Index (IBB) | 1.5 | $1.3M | 3.8k | 333.60 | |
| Eversource Energy (ES) | 1.3 | $1.2M | 19k | 60.45 | |
| Delaware Enhanced Glbl. Div. & Inc. Fund | 1.3 | $1.1M | 96k | 11.86 | |
| Alphabet Inc Class C cs (GOOG) | 1.3 | $1.1M | 1.1k | 959.24 | |
| 3M Company (MMM) | 1.2 | $1.1M | 5.0k | 210.00 | |
| Home Depot (HD) | 0.9 | $801k | 4.9k | 163.47 | |
| Eli Lilly & Co. (LLY) | 0.9 | $808k | 9.4k | 85.51 | |
| Honeywell International (HON) | 0.9 | $808k | 5.7k | 141.75 | |
| Sanofi-Aventis SA (SNY) | 0.9 | $794k | 16k | 49.79 | |
| Colgate-Palmolive Company (CL) | 0.9 | $764k | 11k | 72.85 | |
| Powershares Senior Loan Portfo mf | 0.9 | $749k | 32k | 23.17 | |
| Abbvie (ABBV) | 0.8 | $711k | 8.0k | 88.88 | |
| Williams Companies (WMB) | 0.8 | $700k | 23k | 30.01 | |
| Bank of America Corporation (BAC) | 0.8 | $654k | 26k | 25.35 | |
| Merck & Co (MRK) | 0.8 | $657k | 10k | 64.05 | |
| Ishares Tr fltg rate nt (FLOT) | 0.8 | $662k | 13k | 50.91 | |
| Blackstone | 0.7 | $598k | 18k | 33.37 | |
| Apple (AAPL) | 0.7 | $598k | 3.9k | 153.95 | |
| Western Asst High Incm Opprtnty Fnd (HIO) | 0.7 | $589k | 115k | 5.13 | |
| Dowdupont | 0.7 | $588k | 8.5k | 69.18 | |
| Eaton (ETN) | 0.7 | $559k | 7.3k | 76.84 | |
| Kimberly-Clark Corporation (KMB) | 0.6 | $541k | 4.6k | 117.61 | |
| Cummins (CMI) | 0.6 | $538k | 3.2k | 168.12 | |
| JPMorgan Chase & Co. (JPM) | 0.6 | $511k | 5.4k | 95.51 | |
| Eaton Vance Cali Muni Bnd Fnd (EVM) | 0.5 | $456k | 38k | 12.05 | |
| Eaton Vance Limited Duration Income Fund (EVV) | 0.5 | $450k | 32k | 14.02 | |
| Philip Morris International (PM) | 0.5 | $444k | 4.0k | 111.11 | |
| Illinois Tool Works (ITW) | 0.5 | $429k | 2.9k | 147.93 | |
| Pfizer (PFE) | 0.5 | $427k | 12k | 35.72 | |
| Duke Energy (DUK) | 0.5 | $420k | 5.0k | 84.00 | |
| Microsoft Corporation (MSFT) | 0.5 | $388k | 5.2k | 74.55 | |
| Walt Disney Company (DIS) | 0.4 | $367k | 3.7k | 98.50 | |
| Extra Space Storage (EXR) | 0.4 | $358k | 4.5k | 79.98 | |
| iShares Russell Midcap Index Fund (IWR) | 0.4 | $355k | 1.8k | 197.22 | |
| Allianzgi Nfj Divid Int Prem S cefs | 0.3 | $306k | 23k | 13.41 | |
| Kroger (KR) | 0.3 | $279k | 14k | 20.03 | |
| Procter & Gamble Company (PG) | 0.3 | $273k | 3.0k | 91.00 | |
| Medtronic (MDT) | 0.3 | $272k | 3.5k | 77.71 | |
| Baxter International (BAX) | 0.3 | $251k | 4.0k | 62.75 | |
| Equity Residential (EQR) | 0.3 | $240k | 3.6k | 66.04 | |
| Facebook Inc cl a (META) | 0.3 | $244k | 1.4k | 170.63 | |
| BlackRock Ltd. Duration Income Trust (BLW) | 0.3 | $235k | 15k | 16.14 | |
| Nuveen Ins Ca Tx Fr Adv Mun (NKX) | 0.2 | $219k | 14k | 15.77 | |
| Neuralstem | 0.2 | $217k | 164k | 1.32 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.2 | $198k | 80k | 2.49 | |
| Western Asset High Incm Fd I (HIX) | 0.2 | $192k | 27k | 7.22 |
