Alethea Capital Management as of Sept. 30, 2021
Portfolio Holdings for Alethea Capital Management
Alethea Capital Management holds 79 positions in its portfolio as reported in the September 2021 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Axsome Therapeutics (AXSM) | 32.7 | $37M | 1.1M | 32.96 | |
| Avidity Biosciences Ord (RNA) | 19.6 | $22M | 908k | 24.63 | |
| Spdr Ser Tr Spdr Bloomberg (BIL) | 8.7 | $9.9M | 108k | 91.46 | |
| Spectrum Pharmaceuticals | 3.2 | $3.6M | 1.7M | 2.18 | |
| Cidara Therapeutics Inc Common Stock Usd 0.0001 (CDTX) | 2.3 | $2.6M | 1.2M | 2.24 | |
| Old Dominion Freight Line (ODFL) | 1.6 | $1.8M | 6.4k | 286.00 | |
| Waste Management (WM) | 1.1 | $1.2M | 8.3k | 149.34 | |
| Broadridge Financial Solutions (BR) | 0.8 | $969k | 5.8k | 166.72 | |
| Fastenal Company (FAST) | 0.8 | $938k | 18k | 51.58 | |
| Amazon (AMZN) | 0.8 | $910k | 277.00 | 3285.20 | |
| Abbvie (ABBV) | 0.8 | $892k | 8.3k | 107.86 | |
| Sanofi Sponsored Adr (SNY) | 0.8 | $868k | 18k | 48.19 | |
| Coca-Cola Company (KO) | 0.7 | $817k | 16k | 52.49 | |
| Nucor Corporation (NUE) | 0.7 | $810k | 8.2k | 98.56 | |
| AutoZone (AZO) | 0.7 | $788k | 464.00 | 1698.28 | |
| UnitedHealth (UNH) | 0.7 | $780k | 2.0k | 390.73 | |
| Quest Diagnostics Incorporated (DGX) | 0.7 | $762k | 5.2k | 145.34 | |
| Yum! Brands (YUM) | 0.6 | $736k | 6.0k | 122.36 | |
| Us Bancorp Del Com New (USB) | 0.6 | $722k | 12k | 59.44 | |
| Home Depot (HD) | 0.6 | $722k | 2.2k | 328.12 | |
| Alphabet Cap Stk Cl C (GOOG) | 0.6 | $706k | 265.00 | 2664.15 | |
| Duke Energy Corp Com New (DUK) | 0.6 | $697k | 7.1k | 97.61 | |
| Alliant Energy Corporation (LNT) | 0.6 | $695k | 12k | 56.01 | |
| Archer Daniels Midland Company (ADM) | 0.6 | $685k | 11k | 59.99 | |
| Bank of America Corporation (BAC) | 0.6 | $680k | 16k | 42.47 | |
| Anthem (ELV) | 0.6 | $676k | 1.8k | 372.86 | |
| Smucker J M Com New (SJM) | 0.6 | $641k | 5.3k | 120.04 | |
| Lockheed Martin Corporation (LMT) | 0.6 | $631k | 1.8k | 345.19 | |
| Crown Castle Intl (CCI) | 0.5 | $615k | 3.5k | 173.39 | |
| Procter & Gamble Company (PG) | 0.5 | $594k | 4.3k | 139.76 | |
| Newmont Mining Corporation (NEM) | 0.5 | $593k | 11k | 54.31 | |
| Microsoft Corporation (MSFT) | 0.5 | $564k | 2.0k | 282.00 | |
| Walt Disney Company (DIS) | 0.5 | $558k | 3.3k | 169.04 | |
| Kimberly-Clark Corporation (KMB) | 0.5 | $556k | 4.2k | 132.38 | |
| Apple (AAPL) | 0.5 | $552k | 3.9k | 141.54 | |
| Honeywell International (HON) | 0.5 | $552k | 2.6k | 212.14 | |
| Blackstone Group Inc Com Cl A (BX) | 0.5 | $535k | 4.6k | 116.30 | |
| JPMorgan Chase & Co. (JPM) | 0.5 | $532k | 3.3k | 163.69 | |
| 3M Company (MMM) | 0.5 | $527k | 3.0k | 175.49 | |
| BlackRock (BLK) | 0.5 | $520k | 620.00 | 838.71 | |
| Amgen (AMGN) | 0.4 | $510k | 2.4k | 212.50 | |
| Illinois Tool Works (ITW) | 0.4 | $458k | 2.2k | 206.77 | |
| Pepsi (PEP) | 0.4 | $451k | 3.0k | 150.33 | |
| Laboratory Corp Amer Hldgs Com New (LH) | 0.4 | $450k | 1.6k | 281.25 | |
| Arthur J. Gallagher & Co. (AJG) | 0.4 | $448k | 3.0k | 148.54 | |
| Eaton Corp SHS (ETN) | 0.4 | $448k | 3.0k | 149.33 | |
| At&t (T) | 0.4 | $439k | 16k | 27.00 | |
| Medtronic SHS (MDT) | 0.4 | $439k | 3.5k | 125.43 | |
| Open Lending Corp Com Cl A (LPRO) | 0.4 | $433k | 12k | 36.08 | |
| Metropcs Communications (TMUS) | 0.4 | $416k | 3.3k | 127.76 | |
| Exxon Mobil Corporation (XOM) | 0.4 | $412k | 7.0k | 58.86 | |
| Cbre Group Cl A (CBRE) | 0.4 | $410k | 4.2k | 97.39 | |
| Freeport-mcmoran CL B (FCX) | 0.3 | $379k | 12k | 32.56 | |
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.3 | $368k | 1.4k | 272.59 | |
| Realty Income (O) | 0.3 | $341k | 5.3k | 64.78 | |
| Cummins (CMI) | 0.3 | $337k | 1.5k | 224.67 | |
| Deutsche Bank A G Namen Akt (DB) | 0.3 | $332k | 26k | 12.69 | |
| Merck & Co (MRK) | 0.3 | $323k | 4.3k | 75.12 | |
| Intel Corporation (INTC) | 0.3 | $320k | 6.0k | 53.33 | |
| Wisdomtree Tr Europe Hedged Eq (HEDJ) | 0.3 | $305k | 4.0k | 76.06 | |
| Dow (DOW) | 0.3 | $305k | 5.3k | 57.55 | |
| Dish Network Corporation Cl A | 0.3 | $292k | 6.7k | 43.47 | |
| Ishares Tr Mortge Rel Etf (REM) | 0.3 | $291k | 8.0k | 36.21 | |
| CVS Caremark Corporation (CVS) | 0.2 | $280k | 3.3k | 84.85 | |
| SYSCO Corporation (SYY) | 0.2 | $275k | 3.5k | 78.57 | |
| 0.2 | $269k | 4.5k | 60.45 | ||
| Seagate Technology Hldngs Pl Ord Shs (STX) | 0.2 | $268k | 3.2k | 82.54 | |
| Sl Green Realty | 0.2 | $248k | 3.5k | 70.86 | |
| Pfizer (PFE) | 0.2 | $237k | 5.5k | 43.09 | |
| National Fuel Gas (NFG) | 0.2 | $236k | 4.5k | 52.44 | |
| Nortonlifelock (GEN) | 0.2 | $228k | 9.0k | 25.35 | |
| Bofi Holding (AX) | 0.2 | $227k | 4.4k | 51.59 | |
| International Business Machines (IBM) | 0.2 | $208k | 1.5k | 138.67 | |
| Qualcomm (QCOM) | 0.2 | $206k | 1.6k | 128.75 | |
| Enbridge (ENB) | 0.2 | $203k | 5.1k | 39.80 | |
| Blackrock Ltd Duration Incom Com Shs (BLW) | 0.2 | $186k | 11k | 17.11 | |
| Bgc Partners Cl A | 0.2 | $177k | 34k | 5.20 | |
| Eaton Vance Cali Muni Bnd Fnd (EVM) | 0.1 | $162k | 14k | 11.93 | |
| Ra Med Sys | 0.0 | $39k | 12k | 3.17 |
