Iwamoto Kong & Co

Apriem Advisors as of Sept. 30, 2018

Portfolio Holdings for Apriem Advisors

Apriem Advisors holds 164 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Schwab Strategic Tr us lrg cap etf (SCHX) 18.8 $86M 1.2M 69.56
Invesco Actively Managd Etf optimum yield (PDBC) 7.0 $32M 1.7M 18.77
Schwab U S Small Cap ETF (SCHA) 5.1 $23M 305k 76.17
Invesco S&p 500 Low Volatility Etf (SPLV) 5.0 $23M 458k 49.52
Sch Us Mid-cap Etf etf (SCHM) 4.5 $20M 352k 57.84
Schwab U S Large Cap Growth ETF (SCHG) 4.3 $20M 242k 82.02
Exxon Mobil Corporation (XOM) 3.1 $14M 168k 85.02
Apple (AAPL) 2.8 $13M 56k 225.74
Invesco S&p 500 Equal Weight Etf (RSP) 2.2 $10M 93k 106.81
Cisco Systems (CSCO) 2.0 $9.2M 190k 48.65
Spdr S&p 500 Etf (SPY) 2.0 $9.2M 32k 290.73
At&t (T) 1.9 $8.8M 262k 33.58
Pfizer (PFE) 1.8 $8.3M 189k 44.07
Eaton (ETN) 1.8 $8.2M 95k 86.73
Eaton Vance Limited Duration Income Fund (EVV) 1.7 $7.6M 600k 12.68
JPMorgan Chase & Co. (JPM) 1.6 $7.2M 64k 112.84
Alphabet Inc Class A cs (GOOGL) 1.5 $6.9M 5.7k 1207.08
Abbvie (ABBV) 1.5 $6.7M 71k 94.58
Vanguard Financials ETF (VFH) 1.4 $6.6M 96k 69.37
Amazon (AMZN) 1.4 $6.4M 3.2k 2003.11
Facebook Inc cl a (META) 1.4 $6.4M 39k 164.45
Bank of America Corporation (BAC) 1.4 $6.2M 211k 29.46
Consolidated Edison (ED) 1.4 $6.2M 81k 76.19
Pgx etf (PGX) 1.3 $6.1M 427k 14.32
Koninklijke Philips Electronics NV (PHG) 1.0 $4.7M 102k 45.51
United Technologies Corporation 1.0 $4.6M 33k 139.82
Cohen & Steers infrastucture Fund (UTF) 0.9 $4.0M 183k 22.13
Verizon Communications (VZ) 0.9 $4.0M 76k 53.39
Clorox Company (CLX) 0.8 $3.6M 24k 150.39
Alerian Mlp Etf 0.6 $2.9M 271k 10.68
Nuveen Equity Premium Income Fund (BXMX) 0.6 $2.7M 189k 14.37
BlackRock Credit All Inc Trust IV (BTZ) 0.6 $2.5M 206k 12.24
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.6 $2.5M 193k 12.94
Berkshire Hathaway (BRK.B) 0.5 $2.5M 11k 214.12
Utilities SPDR (XLU) 0.5 $2.4M 46k 52.64
Financial Select Sector SPDR (XLF) 0.5 $2.2M 80k 27.58
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.5 $2.2M 170k 12.87
Schwab U S Broad Market ETF (SCHB) 0.5 $2.1M 30k 70.40
Annaly Capital Management 0.5 $2.1M 203k 10.23
Schwab Strategic Tr us dividend eq (SCHD) 0.4 $1.8M 35k 53.01
Royce Value Trust (RVT) 0.4 $1.8M 109k 16.35
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.4 $1.8M 73k 24.52
Energy Select Sector SPDR (XLE) 0.4 $1.7M 22k 75.72
Schwab Strategic Tr cmn (SCHV) 0.4 $1.7M 30k 56.08
Altair Engr (ALTR) 0.4 $1.7M 38k 43.45
iShares Russell 1000 Growth Index (IWF) 0.3 $1.6M 10k 155.99
Invesco S&p 500 High Div, Low V equities (SPHD) 0.3 $1.6M 39k 41.41
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.3 $1.5M 7.1k 216.39
iShares Dow Jones US Healthcare (IYH) 0.3 $1.2M 5.9k 202.97
BlackRock Floating Rate Income Strat. Fn (FRA) 0.3 $1.2M 87k 13.80
Invesco Exchange Traded Fd T s&p500 eql tec (RSPT) 0.3 $1.2M 7.1k 168.31
Starbucks Corporation (SBUX) 0.2 $1.1M 20k 56.82
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.2 $1.1M 22k 53.10
Schwab International Equity ETF (SCHF) 0.2 $1.1M 34k 33.54
SPDR Dow Jones Industrial Average ETF (DIA) 0.2 $1.1M 4.2k 264.34
Chevron Corporation (CVX) 0.2 $1.0M 8.3k 122.23
Liberty All-Star Growth Fund (ASG) 0.2 $1.0M 161k 6.35
Vanguard Int High Dvd Yld In exchange traded funds (VYMI) 0.2 $999k 16k 62.83
Netflix (NFLX) 0.2 $968k 2.6k 374.18
Blackrock Multi-sector Incom other (BIT) 0.2 $938k 56k 16.92
Boeing Company (BA) 0.2 $903k 2.4k 371.91
Doubleline Income Solutions (DSL) 0.2 $894k 44k 20.19
Dowdupont 0.2 $872k 14k 64.31
Merck & Co (MRK) 0.2 $786k 11k 70.96
CVB Financial (CVBF) 0.2 $720k 32k 22.31
Lowe's Companies (LOW) 0.2 $726k 6.3k 114.87
iShares NASDAQ Biotechnology Index (IBB) 0.2 $719k 5.9k 121.97
Home Depot (HD) 0.1 $675k 3.3k 207.06
Blackrock Muniyield California Ins Fund 0.1 $671k 52k 12.80
Alibaba Group Holding (BABA) 0.1 $658k 4.0k 164.83
Market Vectors Etf Tr Pfd Sec (PFXF) 0.1 $657k 34k 19.42
Sba Communications Corp (SBAC) 0.1 $626k 3.9k 160.51
NVIDIA Corporation (NVDA) 0.1 $594k 2.1k 281.12
Advanced Micro Devices (AMD) 0.1 $613k 20k 30.89
Allergan 0.1 $604k 3.2k 190.36
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $585k 32k 18.51
Union Pacific Corporation (UNP) 0.1 $569k 3.5k 162.76
Lockheed Martin Corporation (LMT) 0.1 $570k 1.6k 346.08
Procter & Gamble Company (PG) 0.1 $526k 6.3k 83.24
Paypal Holdings (PYPL) 0.1 $561k 6.4k 87.86
Honeywell International (HON) 0.1 $489k 2.9k 166.38
Citigroup (C) 0.1 $481k 6.7k 71.77
Doubleline Opportunistic Cr (DBL) 0.1 $485k 24k 20.55
Invesco Exchng Traded Fd Tr calif amt mun (PWZ) 0.1 $480k 19k 25.52
Amgen (AMGN) 0.1 $436k 2.1k 207.22
First Trust DJ Internet Index Fund (FDN) 0.1 $435k 3.1k 141.46
Jp Morgan Alerian Mlp Index (AMJ) 0.1 $464k 17k 27.46
Vanguard S&p 500 Etf idx (VOO) 0.1 $445k 1.7k 267.27
Nuveen All Cap Ene Mlp Opport mf 0.1 $442k 56k 7.96
Invesco Bulletshares 2018 Corp 0.1 $456k 22k 21.16
Microsoft Corporation (MSFT) 0.1 $397k 3.5k 114.28
Costco Wholesale Corporation (COST) 0.1 $397k 1.7k 234.63
Johnson & Johnson (JNJ) 0.1 $428k 3.1k 138.29
Walt Disney Company (DIS) 0.1 $403k 3.4k 117.02
Qualcomm (QCOM) 0.1 $433k 6.0k 72.01
PPG Industries (PPG) 0.1 $381k 3.5k 109.14
Industrial SPDR (XLI) 0.1 $384k 4.9k 78.37
Enterprise Products Partners (EPD) 0.1 $345k 12k 28.69
Commerce Bancshares (CBSH) 0.1 $347k 5.3k 66.10
Abbott Laboratories (ABT) 0.1 $298k 4.1k 73.47
General Electric Company 0.1 $333k 30k 11.28
Intel Corporation (INTC) 0.1 $325k 6.9k 47.35
CenturyLink 0.1 $323k 15k 21.20
Gilead Sciences (GILD) 0.1 $327k 4.2k 77.18
SPDR S&P Oil & Gas Explore & Prod. 0.1 $318k 7.4k 43.27
1/100 Berkshire Htwy Cla 100 0.1 $320k 1.00 320000.00
First Fndtn (FFWM) 0.1 $312k 20k 15.60
Bristol Myers Squibb (BMY) 0.1 $286k 4.6k 62.13
Wells Fargo & Company (WFC) 0.1 $292k 5.6k 52.61
Western Digital (WDC) 0.1 $280k 4.8k 58.64
Raytheon Company 0.1 $252k 1.2k 206.56
General Mills (GIS) 0.1 $295k 6.9k 42.91
Marsh & McLennan Companies (MMC) 0.1 $271k 3.3k 82.65
iShares S&P 500 Index (IVV) 0.1 $272k 930.00 292.47
ETFS Gold Trust 0.1 $281k 2.4k 115.16
First Trust Amex Biotech Index Fnd (FBT) 0.1 $277k 1.8k 158.29
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $260k 10k 25.72
Phillips 66 (PSX) 0.1 $268k 2.4k 112.84
Palo Alto Networks (PANW) 0.1 $265k 1.2k 225.53
Sirius Xm Holdings (SIRI) 0.1 $261k 41k 6.33
Invesco Senior Loan Etf otr (BKLN) 0.1 $264k 11k 23.14
Wal-Mart Stores (WMT) 0.1 $236k 2.5k 93.80
Kimberly-Clark Corporation (KMB) 0.1 $239k 2.1k 113.81
Northrop Grumman Corporation (NOC) 0.1 $223k 703.00 317.21
Emerson Electric (EMR) 0.1 $207k 2.7k 76.64
Yum! Brands (YUM) 0.1 $210k 2.3k 91.07
ConocoPhillips (COP) 0.1 $226k 2.9k 77.26
International Business Machines (IBM) 0.1 $234k 1.5k 151.26
Ventas (VTR) 0.1 $241k 4.4k 54.46
SPDR Gold Trust (GLD) 0.1 $251k 2.2k 112.81
Baidu (BIDU) 0.1 $229k 1.0k 228.54
Edison International (EIX) 0.1 $206k 3.0k 67.59
Tesla Motors (TSLA) 0.1 $213k 803.00 265.26
Aberdeen Asia-Pacific Income Fund (FAX) 0.1 $215k 52k 4.13
DNP Select Income Fund (DNP) 0.1 $241k 22k 11.06
Duke Energy (DUK) 0.1 $244k 3.1k 80.00
Alphabet Inc Class C cs (GOOG) 0.1 $228k 191.00 1193.72
Square Inc cl a (SQ) 0.1 $223k 2.3k 99.11
NAVIOS MARITIME HOLDINGS INC Com Stk 0.0 $85k 120k 0.71
New York Mortgage Trust 0.0 $95k 16k 6.05
Pandora Media 0.0 $95k 10k 9.50
Garrison Capital 0.0 $95k 11k 8.30
Oxford Square Ca (OXSQ) 0.0 $97k 14k 7.10
Capricor Therapeutics 0.0 $53k 50k 1.06
Leo Motors Inc cs 0.0 $49k 610k 0.08
Geron Corporation (GERN) 0.0 $18k 10k 1.80
Liberty Star Uranium New cs 0.0 $0 617k 0.00
Usa Uranium Corp Xxx cs 0.0 $0 400k 0.00
Xenonics Hldgs 0.0 $0 17k 0.00
General Motors 7.70xxx oa 0.0 $0 25k 0.00
Mcig 0.0 $6.0k 25k 0.24
Chancellor Group Inc cs 0.0 $0 70k 0.00
Creative Edge Nutrition (FITX) 0.0 $0 150k 0.00
Solaris Pwr Cells Inc cs 0.0 $0 20k 0.00
Hemp (HEMP) 0.0 $0 10k 0.00
5barz International 0.0 $4.0k 50k 0.08
Healthmed Svcs Ltd cs 0.0 $0 490k 0.00
Nanotech Entertainme cs 0.0 $0 20k 0.00
Angel Acquisition Corp equity 0.0 $0 11M 0.00
Fresh Promise Foods cs 0.0 $0 150k 0.00
Liberty All-star Growth Rts Exp 10/23/18 0.0 $0 148k 0.00
Call Nordic Amern Tank cl 0.0 $0 40.00 0.00
Call Spdr Cnsmr Staples cl 0.0 $6.0k 13.00 461.54
Nfusz Inc cs 0.0 $10k 25k 0.40