Capstone Investment Advisors as of Sept. 30, 2011
Portfolio Holdings for Capstone Investment Advisors
Capstone Investment Advisors holds 219 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 19.5 | $1.6B | 4.2M | 381.32 | |
| 15.5 | $1.3B | 2.5M | 515.03 | ||
| SPDR Gold Trust (GLD) | 10.0 | $822M | 5.2M | 158.06 | |
| Amazon (AMZN) | 3.9 | $321M | 1.5M | 216.23 | |
| Baidu (BIDU) | 3.2 | $264M | 2.5M | 106.91 | |
| iShares MSCI EAFE Index Fund (EFA) | 3.2 | $263M | 5.5M | 47.78 | |
| International Business Machines (IBM) | 2.8 | $228M | 1.3M | 174.87 | |
| Market Vectors Gold Miners ETF | 2.1 | $173M | 3.1M | 55.19 | |
| Sina Corporation | 1.9 | $159M | 2.2M | 71.61 | |
| Goldman Sachs (GS) | 1.9 | $158M | 1.7M | 94.55 | |
| Netflix (NFLX) | 1.8 | $150M | 1.3M | 113.27 | |
| Caterpillar (CAT) | 1.6 | $136M | 1.8M | 73.84 | |
| iShares MSCI Emerging Markets Indx (EEM) | 1.5 | $124M | 3.5M | 35.09 | |
| Pepsi (PEP) | 1.5 | $121M | 2.0M | 61.90 | |
| Exxon Mobil Corporation (XOM) | 1.5 | $120M | 1.7M | 72.63 | |
| MasterCard Incorporated (MA) | 1.4 | $119M | 375k | 317.16 | |
| Procter & Gamble Company (PG) | 1.2 | $99M | 1.6M | 63.16 | |
| Cisco Systems (CSCO) | 1.1 | $92M | 5.9M | 15.49 | |
| Coca-Cola Company (KO) | 1.1 | $90M | 1.3M | 67.56 | |
| priceline.com Incorporated | 1.1 | $90M | 200k | 449.46 | |
| iShares Silver Trust (SLV) | 1.1 | $88M | 3.0M | 28.90 | |
| Las Vegas Sands (LVS) | 1.0 | $81M | 2.1M | 38.34 | |
| iShares MSCI Brazil Index (EWZ) | 0.9 | $72M | 1.4M | 52.01 | |
| Qualcomm (QCOM) | 0.8 | $69M | 1.4M | 48.62 | |
| Nike (NKE) | 0.8 | $66M | 769k | 85.51 | |
| Citigroup (C) | 0.8 | $64M | 2.5M | 25.61 | |
| Wynn Resorts (WYNN) | 0.8 | $63M | 545k | 115.07 | |
| Visa (V) | 0.7 | $54M | 633k | 85.70 | |
| Petroleo Brasileiro SA (PBR) | 0.6 | $49M | 2.2M | 22.45 | |
| JPMorgan Chase & Co. (JPM) | 0.5 | $42M | 1.4M | 30.12 | |
| ConocoPhillips (COP) | 0.5 | $42M | 660k | 63.32 | |
| Wal-Mart Stores (WMT) | 0.5 | $40M | 772k | 51.90 | |
| Financial Select Sector SPDR (XLF) | 0.4 | $36M | 3.1M | 11.77 | |
| Berkshire Hathaway (BRK.B) | 0.4 | $35M | 494k | 71.04 | |
| Research In Motion | 0.4 | $35M | 1.7M | 20.30 | |
| Philip Morris International (PM) | 0.4 | $33M | 536k | 62.35 | |
| Cme (CME) | 0.4 | $30M | 123k | 246.40 | |
| Boeing Company (BA) | 0.4 | $31M | 505k | 60.49 | |
| Deere & Company (DE) | 0.4 | $30M | 457k | 64.57 | |
| Consumer Discretionary SPDR (XLY) | 0.4 | $30M | 856k | 34.86 | |
| United Parcel Service (UPS) | 0.3 | $28M | 447k | 63.15 | |
| United Technologies Corporation | 0.3 | $28M | 401k | 70.36 | |
| Vale (VALE) | 0.3 | $28M | 1.2M | 22.80 | |
| Merck & Co (MRK) | 0.3 | $27M | 840k | 32.69 | |
| 3M Company (MMM) | 0.3 | $26M | 368k | 71.77 | |
| Johnson & Johnson (JNJ) | 0.3 | $23M | 361k | 63.69 | |
| Amgen (AMGN) | 0.3 | $23M | 420k | 54.95 | |
| First Solar (FSLR) | 0.3 | $22M | 347k | 63.21 | |
| Bank of America Corporation (BAC) | 0.3 | $22M | 3.5M | 6.12 | |
| Express Scripts | 0.3 | $22M | 589k | 37.07 | |
| Microsoft Corporation (MSFT) | 0.2 | $19M | 760k | 24.89 | |
| BHP Billiton | 0.2 | $16M | 303k | 53.08 | |
| Red Hat | 0.2 | $15M | 356k | 42.19 | |
| Intel Corporation (INTC) | 0.2 | $13M | 603k | 21.33 | |
| Gerdau SA (GGB) | 0.1 | $13M | 1.8M | 7.13 | |
| Cephalon | 0.1 | $12M | 152k | 80.66 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.1 | $11M | 362k | 30.82 | |
| FedEx Corporation (FDX) | 0.1 | $12M | 170k | 67.68 | |
| Airgas | 0.1 | $12M | 185k | 63.82 | |
| Goodrich Corporation | 0.1 | $12M | 97k | 120.68 | |
| Alcoa | 0.1 | $12M | 1.2M | 9.57 | |
| Marvell Technology Group | 0.1 | $12M | 803k | 14.51 | |
| Varian Semiconductor | 0.1 | $11M | 185k | 61.14 | |
| Motorola Mobility Holdings | 0.1 | $12M | 311k | 37.78 | |
| Walt Disney Company (DIS) | 0.1 | $11M | 362k | 30.15 | |
| Akamai Technologies (AKAM) | 0.1 | $11M | 541k | 19.87 | |
| Temple-Inland | 0.1 | $10M | 330k | 31.37 | |
| McDonald's Corporation (MCD) | 0.1 | $10M | 114k | 87.79 | |
| General Electric Company | 0.1 | $9.8M | 647k | 15.22 | |
| American Express Company (AXP) | 0.1 | $8.7M | 194k | 44.90 | |
| Abbott Laboratories (ABT) | 0.1 | $9.0M | 176k | 51.13 | |
| Honeywell International (HON) | 0.1 | $9.4M | 215k | 43.91 | |
| Kinetic Concepts | 0.1 | $8.8M | 133k | 65.89 | |
| iShares MSCI Mexico Inv. Mt. Idx. (EWW) | 0.1 | $8.8M | 179k | 48.98 | |
| HSBC Holdings (HSBC) | 0.1 | $8.3M | 219k | 38.03 | |
| Oil Service HOLDRs | 0.1 | $8.2M | 79k | 103.11 | |
| Pfizer (PFE) | 0.1 | $7.4M | 418k | 17.68 | |
| Market Vectors Junior Gold Miners ETF | 0.1 | $7.2M | 254k | 28.15 | |
| Chevron Corporation (CVX) | 0.1 | $6.5M | 71k | 92.58 | |
| Wells Fargo & Company (WFC) | 0.1 | $6.5M | 270k | 24.12 | |
| Anadarko Petroleum Corporation | 0.1 | $6.4M | 101k | 63.05 | |
| salesforce (CRM) | 0.1 | $6.5M | 57k | 114.27 | |
| NetLogic Microsystems | 0.1 | $6.4M | 134k | 48.12 | |
| DPL | 0.1 | $6.3M | 210k | 30.14 | |
| Market Vector Russia ETF Trust | 0.1 | $7.0M | 277k | 25.29 | |
| Newmont Mining Corporation (NEM) | 0.1 | $5.5M | 87k | 62.94 | |
| Oracle Corporation (ORCL) | 0.1 | $5.4M | 189k | 28.73 | |
| Sears Holdings Corporation | 0.1 | $5.7M | 99k | 57.50 | |
| SanDisk Corporation | 0.1 | $5.5M | 136k | 40.24 | |
| Radware Ltd ord (RDWR) | 0.1 | $4.6M | 211k | 21.58 | |
| E.I. du Pont de Nemours & Company | 0.1 | $4.8M | 120k | 39.95 | |
| Hewlett-Packard Company | 0.1 | $4.6M | 203k | 22.44 | |
| C.H. Robinson Worldwide (CHRW) | 0.1 | $5.0M | 73k | 68.47 | |
| Yahoo! | 0.1 | $5.1M | 390k | 13.15 | |
| Hecla Mining Company (HL) | 0.1 | $4.8M | 894k | 5.36 | |
| Banco Bradesco SA (BBD) | 0.1 | $4.9M | 331k | 14.78 | |
| Blackboard | 0.1 | $4.9M | 110k | 44.65 | |
| China Mobile | 0.1 | $4.4M | 91k | 48.69 | |
| Verizon Communications (VZ) | 0.1 | $3.8M | 104k | 36.80 | |
| Potash Corp. Of Saskatchewan I | 0.1 | $4.2M | 96k | 43.22 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $4.3M | 60k | 71.49 | |
| Apollo | 0.1 | $4.0M | 102k | 39.55 | |
| Ford Motor Company (F) | 0.1 | $4.1M | 427k | 9.67 | |
| Comcast Corporation (CMCSA) | 0.0 | $3.5M | 166k | 20.92 | |
| Companhia Siderurgica Nacional (SID) | 0.0 | $3.6M | 450k | 7.94 | |
| Home Depot (HD) | 0.0 | $2.9M | 89k | 32.86 | |
| At&t (T) | 0.0 | $3.4M | 121k | 28.51 | |
| NYSE Euronext | 0.0 | $3.4M | 144k | 23.23 | |
| Nicor | 0.0 | $3.7M | 67k | 55.00 | |
| D.R. Horton (DHI) | 0.0 | $3.3M | 365k | 9.04 | |
| AutoZone (AZO) | 0.0 | $2.9M | 9.2k | 319.07 | |
| New Oriental Education & Tech | 0.0 | $3.0M | 131k | 22.97 | |
| RPC (RES) | 0.0 | $3.6M | 219k | 16.32 | |
| MGM Resorts International. (MGM) | 0.0 | $3.0M | 325k | 9.28 | |
| Embraer S A (ERJ) | 0.0 | $3.2M | 125k | 25.37 | |
| P.F. Chang's China Bistro | 0.0 | $2.8M | 103k | 27.23 | |
| Medco Health Solutions | 0.0 | $2.8M | 60k | 46.88 | |
| Bristol Myers Squibb (BMY) | 0.0 | $2.9M | 91k | 31.37 | |
| Nalco Holding Company | 0.0 | $2.1M | 61k | 34.97 | |
| SunPower Corporation | 0.0 | $2.8M | 344k | 8.08 | |
| WellPoint | 0.0 | $2.6M | 40k | 65.26 | |
| EMC Corporation | 0.0 | $2.4M | 116k | 20.99 | |
| Whole Foods Market | 0.0 | $2.5M | 38k | 65.28 | |
| Plains Exploration & Production Company | 0.0 | $2.1M | 93k | 22.70 | |
| Industrial SPDR (XLI) | 0.0 | $2.1M | 74k | 29.21 | |
| Green Mountain Coffee Roasters | 0.0 | $2.6M | 28k | 92.92 | |
| Emergent BioSolutions (EBS) | 0.0 | $2.3M | 147k | 15.43 | |
| Ralcorp Holdings | 0.0 | $2.1M | 28k | 76.52 | |
| Celgene Corporation | 0.0 | $2.3M | 37k | 61.90 | |
| Cell Therapeutics | 0.0 | $2.1M | 2.0M | 1.06 | |
| U.S. Bancorp (USB) | 0.0 | $1.7M | 70k | 23.53 | |
| InterMune | 0.0 | $1.9M | 93k | 20.19 | |
| Avon Products | 0.0 | $1.4M | 70k | 19.59 | |
| Family Dollar Stores | 0.0 | $1.3M | 25k | 50.83 | |
| Kraft Foods | 0.0 | $1.8M | 53k | 33.44 | |
| Pharmaceutical Product Development | 0.0 | $2.0M | 77k | 25.65 | |
| BJ's Wholesale Club | 0.0 | $1.9M | 37k | 51.20 | |
| CVS Caremark Corporation (CVS) | 0.0 | $1.4M | 43k | 33.57 | |
| CenturyLink | 0.0 | $1.7M | 50k | 33.12 | |
| Allstate Corporation (ALL) | 0.0 | $1.3M | 53k | 23.67 | |
| Altria (MO) | 0.0 | $1.5M | 55k | 26.75 | |
| News Corporation | 0.0 | $1.6M | 103k | 15.47 | |
| Schlumberger (SLB) | 0.0 | $1.9M | 32k | 59.69 | |
| Xerox Corporation | 0.0 | $1.4M | 200k | 6.97 | |
| Clorox Company (CLX) | 0.0 | $1.6M | 23k | 66.32 | |
| Prudential Financial (PRU) | 0.0 | $1.6M | 34k | 46.84 | |
| Delta Air Lines (DAL) | 0.0 | $1.8M | 235k | 7.49 | |
| Ingersoll-rand Co Ltd-cl A | 0.0 | $1.5M | 52k | 28.09 | |
| ITT Corporation | 0.0 | $1.7M | 40k | 42.00 | |
| Travelzoo | 0.0 | $1.9M | 88k | 21.98 | |
| Monolithic Power Systems (MPWR) | 0.0 | $1.4M | 142k | 10.18 | |
| TiVo | 0.0 | $1.8M | 188k | 9.34 | |
| Sunpower Cp B | 0.0 | $1.8M | 250k | 7.35 | |
| Utilities SPDR (XLU) | 0.0 | $1.9M | 56k | 33.59 | |
| PAETEC Holding | 0.0 | $1.3M | 241k | 5.29 | |
| Liberty Media | 0.0 | $1.4M | 22k | 63.42 | |
| Ecolab (ECL) | 0.0 | $977k | 20k | 48.85 | |
| Range Resources (RRC) | 0.0 | $584k | 10k | 58.40 | |
| Allos Therapeutics | 0.0 | $583k | 319k | 1.83 | |
| Eli Lilly & Co. (LLY) | 0.0 | $491k | 13k | 36.92 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.0 | $938k | 21k | 44.45 | |
| Constellation Energy | 0.0 | $570k | 15k | 38.00 | |
| NVIDIA Corporation (NVDA) | 0.0 | $625k | 50k | 12.51 | |
| AFLAC Incorporated (AFL) | 0.0 | $950k | 27k | 34.93 | |
| Supervalu | 0.0 | $871k | 131k | 6.66 | |
| Medtronic | 0.0 | $952k | 29k | 33.18 | |
| Morgan Stanley (MS) | 0.0 | $867k | 64k | 13.50 | |
| Kroger (KR) | 0.0 | $1.1M | 50k | 21.96 | |
| Dollar Thrifty Automotive | 0.0 | $563k | 10k | 56.30 | |
| Aol | 0.0 | $480k | 40k | 12.00 | |
| Domtar Corp | 0.0 | $681k | 10k | 68.10 | |
| Intuitive Surgical (ISRG) | 0.0 | $692k | 1.9k | 364.21 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $1.2M | 39k | 30.44 | |
| Abercrombie & Fitch (ANF) | 0.0 | $923k | 15k | 61.53 | |
| Sohu | 0.0 | $889k | 19k | 48.15 | |
| AMR Corporation | 0.0 | $672k | 228k | 2.95 | |
| GeoEye | 0.0 | $878k | 31k | 28.33 | |
| InterDigital (IDCC) | 0.0 | $1.2M | 25k | 46.56 | |
| China Life Insurance Company | 0.0 | $589k | 17k | 35.48 | |
| United Therapeutics Corporation (UTHR) | 0.0 | $862k | 23k | 37.48 | |
| United States Steel Corporation (X) | 0.0 | $1.1M | 49k | 22.01 | |
| SIGA Technologies (SIGA) | 0.0 | $656k | 201k | 3.27 | |
| Veno | 0.0 | $503k | 57k | 8.79 | |
| Brocade Communications Systems | 0.0 | $873k | 202k | 4.32 | |
| LoopNet | 0.0 | $711k | 42k | 17.12 | |
| InterOil Corporation | 0.0 | $982k | 20k | 48.73 | |
| Bridgepoint Education | 0.0 | $523k | 30k | 17.43 | |
| Garmin (GRMN) | 0.0 | $1.2M | 37k | 31.65 | |
| BioSante Pharmaceuticals | 0.0 | $687k | 301k | 2.28 | |
| China Ming Yang Wind Power | 0.0 | $815k | 307k | 2.65 | |
| PharmAthene | 0.0 | $1.1M | 624k | 1.76 | |
| Yingli Green Energy Hold | 0.0 | $130k | 42k | 3.10 | |
| Corning Incorporated (GLW) | 0.0 | $194k | 16k | 12.34 | |
| PNC Financial Services (PNC) | 0.0 | $241k | 5.0k | 48.03 | |
| Eastman Kodak Company | 0.0 | $124k | 159k | 0.78 | |
| Apache Corporation | 0.0 | $285k | 3.6k | 80.06 | |
| Autodesk (ADSK) | 0.0 | $367k | 13k | 27.79 | |
| Gen-Probe Incorporated | 0.0 | $389k | 6.8k | 57.22 | |
| Corinthian Colleges | 0.0 | $150k | 98k | 1.53 | |
| Great Atlantic & Pacific Tea Company (GAP) | 0.0 | $69k | 403k | 0.17 | |
| General Mills (GIS) | 0.0 | $331k | 8.6k | 38.49 | |
| UnitedHealth (UNH) | 0.0 | $304k | 6.6k | 46.03 | |
| Take-Two Interactive Software (TTWO) | 0.0 | $120k | 9.5k | 12.63 | |
| PharMerica Corporation | 0.0 | $284k | 20k | 14.20 | |
| A Power Energy Generat Sys | 0.0 | $4.0k | 16k | 0.25 | |
| LDK Solar | 0.0 | $365k | 117k | 3.11 | |
| National Semiconductor Corporation | 0.0 | $6.2M | 251k | 24.76 | |
| AK Steel Holding Corporation | 0.0 | $325k | 50k | 6.50 | |
| Skilled Healthcare | 0.0 | $53k | 15k | 3.61 | |
| Southern Union Company | 0.0 | $405k | 10k | 40.50 | |
| MF Global Holdings | 0.0 | $103k | 25k | 4.12 | |
| Clearwire Corporation | 0.0 | $66k | 29k | 2.31 | |
| Amarin Corporation (AMRN) | 0.0 | $404k | 40k | 10.10 | |
| E Commerce China Dangdang | 0.0 | $813k | 101k | 8.05 | |
| Neoprobe Corp | 0.0 | $235k | 80k | 2.95 | |
| INC shares Evergreen Solar | 0.0 | $4.0k | 132k | 0.03 | |
| International Stem Cell | 0.0 | $146k | 200k | 0.73 | |
| Demand Media | 0.0 | $0 | 51k | 0.00 | |
| Sanofi Aventis Wi Conval Rt | 0.0 | $393k | 371k | 1.06 |
