Carret Asset Management

Carret Asset Management as of Sept. 30, 2011

Portfolio Holdings for Carret Asset Management

Carret Asset Management holds 282 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Exxon Mobil Corporation (XOM) 4.0 $15M 207k 72.63
International Business Machines (IBM) 3.3 $12M 70k 174.86
Johnson & Johnson (JNJ) 2.7 $10M 157k 63.69
Procter & Gamble Company (PG) 2.4 $8.8M 139k 63.18
Chevron Corporation (CVX) 2.3 $8.7M 94k 92.59
General Electric Company 2.2 $8.1M 531k 15.22
ConocoPhillips (COP) 2.1 $7.8M 123k 63.32
Intel Corporation (INTC) 1.9 $7.0M 329k 21.34
Microsoft Corporation (MSFT) 1.7 $6.2M 251k 24.89
Pepsi (PEP) 1.6 $6.1M 98k 61.90
E.I. du Pont de Nemours & Company 1.6 $5.9M 148k 39.97
JPMorgan Chase & Co. (JPM) 1.6 $5.9M 195k 30.12
Apple (AAPL) 1.5 $5.8M 15k 381.30
Dominion Resources (D) 1.5 $5.7M 113k 50.77
Oracle Corporation (ORCL) 1.4 $5.2M 181k 28.74
Berkshire Hathaway (BRK.B) 1.4 $5.1M 71k 71.05
McDonald's Corporation (MCD) 1.3 $4.9M 56k 87.82
Verizon Communications (VZ) 1.3 $4.8M 129k 36.80
Abbott Laboratories (ABT) 1.3 $4.7M 93k 51.15
Kraft Foods 1.3 $4.7M 141k 33.58
Southern Company (SO) 1.2 $4.6M 108k 42.37
At&t (T) 1.2 $4.5M 158k 28.52
CVS Caremark Corporation (CVS) 1.1 $4.3M 128k 33.59
Hewlett-Packard Company 1.1 $4.3M 190k 22.45
American Express Company (AXP) 1.1 $4.1M 90k 44.90
Cisco Systems (CSCO) 1.0 $3.8M 248k 15.50
Wal-Mart Stores (WMT) 1.0 $3.8M 73k 51.90
Target Corporation (TGT) 1.0 $3.6M 74k 49.04
Vodafone 0.9 $3.5M 137k 25.66
Travelers Companies (TRV) 0.9 $3.5M 71k 48.73
Anadarko Petroleum Corporation 0.9 $3.5M 55k 63.05
United Technologies Corporation 0.9 $3.5M 49k 70.36
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.9 $3.4M 62k 55.10
Carpenter Technology Corporation (CRS) 0.9 $3.4M 75k 44.89
Church & Dwight (CHD) 0.9 $3.3M 74k 44.21
Canadian Natl Ry (CNI) 0.8 $3.1M 47k 66.59
Bion Environmental Technologies (BNET) 0.8 $3.1M 1.1M 2.88
Home Depot (HD) 0.8 $3.0M 91k 32.87
SPDR Gold Trust (GLD) 0.8 $2.9M 18k 158.07
American Electric Power Company (AEP) 0.8 $2.9M 75k 38.02
EMC Corporation 0.8 $2.8M 136k 20.99
Berkshire Hathaway (BRK.A) 0.7 $2.8M 26.00 106807.69
Walt Disney Company (DIS) 0.7 $2.7M 91k 30.16
Oneok Partners 0.7 $2.7M 59k 46.61
Apache Corporation 0.7 $2.6M 33k 80.25
3M Company (MMM) 0.7 $2.5M 34k 71.80
Washington Real Estate Investment Trust (ELME) 0.7 $2.4M 86k 28.18
SYSCO Corporation (SYY) 0.6 $2.3M 91k 25.90
Teva Pharmaceutical Industries (TEVA) 0.6 $2.3M 61k 37.22
Comcast Corporation 0.6 $2.3M 109k 20.72
Allstate Corporation (ALL) 0.6 $2.2M 94k 23.69
Corning Incorporated (GLW) 0.5 $2.0M 158k 12.36
Alcoa 0.5 $1.9M 201k 9.57
Bristol Myers Squibb (BMY) 0.5 $1.8M 59k 31.37
iShares FTSE/Xinhua China 25 Index (FXI) 0.5 $1.7M 56k 30.83
EasyLink Services International 0.5 $1.7M 400k 4.34
U.S. Bancorp (USB) 0.4 $1.7M 70k 23.54
Kimberly-Clark Corporation (KMB) 0.4 $1.6M 23k 71.00
Applied Materials (AMAT) 0.4 $1.6M 154k 10.35
Comcast Corporation (CMCSA) 0.4 $1.5M 70k 20.92
Petroleo Brasileiro SA (PBR) 0.4 $1.4M 64k 22.44
American Water Works (AWK) 0.4 $1.4M 48k 30.19
Pfizer (PFE) 0.4 $1.4M 78k 17.68
Emerson Electric (EMR) 0.4 $1.4M 33k 41.30
Advanced Info Services Public 0.4 $1.4M 348k 3.93
Exelon Corporation (EXC) 0.4 $1.3M 31k 42.61
SHAR Kerry Group Plc-a 0.4 $1.4M 39k 35.09
Medtronic 0.3 $1.3M 40k 33.25
Thermo Fisher Scientific (TMO) 0.3 $1.3M 26k 50.63
Gilead Sciences (GILD) 0.3 $1.3M 33k 38.79
Templeton Income Tr Glb Bd Adv mutual funds (TGBAX) 0.3 $1.2M 93k 12.65
Goldman Sachs (GS) 0.3 $1.2M 12k 94.56
Parker-Hannifin Corporation (PH) 0.3 $1.2M 19k 63.14
Harris Corporation 0.3 $1.1M 33k 34.17
Schlumberger (SLB) 0.3 $1.1M 19k 59.71
Macquarie Infrastructure Company 0.3 $1.1M 51k 22.45
Bank of America Corporation (BAC) 0.3 $1.1M 179k 6.12
Merck & Co (MRK) 0.3 $1.1M 34k 32.71
Royal Dutch Shell 0.3 $1.1M 18k 62.04
Chesapeake Energy Corporation 0.3 $1.1M 42k 25.54
MetLife (MET) 0.3 $1.1M 39k 28.02
PNC Financial Services (PNC) 0.3 $998k 21k 48.17
Zte Corp 0.3 $1.0M 352k 2.88
Airasia Berhad 0.3 $989k 792k 1.25
Hartford Financial Services (HIG) 0.3 $983k 61k 16.14
FedEx Corporation (FDX) 0.3 $973k 14k 67.71
Wells Fargo & Company (WFC) 0.3 $986k 41k 24.12
Automatic Data Processing (ADP) 0.3 $954k 20k 47.13
Boeing Company (BA) 0.3 $957k 16k 60.53
Marathon Oil Corporation (MRO) 0.3 $964k 45k 21.58
iShares S&P 100 Index (OEF) 0.3 $987k 19k 51.43
Vivendi Sa 0.3 $958k 47k 20.54
Map Group 0.3 $987k 333k 2.96
Thai Tap Water Supply - Nvdr 0.3 $969k 6.1M 0.16
Bank of New York Mellon Corporation (BK) 0.2 $932k 50k 18.59
Norfolk Southern (NSC) 0.2 $927k 15k 61.03
TICC Capital 0.2 $927k 113k 8.17
Ezion Holdings 0.2 $924k 2.1M 0.44
Colgate-Palmolive Company (CL) 0.2 $912k 10k 88.66
L-3 Communications Holdings 0.2 $912k 15k 61.98
Coca-Cola Company (KO) 0.2 $860k 13k 67.52
Honeywell International (HON) 0.2 $875k 20k 43.91
Qualcomm (QCOM) 0.2 $863k 18k 48.63
AFLAC Incorporated (AFL) 0.2 $834k 24k 34.93
Novartis (NVS) 0.2 $833k 15k 55.79
Deere & Company (DE) 0.2 $814k 13k 64.58
Agricultural Bank Of China 0.2 $812k 2.5M 0.33
Central China Real Estate 0.2 $830k 4.1M 0.20
Wu Mart Stores 0.2 $812k 421k 1.93
Xl Axiata Tbk Pt 0.2 $820k 1.5M 0.56
iShares MSCI Emerging Markets Indx (EEM) 0.2 $774k 22k 35.09
Altria (MO) 0.2 $767k 29k 26.80
Hormel Foods Corporation (HRL) 0.2 $778k 29k 27.01
Bombardier 0.2 $784k 224k 3.50
Health Care REIT 0.2 $741k 16k 46.80
Illinois Tool Works (ITW) 0.2 $741k 18k 41.57
Beijing Enterprises Water Grou 0.2 $747k 4.1M 0.18
Telefonica Brasil Sa 0.2 $743k 28k 26.46
DENTSPLY International 0.2 $717k 23k 30.69
Yum! Brands (YUM) 0.2 $700k 14k 49.37
INVESTMENT Lianhua Supermarket Holdings 0.2 $701k 491k 1.43
Telefonica (TEF) 0.2 $657k 34k 19.11
Hershey Company (HSY) 0.2 $663k 11k 59.20
iShares Russell Midcap Index Fund (IWR) 0.2 $676k 7.7k 88.31
iShares S&P India Nifty 50 Index Fund (INDY) 0.2 $673k 30k 22.34
Vale (VALE) 0.2 $621k 27k 22.79
Johnson Controls 0.2 $651k 25k 26.37
iShares S&P 500 Index (IVV) 0.2 $653k 5.7k 113.76
iShares Russell 2000 Index (IWM) 0.2 $617k 9.6k 64.30
Camden Property Trust (CPT) 0.2 $647k 12k 55.25
China Lilang 0.2 $639k 652k 0.98
Baxter International (BAX) 0.2 $591k 11k 56.10
Greif (GEF) 0.2 $592k 14k 42.90
Newell Rubbermaid (NWL) 0.2 $608k 51k 11.87
Philip Morris International (PM) 0.2 $583k 9.3k 62.42
Royal Dutch Shell 0.2 $596k 9.7k 61.51
Kinder Morgan Energy Partners 0.2 $614k 9.0k 68.40
Marathon Petroleum Corp (MPC) 0.2 $591k 22k 27.08
MasterCard Incorporated (MA) 0.1 $576k 1.8k 317.18
Gen-Probe Incorporated 0.1 $576k 10k 57.28
Becton, Dickinson and (BDX) 0.1 $558k 7.6k 73.27
Avnet (AVT) 0.1 $559k 22k 26.06
General Dynamics Corporation (GD) 0.1 $562k 9.9k 56.94
Targa Resources Partners 0.1 $552k 17k 32.86
TWEEDY BROWNE GLOBAL Value Fund fund (TBGVX) 0.1 $564k 26k 21.61
Gabelli Dividend & Income Trust (GDV) 0.1 $565k 41k 13.69
Ameriprise Financial (AMP) 0.1 $540k 14k 39.34
Nokia Corporation (NOK) 0.1 $541k 96k 5.66
General Mills (GIS) 0.1 $532k 14k 38.48
Marriott International (MAR) 0.1 $535k 20k 27.25
MarkWest Energy Partners 0.1 $513k 11k 45.91
Electricity Generating Public 0.1 $525k 186k 2.82
Supalai Public Company Nvdr 0.1 $526k 1.3M 0.42
Principal Financial (PFG) 0.1 $475k 21k 22.68
Nextera Energy (NEE) 0.1 $487k 9.0k 54.06
iShares MSCI Hong Kong Index Fund (EWH) 0.1 $483k 34k 14.33
Suncor Energy (SU) 0.1 $480k 19k 25.46
West China Cement 0.1 $492k 3.1M 0.16
Lingkaran Trans Kota Holdings 0.1 $492k 435k 1.13
Chubb Corporation 0.1 $457k 7.6k 59.93
Tiffany & Co. 0.1 $443k 7.3k 60.88
Lowe's Companies (LOW) 0.1 $453k 23k 19.33
Enterprise Products Partners (EPD) 0.1 $440k 11k 40.11
Blackrock Dividend Achievers Trust (BDV) 0.1 $461k 53k 8.68
Jpmorgan Tr I Interm mutual 0.1 $434k 39k 11.14
Citigroup (C) 0.1 $452k 18k 25.60
China Minzhong Food 0.1 $444k 662k 0.67
Sandridge Miss Trust (SDTTU) 0.1 $434k 19k 22.49
Sandridge Permian Tr 0.1 $464k 28k 16.86
China Automation Group 0.1 $460k 1.8M 0.26
7 Days Group Holdings 0.1 $428k 34k 12.65
Progressive Corporation (PGR) 0.1 $426k 24k 17.75
Waste Management (WM) 0.1 $410k 13k 32.60
Bed Bath & Beyond 0.1 $404k 7.1k 57.30
Plum Creek Timber 0.1 $405k 12k 34.70
Capital Product 0.1 $396k 62k 6.39
Quest Diagnostics Incorporated (DGX) 0.1 $405k 8.2k 49.40
Ametek (AME) 0.1 $412k 13k 32.95
Malaysia Airports Holdings Ber 0.1 $422k 254k 1.66
Jpmorgan Ny T/f Bond Fnd-sl 0.1 $412k 56k 7.43
Consolidated Edison (ED) 0.1 $371k 6.5k 56.99
Spectra Energy 0.1 $383k 16k 24.52
Stanley Black & Decker (SWK) 0.1 $376k 7.7k 49.11
Dow Chemical Company 0.1 $385k 17k 22.47
Koninklijke Philips Electronics NV (PHG) 0.1 $361k 20k 17.96
Cenovus Energy (CVE) 0.1 $374k 12k 30.72
Diageo (DEO) 0.1 $372k 4.9k 76.01
Dr Pepper Snapple 0.1 $377k 9.7k 38.74
Lam Research Corporation (LRCX) 0.1 $365k 9.6k 38.02
ITT Corporation 0.1 $378k 9.0k 42.00
Singapore Airport Terminal Ser 0.1 $387k 230k 1.68
Duke Energy Corporation 0.1 $321k 16k 20.00
Adobe Systems Incorporated (ADBE) 0.1 $329k 14k 24.19
KBR (KBR) 0.1 $347k 15k 23.64
Aetna 0.1 $343k 9.5k 36.30
Lockheed Martin Corporation (LMT) 0.1 $340k 4.7k 72.73
Xcel Energy (XEL) 0.1 $343k 14k 24.68
Calpine Corporation 0.1 $325k 23k 14.07
Flextronics International Ltd Com Stk (FLEX) 0.1 $331k 59k 5.62
F.N.B. Corporation (FNB) 0.1 $349k 41k 8.56
Aqua America 0.1 $327k 15k 21.58
WisdomTree Dreyfus Chinese Yuan 0.1 $329k 13k 25.31
Yangzijiang Shipbuilding 0.1 $340k 500k 0.68
Barrick Gold Corp (GOLD) 0.1 $303k 6.5k 46.62
Western Union Company (WU) 0.1 $294k 19k 15.30
Spdr S&p 500 Etf (SPY) 0.1 $303k 2.7k 113.23
Allergan 0.1 $293k 3.6k 82.30
GlaxoSmithKline 0.1 $280k 6.8k 41.26
Texas Instruments Incorporated (TXN) 0.1 $304k 11k 26.67
Fortune Brands 0.1 $285k 5.3k 54.03
Vornado Realty Trust (VNO) 0.1 $291k 3.9k 74.50
Petrobras Energia Participaciones SA 0.1 $309k 23k 13.73
Koppers Holdings (KOP) 0.1 $292k 11k 25.61
Axa (AXAHY) 0.1 $294k 22k 13.15
FirstMerit Corporation 0.1 $305k 27k 11.36
Third Avenue Value 0.1 $286k 7.2k 39.61
Dalian Port 0.1 $286k 1.3M 0.22
Corporacion Geo Sab De Cv 0.1 $293k 227k 1.29
Asian Property Development Pub 0.1 $315k 1.9M 0.17
India Fund (IFN) 0.1 $278k 12k 22.91
Harley-Davidson (HOG) 0.1 $273k 7.9k 34.38
Sap (SAP) 0.1 $271k 5.4k 50.65
SanDisk Corporation 0.1 $258k 6.4k 40.31
iShares Russell 1000 Growth Index (IWF) 0.1 $269k 5.1k 52.59
iShares MSCI Australia Index Fund (EWA) 0.1 $257k 13k 20.09
H&Q Healthcare Investors 0.1 $251k 19k 13.18
Schwab Select Small Cap Index (SWSSX) 0.1 $263k 15k 17.87
Ens 0.1 $223k 5.5k 40.41
Cerner Corporation 0.1 $212k 3.1k 68.39
Ryder System (R) 0.1 $208k 5.6k 37.48
Transocean (RIG) 0.1 $229k 4.8k 47.76
Progress Energy 0.1 $212k 4.1k 51.71
Unum (UNM) 0.1 $216k 10k 20.92
Mylan 0.1 $237k 14k 17.02
Occidental Petroleum Corporation (OXY) 0.1 $237k 3.3k 71.60
Public Service Enterprise (PEG) 0.1 $221k 6.6k 33.34
Ship Finance Intl 0.1 $234k 18k 13.00
iShares MSCI Japan Index 0.1 $240k 25k 9.47
Fulton Financial (FULT) 0.1 $242k 32k 7.65
Landauer 0.1 $213k 4.3k 49.65
Dodge & Cox Fds Intl Stk Fd mutual funds 0.1 $222k 7.7k 28.83
Vanguard Value ETF (VTV) 0.1 $213k 4.5k 47.05
Acorn International Fund 0.1 $230k 6.8k 33.62
Valero Energy Corporation (VLO) 0.1 $189k 11k 17.76
Canon (CAJPY) 0.1 $204k 4.5k 45.33
Calumet Specialty Products Partners, L.P (CLMT) 0.1 $190k 11k 16.96
Northwest Natural Gas 0.1 $201k 4.6k 44.12
Reading International (RDI) 0.1 $197k 46k 4.31
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $204k 5.3k 38.75
Kayne Anderson Energy Total Return Fund 0.1 $204k 8.5k 24.14
First Eagle Global A (SGENX) 0.1 $203k 4.6k 43.84
Mutual Quest Fd Cl Z 0.1 $178k 11k 15.78
Janus Fund 0.1 $202k 8.0k 25.41
Iva International Fund-i 0.1 $195k 13k 15.59
Neuberger Berman Large Cap Dis 0.1 $182k 27k 6.82
Prudential Jenn Eqty Oppor-z (PJGZX) 0.1 $180k 14k 12.47
Third Avenue Intl Value Fd- In 0.1 $175k 12k 14.41
Wintergreen Fund 0.1 $187k 15k 12.91
People's United Financial 0.0 $159k 14k 11.43
Ford Motor Company (F) 0.0 $144k 15k 9.65
Metro Ban 0.0 $131k 15k 8.65
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.0 $149k 15k 9.74
Oakmark Int'l (OAKIX) 0.0 $162k 10k 16.16
China Railway Construction 0.0 $137k 325k 0.42
Artio International Eqy Ii-i 0.0 $147k 15k 9.62
Wells Fargo Advantage Tot Ret 0.0 $154k 12k 13.37
ING Groep (ING) 0.0 $96k 14k 7.06
L&L Energy 0.0 $94k 35k 2.69
Bank Of America Corporation warrant 0.0 $128k 47k 2.70
Neuberger Berman Real Estate Sec (NRO) 0.0 $120k 34k 3.52
Ytl Power International Bhd 0.0 $117k 220k 0.53
China Communications Construct 0.0 $102k 155k 0.66
First Connecticut 0.0 $113k 10k 11.30
MFS Intermediate Income Trust (MIN) 0.0 $86k 14k 6.01
FalconStor Software 0.0 $77k 27k 2.91
Pacific Basin Shipping 0.0 $88k 225k 0.39
Fortress Investment 0.0 $32k 11k 3.05
TeleCommunication Systems 0.0 $34k 10k 3.40
Lightbridge Corporation 0.0 $44k 17k 2.58
Fortune Real Estate Investment 0.0 $54k 125k 0.43
Sionix (SINX) 0.0 $1.0k 20k 0.05
Aethlon Medical 0.0 $1.0k 10k 0.10