Carret Asset Management

Carret Asset Management as of Sept. 30, 2012

Portfolio Holdings for Carret Asset Management

Carret Asset Management holds 290 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
International Business Machines (IBM) 3.1 $13M 65k 207.46
Exxon Mobil Corporation (XOM) 3.0 $13M 144k 91.45
Apple Computer 2.6 $11M 17k 667.10
Chevron Corporation (CVX) 2.5 $11M 92k 116.56
Johnson & Johnson (JNJ) 2.4 $11M 153k 68.91
General Electric Company 2.4 $11M 464k 22.71
JPMorgan Chase & Co. (JPM) 2.0 $8.6M 213k 40.48
ConocoPhillips (COP) 1.8 $7.7M 135k 57.18
E.I. du Pont de Nemours & Company 1.7 $7.5M 149k 50.27
Berkshire Hath-cl B 1.7 $7.3M 83k 88.20
Intel Corporation (INTC) 1.7 $7.3M 321k 22.66
Microsoft Corporation (MSFT) 1.6 $7.1M 240k 29.76
Procter & Gamble Company (PG) 1.6 $7.0M 101k 69.36
Pepsi (PEP) 1.6 $6.8M 96k 70.77
Abbott Laboratories 1.4 $6.0M 88k 68.56
At&t (T) 1.4 $5.9M 156k 37.70
EMC Corporation 1.3 $5.9M 215k 27.27
CVS Caremark Corporation (CVS) 1.3 $5.6M 116k 48.42
Verizon Communications (VZ) 1.3 $5.5M 122k 45.57
McDonald's Corporation (MCD) 1.2 $5.1M 56k 91.76
Wal-Mart Stores (WMT) 1.2 $5.2M 70k 73.80
Oracle Corporation (ORCL) 1.2 $5.1M 163k 31.46
Cisco Systems (CSCO) 1.1 $5.0M 263k 19.10
Dominion Resources (D) 1.1 $5.0M 94k 52.94
Southern Company (SO) 1.1 $4.9M 106k 46.09
Kraft Foods 1.1 $4.8M 117k 41.35
Vodafone 1.1 $4.7M 164k 28.50
Walt Disney Company (DIS) 1.1 $4.6M 88k 52.28
American Express 1.1 $4.6M 81k 56.85
Travelers Companies 1.1 $4.6M 67k 68.26
Target Corp 1.0 $4.5M 71k 63.47
D American Elec Pwr In C Com Stk Common Stock 0 1.0 $4.3M 97k 43.94
Canadian Natl Ry (CNI) 0.9 $4.2M 47k 88.23
Church & Dwight (CHD) 0.9 $3.9M 72k 53.99
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.9 $3.8M 60k 63.21
Anadarko Pete Corp 0.9 $3.8M 54k 69.91
Carpenter Technology Corporation (CRS) 0.9 $3.8M 72k 52.31
Allstate Corp 0.8 $3.6M 91k 39.61
Comcast Corporation 0.8 $3.5M 101k 34.81
Berkshire Hathaway Inc-cl A cl a 0 0.8 $3.5M 26.00 132692.31
Home Depot (HD) 0.8 $3.4M 57k 60.37
Apache Corp Com Stk 0.7 $3.2M 37k 86.47
SYSCO Corporation (SYY) 0.7 $3.1M 99k 31.27
Novartis (NVS) 0.7 $3.0M 49k 61.26
United Technologies Corporation 0.7 $3.0M 39k 78.29
3M Company (MMM) 0.7 $3.0M 32k 92.43
SPDR Gold Trust (GLD) 0.6 $2.8M 16k 171.88
Goldman Sachs (GS) 0.6 $2.7M 23k 113.66
Emerson Electric (EMR) 0.6 $2.6M 55k 48.27
Phillips 66 (PSX) 0.6 $2.6M 56k 46.37
Corning Incorporated (GLW) 0.6 $2.6M 195k 13.15
iShares S&P 100 Index (OEF) 0.6 $2.5M 37k 66.45
U.S. Bancorp (USB) 0.5 $2.4M 69k 34.30
Parker-Hannifin Corporation (PH) 0.5 $2.4M 28k 83.59
Comcast Corporation (CMCSA) 0.5 $2.1M 60k 35.75
Thermo Fisher Scientific (TMO) 0.5 $2.1M 35k 58.84
iShares FTSE/Xinhua China 25 Index (FXI) 0.5 $2.0M 57k 34.60
Harris Corporation 0.5 $2.0M 39k 51.22
Kimberly-Clark Corporation (KMB) 0.4 $1.9M 23k 85.76
MetLife (MET) 0.4 $1.9M 56k 34.45
Bhp Billitltd-sp 0.4 $1.9M 28k 68.62
Pfizer (PFE) 0.4 $1.8M 71k 24.84
Bristol Myers Squibb (BMY) 0.4 $1.8M 52k 33.75
Google 0.4 $1.7M 2.3k 754.54
Banco Itau Holding Financeira (ITUB) 0.4 $1.6M 105k 15.28
Medtronic 0.3 $1.5M 36k 43.11
Qualcomm (QCOM) 0.3 $1.5M 25k 62.45
Applied Materials 0.3 $1.5M 137k 11.16
Hartford Financial Services (HIG) 0.3 $1.5M 77k 19.44
Ezion Holdings 0.3 $1.5M 1.4M 1.10
Bangkok Expressway Pub-nvdr 0.3 $1.5M 1.5M 0.96
Wells Fargo & Company (WFC) 0.3 $1.4M 41k 34.54
Merck & Co (MRK) 0.3 $1.4M 32k 45.10
Hormel Foods Corporation (HRL) 0.3 $1.4M 49k 29.25
Thai Tap Water Supply - Nvdr 0.3 $1.4M 5.8M 0.25
Banco Santander (SAN) 0.3 $1.4M 183k 7.46
Royal Dutch Shell 0.3 $1.3M 19k 71.29
Marathon Oil Corporation (MRO) 0.3 $1.3M 44k 29.58
Deere & Company (DE) 0.3 $1.3M 15k 82.48
Schlumberger (SLB) 0.3 $1.3M 18k 72.33
Templeton Income Tr Glb Bd Adv mutual funds (TGBAX) 0.3 $1.3M 95k 13.35
Beijing Enterprises Hldgs 0.3 $1.3M 188k 6.67
FedEx Corporation (FDX) 0.3 $1.2M 14k 84.65
Teva Pharmaceutical Industries (TEVA) 0.3 $1.2M 29k 41.41
Oneok Partners 0.3 $1.2M 20k 59.51
Thai Union Frozen Prod-nvdr 0.3 $1.2M 497k 2.38
China State Construction Intl 0.3 $1.2M 998k 1.18
iShares MSCI Emerging Markets Indx (EEM) 0.3 $1.1M 27k 41.33
PNC Financial Services (PNC) 0.3 $1.1M 18k 63.10
Colgate-Palmolive Company (CL) 0.3 $1.1M 11k 107.25
Exelon Corporation (EXC) 0.3 $1.2M 33k 35.58
TICC Capital 0.3 $1.1M 110k 10.40
BANK NEW YORK MELLON Corp Com Stk 0.3 $1.2M 51k 22.62
Marathon Petroleum Corp (MPC) 0.3 $1.1M 21k 54.61
Honeywell International (HON) 0.2 $1.1M 19k 59.73
Aflac 0.2 $1.1M 23k 47.88
Geely Automobile Holdings 0.2 $1.1M 2.8M 0.38
Petroleo Brasileiro SA (PBR) 0.2 $1.1M 46k 22.93
D Automatic Data Proce Ssing Inc Common Stock 0 0.2 $1.1M 18k 58.68
American Wtr Wks 0.2 $1.1M 28k 37.05
L-3 Communications Holdings 0.2 $996k 14k 71.73
Norfolk Southern (NSC) 0.2 $978k 15k 63.61
Health Care REIT 0.2 $946k 16k 57.75
Washington Real Estate Investment Trust (ELME) 0.2 $968k 36k 26.81
Alcoa 0.2 $964k 109k 8.86
Bk Of America Corp 0.2 $959k 109k 8.83
Chu Kong Petroleum & Natural 0.2 $979k 2.6M 0.37
Advanced Info Services Pub 0.2 $949k 137k 6.94
Visa (V) 0.2 $940k 7.0k 134.29
Agricultural Bank Of China 0.2 $916k 2.3M 0.39
Beijing Enterprises Water Grou 0.2 $904k 3.8M 0.24
SHAR Kerry Group Plc-a 0.2 $899k 18k 51.23
MasterCard Incorporated (MA) 0.2 $865k 1.9k 451.46
DENTSPLY International 0.2 $865k 23k 38.13
Newell Rubbermaid (NWL) 0.2 $885k 46k 19.09
Boeing 0.2 $871k 13k 69.62
Bombardier 0.2 $872k 233k 3.75
Yum! Brands (YUM) 0.2 $819k 12k 66.37
General Dynamics Corporation (GD) 0.2 $839k 13k 66.09
Baxter Intl Inc Com Stk 0.2 $819k 14k 60.29
iShares S&P India Nifty 50 Index Fund (INDY) 0.2 $820k 33k 24.55
Ameriprise Financial (AMP) 0.2 $767k 14k 56.66
Altria (MO) 0.2 $804k 24k 33.40
Walgreen Company 0.2 $785k 22k 36.45
Hershey Company (HSY) 0.2 $794k 11k 70.89
Weatherford International Lt reg 0.2 $805k 64k 12.69
iShares Russell Midcap Index Fund (IWR) 0.2 $801k 7.2k 110.79
Coca-Cola Company (KO) 0.2 $738k 20k 37.94
Philip Morris International (PM) 0.2 $764k 8.5k 89.99
Kinder Morgan Energy Partners 0.2 $757k 9.2k 82.49
Motor Sich Jsc Spon Gdr Reg S 0.2 $728k 28k 25.69
Macquarie Infrastructure Company 0.2 $711k 17k 41.46
iShares MSCI Hong Kong Index Fund (EWH) 0.2 $691k 38k 18.21
Camden Property Trust (CPT) 0.2 $689k 11k 64.45
Ashland 0.2 $721k 10k 71.60
Vivendi Sa 0.2 $714k 37k 19.51
Supalai Public Company Nvdr 0.2 $694k 1.1M 0.64
Xylem (XYL) 0.2 $683k 27k 25.17
Johnson Controls 0.1 $653k 24k 27.39
Royal Dutch Shell 0.1 $664k 9.6k 69.46
Illinois Tool Works (ITW) 0.1 $661k 11k 59.50
BECTON DICKINSON & CO Com Stk 0.1 $642k 8.2k 78.52
Ametek 0.1 $638k 18k 35.44
First Eagle Global A (SGENX) 0.1 $637k 13k 49.51
Electricity Generating Public 0.1 $642k 157k 4.09
China Automation Group 0.1 $640k 3.2M 0.20
Greif (GEF) 0.1 $610k 14k 44.20
Nike (NKE) 0.1 $592k 6.2k 94.87
Enterprise Products Partners (EPD) 0.1 $609k 11k 53.56
Avnet 0.1 $624k 22k 29.09
Zoomlion Heavy Industry-h 0.1 $635k 557k 1.14
Chubb Corporation 0.1 $561k 7.4k 76.33
Principal Financial (PFG) 0.1 $570k 21k 26.92
Stanley Black & Decker (SWK) 0.1 $567k 7.4k 76.26
Diageo (DEO) 0.1 $552k 4.9k 112.79
Chesapeake Energy Corporation 0.1 $579k 31k 18.86
Suncor Energy (SU) 0.1 $560k 17k 32.84
Vanguard Value ETF (VTV) 0.1 $549k 9.4k 58.67
Telefonica Brasil Sa 0.1 $554k 26k 21.76
Duke Energy (DUK) 0.1 $569k 8.8k 64.82
Dow Chemical Company 0.1 $547k 19k 28.95
General Mills (GIS) 0.1 $523k 13k 39.85
Lowe's Companies (LOW) 0.1 $546k 18k 30.25
iShares Russell 2000 Index (IWM) 0.1 $536k 6.4k 83.42
West China Cement 0.1 $508k 2.8M 0.18
Zte Corp 0.1 $536k 335k 1.60
Citigroup (C) 0.1 $532k 16k 32.72
Waste Management (WM) 0.1 $486k 15k 32.05
Spectra Energy 0.1 $485k 17k 29.39
Plum Creek Timber 0.1 $474k 11k 43.80
Singapore Airport Terminal Ser 0.1 $490k 225k 2.18
Wu Mart Stores 0.1 $500k 336k 1.49
Asian Property Development Pub 0.1 $473k 1.6M 0.29
Metlife Inc 5% 10/0/14 Conv Pr cv prf 0.1 $499k 7.2k 69.16
Lingkaran Trans Kota Holdings 0.1 $503k 384k 1.31
Sydney Airport 0.1 $477k 145k 3.28
Tiffany & Co. 0.1 $447k 7.2k 61.85
Cenovus Energy (CVE) 0.1 $435k 13k 34.87
F.N.B. Corporation (FNB) 0.1 $457k 41k 11.21
TWEEDY BROWNE GLOBAL Value Fund fund (TBGVX) 0.1 $430k 17k 24.65
Bed Bath & Beyond 0.1 $446k 7.1k 62.95
Dr Pepper Snapple Group 0.1 $433k 9.7k 44.50
Vale 0.1 $451k 25k 17.90
Progressive Corporation (PGR) 0.1 $388k 19k 20.75
India Fund (IFN) 0.1 $385k 17k 23.27
Spdr S&p 500 Etf (SPY) 0.1 $414k 2.9k 144.00
Koninklijke Philips Electronics NV (PHG) 0.1 $390k 17k 23.47
Nextera Energy (NEE) 0.1 $387k 5.5k 70.25
Sap (SAP) 0.1 $374k 5.3k 71.24
Aqua America 0.1 $375k 15k 24.75
FirstMerit Corporation 0.1 $387k 26k 14.69
Kayne Anderson Energy Total Return Fund 0.1 $376k 14k 27.65
United Tractors 0.1 $389k 179k 2.17
Malaysia Airports Holdings Ber 0.1 $408k 224k 1.82
7 Days Group Holdings 0.1 $337k 29k 11.61
Western Union Company (WU) 0.1 $349k 19k 18.21
Consolidated Edison (ED) 0.1 $341k 5.7k 59.93
KBR (KBR) 0.1 $361k 12k 29.81
Mylan 0.1 $358k 15k 24.40
Aetna 0.1 $358k 9.1k 39.56
Telefonica (TEF) 0.1 $368k 28k 13.27
Freeport-McMoRan Copper & Gold (FCX) 0.1 $364k 9.2k 39.62
Xcel Energy (XEL) 0.1 $360k 13k 27.72
Flextronics International Ltd Com Stk (FLEX) 0.1 $347k 58k 6.00
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $357k 9.0k 39.84
iShares MSCI Australia Index Fund (EWA) 0.1 $363k 15k 23.82
H&Q Healthcare Investors 0.1 $350k 19k 18.37
INVESTMENT Lianhua Supermarket Holdings 0.1 $349k 442k 0.79
Adobe Systems Incorporated (ADBE) 0.1 $288k 8.9k 32.45
GlaxoSmithKline 0.1 $325k 7.0k 46.17
Occidental Petroleum Corporation (OXY) 0.1 $297k 3.5k 86.09
Texas Instruments Incorporated (TXN) 0.1 $289k 11k 27.52
iShares S&P 500 Index (IVV) 0.1 $310k 2.1k 144.52
iShares MSCI EAFE Index Fund (EFA) 0.1 $290k 5.5k 52.91
Bp Plc-spons 0.1 $302k 7.1k 42.30
Vornado Realty Trust (VNO) 0.1 $311k 3.8k 81.18
Calpine Corporation 0.1 $292k 17k 17.28
Lam Research Corporation (LRCX) 0.1 $305k 9.6k 31.77
Fulton Financial (FULT) 0.1 $312k 32k 9.86
Barrick Gold Corp 0.1 $301k 7.2k 41.81
Allergan Inc Com Stk 0.1 $324k 3.5k 91.65
WisdomTree Dreyfus Chinese Yuan 0.1 $325k 13k 25.39
Third Avenue Value 0.1 $310k 6.4k 48.67
Schwab Select Small Cap Index (SWSSX) 0.1 $327k 15k 21.73
China Lilang 0.1 $300k 565k 0.53
China Minzhong Food 0.1 $290k 440k 0.66
Eaton Vance Ser Tr Ii instl cl (EIBIX) 0.1 $297k 50k 5.92
Ensco Plc Shs Class A 0.1 $296k 5.4k 54.62
Columbia Us Gov Mortgage-z 0.1 $296k 51k 5.77
Harley-Davidson (HOG) 0.1 $250k 5.9k 42.37
International Paper Company (IP) 0.1 $258k 7.1k 36.38
Lockheed Martin Corporation (LMT) 0.1 $282k 3.0k 93.22
Ship Finance Intl 0.1 $252k 16k 15.75
iShares MSCI Japan Index 0.1 $271k 30k 9.19
Landauer 0.1 $274k 4.6k 59.69
Plains All American Pipeline (PAA) 0.1 $251k 2.9k 88.07
iShares Russell 1000 Growth Index (IWF) 0.1 $243k 3.7k 66.58
Dodge & Cox Fds Intl Stk Fd mutual funds 0.1 $255k 7.9k 32.41
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $259k 6.0k 42.89
China Railway Construction 0.1 $284k 316k 0.90
Acorn International Fund 0.1 $242k 6.1k 39.81
Hyflux Ltd. Ordinary Shares 0.1 $249k 219k 1.14
Molycorp, Inc. pfd conv ser a 0.1 $274k 6.1k 44.84
Yangzijiang Shipbuilding 0.1 $255k 319k 0.80
Beam 0.1 $275k 4.8k 57.59
Caterpillar (CAT) 0.1 $231k 2.7k 85.87
Via 0.1 $229k 4.3k 53.48
Cerner Corporation 0.1 $240k 3.1k 77.42
Cummins (CMI) 0.1 $203k 2.2k 92.27
Ryder System (R) 0.1 $205k 5.3k 39.05
Nokia Corporation (NOK) 0.1 $232k 90k 2.57
Unum (UNM) 0.1 $240k 13k 19.24
Halliburton Company (HAL) 0.1 $209k 6.2k 33.71
Sanofi-Aventis SA (SNY) 0.1 $202k 4.7k 42.98
ConAgra Foods (CAG) 0.1 $201k 7.3k 27.53
Koppers Holdings (KOP) 0.1 $220k 6.3k 34.92
EastGroup Properties (EGP) 0.1 $239k 4.5k 53.12
Northwest Natural Gas 0.1 $219k 4.5k 49.15
Vanguard Dividend Appreciation ETF (VIG) 0.1 $204k 3.4k 59.82
Axa -spons 0.1 $219k 15k 14.91
Dalian Port 0.1 $199k 996k 0.20
Vanguard Star Fd Sh Ben Int (VGSTX) 0.1 $200k 9.7k 20.63
Uam Fpa Crescent Inst Shares op end (FPACX) 0.1 $202k 7.0k 28.78
Neuberger Berman Large Cap Dis 0.1 $211k 27k 7.90
Prudential Jenn Eqty Oppor-z (PJGZX) 0.1 $229k 14k 15.86
Express Scripts Holding 0.1 $204k 3.3k 62.65
American Centy Mut Fds Growth 0.1 $230k 8.1k 28.47
Petrobras Energia Participaciones SA 0.0 $174k 19k 9.18
Annaly C 0.0 $178k 11k 16.86
Artio International Eqy Ii-i 0.0 $161k 16k 10.33
Jpmorgan Tr I Interm mutual 0.0 $193k 17k 11.43
Wells Fargo Advantage Tot Ret 0.0 $158k 12k 13.72
Macquarie Intl Infra Fund 0.0 $175k 365k 0.48
Ford Motor Company (F) 0.0 $133k 14k 9.85
Nuveen Equity Premium Income Fund (BXMX) 0.0 $140k 11k 12.58
Ytl Power International Bhd 0.0 $113k 210k 0.54
First Connecticut 0.0 $135k 10k 13.50
MFS Intermediate Income Trust (MIN) 0.0 $71k 11k 6.40
ING Groep (ING) 0.0 $101k 13k 7.89
L&L Energy 0.0 $96k 55k 1.75
Neuberger Berman Real Estate Sec (NRO) 0.0 $90k 19k 4.70
Fortune Real Estate Investment 0.0 $103k 135k 0.76
Corporacion Geo Sab De Cv 0.0 $102k 83k 1.23
TeleCommunication Systems 0.0 $22k 10k 2.20
Lightbridge Corporation 0.0 $35k 17k 2.05
China Communications Construct 0.0 $36k 45k 0.80
Pacific Basin Shipping 0.0 $51k 112k 0.46
Bombardier Inc Cl B Sub-vtg 0.0 $41k 11k 3.73
Aethlon Medical 0.0 $1.0k 10k 0.10
Luxeyard 0.0 $2.0k 12k 0.17