Catawba Capital Management

Catawba Capital Management as of March 31, 2011

Portfolio Holdings for Catawba Capital Management

Catawba Capital Management holds 224 positions in its portfolio as reported in the March 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Cenovus Energy (CVE) 2.0 $6.8M 174k 39.38
Noble Corporation Com Stk 2.0 $6.8M 149k 45.62
Harbor Fd Intl Fd mutual funds (HAINX) 2.0 $6.8M 108k 63.03
National-Oilwell Var 1.9 $6.7M 85k 79.27
International Business Machines (IBM) 1.9 $6.7M 41k 163.08
Rowe T Price Intl Fds Emerg Mk (PRMSX) 1.9 $6.8M 190k 35.53
CVS Caremark Corporation (CVS) 1.7 $5.8M 169k 34.32
Union Pacific Corporation (UNP) 1.7 $5.7M 58k 98.33
Walt Disney Company (DIS) 1.5 $5.2M 121k 43.09
Chubb Corporation 1.5 $5.1M 83k 61.31
Pfizer (PFE) 1.4 $4.9M 243k 20.31
Chevron Corporation (CVX) 1.4 $4.9M 45k 107.48
Target Corporation (TGT) 1.4 $4.8M 96k 50.01
E.I. du Pont de Nemours & Company 1.4 $4.7M 85k 54.97
Schlumberger (SLB) 1.3 $4.6M 50k 93.25
WellPoint 1.3 $4.6M 66k 69.79
General Electric Company 1.3 $4.5M 226k 20.05
Devon Energy Corporation (DVN) 1.3 $4.5M 49k 91.76
BB&T Corporation 1.3 $4.4M 162k 27.45
T. Rowe Price (TROW) 1.2 $4.3M 65k 66.42
Baxter International (BAX) 1.2 $4.3M 80k 53.78
Family Dollar Stores 1.2 $4.2M 82k 51.32
Microsoft Corporation (MSFT) 1.2 $4.1M 163k 25.39
Apple (AAPL) 1.2 $4.1M 12k 348.48
Johnson & Johnson (JNJ) 1.2 $4.1M 69k 59.25
Wells Fargo & Company (WFC) 1.2 $4.1M 129k 31.71
Hewlett-Packard Company 1.2 $4.1M 100k 40.97
Procter & Gamble Company (PG) 1.1 $4.0M 65k 61.60
Fluor Corporation (FLR) 1.1 $3.8M 52k 73.67
Zimmer Holdings (ZBH) 1.1 $3.7M 62k 60.53
ConocoPhillips (COP) 1.1 $3.7M 47k 79.87
Cisco Systems (CSCO) 1.0 $3.5M 203k 17.15
Pepsi (PEP) 1.0 $3.4M 53k 64.42
Nike (NKE) 1.0 $3.3M 44k 75.70
McDermott International 1.0 $3.3M 131k 25.39
Lockheed Martin Corporation (LMT) 0.9 $3.3M 41k 80.40
Exelon Corporation (EXC) 0.9 $3.2M 78k 41.24
Intel Corporation (INTC) 0.9 $3.2M 159k 20.18
Danaher Corporation (DHR) 0.9 $3.1M 61k 51.90
FedEx Corporation (FDX) 0.9 $3.1M 33k 93.54
Encana Corp 0.9 $3.1M 89k 34.53
Kennametal (KMT) 0.9 $3.0M 76k 39.00
Laboratory Corp. of America Holdings (LH) 0.8 $3.0M 32k 92.12
Teva Pharmaceutical Industries (TEVA) 0.8 $2.9M 58k 50.17
Best Buy (BBY) 0.8 $2.9M 100k 28.72
Verizon Communications (VZ) 0.8 $2.9M 75k 38.53
Oneok Partners 0.8 $2.8M 34k 82.34
Exxon Mobil Corporation (XOM) 0.8 $2.7M 33k 84.13
At&t (T) 0.8 $2.7M 88k 30.61
Staples 0.8 $2.7M 138k 19.42
Boeing Company (BA) 0.8 $2.6M 35k 73.94
Enterprise Products Partners (EPD) 0.8 $2.6M 60k 43.05
Waste Management (WM) 0.7 $2.6M 69k 37.34
Tyco International Ltd S hs 0.7 $2.5M 57k 44.78
Duke Energy Corporation 0.7 $2.5M 137k 18.15
Range Resources (RRC) 0.7 $2.4M 42k 58.46
Becton, Dickinson and (BDX) 0.7 $2.4M 30k 79.63
Oracle Corporation (ORCL) 0.7 $2.4M 72k 33.43
Suncor Energy (SU) 0.7 $2.3M 50k 44.84
L-3 Communications Holdings 0.6 $2.2M 28k 78.30
Health Care REIT 0.6 $2.2M 42k 52.45
Babcock & Wilcox 0.6 $2.2M 66k 33.39
Nucor Corporation (NUE) 0.6 $2.2M 47k 46.03
Freeport-McMoRan Copper & Gold (FCX) 0.6 $2.1M 39k 55.54
ITT Corporation 0.6 $2.2M 36k 60.05
Potash Corp. Of Saskatchewan I 0.6 $2.0M 34k 58.92
SYSCO Corporation (SYY) 0.6 $2.0M 72k 27.69
3M Company (MMM) 0.6 $2.0M 21k 93.51
United Technologies Corporation 0.6 $1.9M 22k 84.64
Chesapeake Energy Corporation 0.6 $1.9M 57k 33.52
Lowe's Companies (LOW) 0.5 $1.9M 71k 26.44
Kimberly-Clark Corporation (KMB) 0.5 $1.8M 28k 65.28
Honeywell International (HON) 0.5 $1.8M 30k 59.71
MasterCard Incorporated (MA) 0.5 $1.8M 7.1k 251.73
JPMorgan Chase & Co. (JPM) 0.5 $1.7M 38k 46.11
Plum Creek Timber 0.5 $1.7M 39k 43.60
Kinder Morgan Energy Partners 0.5 $1.7M 23k 74.08
Bristol Myers Squibb (BMY) 0.5 $1.6M 61k 26.43
Southern Company (SO) 0.5 $1.6M 42k 38.10
Buckeye Partners 0.5 $1.6M 25k 63.55
Norfolk Southern (NSC) 0.5 $1.6M 23k 69.25
Abbott Laboratories (ABT) 0.4 $1.5M 31k 49.05
iShares Silver Trust (SLV) 0.4 $1.5M 41k 36.76
Dover Corporation (DOV) 0.4 $1.5M 23k 65.74
Philip Morris International (PM) 0.4 $1.4M 21k 65.65
Boardwalk Pipeline Partners 0.4 $1.2M 38k 32.65
Permian Basin Royalty Trust (PBT) 0.3 $1.2M 55k 21.83
Suntrust Banks Inc $1.00 Par Cmn 0.3 $1.1M 40k 28.84
Novartis (NVS) 0.3 $1.2M 21k 54.33
Vanguard Windsor Fund Ii mut (VWNFX) 0.3 $1.1M 42k 27.35
Plains All American Pipeline (PAA) 0.3 $1.1M 18k 63.73
Central Fd Cda Ltd cl a 0.3 $1.1M 49k 22.38
Merck & Co (MRK) 0.3 $1.1M 33k 33.01
Darden Restaurants (DRI) 0.3 $1.0M 21k 49.11
Stanley Black & Decker (SWK) 0.3 $979k 13k 76.59
CenturyLink 0.3 $929k 22k 41.54
Gilead Sciences (GILD) 0.3 $905k 21k 42.45
Central Gold-Trust 0.2 $878k 16k 54.35
Cracker Barrel Old Country Store (CBRL) 0.2 $847k 17k 49.12
Enbridge Energy Partners 0.2 $843k 13k 64.65
Udr (UDR) 0.2 $822k 34k 24.36
Rowe T Price Small-cap Value F (PRSVX) 0.2 $840k 22k 38.94
Eli Lilly & Co. (LLY) 0.2 $781k 22k 35.16
American Electric Power Company (AEP) 0.2 $796k 23k 35.13
Companhia de Bebidas das Americas 0.2 $773k 27k 28.31
AFLAC Incorporated (AFL) 0.2 $769k 15k 52.79
Pride International 0.2 $779k 18k 42.96
Natural Resource Partners 0.2 $759k 22k 35.06
HCP 0.2 $773k 20k 37.94
Harbor Fd Intl Fd Inv Cl mutual funds 0.2 $747k 12k 62.37
PNC Financial Services (PNC) 0.2 $729k 12k 63.03
Alliance Resource Partners (ARLP) 0.2 $723k 8.9k 81.45
Cephalon 0.2 $685k 9.0k 76.11
Raytheon Company 0.2 $695k 14k 50.88
Royal Dutch Shell 0.2 $693k 9.5k 72.82
Texas Instruments Incorporated (TXN) 0.2 $697k 20k 34.58
Federal Realty Inv. Trust 0.2 $693k 8.5k 81.53
Consolidated Edison (ED) 0.2 $646k 13k 50.75
Alcoa 0.2 $654k 37k 17.65
Time Warner 0.2 $634k 18k 35.67
Berkshire Hathaway (BRK.B) 0.2 $635k 7.6k 83.64
Diageo (DEO) 0.2 $636k 8.3k 76.26
Energy Transfer Partners 0.2 $613k 12k 51.77
Dominion Resources (D) 0.2 $603k 14k 44.67
Lincare Holdings 0.2 $583k 20k 29.67
Illinois Tool Works (ITW) 0.2 $572k 11k 53.68
SPDR Gold Trust (GLD) 0.2 $588k 4.2k 139.83
NuStar Energy (NS) 0.2 $600k 8.8k 67.86
TC Pipelines 0.2 $593k 11k 51.99
Fidelity Contra (FCNTX) 0.2 $576k 8.1k 71.04
Emerson Electric (EMR) 0.2 $569k 9.7k 58.41
Steel Dynamics (STLD) 0.2 $542k 29k 18.78
Prin Protected Notes Of Pref T 0.2 $567k 1.0M 0.55
Caterpillar (CAT) 0.1 $521k 4.7k 111.44
American Eagle Outfitters (AEO) 0.1 $504k 32k 15.89
Arch Coal 0.1 $526k 15k 36.04
Colgate-Palmolive Company (CL) 0.1 $514k 6.4k 80.75
Ingersoll-rand Co Ltd-cl A 0.1 $515k 11k 48.36
Coca-Cola Company (KO) 0.1 $483k 7.3k 66.37
Northrop Grumman Corporation (NOC) 0.1 $491k 7.8k 62.65
Spectra Energy 0.1 $501k 18k 27.19
Limited Brands 0.1 $477k 15k 32.89
Hershey Company (HSY) 0.1 $485k 8.9k 54.40
J.M. Smucker Company (SJM) 0.1 $482k 6.8k 71.32
Peabody Energy Corporation 0.1 $435k 6.1k 71.90
Newmont Mining Corporation (NEM) 0.1 $450k 8.3k 54.55
Canadian Natural Resources (CNQ) 0.1 $456k 9.2k 49.40
Magellan Midstream Partners 0.1 $460k 7.7k 59.90
Templeton Global Income Fund (SABA) 0.1 $445k 43k 10.48
Covidien 0.1 $459k 8.8k 51.92
Amgen (AMGN) 0.1 $408k 7.6k 53.45
Suburban Propane Partners (SPH) 0.1 $415k 7.4k 56.46
iShares Russell Midcap Index Fund (IWR) 0.1 $421k 3.9k 109.07
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $400k 4.4k 91.85
Enerplus Corp (ERF) 0.1 $426k 14k 31.65
Prin Protected Notes Of Pref T 0.1 $423k 756k 0.56
T. Rowe Price Intl (PRITX) 0.1 $421k 29k 14.54
U.S. Bancorp (USB) 0.1 $378k 14k 26.41
Marathon Oil Corporation (MRO) 0.1 $386k 7.2k 53.33
KLA-Tencor Corporation (KLAC) 0.1 $398k 8.4k 47.27
RGC Resources (RGCO) 0.1 $365k 11k 34.19
American Balanced (ABALX) 0.1 $372k 20k 18.64
Time Warner Cable 0.1 $353k 4.9k 71.33
Teekay Lng Partners 0.1 $361k 8.8k 41.00
WGL Holdings 0.1 $350k 9.0k 39.02
Manulife Finl Corp (MFC) 0.1 $337k 19k 17.68
Claymore/SWM Canadian Energy Income ETF 0.1 $336k 15k 22.90
Carter Bank & Trust Martinsvil 0.1 $347k 38k 9.26
McDonald's Corporation (MCD) 0.1 $316k 4.2k 76.13
Equity Residential (EQR) 0.1 $312k 5.5k 56.47
Halliburton Company (HAL) 0.1 $320k 6.4k 49.81
Sanofi-Aventis SA (SNY) 0.1 $318k 9.0k 35.24
General Dynamics Corporation (GD) 0.1 $321k 4.2k 76.65
MarkWest Energy Partners 0.1 $322k 6.7k 48.42
Xcel Energy (XEL) 0.1 $298k 13k 23.90
CenterPoint Energy (CNP) 0.1 $313k 18k 17.56
Teekay Offshore Partners 0.1 $303k 9.9k 30.54
BorgWarner (BWA) 0.1 $320k 4.0k 79.62
ProShares UltraShort S&P500 0.1 $296k 14k 20.93
Vanguard 500 Index Fund mut (VFINX) 0.1 $314k 2.6k 122.02
Fidelity Low Priced (FLPSX) 0.1 $301k 7.4k 40.78
T Rowe Price Eqty Incm (PRFDX) 0.1 $295k 12k 24.94
Hsbc Finance Corp Pfd B Dep 1/ 0.1 $297k 13k 23.57
Vulcan Materials Company (VMC) 0.1 $263k 5.8k 45.56
Westar Energy 0.1 $260k 9.9k 26.39
El Paso Pipeline Partners 0.1 $293k 8.1k 36.24
Pepco Holdings 0.1 $265k 14k 18.62
Husky Energy 0.1 $267k 8.8k 30.34
Vanguard/wellingto.. (VWELX) 0.1 $283k 8.8k 32.24
Columbia Fds Ser Tr Midcap Ind (NMPAX) 0.1 $282k 22k 12.58
Comcast Corporation (CMCSA) 0.1 $228k 9.2k 24.73
Sealed Air (SEE) 0.1 $249k 9.3k 26.66
Highwoods Properties (HIW) 0.1 $236k 6.7k 35.06
NII Holdings 0.1 $257k 6.2k 41.67
MetLife (MET) 0.1 $233k 5.2k 44.76
SCANA Corporation 0.1 $246k 6.2k 39.37
Utilities SPDR (XLU) 0.1 $249k 7.8k 31.88
Rydex Russell Top 50 ETF 0.1 $227k 2.4k 93.61
Tortoise Energy Capital Corporation 0.1 $239k 8.5k 28.22
Vanguard International Value (VTRIX) 0.1 $232k 7.1k 32.76
Fidelity Concord Str Sp 500 Id 0.1 $230k 4.9k 47.16
Rowe T Price Index Tr Equity I (PREIX) 0.1 $237k 6.6k 35.66
Vanguard Intl Eqty Idx Pacific 0.1 $229k 22k 10.64
Allstate Corporation (ALL) 0.1 $224k 7.0k 31.82
Energy Transfer Equity (ET) 0.1 $224k 5.0k 45.03
Dodge & Cox Stk Fd Com mutual funds 0.1 $209k 1.8k 114.02
Invesco Insured Municipal Trust (IMT) 0.1 $206k 16k 13.32
Vanguard Mmk Prime 0.1 $196k 196k 1.00
Morgan Stanley Cap Tr Gtd Cap 0.1 $221k 9.1k 24.20
Columbia Fds Ser Tr Sml Cap In 0.1 $220k 12k 18.60
Vanguard International Expl In 0.1 $211k 12k 17.10
Medical Properties Trust (MPW) 0.1 $171k 15k 11.55
Pimco Fds Pac Invt Mgm Real Re 0.1 $181k 16k 11.51
Vanguard Mun Bd Fd Inc Lt Txex (VWLUX) 0.0 $136k 13k 10.62
Regions Financial Corporation (RF) 0.0 $106k 15k 7.28
Vanguard Fixed Income Secs (VWEHX) 0.0 $101k 17k 5.79
Fidelity Advisor Ii Fltg Rt In 0.0 $118k 12k 9.87
Valley Financial Corp. Virginia 0.0 $53k 11k 4.88
Sirius XM Radio 0.0 $28k 17k 1.64
Athersys 0.0 $28k 10k 2.80
Ladbrokes Plc - Gbp 0.0 $28k 13k 2.15
Nevada Mining Company (NMCX) 0.0 $0 83k 0.00
American Teledata Corp 0.0 $0 194k 0.00
Marathon Holding Corp 0.0 $0 10k 0.00