Catawba Capital Management

Catawba Capital Management as of Dec. 31, 2011

Portfolio Holdings for Catawba Capital Management

Catawba Capital Management holds 211 positions in its portfolio as reported in the December 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 3.0 $9.5M 23k 405.00
International Business Machines (IBM) 2.4 $7.5M 41k 183.89
CVS Caremark Corporation (CVS) 2.2 $6.9M 169k 40.78
National-Oilwell Var 2.2 $6.9M 101k 67.99
Union Pacific Corporation (UNP) 1.9 $6.0M 57k 105.94
Chubb Corporation 1.7 $5.5M 79k 69.22
Harbor Fd Intl Fd mutual funds (HAINX) 1.7 $5.4M 103k 52.45
Cenovus Energy (CVE) 1.7 $5.4M 162k 33.20
Pfizer (PFE) 1.6 $5.1M 236k 21.64
Chevron Corporation (CVX) 1.6 $5.1M 48k 106.40
Rowe T Price Intl Fds Emerg Mk (PRMSX) 1.6 $5.1M 178k 28.51
Target Corporation (TGT) 1.5 $4.9M 95k 51.22
Johnson & Johnson (JNJ) 1.5 $4.7M 72k 65.58
Procter & Gamble Company (PG) 1.4 $4.5M 67k 66.71
Walt Disney Company (DIS) 1.4 $4.3M 115k 37.50
Noble Corporation Com Stk 1.4 $4.3M 144k 30.22
Microsoft Corporation (MSFT) 1.4 $4.3M 164k 25.96
WellPoint 1.3 $4.1M 62k 66.26
Family Dollar Stores 1.3 $4.1M 71k 57.65
BB&T Corporation 1.3 $4.1M 162k 25.17
Nike (NKE) 1.3 $4.0M 41k 96.38
Baxter International (BAX) 1.2 $3.9M 78k 49.48
Oneok Partners 1.2 $3.9M 67k 57.74
Intel Corporation (INTC) 1.2 $3.8M 157k 24.25
E.I. du Pont de Nemours & Company 1.2 $3.8M 83k 45.78
T. Rowe Price (TROW) 1.1 $3.7M 64k 56.94
Wells Fargo & Company (WFC) 1.1 $3.6M 129k 27.56
Pepsi (PEP) 1.1 $3.6M 54k 66.35
Lockheed Martin Corporation (LMT) 1.1 $3.3M 41k 80.90
ConocoPhillips (COP) 1.1 $3.3M 46k 72.87
General Electric Company 1.0 $3.2M 181k 17.91
Schlumberger (SLB) 1.0 $3.2M 48k 68.32
Exxon Mobil Corporation (XOM) 1.0 $3.1M 37k 84.76
Cisco Systems (CSCO) 1.0 $3.1M 172k 18.08
Zimmer Holdings (ZBH) 1.0 $3.1M 58k 53.42
Duke Energy Corporation 1.0 $3.0M 139k 22.00
Enterprise Products Partners (EPD) 1.0 $3.1M 66k 46.37
Verizon Communications (VZ) 0.9 $3.0M 75k 40.12
Devon Energy Corporation (DVN) 0.9 $3.0M 48k 62.00
Exelon Corporation (EXC) 0.9 $3.0M 69k 43.37
Danaher Corporation (DHR) 0.9 $2.8M 59k 47.05
FedEx Corporation (FDX) 0.8 $2.6M 32k 83.51
At&t (T) 0.8 $2.6M 87k 30.24
Laboratory Corp. of America Holdings (LH) 0.8 $2.6M 30k 85.98
Boeing Company (BA) 0.8 $2.5M 35k 73.36
Kennametal (KMT) 0.8 $2.5M 69k 36.52
MasterCard Incorporated (MA) 0.8 $2.4M 6.5k 372.86
Tyco International Ltd S hs 0.8 $2.4M 51k 46.71
Fluor Corporation (FLR) 0.7 $2.3M 46k 50.26
Waste Management (WM) 0.7 $2.2M 69k 32.70
Teva Pharmaceutical Industries (TEVA) 0.7 $2.3M 56k 40.37
Becton, Dickinson and (BDX) 0.7 $2.2M 30k 74.73
Health Care REIT 0.7 $2.2M 41k 54.53
Bristol Myers Squibb (BMY) 0.7 $2.2M 61k 35.23
Kimberly-Clark Corporation (KMB) 0.7 $2.1M 29k 73.57
SYSCO Corporation (SYY) 0.7 $2.1M 72k 29.33
Hewlett-Packard Company 0.7 $2.1M 80k 25.76
Southern Company (SO) 0.6 $2.0M 44k 46.28
Abbott Laboratories (ABT) 0.6 $2.0M 35k 56.23
Kinder Morgan Energy Partners 0.6 $1.9M 22k 84.96
Nucor Corporation (NUE) 0.6 $1.9M 47k 39.56
L-3 Communications Holdings 0.6 $1.9M 28k 66.67
Novartis (NVS) 0.6 $1.8M 31k 57.17
Oracle Corporation (ORCL) 0.6 $1.8M 71k 25.65
Lowe's Companies (LOW) 0.6 $1.8M 70k 25.39
3M Company (MMM) 0.5 $1.7M 21k 81.72
Buckeye Partners 0.5 $1.7M 26k 63.97
Staples 0.5 $1.6M 117k 13.89
Honeywell International (HON) 0.5 $1.6M 29k 54.36
Philip Morris International (PM) 0.5 $1.6M 20k 78.49
Plains All American Pipeline (PAA) 0.5 $1.6M 21k 73.46
Babcock & Wilcox 0.5 $1.6M 65k 24.15
Norfolk Southern (NSC) 0.5 $1.5M 21k 72.86
Potash Corp. Of Saskatchewan I 0.5 $1.5M 37k 41.27
United Technologies Corporation 0.5 $1.5M 21k 73.07
McDermott International 0.5 $1.5M 129k 11.51
Suncor Energy (SU) 0.4 $1.4M 49k 28.82
Plum Creek Timber 0.4 $1.4M 37k 36.57
Encana Corp 0.4 $1.3M 72k 18.53
Merck & Co (MRK) 0.4 $1.3M 34k 37.69
Dover Corporation (DOV) 0.4 $1.3M 22k 58.05
Walter Energy 0.4 $1.3M 21k 60.55
Boardwalk Pipeline Partners 0.4 $1.2M 44k 27.66
Chesapeake Energy Corporation 0.4 $1.1M 52k 22.29
Central Fd Cda Ltd cl a 0.4 $1.1M 58k 19.61
Emerson Electric (EMR) 0.3 $1.1M 24k 46.59
Permian Basin Royalty Trust (PBT) 0.3 $1.1M 54k 20.38
Vanguard Windsor Fund Ii mut (VWNFX) 0.3 $1.1M 41k 25.79
Companhia de Bebidas das Americas 0.3 $969k 27k 36.08
Freeport-McMoRan Copper & Gold (FCX) 0.3 $982k 27k 36.80
iShares Silver Trust (SLV) 0.3 $995k 37k 26.95
Central Gold-Trust 0.3 $943k 16k 59.18
Darden Restaurants (DRI) 0.3 $931k 20k 45.60
Xylem (XYL) 0.3 $917k 36k 25.68
American Electric Power Company (AEP) 0.3 $902k 22k 41.29
CenturyLink 0.3 $869k 23k 37.19
Enbridge Energy Partners 0.3 $866k 26k 33.21
Eli Lilly & Co. (LLY) 0.3 $833k 20k 41.54
Stanley Black & Decker (SWK) 0.3 $832k 12k 67.58
HCP 0.3 $809k 20k 41.43
Fidelity Contra (FCNTX) 0.3 $823k 12k 67.46
Prin Protected Notes Of Pref T 0.3 $824k 1.0M 0.80
PNC Financial Services (PNC) 0.2 $808k 14k 57.67
Gilead Sciences (GILD) 0.2 $805k 20k 40.94
Udr (UDR) 0.2 $781k 31k 25.09
Consolidated Edison (ED) 0.2 $759k 12k 62.07
Ultra Petroleum 0.2 $718k 24k 29.63
Energy Transfer Partners 0.2 $724k 16k 45.82
McDonald's Corporation (MCD) 0.2 $695k 6.9k 100.35
Dominion Resources (D) 0.2 $693k 13k 53.11
Diageo (DEO) 0.2 $694k 7.9k 87.41
Raytheon Company 0.2 $661k 14k 48.39
Alliance Resource Partners (ARLP) 0.2 $671k 8.9k 75.59
Federal Realty Inv. Trust 0.2 $662k 7.3k 90.68
Canadian Oil Sands (COS) 0.2 $653k 29k 22.84
Cracker Barrel Old Country Store (CBRL) 0.2 $620k 12k 50.43
Royal Dutch Shell 0.2 $630k 8.6k 73.11
SPDR Gold Trust (GLD) 0.2 $639k 4.2k 151.96
Time Warner 0.2 $602k 17k 36.16
Suntrust Banks Inc $1.00 Par Cmn 0.2 $591k 33k 17.69
AFLAC Incorporated (AFL) 0.2 $617k 14k 43.23
Natural Resource Partners 0.2 $606k 22k 27.12
Prin Protected Notes Of Pref T 0.2 $612k 756k 0.81
Berkshire Hathaway (BRK.B) 0.2 $556k 7.3k 76.25
Limited Brands 0.2 $568k 14k 40.36
Colgate-Palmolive Company (CL) 0.2 $576k 6.2k 92.38
Texas Instruments Incorporated (TXN) 0.2 $560k 19k 29.12
Teekay Lng Partners 0.2 $561k 17k 33.16
Rowe T Price Small-cap Value F (PRSVX) 0.2 $582k 17k 34.51
Spectra Energy 0.2 $526k 17k 30.72
Hershey Company (HSY) 0.2 $551k 8.9k 61.81
TC Pipelines 0.2 $539k 11k 47.41
Magellan Midstream Partners 0.2 $527k 7.7k 68.84
Harbor Fd Intl Fd Inv Cl mutual funds 0.2 $535k 10k 51.96
Coca-Cola Company (KO) 0.2 $500k 7.2k 69.90
Illinois Tool Works (ITW) 0.2 $520k 11k 46.70
NuStar Energy (NS) 0.2 $501k 8.8k 56.66
Newmont Mining Corporation (NEM) 0.1 $486k 8.1k 60.00
Lincare Holdings 0.1 $489k 19k 25.71
Amgen (AMGN) 0.1 $473k 7.4k 64.24
Sanofi-Aventis SA (SNY) 0.1 $481k 13k 36.53
J.M. Smucker Company (SJM) 0.1 $488k 6.2k 78.10
Silver Wheaton Corp 0.1 $462k 16k 28.94
Northrop Grumman Corporation (NOC) 0.1 $450k 7.7k 58.54
Transocean (RIG) 0.1 $439k 11k 38.41
Teekay Offshore Partners 0.1 $458k 17k 26.60
ProShares UltraShort S&P500 0.1 $444k 23k 19.29
Fidelity Low Priced (FLPSX) 0.1 $434k 12k 35.72
El Paso Pipeline Partners 0.1 $399k 12k 34.65
Caterpillar (CAT) 0.1 $381k 4.2k 90.71
MarkWest Energy Partners 0.1 $365k 6.6k 55.09
Unilever (UL) 0.1 $387k 12k 33.49
iShares Russell Midcap Index Fund (IWR) 0.1 $380k 3.9k 98.45
Templeton Global Income Fund (SABA) 0.1 $378k 40k 9.44
Covidien 0.1 $375k 8.3k 45.05
First Ctzns Bancshares (FIZN) 0.1 $382k 13k 30.25
U.S. Bancorp (USB) 0.1 $341k 13k 27.03
Canadian Natural Resources (CNQ) 0.1 $340k 9.1k 37.32
Xcel Energy (XEL) 0.1 $345k 13k 27.67
CenterPoint Energy (CNP) 0.1 $358k 18k 20.09
SCANA Corporation 0.1 $352k 7.8k 45.02
Itt 0.1 $345k 18k 19.33
Time Warner Cable 0.1 $306k 4.8k 63.64
Steel Dynamics (STLD) 0.1 $314k 24k 13.16
Suburban Propane Partners (SPH) 0.1 $331k 7.0k 47.63
RGC Resources (RGCO) 0.1 $317k 18k 17.76
General Dynamics Corporation (GD) 0.1 $278k 4.2k 66.38
Westar Energy 0.1 $284k 9.9k 28.82
Ingersoll-rand Co Ltd-cl A 0.1 $280k 9.2k 30.43
Utilities SPDR (XLU) 0.1 $276k 7.7k 35.98
Claymore/SWM Canadian Energy Income ETF 0.1 $271k 16k 16.83
T Rowe Price Eqty Incm (PRFDX) 0.1 $270k 12k 23.05
Carter Bank & Trust Martinsvil 0.1 $271k 36k 7.61
T. Rowe Price Intl (PRITX) 0.1 $290k 24k 12.27
American Eagle Outfitters (AEO) 0.1 $266k 17k 15.30
Equity Residential (EQR) 0.1 $251k 4.4k 57.14
BorgWarner (BWA) 0.1 $242k 3.8k 63.78
Vanguard 500 Index Fund mut (VFINX) 0.1 $259k 2.2k 115.60
Vanguard/wellingto.. (VWELX) 0.1 $266k 8.5k 31.38
Columbia Fds Ser Tr Midcap Ind (NMPAX) 0.1 $253k 24k 10.65
Comcast Corporation (CMCSA) 0.1 $217k 9.2k 23.70
Vulcan Materials Company (VMC) 0.1 $219k 5.6k 39.39
Alcoa 0.1 $222k 26k 8.64
Dollar Tree (DLTR) 0.1 $216k 2.6k 83.27
Marathon Oil Corporation (MRO) 0.1 $235k 8.0k 29.24
Energy Transfer Equity (ET) 0.1 $231k 5.7k 40.53
Rydex Russell Top 50 ETF 0.1 $235k 2.6k 91.26
Husky Energy 0.1 $212k 8.8k 24.09
Invesco Insured Municipal Trust (IMT) 0.1 $218k 14k 15.52
American Balanced (ABALX) 0.1 $229k 13k 18.17
Fidelity Concord Str Sp 500 Id 0.1 $217k 4.9k 44.50
Rowe T Price Index Tr Equity I (PREIX) 0.1 $225k 6.6k 33.86
Capital Income Builders Fd Sh (CAIBX) 0.1 $210k 4.3k 49.15
GlaxoSmithKline 0.1 $200k 4.4k 45.61
Halliburton Company (HAL) 0.1 $203k 5.9k 34.55
Tortoise Energy Capital Corporation 0.1 $206k 7.7k 26.83
Columbia Fds Ser Tr Sml Cap In 0.1 $206k 13k 16.37
Pimco Fds Pac Invt Mgm Real Re 0.1 $185k 16k 11.77
Vanguard Intl Eqty Idx Pacific 0.1 $195k 22k 9.06
Medical Properties Trust (MPW) 0.1 $146k 15k 9.89
Manulife Finl Corp (MFC) 0.1 $171k 16k 10.65
Vanguard International Expl In 0.1 $149k 12k 12.79
Vanguard Mun Bd Fd Inc Lt Txex (VWLUX) 0.1 $145k 13k 11.32
Fidelity Advisor Ii Fltg Rt In 0.0 $115k 12k 9.62
Valley Financial Corp. Virginia 0.0 $53k 11k 4.88
Sirius XM Radio 0.0 $23k 13k 1.84
Athersys 0.0 $17k 10k 1.70
Vanguard Mmk Prime 0.0 $33k 33k 0.99
Nevada Mining Company (NMCX) 0.0 $0 83k 0.00
American Teledata Corp 0.0 $0 194k 0.00
Marathon Holding Corp 0.0 $0 10k 0.00