Concept Capital Markets as of June 30, 2012
Portfolio Holdings for Concept Capital Markets
Concept Capital Markets holds 0 positions in its portfolio as reported in the June 2012 quarterly 13F filing
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
-------- --------- -------- -------- ------------- ---------- -------- ------------------------
Title of Value SHRS OR SH/ Investment Other Voting Authority
Name of Issuer Class CUSIP (x1000) PRN AMT PRN Discretion Managers Sole Shared None
-------------- -------------- --------- ------ ------- --- ---------- -------- ---- ------ ----
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C}
ABOVENET INC Stock 00374N107 1621.2 19300 YES SOLE
AMYLIN PHARMACEUTICALS INC Stock 323461080 818.7 29000 YES SOLE
***COOPER INDUSTRIES PLC NEW IRELAND Stock G24140108 816.5 11976 YES SOLE
CATALYST HEALTH SOLUTIONS INC Stock 14888B103 990.4 10599 YES SOLE
ENCORE BANCSHARES INC Stock 29255V201 371.3 18000 YES SOLE
EDELMAN FINANCIAL GROUP INC Stock 27943Q105 609.0 70000 YES SOLE
EASTMAN CHEMICAL CO Stock 277432100 -195.4 -3880 YES SOLE
ERESEARCH TECHNOLOGY INC Stock 29481V108 886.9 111000 YES SOLE
EATON CORP Stock 278058102 -367.5 -9274 YES SOLE
GEN PROBE INC NEW Stock 36866T103 1315.2 16000 YES SOLE
GOODRICH CORPORATION
(FRM B F GOODRICH CO) Stock 382388106 1573.6 12400 YES SOLE
INTERLINE BRANDS INC Stock 458743101 915.1 36500 YES SOLE
INTEGRAMED AMERICA INC - NEW Stock 45810N302 360.1 26000 YES SOLE
KNOLOGY INC Stock 499183804 806.5 41000 YES SOLE
PACIFIC CAPITAL BANCORP DELEWARE Stock 69404P200 914.6 20000 YES SOLE
COLLECTIVE BRANDS INC Stock 19421W100 1199.5 56000 YES SOLE
STANDARD MICROSYSTEMS CORP Stock 853626109 1106.7 30000 YES SOLE
SOLUTIA INC NEW Stock 834376501 907.1 32337 YES SOLE
SUN HEALTHCARE GROUP INC Stock 86677E100 464.8 55533 YES SOLE
***SXC HEALTH SOLUTIONS CORP Stock 78505P100 -695.7 -7000 YES SOLE
APPLIED MATERIALS INC Stock 382221050 0.1 12 YES SOLE
BENIHANA INC Stock 820471010 273.9 17000 YES SOLE
JUNIPER NETWORKS Stock 48203R104 0.1 4 YES SOLE
FAIRPOINT COMMUNICATIONS INC Stock 305560302 0.0 62 YES SOLE
***AEGON NV NY REGISTRY SHS Stock 792410300 6.5 1408 YES SOLE
ALPHA NATURAL RESOURCES INC Stock 02076X102 172.0 19751 YES SOLE
BANK OF AMERICA CORP Stock 605051040 58.0 7086 YES SOLE
CITIGROUP INC COM NEW Stock 172967424 24.7 900 YES SOLE
DEVON ENERGY CORPORATION NEW Stock 25179M103 84.1 1450 YES SOLE
EBAY INC Stock 278642103 63.2 1504 YES SOLE
FAIR ISAAC INC
FORMERLY FAIR ISAAC & CO INC Stock 303250104 0.1 3 YES SOLE
FRONTIER COMMUNICATIONS CORP Stock 35906A108 2.0 517 YES SOLE
GENERAL ELECTRIC CO Stock 369604103 2162.7 103775 YES SOLE
INTERSIL CORPORATION CL A
(FRM INTERSIL HLG CORP CL-A) Stock 46069S109 0.0 1 YES SOLE
LEGACY RESERVES LP
UNIT REPRESENTING LTD PARTNER Stock 524707304 125.1 5000 YES SOLE
3M COMPANY Stock 88579Y101 44.8 500 YES SOLE
MEDICIS PHARMACEUTICAL CORP CL A NEW Stock 584690309 0.1 4 YES SOLE
OCCIDENTAL PETE CORP Stock 674599105 132.9 1550 YES SOLE
PROCTER & GAMBLE CO Stock 742718109 232.9 3802 YES SOLE
PPG INDUSTRIES INC Stock 693506107 413.4 3896 YES SOLE
R R DONNELLEY & SONS CO Stock 257867101 0.0 3 YES SOLE
SYMANTEC CORPORATION Stock 871503108 0.0 1 YES SOLE
UNITEDHEALTH GROUP INC Stock 91324P102 0.1 2 YES SOLE
VERIZON COMMUNICATIONS Stock 92343V104 375.2 8442 YES SOLE
WILLIAMS PARTNERS L P
COM UNIT LTD PARTNERSHIP INT Stock 96950F104 0.1 1 YES SOLE
XEROX CORP Stock 984121103 0.0 -2 YES SOLE
CALL STX 09/22/12 25
SEAGATE TECHNOLOGY PLC CALL G7945M907 -4.1 -20 YES SOLE
CALL COP1 08/18/12 80
CONOCOPHILLIPS CALL 20825C904 -0.3 -10 YES SOLE
CALL CTL 01/19/13 40
CENTURYLINK INC CALL 156700906 -2.7 -20 YES SOLE
CALL CVS 01/19/13 45
CVS CAREMARK CORPORATION CALL 126650900 -7.9 -20 YES SOLE
CALL CVX 01/19/13 110
CHEVRON CORPORATION CALL 166764900 -2.6 -7 YES SOLE
CALL D 01/19/13 55
DOMINION RESOURCES INC CALL 25746U909 -1.8 -13 YES SOLE
CALL KMB 01/19/13 80
KIMBERLY CLARK CORP CALL 494368903 -5.2 -10 YES SOLE
CALL MSFT 01/19/13 32.50
MICROSOFT CORP CALL 594918904 -2.9 -25 YES SOLE
CALL PFE 01/19/13 22.50
PFIZER INC CALL 717081903 -4.5 -35 YES SOLE
CALL VOD 01/19/13 30
VODAFONE GROUP PLC CALL 92857W909 -1.6 -25 YES SOLE
***CENOVUS ENERGY INC Stock 15135U109 0.1 4 YES SOLE
***ENCANA CORP Stock 292505104 0.1 4 YES SOLE
LABORATORY CORP AMER HLDGS NEW Stock 50540R409 0.1 1 YES SOLE
ALLETE INC Stock 185223000 6.9 166 YES SOLE
CBIZ INC Stock 124805102 5.9 1000 YES SOLE
ENZO BIOCHEM INC Stock 294100102 0.4 242 YES SOLE
***HSBC HOLDINGS PLC ADS
6.20% NON CUM PFD SHS SER A Pref Stock 404280604 19.4 775 YES SOLE
MICROSOFT CORP Stock 594918104 3433.6 112247 YES SOLE
ONVIA INC Stock 68338T403 498.5 127826 YES SOLE
***ADVANTAGE OIL & GAS LTD Stock 00765F101 560.6 190100 YES SOLE
MCMORAN EXPLORATION COMPANY COM Stock 582411104 447.9 35350 YES SOLE
TRIANGLE PETROLEUM CORP Stock 89600B201 928.1 166326 YES SOLE
ABRAXAS PETROLEUM CORP Stock 383010600 194.5 60986 YES SOLE
BILL BARRETT CORPORATION Stock 06846N104 194.9 9100 YES SOLE
NEWFIELD EXPLORATION CO Stock 651290108 87.9 3000 YES SOLE
NORTHERN OIL & GAS INC Stock 665531109 318.8 20000 YES SOLE
PETROQUEST ENERGY INC Stock 716748108 513.5 102700 YES SOLE
QEP RESOURCES INC Stock 74733V100 0.0 0 YES SOLE
SWIFT ENERGY CO {HOLDING COMPANY) Stock 870738101 290.3 15600 YES SOLE
ARCH COAL INC Stock 393801000 34.5 5000 YES SOLE
SANDRIDGE ENERGY INC Stock 80007P307 66.9 10000 YES SOLE
BANK OF AMERICA
7.25% NON CUMULATVE PERP C V T Pref Stock 605056820 34.1 35 YES SOLE
CITIGROUP INC
7.50% TANGIBLE DIVIDEND Pref Stock 172967416 29.1 340 YES SOLE
ENTERPRISE PRODUCTS PARTNERS LP Stock 293792107 1004.3 19600 YES SOLE
EAGLE ROCK ENERGY PARTNERS LP
UNIT LTD PARTNERSHIP INT Stock 26985R104 17.9 2000 YES SOLE
GULFPORT ENERGY CORP COM NEW Stock 402635304 20.6 1000 YES SOLE
SANDRIDGE PERMIAN TR
COM UNIT REPSTG BENEFICIAL Stock 80007A102 10.1 500 YES SOLE
SANDRIDGE MISSISSIPPIAN TR II Stock 80007V106 9.5 500 YES SOLE
DIGIMARC CORPORATION Stock 25381B101 17630.5 687080 YES SOLE
GOODRICH PETROLEUM CORP NEW Stock 382410405 0.0 0 YES SOLE
ZYNGA INC CLASS A Stock 98986T108 194.8 35800 YES SOLE
PDC ENERGY INC COM Stock 69327R101 0.0 0 YES SOLE
***WEATHERFORD INTERNATIONAL
LTD SWITZERLAND Stock H27013103 31.6 2500 YES SOLE
PENN VIRGINIA CORP Stock 707882106 3.7 500 YES SOLE
UNIT CORP Stock 909218109 0.0 0 YES SOLE
SANDRIDGE MISSISSIPPIAN TRUST I Stock 80007T101 5.1 200 YES SOLE
***ENERGY XXI BERMUDA LIMITED NEW Stock G10082140 40.7 1300 YES SOLE
ADVENT CLAYMORE CONV SECS &
INCOME FD Pref Stock 00764C109 15.3 1000 YES SOLE
NUVEEN EQUITY PREM ADVANTAGE FD Pref Stock 6706ET107 12.0 1000 YES SOLE
JAMBA INC Stock 47023A101 2.9 1500 YES SOLE
NUVEEN PREFERRED INCOME
OPPORTUNITIES FUND Pref Stock 67073B106 9.0 1000 YES SOLE
KRATOS DEFENSE & SEC SOLUTIONS Stock 50077B207 2.9 500 YES SOLE
MICRON TECHNOLOGY INC Stock 595112103 6.3 1000 YES SOLE
ACCELRYS INC Stock 00430U103 12174.8 1504924 YES SOLE
BROCADE COMMUNICATIONS SYS INC NEW Stock 111621306 561.4 113875 YES SOLE
3-D SYSTEMS CORP-DEL Stock 88554D205 4229.9 123899 YES SOLE
NIC INC Stock 62914B100 1236.1 97328 YES SOLE
ELLIE MAE INC Stock 28849P100 3282.1 182340 YES SOLE
E TRADE FINANCIAL CORPORATION NEW Stock 269246401 16.1 2000 YES SOLE
FALCONSTOR SOFTWARE INC Stock 306137100 658.5 252317 YES SOLE
LIONBRIDGE TECHNOLOGIES INC Stock 536252109 3303.8 1048835 YES SOLE
LUMINEX CORP DEL Stock 55027E102 3918.2 159992 YES SOLE
MIPS TECHNOLOGIES INC COM Stock 604567107 2213.3 331822 YES SOLE
NVE CORPORATION Stock 629445206 292.9 5450 YES SOLE
ONLINE RESOURCES CORP Stock 68273G101 2860.8 1177302 YES SOLE
PDF SOLUTIONS INC Stock 693282105 36327.6 3680610 YES SOLE
PALL CORP Stock 696429307 2167.2 39540 YES SOLE
PARAMETRIC TECHNOLOGY CORP NEW Stock 699173209 1238.7 59100 YES SOLE
SENOMYX INC Stock 81724Q107 5682.8 2418216 YES SOLE
TRANSACT TECHNOLOGIES INC Stock 892918103 5808.5 753378 YES SOLE
TEXAS INSTRUMENTS INCORPORATED Stock 882508104 144.1 5024 YES SOLE
YAHOO INC Stock 984332106 53.1 3356 YES SOLE
DSP GROUP INC Stock 23332B106 1.3 200 YES SOLE
FORMFACTOR INC Stock 346375108 1.3 200 YES SOLE
SPDR GOLD TR GOLD SHS Stock 78463V107 48.1 310 YES SOLE
NEWMONT MINING CORP HOLDING CO Stock 651639106 1377.7 28400 YES SOLE
PLANTRONICS INC NEW Stock 727493108 1.7 50 YES SOLE
TESSERA TECHNOLOGIES INC Stock 88164L100 55.3 3600 YES SOLE
NET 1 UEPS TECHNOLOGIES INC NEW Stock 64107N206 119.7 14300 YES SOLE
***VISTAPRINT NV US LISTED Stock N93540107 34.7 1075 YES SOLE
JOHNSON & JOHNSON Stock 478160104 1128.9 16710 YES SOLE
COCA COLA CO Stock 191216100 289.3 3700 YES SOLE
NEOGEN CORP Stock 640491106 277.2 6000 YES SOLE
***SEAGATE TECHNOLOGY PLC Stock G7945M107 49.5 2000 YES SOLE
BOARDWALK PIPELINE PARTNERS LP
COM UNIT LTD PARTNER INTS Stock 966271040 2358.2 85350 YES SOLE
GENTEX CORP Stock 371901109 2135.0 102300 YES SOLE
HCP INC Stock 40414L109 2618.1 59300 YES SOLE
KRAFT FOODS INC CL A Stock 50075N104 3707.5 96000 YES SOLE
KIMBERLY CLARK CORP Stock 494368103 2102.6 25100 YES SOLE
PLUM CREEK TIMBER CO INC COM Stock 729251108 4871.2 122700 YES SOLE
PFIZER INC Stock 717081103 6285.7 273290 YES SOLE
SAIC INC Stock 78390X101 3420.3 282200 YES SOLE
***VODAFONE GROUP PL
SPONSORED ADR NEW Stock 92857W209 4710.3 167150 YES SOLE
SRS LABS INC Stock 78464M106 1954.8 217199 YES SOLE
EASYLINK SERVICES
INTERNATIONAL CORPORATION Stock 277858106 2594.8 358400 YES SOLE
HEWLETT PACKARD CO Stock 428236103 4.0 200 YES SOLE
MCDONALDS CORP Stock 580135101 56.7 640 YES SOLE
ORACLE CORP Stock 68389X105 11.7 394 YES SOLE
***VALEANT PHARMACEUTICALS
INTERNATIONAL INC Stock 91911K102 1.2 26 YES SOLE
AMERICAN ELECTRIC POWER CO INC Stock 255371010 1865.3 46750 YES SOLE
CHEVRON CORPORATION Stock 166764100 1044.5 9900 YES SOLE
LSI CORPORATION Stock 502161102 0.1 8 YES SOLE
WASTE MANAGEMENT INC DEL Stock 94106L109 2137.6 64000 YES SOLE
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 846707020 179.2 2150 YES SOLE
MARKEL CORP HOLDING CO Stock 570535104 132.5 300 YES SOLE
NORFOLK SOUTHERN CORP Stock 655844108 143.5 2000 YES SOLE
TENNECO INC Stock 880349105 0.5 20 YES SOLE
WISCONSIN ENERGY CORP Stock 976657106 178.1 4500 YES SOLE
EXXON MOBIL CORP Stock 30231G102 1011.4 11820 YES SOLE
BRISTOL MYERS SQUIBB CO Stock 110122108 417.0 11600 YES SOLE
CATERPILLAR INC Stock 149123101 118.9 1400 YES SOLE
DUKE ENERGY CORPORATION
(HOLDING COMPANY) NEW Stock 26441C105 546.5 23700 YES SOLE
ABBOTT LABORATORIES Stock 282410000 128.9 2000 YES SOLE
AVERY DENNISON CORP Stock 536111090 1093.6 40000 YES SOLE
CONOCOPHILLIPS Stock 20825C104 265.4 4750 YES SOLE
LOCKHEED MARTIN CORP Stock 539830109 43.5 500 YES SOLE
PAYCHEX INC Stock 704326107 122.5 3900 YES SOLE
PHILIP MORRIS INTERNATIONAL INC Stock 718172109 122.2 1400 YES SOLE
PHILLIPS 66 COM Stock 718546104 62.3 1875 YES SOLE
SEMPRA ENERGY Stock 816851109 55.1 800 YES SOLE
***UNILEVER PLC SPONSORED ADR NEW Stock 904767704 55.5 1645 YES SOLE
UNITED PARCEL SVC INC CL B Stock 911312106 126.0 1600 YES SOLE
INTEL CORP Stock 458140100 133.3 5000 YES SOLE
***EDAP TMS SA-SPONSORED ADR
REPSTG 1 ORD SH Stock 268311107 1.0 500 YES SOLE
MARKET VECTORS ETF TR JR
GOLD MINES Stock 57060U589 8.5 440 YES SOLE
***ALCATEL-LUCENT
SPONSORED ADR Stock 139043050 1.2 716 YES SOLE
COMCAST CORP NEW CL A Stock 20030N101 392.3 12272 YES SOLE
CORNING INC Stock 219350105 51.7 4000 YES SOLE
INTERNATIONAL BUSINESS
MACHINES CORP Stock 459200101 315.3 1612 YES SOLE
JPMORGAN CHASE & CO Stock 46625H100 324.2 9074 YES SOLE
NATIONAL RESEARCH CORP Stock 637372103 282.7 5400 YES SOLE
PEPSICO INC Stock 713448108 70.7 1000 YES SOLE
***SUNCOR ENERGY INC NEW Stock 867224107 86.8 3000 YES SOLE
***NOVO NORDISK A/S-ADR
REPSTG 1/2 CL B SH Stock 670100205 109.0 750 YES SOLE
DOW CHEMICAL CO. Stock 260543103 510.3 16200 YES SOLE
ECOLAB INC Stock 278865100 54.8 800 YES SOLE
STRATUS PROPERTIES INC Stock 863167201 0.5 50 YES SOLE
DOMINION RESOURCES INC VA NEW Stock 25746U109 221.4 4100 YES SOLE
EMERSON ELECTRIC CO Stock 291011104 74.5 1600 YES SOLE
ALTRIA GROUP INC Stock 02209S103 17.3 500 YES SOLE
WALT DISNEY CO Stock 254687106 1.0 20 YES SOLE
GAP INC Stock 364760108 28.0 1022 YES SOLE
***BUNGE LTD Stock G16962105 3.1 50 YES SOLE
LEAPFROG ENTERPRISES INC Stock 52186N106 0.1 5 YES SOLE
ANADARKO PETROLEUM CORP Stock 325111070 2.0 30 YES SOLE
AMERICAN EXPRESS COMPANY Stock 258161090 13.4 230 YES SOLE
APPLE INC Stock 378331000 309.5 530 YES SOLE
AMERICAN EAGLE OUTFITTERS INC NEW Stock 02553E106 2.0 100 YES SOLE
SIRIUS XM RADIO INC Stock 82967N108 0.0 9 YES SOLE
SYSCO CORP Stock 871829107 59.6 2000 YES SOLE
PROSHARES SHORT RUSSELL2000 ETF Stock 74347R826 26.6 1000 YES SOLE
REIS INC Stock 75936P105 126.8 13200 YES SOLE
ZAZA ENERGY CORP Stock 98919T100 304.0 67261 YES SOLE
DEERE & CO Stock 244199105 226.4 2800 YES SOLE
WAL-MART STORES INC Stock 931142103 139.4 2000 YES SOLE
WATSON PHARMACEUTICALS INC Stock 942683103 74.0 1000 YES SOLE
DIRECTV CLASS A NEW Stock 25490A101 29.3 600 YES SOLE
NUVEEN CREDIT STRATEGIES INCOME FUND Pref Stock 67073D102 199.5 22000 YES SOLE
KEY ENERGY SERVICES INC Stock 492914106 30.4 4000 YES SOLE
PIONEER MUNICIPAL HIGH INCOME TRUST Pref Stock 723763108 31.2 2000 YES SOLE
MYLAN INC Stock 628530107 42.7 2000 YES SOLE
PARKER DRILLING CO Stock 701081101 13.5 3000 YES SOLE
PEREGRINE PHARMACEUTICALS INC NEW Stock 713661304 0.2 400 YES SOLE
AT^T INC Stock 00206R102 36.5 1023 YES SOLE
***TEVA PHARMACEUTICAL
INDUSTRIES LIMITED ADR Stock 881624209 3154.6 79986 YES SOLE
TARGET CORP Stock 87612E106 58.2 1000 YES SOLE
COLGATE PALMOLIVE CO Stock 194162103 257.3 2472 YES SOLE
GENERAL MILLS INC Stock 370334104 107.9 2800 YES SOLE
***GLAXOSMITHKLINE PLC
SPONSORED ADR(FRM GLAXO WELL) Stock 37733W105 91.1 2000 YES SOLE
H J HEINZ CO Stock 423074103 38.1 700 YES SOLE
NORTHROP GRUMMAN CORP Stock 666807102 51.0 800 YES SOLE
MERCK & CO INC NEW Stock 58933Y105 16.7 400 YES SOLE
ANALOG DEVICES INC Stock 326541050 617.8 16400 YES SOLE
BLACKROCK INCOME TRUST INC Pref Stock 09247F100 202.0 27000 YES SOLE
BLACKROCK CREDIT ALLOCATION
INCOME TRUST IV Pref Stock 925081000 238.5 18000 YES SOLE
COPANO ENERGY LLC COM UNITS Stock 217202100 111.2 4000 YES SOLE
CENTURYLINK INC Stock 156700106 79.0 2000 YES SOLE
CVS CAREMARK CORPORATION Stock 126650100 93.5 2000 YES SOLE
DCP MIDSTREAM PARTNERS LP
UNITS LTD PARTNER INT Stock 23311P100 105.4 2500 YES SOLE
EATON VANCE TAX ADVANTAGED
DIVIDEND INCOME FUND Pref Stock 27828G107 159.8 10000 YES SOLE
GABELLI DIVIDEND & INCOME FUND Pref Stock 36242H104 155.1 10000 YES SOLE
TARGA RESOURCES PARTNERS LP
UNIT LTD PARTNERSHIP INT Stock 87611X105 107.0 3000 YES SOLE
LMP CAPITAL AND INCOME FUND INC Pref Stock 50208A102 128.5 10000 YES SOLE
WESTERN ASSET/CLAYMORE
INFLATION LKD OPP & INC FUND Pref Stock 95766R104 195.8 15000 YES SOLE
***XINYUAN REAL ESTATE CO LTD
SPONSORED ADR Stock 98417P105 15.2 5000 YES SOLE
BLACKROCK MUNIENHANCED FD INC Pref Stock 09253Y100 59.6 5000 YES SOLE
NUVEEN MUNICIPAL OPPORTUNITY
FUND INC Pref Stock 670984103 59.8 4000 YES SOLE
NUVEEN MARYLAND DIVIDEND
ADVANTAGE MUNICIPAL FUND 3 Pref Stock 67072A109 58.6 4000 YES SOLE
***SANOFI SPONSORED ADR Stock 80105N105 37.8 1000 YES SOLE
BROADVISION INC NEW Stock 111412706 0.0 4 YES SOLE
AMERICAN CAPITAL LIMITED Stock 02503Y103 12.8 1274 YES SOLE
ISHARES INC MSCI BRAZIL INDEX FD Stock 464286400 25.8 500 YES SOLE
GENERAL MOTORS COMPANY Stock 37045V100 2.4 122 YES SOLE
WTS GENERAL MOTORS COMPANY Warrants 37045V118 1.2 110 YES SOLE
WTS GENERAL MOTORS COMPANY Warrants 37045V126 0.7 110 YES SOLE
KKR FINANCIAL HOLDINGS LLC
DELAWARE NEW Stock 48248A306 17.0 2000 YES SOLE
ANNALY CAPITAL MANAGEMENT INC Stock 357104090 33.6 2000 YES SOLE
PRESSTEK INC Stock 741113104 130.0 304368 YES SOLE
TRUSTCO BANK CORP N Y Stock 898349105 21.8 4000 YES SOLE
WELLS FARGO & CO Stock 949746101 20.0 597 YES SOLE
SECTOR SPDR TRUST
SHS BEN INT TECHNOLOGY Stock 81369Y803 28.7 1000 YES SOLE
FIRSTCITY FINANCIAL CORP Stock 33761X107 8.7 1000 YES SOLE
***ROYAL DUTCH SHELL PLC
SPONSORED ADR REPSTG A SHS Stock 780259206 58.4 866 YES SOLE
NETWORK EQUIPMENT TECHNOLOGIES Stock 641208103 113.3 86499 YES SOLE
QUICKLOGIC CORP Stock 74837P108 209.6 83500 YES SOLE
ACCURAY INCORPORATED Stock 439710500 167.3 24464 YES SOLE
CHYRON CORPORATION NEW Stock 171605306 109.5 81139 YES SOLE
DURECT CORP Stock 266605104 19.5 21500 YES SOLE
SMITH MICRO SOFTWARE INC Stock 832154108 25.8 14000 YES SOLE
METLIFE INC Stock 59156R108 94.1 3050 YES SOLE
***BANK OF MONTREAL Stock 636711010 41.6 753 YES SOLE
***INGERSOLL RAND PLC Stock G47791101 210.9 5000 YES SOLE
***SCHLUMBERGER LTD Stock 806857108 54.2 835 YES SOLE
PROSHARES ULTRASHORT BARCLAYS
20+ YEAR TREASURY ETF Stock 74347R297 23.8 1500 YES SOLE
APACHE CORP Stock 374111050 39.6 450 YES SOLE
EOG RES INC Stock 26875P101 45.1 500 YES SOLE
GOOGLE INC CL A Stock 38259P508 23.2 40 YES SOLE
HELMERICH & PAYNE INC Stock 423452101 34.8 800 YES SOLE
***NOBLE CORPORATION US LISTED Stock H5833N103 26.0 800 YES SOLE
***SYNGENTA AG SPONSORED ADR Stock 87160A100 34.2 500 YES SOLE
TICC CAPITAL CORP Stock 87244T109 75.7 7800 YES SOLE
BRT REALTY TRUST SBI-NEW Stock 556453030 10.4 1604 YES SOLE
PARKERVISION INC Stock 701354102 4.8 2000 YES SOLE
SELECTICA INC Stock 816288203 2.7 700 YES SOLE
VERMILLION INC NEW Stock 92407M206 5.4 2400 YES SOLE
EXAR CORPORATION Stock 300645108 23.2 2841 YES SOLE
TOTAL 193787.4