Ramius

Cowen Investment Management as of March 31, 2021

Portfolio Holdings for Cowen Investment Management

Cowen Investment Management holds 180 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Sumitomo Mitsui Finl Group I Sponsored Adr (SMFG) 28.9 $75M 10M 7.25
Astrazeneca Sponsored Adr (AZN) 4.8 $12M 250k 49.72
Lloyds Banking Group Sponsored Adr (LYG) 4.4 $12M 5.0M 2.32
Sprott Physical Gold & Silve Tr Unit (CEF) 1.5 $3.9M 223k 17.37
Silver Crest Acquisition Cor Unit 12/15/2025 1.4 $3.6M 365k 9.93
Pershing Square Tontine Hldg Com Cl A 1.4 $3.6M 151k 24.01
Aequi Acquisition Corp Unit 11/30/2027 1.3 $3.5M 350k 10.00
Thimble Point Acquisition Unit 99/99/9999 1.2 $3.0M 300k 10.00
Foresight Acquisition Corp Unit 01/29/2026 1.1 $3.0M 300k 9.91
Collaborative Investmnt Ser The Spac And New (SPCX) 1.0 $2.7M 95k 28.50
Athlon Acquisition Corp Unit 01/12/2026 1.0 $2.5M 250k 9.89
Environmental Impact Acqu Com Cl A 0.9 $2.4M 250k 9.69
Liberty Broadband Corp Com Ser A (LBRDA) 0.9 $2.4M 16k 145.12
Ventoux Ccm Acquisition Corp 0.8 $2.2M 225k 9.79
Vectoiq Acquisition Corp Ii Unit 99/99/9999 0.8 $2.0M 200k 10.13
Vickers Vantage Corp I Unit 09/15/2027 0.8 $2.0M 200k 10.08
Global Synergy Acquisit Corp Unit 01/01/2024 0.8 $2.0M 200k 9.96
Thunder Bridge Cap Prtnrs Ii Unit 02/15/2028 0.8 $2.0M 200k 9.89
Dune Acquisition Corp Com Cl A 0.8 $2.0M 200k 9.76
Liberty Media Corp Del Com C Siriusxm 0.7 $1.8M 40k 44.10
Scp & Co Healthcare Acqustn Unit 10/27/2025 0.7 $1.7M 175k 9.97
Virtuoso Acquisition Corp Unit 01/14/2025 0.7 $1.7M 175k 9.86
Far Peak Acquisition Corp Shs Cl A 0.7 $1.7M 175k 9.77
Tuatara Capital Acquisitn Unit 99/99/9999 0.6 $1.5M 150k 10.00
Delwinds Ins Acquisition Cor Unit 99/99/9999 0.6 $1.5M 150k 9.99
Cc Neuberger Principal Holdn Unit 99/99/9999 0.6 $1.5M 150k 9.99
890 5th Ave Partners Unit 01/12/2026 0.6 $1.5M 150k 9.95
Flame Acquisition Corp Unit 99/99/9999 0.6 $1.5M 150k 9.93
Equity Distr Acquisition Cor Com Cl A 0.6 $1.5M 150k 9.91
Fortistar Sustainable Sol Unit 01/14/2026 0.6 $1.5M 150k 9.91
Jack Creek Investment Corp Unit 10/01/2023 0.6 $1.5M 150k 9.91
Leo Hldgs Corp Ii Unit 99/99/9999 0.6 $1.5M 150k 9.91
Noble Rock Acquisition Corp Unit 01/31/2028 0.6 $1.5M 150k 9.89
Montes Archimedes Acquisitio Com Cl A 0.6 $1.5M 150k 9.78
Sports Entertainment Acqu Com Cl A 0.6 $1.5M 150k 9.77
Biotech Acquisition Company Unit 11/30/2027 0.5 $1.2M 125k 9.89
Adit Edtech Acquisition Corp Unit 99/99/9999 0.5 $1.2M 125k 9.86
Recharge Acquisition Corp Com Cl A 0.5 $1.2M 125k 9.79
Ishares Tr Russell 2000 Etf Put Option (IWM) 0.5 $1.2M 250k 4.79
Sociedad Quimica Y Minera De Spon Adr Ser B (SQM) 0.4 $1.1M 20k 53.10
Lmf Acquisition Opportunit I Unit 99/99/9999 0.4 $1.0M 100k 10.16
Ackrell Spac Partners I Unit 12/01/2026 0.4 $1.0M 100k 10.15
Americas Technology Acqsn Unit 99/99/9999 0.4 $1.0M 100k 10.13
Big Cypress Acquisition Corp Unit 07/25/2027 0.4 $1.0M 100k 10.10
Ecp Environmental Gw Opt Cor Unit 03/01/2026 0.4 $1.0M 100k 10.08
Union Acquisition Corp Ii SHS 0.4 $1.0M 100k 10.05
Mudrick Capital Acqu Corp Ii Unit 99/99/9999 0.4 $1.0M 100k 10.04
Longview Acquisition Corp Ii Unit 99/99/9999 0.4 $1.0M 100k 10.04
Spartan Acquisition Corp Iii Unit 99/99/9999 0.4 $1.0M 100k 10.03
Poema Global Holdings Corp Unit 99/99/9999 0.4 $1.0M 100k 10.02
Kkr Acquisition Holding I Unit 99/99/9999 0.4 $1.0M 100k 10.01
Fortress Capital Acquisition Unit 99/99/9999 0.4 $1.0M 100k 10.01
Kairos Acquisition Corp Unit 99/99/9999 0.4 $1.0M 100k 10.01
Edtechx Holdings Acqu Corp I Unit 08/31/2027 0.4 $1.0M 100k 10.00
Ares Acquisition Corporation Unit 99/99/9999 0.4 $1.0M 100k 10.00
Lazard Growth Acquisition Unit 99/99/9999 0.4 $1.0M 100k 10.00
Edoc Acquisition Corp Cl A 0.4 $998k 100k 9.98
European Sustainable Growth Unit 01/18/2024 0.4 $998k 100k 9.98
Blueriver Acquisition Corp Unit 01/04/2026 (BLUA.U) 0.4 $997k 100k 9.97
One Equity Partners Open Wtr Unit 01/14/2026 0.4 $997k 100k 9.97
Cbre Acquisition Hldgs Unit 99/99/9999 0.4 $996k 100k 9.96
Tzp Strategies Acquistn Corp Unit 01/06/2026 0.4 $996k 100k 9.96
Sustainable Develp Acqu I Unit 02/04/2026 0.4 $995k 100k 9.95
Mcap Acquisition Corp Unit 02/18/2030 0.4 $995k 100k 9.95
Lightjump Acquisition Corp Unit 01/06/2026 0.4 $995k 100k 9.95
D8 Holdings Corp Shs Cl A 0.4 $994k 100k 9.94
Crown Proptech Acquisitions Unit 99/99/9999 0.4 $994k 100k 9.94
Mason Industrial Technolgy I Unit 99/99/9999 0.4 $994k 100k 9.94
Science Strategic Acq Alpha Unit 01/20/2026 0.4 $994k 100k 9.94
Sportstek Acquisition Corp Unit 02/16/2028 0.4 $994k 100k 9.94
Mdh Acquisition Corp Unit 99/99/9999 0.4 $994k 100k 9.94
Powered Brands Unit 99/99/9999 0.4 $992k 100k 9.92
Broadscale Acquisition Corp Unit 02/02/2026 0.4 $991k 100k 9.91
Boa Acquisition Corp Unit 99/99/9999 0.4 $991k 100k 9.91
Pontem Corporation Unit 99/99/9999 0.4 $990k 100k 9.90
Global Partner Acqistn Corp Unit 01/06/2026 (GPACU) 0.4 $990k 100k 9.90
Oyster Enterprises Acq Corp Unit 01/20/2026 0.4 $989k 100k 9.89
Gigcapital4 Unit 99/99/9999 0.4 $987k 100k 9.87
Progress Acquisition Corp Unit 12/25/2025 0.4 $985k 100k 9.85
Hpx Corp Shs Cl A 0.4 $982k 100k 9.82
Hudson Executive Invs Corp I Unit 01/31/2027 0.4 $981k 100k 9.81
Leo Hldgs Corp Ii Com Cl A 0.4 $972k 100k 9.72
Starboard Value Acquisitn Com Cl A 0.4 $941k 95k 9.93
Lifesci Acquisition Ii Corp 0.4 $938k 93k 10.14
Otr Acquisition Corp Unit 10/01/2025 0.4 $937k 90k 10.41
Carney Technology Acqu Corp Unit 12/10/2025 0.3 $855k 85k 10.06
G Squared Ascend I Unit 99/99/9999 0.3 $850k 85k 10.00
Tailwind Acquisition Corp Com Cl A 0.3 $794k 80k 9.93
Mallard Acquisition Corp Unit 06/30/2027 0.3 $755k 75k 10.07
Dmy Technology Group Inc Iv Unit 99/99/9999 0.3 $753k 75k 10.04
Healthcare Services Acqu Cor Unit 11/18/2023 0.3 $752k 75k 10.03
Epiphany Technology Acquisit Unit 99/99/9999 0.3 $752k 75k 10.03
Priveterra Acquisition Corp Unit 99/99/9999 0.3 $746k 75k 9.95
Hudson Executive Inves Iii Unit 02/22/2026 0.3 $744k 75k 9.92
Apollo Strategic Growth Capt Shs Cl A 0.3 $743k 75k 9.91
Kl Acquisition Corp Unit 99/99/9999 0.3 $743k 75k 9.91
Yucaipa Acquisition Corp 0.3 $739k 75k 9.85
Executive Network Partnering Cl A 0.3 $729k 75k 9.72
Pmv Consumer Acquisition Cor 0.3 $728k 75k 9.71
Seaport Global Acquisitn Cor Unit 99/99/9999 0.3 $723k 70k 10.33
Concord Acquisition Corp Unit 12/28/2025 0.3 $718k 70k 10.26
Sc Health Corp Com Cl A 0.3 $706k 70k 10.09
5 01 Acquisition Corp Com Cl A 0.3 $699k 70k 9.99
Siriuspoint (SPNT) 0.3 $688k 68k 10.18
Roman Dbdr Tech Acquisition Unit 99/99/9999 0.3 $663k 65k 10.20
H I G Acquisition Corp Unit 99/99/9999 0.2 $614k 60k 10.23
Senior Connect Acquisitn Cor Unit 12/09/2023 0.2 $601k 60k 10.02
Jiya Acquisition Corp Com Cl A 0.2 $590k 60k 9.83
Thayer Ventures Acqu Corp Unit 01/01/2030 0.2 $560k 55k 10.18
Soaring Eagle Acquisition Unit 02/23/2026 0.2 $557k 55k 10.13
Scion Tech Growth I Unit 12/17/2025 0.2 $553k 55k 10.05
Unilever Spon Adr New (UL) 0.2 $519k 9.3k 55.83
Foxwayne Enterpris Aqstn Cor Unit 01/12/2026 0.2 $518k 50k 10.36
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 0.2 $514k 140k 3.67
Legato Merger Corp Unit 12/31/2025 0.2 $507k 50k 10.14
Spring Vy Acquisition Corp Cl A 0.2 $506k 50k 10.12
Broadstone Acquisition Corp Unit 99/99/9999 0.2 $505k 50k 10.10
Queens Gambit Growth Capital Unit 01/19/2026 0.2 $505k 50k 10.10
Warburg Pincus Captal Corp I Unit 99/99/9999 0.2 $504k 50k 10.08
Crucible Acquisition Corp Com Cl A 0.2 $503k 50k 10.06
Arctos Northstar Acquis Corp Unit 99/99/9999 0.2 $500k 50k 10.00
Tishman Speyer Innovation Unit 02/11/2026 0.2 $500k 50k 10.00
Venus Acquisition Corporatio Unit 02/01/2024 0.2 $500k 50k 10.00
Executive Network Partnering Unit 99/99/9999 0.2 $499k 50k 9.98
Eucrates Biomedical Acqu Cor SHS 0.2 $499k 50k 9.98
Anzu Special Acquisitin Corp Unit 01/27/2026 0.2 $499k 50k 9.98
Warburg Pincus Captal Corp I Unit 99/99/9999 0.2 $499k 50k 9.98
Redball Acquisition Corp Com Cl A 0.2 $498k 50k 9.96
Pine Technology Acquisitn Unit 03/31/2028 0.2 $496k 50k 9.92
Slam Corp Unit 99/99/9999 (SLAMU) 0.2 $496k 50k 9.92
Adara Acquisition Corp Unit 99/99/9999 0.2 $496k 50k 9.92
Burgundy Technology Acqu Cor Cl A 0.2 $495k 50k 9.90
Warrior Technologies Acqui C Unit 03/31/2028 0.2 $495k 50k 9.90
Archimedes Tech Spac Partnr Unit 03/10/2026 0.2 $495k 50k 9.90
Authentic Equity Acquistn Unit 10/31/2027 0.2 $495k 50k 9.90
African Gold Acquisition Cor Unit 99/99/9999 0.2 $494k 50k 9.88
Bite Acquisition Corp Unit 99/99/9999 (BITE.U) 0.2 $494k 50k 9.88
Monument Circle Acquisitn Unit 01/14/2026 0.2 $493k 50k 9.86
Twelve Seas Investment Co Ii Unit 99/99/9999 (TWLVU) 0.2 $493k 50k 9.86
Bull Horn Hldgs Corp SHS 0.2 $489k 50k 9.78
Consonance Hfw Acquisition C Unit 99/99/9999 0.2 $488k 50k 9.76
Duddell Street Acquisitn Cor Cl A 0.2 $487k 50k 9.74
Adit Edtech Acquisition Corp Common Stock 0.2 $482k 50k 9.64
Go Acquisition Corp Unit 08/31/2027 0.2 $456k 45k 10.13
Prime Impact Acquisition I Unit 10/01/2030 0.2 $446k 45k 9.91
Frazier Lifesciences Acqu Unit 12/09/2025 0.2 $406k 40k 10.15
Cf Acquisition Corp Iv Unit 12/31/2027 0.2 $401k 40k 10.03
Diamondhead Holdings Corp Unit 01/21/2026 0.2 $396k 40k 9.90
Kins Technology Group Unit 10/14/2025 0.1 $354k 35k 10.11
Population Health Invs Co In Unit 99/99/9999 0.1 $302k 30k 10.07
Benessere Capital Acqustn Unit 12/22/2025 0.1 $263k 25k 10.52
Aurora Acquisition Corp Unit 03/02/2026 0.1 $259k 25k 10.36
Yucaipa Acquisition Corp Unit 99/99/9999 0.1 $256k 25k 10.24
Conx Corp Unit 10/30/2027 (CONXU) 0.1 $256k 25k 10.24
L&f Acquisition Corp Unit 99/99/9999 0.1 $255k 25k 10.20
Khosla Ventures Acquisition Cl A 0.1 $253k 25k 10.12
Svf Investment Corp 3 Cl A Shs 0.1 $253k 25k 10.12
Power & Digital Infra Acq Unit 99/99/9999 0.1 $251k 25k 10.04
Ftac Hera Acquisition Corp Unit 02/28/2026 0.1 $250k 25k 10.00
Gores Holdings Vii Unit 02/12/2028 0.1 $249k 25k 9.96
Rmg Acquisition Corp Iii Unit 02/08/2026 (RMGCU) 0.1 $249k 25k 9.96
Twin Ridge Capital Acquis Unit 99/99/9999 0.1 $249k 25k 9.96
Nextgen Acquisition Corp Ii Unit 03/23/2026 0.1 $248k 25k 9.92
Marlin Technology Corp Unit 99/99/9999 0.1 $247k 25k 9.88
Atlantic Coastal Acquistn Unit 03/02/2026 0.1 $246k 25k 9.84
Property Solutions Acquisiti Unit 03/01/2026 0.1 $246k 25k 9.84
Rxr Acquisition Corp Unit 01/01/2025 0.1 $246k 25k 9.84
Atlantic Ave Acquisition Cor *w Exp 10/06/202 0.1 $220k 298k 0.74
Dfp Healthcare Acquisitns Unit 03/31/2025 0.1 $207k 20k 10.35
Golden Falcon Acquisition Unit 99/99/9999 0.1 $201k 20k 10.05
Highland Transcend Partners Unit 99/99/9999 0.1 $201k 20k 10.05
Toyota Motor Corp Sp Adr Rep2com Call Option (TM) 0.1 $137k 20k 6.85
Banco Santander Mexico Sa Sponsored Ads B 0.0 $112k 20k 5.49
Motive Capital Corp Unit 99/99/9999 0.0 $101k 10k 10.10
Eos Energy Enterprises Com Cl A Put Option (EOSE) 0.0 $78k 30k 2.60
Edoc Acquisition Corp *w Exp 11/30/202 0.0 $35k 100k 0.35
Edoc Acquisition Corp Right 11/30/2027 0.0 $29k 75k 0.39
Ishares Tr Iboxx Hi Yd Etf Put Option (HYG) 0.0 $16k 45k 0.36
Executive Network Partnering *w Exp 09/25/202 0.0 $16k 19k 0.85
Sirius Xm Holdings Call Option (SIRI) 0.0 $12k 100k 0.12