Cowen Prime Services as of March 31, 2019
Portfolio Holdings for Cowen Prime Services
Cowen Prime Services holds 173 positions in its portfolio as reported in the March 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Harmonic Inc note 4.000 12/0 | 10.2 | $2.2M | 2.5k | 879.50 | |
| Infinera Corporation note 2.125% 9/0 | 9.4 | $2.0M | 1.6k | 1266.62 | |
| Mobileiron | 8.3 | $1.8M | 9.6k | 182.81 | |
| Castlight Health | 8.2 | $1.7M | 6.5k | 266.68 | |
| Quotient Technology | 7.3 | $1.6M | 15k | 101.32 | |
| Iteris (ITI) | 6.6 | $1.4M | 5.8k | 239.82 | |
| Vonage Holdings | 6.3 | $1.4M | 14k | 99.60 | |
| Fusion Telecommunications Intl | 4.3 | $911k | 1.2k | 763.15 | |
| Truecar (TRUE) | 4.0 | $845k | 5.6k | 150.61 | |
| PDF Solutions (PDFS) | 3.7 | $788k | 9.7k | 80.97 | |
| Aspen Aerogels (ASPN) | 3.5 | $741k | 1.9k | 392.22 | |
| Inovalon Holdings Inc Cl A | 2.9 | $612k | 7.6k | 80.45 | |
| NeoGenomics (NEO) | 2.8 | $585k | 12k | 48.88 | |
| Harmonic (HLIT) | 1.6 | $344k | 1.9k | 184.47 | |
| Synacor | 1.5 | $315k | 494.00 | 637.10 | |
| Kopin Corporation (KOPN) | 1.4 | $307k | 412.00 | 745.75 | |
| Ribbon Communication (RBBN) | 1.4 | $300k | 1.5k | 194.23 | |
| Apyx Medical Corporation (APYX) | 1.4 | $291k | 1.8k | 158.44 | |
| TransAct Technologies Incorporated (TACT) | 1.2 | $249k | 2.3k | 109.39 | |
| eHealth (EHTH) | 1.2 | $248k | 15k | 16.04 | |
| Luminex Corporation | 1.1 | $228k | 5.2k | 43.46 | |
| Cui Global | 1.0 | $211k | 249.00 | 847.44 | |
| TechTarget (TTGT) | 0.9 | $195k | 3.2k | 61.46 | |
| Digimarc Corporation (DMRC) | 0.7 | $155k | 4.9k | 31.87 | |
| New Media Inv Grp | 0.7 | $144k | 1.5k | 95.24 | |
| 3D Systems Corporation (DDD) | 0.6 | $123k | 1.3k | 92.92 | |
| Servicesource | 0.5 | $110k | 101.00 | 1089.11 | |
| Boston Omaha (BOC) | 0.5 | $102k | 2.5k | 40.09 | |
| Pfizer (PFE) | 0.4 | $93k | 4.0k | 23.55 | |
| DURECT Corporation | 0.4 | $87k | 55.00 | 1584.15 | |
| Kkr & Co (KKR) | 0.4 | $85k | 2.0k | 42.57 | |
| Teva Pharmaceutical Industries (TEVA) | 0.4 | $82k | 1.3k | 63.78 | |
| Dowdupont | 0.4 | $82k | 4.4k | 18.76 | |
| GSI Technology (GSIT) | 0.3 | $72k | 562.00 | 128.69 | |
| Enterprise Products Partners (EPD) | 0.3 | $66k | 1.9k | 34.36 | |
| Kornit Digital (KRNT) | 0.3 | $59k | 1.4k | 42.02 | |
| Leidos Holdings (LDOS) | 0.3 | $58k | 3.7k | 15.60 | |
| M/a (MTSI) | 0.2 | $52k | 863.00 | 59.86 | |
| Redfin Corp (RDFN) | 0.2 | $48k | 969.00 | 49.33 | |
| Nic | 0.2 | $34k | 576.00 | 58.51 | |
| Magellan Midstream Partners | 0.2 | $35k | 2.1k | 16.49 | |
| Weyerhaeuser Company (WY) | 0.1 | $30k | 794.00 | 37.97 | |
| Delta Air Lines (DAL) | 0.1 | $29k | 1.5k | 19.36 | |
| Hldgs (UAL) | 0.1 | $30k | 2.4k | 12.53 | |
| smith Micro Software (SMSI) | 0.1 | $30k | 85.00 | 356.09 | |
| Starbucks Corporation (SBUX) | 0.1 | $26k | 1.9k | 13.45 | |
| Crown Castle Intl (CCI) | 0.1 | $26k | 3.4k | 7.81 | |
| Ceva (CEVA) | 0.1 | $24k | 634.00 | 37.10 | |
| Johnson & Johnson (JNJ) | 0.1 | $21k | 3.0k | 7.15 | |
| Exelon Corporation (EXC) | 0.1 | $20k | 1.0k | 19.95 | |
| Ptc (PTC) | 0.1 | $20k | 1.9k | 10.85 | |
| Htg Molecular Diagnostics | 0.1 | $20k | 50.00 | 400.00 | |
| National Resh Corp cl a (NRC) | 0.1 | $16k | 625.00 | 25.92 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $14k | 1.4k | 9.88 | |
| Kinder Morgan (KMI) | 0.1 | $15k | 308.00 | 49.94 | |
| Nutanix Inc cl a (NTNX) | 0.1 | $15k | 582.00 | 26.51 | |
| Microsoft Corporation (MSFT) | 0.1 | $13k | 1.6k | 8.48 | |
| General Electric Company | 0.1 | $14k | 135.00 | 99.78 | |
| Microvision Inc Del (MVIS) | 0.1 | $13k | 12.00 | 1066.67 | |
| Empire St Rlty Op L P unit ltd prtnsp (ESBA) | 0.1 | $13k | 206.00 | 62.64 | |
| Blackstone | 0.1 | $10k | 364.00 | 28.57 | |
| Chevron Corporation (CVX) | 0.1 | $12k | 1.4k | 8.12 | |
| Neogen Corporation (NEOG) | 0.1 | $11k | 631.00 | 17.43 | |
| Boingo Wireless | 0.1 | $12k | 268.00 | 42.91 | |
| NVE Corporation (NVEC) | 0.0 | $8.8k | 864.00 | 10.22 | |
| HCP | 0.0 | $8.0k | 250.00 | 32.00 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $5.7k | 458.00 | 12.38 | |
| Suburban Propane Partners (SPH) | 0.0 | $5.5k | 124.00 | 44.46 | |
| Allot Communications (ALLT) | 0.0 | $5.8k | 46.00 | 126.09 | |
| Village Farms International (VFF) | 0.0 | $6.9k | 97.00 | 71.13 | |
| Himax Technologies (HIMX) | 0.0 | $5.0k | 16.00 | 312.50 | |
| Electronics For Imaging | 0.0 | $5.1k | 137.00 | 37.23 | |
| International Business Machines (IBM) | 0.0 | $4.7k | 665.00 | 7.09 | |
| Novo Nordisk A/S (NVO) | 0.0 | $3.2k | 170.00 | 19.12 | |
| Macquarie Infrastructure Company | 0.0 | $5.0k | 206.00 | 24.27 | |
| MetLife (MET) | 0.0 | $5.2k | 219.00 | 23.52 | |
| NuStar Energy (NS) | 0.0 | $4.6k | 125.00 | 37.04 | |
| Plains All American Pipeline (PAA) | 0.0 | $3.4k | 83.00 | 40.96 | |
| FormFactor (FORM) | 0.0 | $4.8k | 77.00 | 62.27 | |
| PRGX Global | 0.0 | $5.2k | 41.00 | 126.00 | |
| Global Partners (GLP) | 0.0 | $4.2k | 82.00 | 50.61 | |
| Rubicon Proj | 0.0 | $5.0k | 30.00 | 166.67 | |
| Biolife Solutions (BLFS) | 0.0 | $3.5k | 63.00 | 55.56 | |
| New Residential Investment (RITM) | 0.0 | $3.5k | 59.00 | 59.32 | |
| Gds Holdings ads (GDS) | 0.0 | $4.0k | 143.00 | 27.97 | |
| Everspin Technologies (MRAM) | 0.0 | $4.5k | 34.00 | 132.35 | |
| Andeavor Logistics Lp Com Unit Lp Int | 0.0 | $5.0k | 176.00 | 28.41 | |
| Tyme Technologies | 0.0 | $5.0k | 9.00 | 555.56 | |
| Greensky Inc Class A | 0.0 | $4.0k | 52.00 | 76.92 | |
| Western Midstream Partners (WES) | 0.0 | $3.8k | 120.00 | 31.77 | |
| Corning Incorporated (GLW) | 0.0 | $1.2k | 38.00 | 30.26 | |
| Lennar Corporation (LEN) | 0.0 | $1.5k | 74.00 | 20.27 | |
| Bristol Myers Squibb (BMY) | 0.0 | $2.1k | 100.00 | 21.00 | |
| United Parcel Service (UPS) | 0.0 | $1.1k | 121.00 | 8.93 | |
| Paychex (PAYX) | 0.0 | $2.4k | 192.00 | 12.50 | |
| SYSCO Corporation (SYY) | 0.0 | $1.2k | 80.00 | 15.00 | |
| Intel Corporation (INTC) | 0.0 | $1.6k | 86.00 | 18.60 | |
| Verizon Communications (VZ) | 0.0 | $2.3k | 134.00 | 16.89 | |
| Nokia Corporation (NOK) | 0.0 | $3.2k | 18.00 | 175.89 | |
| Yum! Brands (YUM) | 0.0 | $2.3k | 230.00 | 10.00 | |
| Altria (MO) | 0.0 | $1.5k | 86.00 | 17.44 | |
| ConocoPhillips (COP) | 0.0 | $3.0k | 200.00 | 15.00 | |
| Deere & Company (DE) | 0.0 | $1.5k | 240.00 | 6.25 | |
| Texas Instruments Incorporated (TXN) | 0.0 | $3.0k | 319.00 | 9.44 | |
| Dcp Midstream Partners | 0.0 | $1.6k | 53.00 | 30.19 | |
| Ingersoll-rand Co Ltd-cl A | 0.0 | $1.9k | 200.00 | 9.25 | |
| Unilever (UL) | 0.0 | $1.4k | 83.00 | 17.41 | |
| Genomic Health | 0.0 | $2.0k | 140.00 | 14.29 | |
| Peapack-Gladstone Financial (PGC) | 0.0 | $1.5k | 39.00 | 38.46 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $2.7k | 22.00 | 122.73 | |
| Intermolecular | 0.0 | $3.0k | 3.00 | 1000.00 | |
| Mondelez Int (MDLZ) | 0.0 | $1.8k | 90.00 | 20.00 | |
| Northstar Realty Europe | 0.0 | $1.1k | 19.00 | 57.00 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 0.0 | $3.0k | 67.00 | 44.78 | |
| Oxford Square Ca (OXSQ) | 0.0 | $2.4k | 16.00 | 150.00 | |
| Coca-Cola Company (KO) | 0.0 | $1.0k | 47.00 | 21.28 | |
| McDonald's Corporation (MCD) | 0.0 | $660.996000 | 126.00 | 5.25 | |
| Dominion Resources (D) | 0.0 | $800.002800 | 61.00 | 13.11 | |
| At&t (T) | 0.0 | $23.000000 | 1.00 | 23.00 | |
| Cisco Systems (CSCO) | 0.0 | $100.000000 | 5.00 | 20.00 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $899.998400 | 112.00 | 8.04 | |
| Northrop Grumman Corporation (NOC) | 0.0 | $449.999000 | 121.00 | 3.72 | |
| Morgan Stanley (MS) | 0.0 | $18.000000 | 1.00 | 18.00 | |
| Darden Restaurants (DRI) | 0.0 | $249.999000 | 30.00 | 8.33 | |
| Emerson Electric (EMR) | 0.0 | $1.0k | 68.00 | 14.71 | |
| Helmerich & Payne (HP) | 0.0 | $799.999200 | 44.00 | 18.18 | |
| Novartis (NVS) | 0.0 | $100.000000 | 10.00 | 10.00 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $399.996000 | 120.00 | 3.33 | |
| eBay (EBAY) | 0.0 | $999.999000 | 37.00 | 27.03 | |
| Halliburton Company (HAL) | 0.0 | $99.999900 | 3.00 | 33.33 | |
| Merck & Co (MRK) | 0.0 | $399.999600 | 33.00 | 12.12 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $550.000800 | 36.00 | 15.28 | |
| Pepsi (PEP) | 0.0 | $899.998000 | 110.00 | 8.18 | |
| Philip Morris International (PM) | 0.0 | $999.996800 | 88.00 | 11.36 | |
| Procter & Gamble Company (PG) | 0.0 | $1.0k | 104.00 | 9.62 | |
| Schlumberger (SLB) | 0.0 | $834.998400 | 36.00 | 23.19 | |
| UnitedHealth (UNH) | 0.0 | $500.005200 | 124.00 | 4.03 | |
| Williams Companies (WMB) | 0.0 | $1.0k | 29.00 | 34.48 | |
| EOG Resources (EOG) | 0.0 | $299.999200 | 29.00 | 10.34 | |
| Lowe's Companies (LOW) | 0.0 | $340.000400 | 37.00 | 9.19 | |
| Sempra Energy (SRE) | 0.0 | $800.000800 | 101.00 | 7.92 | |
| Oracle Corporation (ORCL) | 0.0 | $393.999900 | 21.00 | 18.76 | |
| Lennar Corporation (LEN.B) | 0.0 | $30.000000 | 1.00 | 30.00 | |
| SPDR Gold Trust (GLD) | 0.0 | $160.000000 | 20.00 | 8.00 | |
| Wabtec Corporation (WAB) | 0.0 | $69.000000 | 5.00 | 13.80 | |
| National Retail Properties (NNN) | 0.0 | $999.999000 | 55.00 | 18.18 | |
| Macerich Company (MAC) | 0.0 | $260.000400 | 11.00 | 23.64 | |
| Targa Res Corp (TRGP) | 0.0 | $433.999800 | 18.00 | 24.11 | |
| BroadVision | 0.0 | $0 | 0 | 0.00 | |
| Citigroup (C) | 0.0 | $35.000000 | 2.00 | 17.50 | |
| Pioneer Energy Services | 0.0 | $0 | 0 | 0.00 | |
| Abbvie (ABBV) | 0.0 | $300.000000 | 24.00 | 12.50 | |
| Gw Pharmaceuticals Plc ads | 0.0 | $25.000000 | 4.00 | 6.25 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $0 | 0 | 0.00 | |
| Allegion Plc equity (ALLE) | 0.0 | $666.000000 | 60.00 | 11.10 | |
| Noble Corp Plc equity | 0.0 | $800.000000 | 2.00 | 400.00 | |
| Adamis Pharmaceuticals Corp Com Stk | 0.0 | $0 | 0 | 0.00 | |
| Alibaba Group Holding (BABA) | 0.0 | $200.001600 | 36.00 | 5.56 | |
| Allergan | 0.0 | $180.999900 | 27.00 | 6.70 | |
| Paypal Holdings (PYPL) | 0.0 | $1.0k | 107.00 | 9.66 | |
| Alphabet Inc Class A cs (GOOGL) | 0.0 | $40.001700 | 47.00 | 0.85 | |
| Alphabet Inc Class C cs (GOOG) | 0.0 | $140.006800 | 164.00 | 0.85 | |
| Hp (HPQ) | 0.0 | $200.000000 | 4.00 | 50.00 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $200.000100 | 3.00 | 66.67 | |
| Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) | 0.0 | $35.000000 | 1.00 | 35.00 | |
| California Res Corp | 0.0 | $26.000000 | 1.00 | 26.00 | |
| Dxc Technology (DXC) | 0.0 | $16.000000 | 1.00 | 16.00 | |
| New Age Beverages | 0.0 | $1.0k | 5.00 | 200.00 | |
| Pareteum | 0.0 | $0 | 0 | 0.00 | |
| Micro Focus Intl | 0.0 | $26.000000 | 1.00 | 26.00 | |
| Stitch Fix (SFIX) | 0.0 | $500.000200 | 14.00 | 35.71 | |
| Perspecta | 0.0 | $0 | 0 | 0.00 | |
| Magnolia Oil & Gas Corp magnolia oil & gas corp (MGY) | 0.0 | $50.000000 | 1.00 | 50.00 |
