Cowen Prime Services as of Sept. 30, 2019
Portfolio Holdings for Cowen Prime Services
Cowen Prime Services holds 163 positions in its portfolio as reported in the September 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Vonage Holdings | 8.4 | $16M | 1.4M | 11.30 | |
| PDF Solutions (PDFS) | 8.4 | $16M | 1.2M | 13.07 | |
| Quotient Technology | 8.1 | $16M | 2.0M | 7.82 | |
| Inovalon Holdings Inc Cl A | 6.9 | $13M | 819k | 16.39 | |
| Mobileiron | 5.9 | $11M | 1.7M | 6.55 | |
| Iteris (ITI) | 5.3 | $10M | 1.8M | 5.74 | |
| Rubicon Proj | 3.9 | $7.5M | 865k | 8.71 | |
| NeoGenomics (NEO) | 3.7 | $7.1M | 372k | 19.12 | |
| Digimarc Corporation (DMRC) | 2.9 | $5.7M | 146k | 39.09 | |
| Scientific Games (LNW) | 2.6 | $5.0M | 243k | 20.35 | |
| Luminex Corporation | 2.5 | $4.7M | 229k | 20.65 | |
| Infinera Corporation note 2.125% 9/0 | 2.3 | $4.4M | 5.1M | 0.87 | |
| Leidos Holdings (LDOS) | 1.9 | $3.7M | 43k | 85.88 | |
| Aspen Aerogels (ASPN) | 1.9 | $3.6M | 613k | 5.92 | |
| TransAct Technologies Incorporated (TACT) | 1.7 | $3.2M | 267k | 12.15 | |
| Kkr & Co (KKR) | 1.6 | $3.1M | 116k | 26.85 | |
| Pfizer (PFE) | 1.5 | $3.0M | 82k | 35.93 | |
| eHealth (EHTH) | 1.4 | $2.6M | 39k | 66.78 | |
| Harmonic (HLIT) | 1.2 | $2.4M | 360k | 6.58 | |
| Magellan Midstream Partners | 1.2 | $2.3M | 35k | 66.26 | |
| Johnson & Johnson (JNJ) | 1.2 | $2.3M | 18k | 129.39 | |
| Dupont De Nemours (DD) | 1.2 | $2.2M | 31k | 71.31 | |
| Hldgs (UAL) | 1.1 | $2.1M | 24k | 88.41 | |
| Crown Castle Intl (CCI) | 1.1 | $2.1M | 15k | 139.02 | |
| Enterprise Products Partners (EPD) | 1.0 | $2.0M | 70k | 28.58 | |
| TechTarget (TTGT) | 1.0 | $1.9M | 86k | 22.53 | |
| Comscore | 1.0 | $1.9M | 992k | 1.91 | |
| Apyx Medical Corporation (APYX) | 1.0 | $1.9M | 274k | 6.77 | |
| Starbucks Corporation (SBUX) | 0.9 | $1.8M | 21k | 88.42 | |
| Kornit Digital (KRNT) | 0.9 | $1.7M | 57k | 30.78 | |
| Delta Air Lines (DAL) | 0.9 | $1.7M | 30k | 57.62 | |
| Microsoft Corporation (MSFT) | 0.8 | $1.6M | 12k | 139.02 | |
| JPMorgan Chase & Co. (JPM) | 0.7 | $1.4M | 12k | 117.72 | |
| Ptc (PTC) | 0.7 | $1.4M | 20k | 68.16 | |
| New Media Inv Grp | 0.7 | $1.3M | 151k | 8.81 | |
| Chevron Corporation (CVX) | 0.7 | $1.3M | 11k | 118.62 | |
| Ribbon Communication (RBBN) | 0.7 | $1.3M | 219k | 5.84 | |
| M/a (MTSI) | 0.7 | $1.3M | 58k | 21.49 | |
| 3D Systems Corporation (DDD) | 0.6 | $1.2M | 147k | 8.15 | |
| Weyerhaeuser Company (WY) | 0.5 | $896k | 32k | 27.70 | |
| Ceva (CEVA) | 0.4 | $805k | 27k | 29.85 | |
| National Resh Corp cl a (NRC) | 0.4 | $809k | 14k | 57.79 | |
| Redfin Corp (RDFN) | 0.4 | $805k | 48k | 16.84 | |
| GSI Technology (GSIT) | 0.4 | $778k | 89k | 8.77 | |
| Neogen Corporation (NEOG) | 0.4 | $749k | 11k | 68.09 | |
| International Business Machines (IBM) | 0.3 | $685k | 4.7k | 145.37 | |
| Exelon Corporation (EXC) | 0.3 | $650k | 14k | 48.33 | |
| NVE Corporation (NVEC) | 0.3 | $665k | 10k | 66.40 | |
| Dow (DOW) | 0.3 | $646k | 14k | 47.68 | |
| Nic | 0.3 | $613k | 30k | 20.64 | |
| Teva Pharmaceutical Industries (TEVA) | 0.3 | $565k | 82k | 6.88 | |
| Boston Omaha (BOC) | 0.3 | $544k | 27k | 19.82 | |
| Nutanix Inc cl a (NTNX) | 0.2 | $452k | 17k | 26.23 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $400k | 5.7k | 70.55 | |
| Corteva (CTVA) | 0.2 | $398k | 14k | 28.00 | |
| Texas Instruments Incorporated (TXN) | 0.2 | $389k | 3.0k | 129.15 | |
| Synacor | 0.2 | $359k | 257k | 1.40 | |
| Blackstone Group Inc Com Cl A (BX) | 0.2 | $342k | 7.0k | 48.86 | |
| Kinder Morgan (KMI) | 0.2 | $317k | 15k | 20.61 | |
| HCP | 0.1 | $285k | 8.0k | 35.62 | |
| Eventbrite (EB) | 0.1 | $295k | 17k | 17.72 | |
| Deere & Company (DE) | 0.1 | $253k | 1.5k | 168.67 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $228k | 1.9k | 123.24 | |
| Yum! Brands (YUM) | 0.1 | $204k | 1.8k | 113.33 | |
| Kopin Corporation (KOPN) | 0.1 | $207k | 305k | 0.68 | |
| MetLife (MET) | 0.1 | $219k | 4.7k | 47.10 | |
| Paychex (PAYX) | 0.1 | $199k | 2.4k | 82.92 | |
| Northrop Grumman Corporation (NOC) | 0.1 | $169k | 450.00 | 375.56 | |
| Novo Nordisk A/S (NVO) | 0.1 | $168k | 3.3k | 51.69 | |
| Cui Global | 0.1 | $173k | 204k | 0.85 | |
| Empire St Rlty Op L P unit ltd prtnsp (ESBA) | 0.1 | $183k | 13k | 14.18 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $171k | 140.00 | 1221.43 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $156k | 400.00 | 390.00 | |
| DURECT Corporation | 0.1 | $161k | 87k | 1.85 | |
| Mplx (MPLX) | 0.1 | $159k | 5.7k | 28.02 | |
| McDonald's Corporation (MCD) | 0.1 | $142k | 661.00 | 214.83 | |
| United Parcel Service (UPS) | 0.1 | $129k | 1.1k | 119.44 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $128k | 900.00 | 142.22 | |
| Verizon Communications (VZ) | 0.1 | $137k | 2.3k | 60.54 | |
| NuStar Energy (NS) | 0.1 | $131k | 4.6k | 28.29 | |
| Genomic Health | 0.1 | $136k | 2.0k | 68.00 | |
| General Electric Company | 0.1 | $120k | 14k | 8.91 | |
| Pepsi (PEP) | 0.1 | $123k | 900.00 | 136.67 | |
| UnitedHealth (UNH) | 0.1 | $109k | 500.00 | 218.00 | |
| Sempra Energy (SRE) | 0.1 | $118k | 800.00 | 147.50 | |
| Suburban Propane Partners (SPH) | 0.1 | $118k | 5.0k | 23.54 | |
| Boingo Wireless | 0.1 | $125k | 11k | 11.06 | |
| Paypal Holdings (PYPL) | 0.1 | $107k | 1.0k | 103.48 | |
| Bristol Myers Squibb (BMY) | 0.1 | $106k | 2.1k | 50.48 | |
| SYSCO Corporation (SYY) | 0.1 | $95k | 1.2k | 79.17 | |
| Procter & Gamble Company (PG) | 0.1 | $100k | 800.00 | 125.00 | |
| Unilever (UL) | 0.1 | $87k | 1.4k | 60.21 | |
| Allot Communications (ALLT) | 0.1 | $98k | 12k | 8.10 | |
| Mondelez Int (MDLZ) | 0.1 | $100k | 1.8k | 55.56 | |
| Western Midstream Partners (WES) | 0.1 | $95k | 3.8k | 24.91 | |
| Lennar Corporation (LEN) | 0.0 | $84k | 1.5k | 56.00 | |
| Intel Corporation (INTC) | 0.0 | $82k | 1.6k | 51.25 | |
| Philip Morris International (PM) | 0.0 | $76k | 1.0k | 76.00 | |
| Plains All American Pipeline (PAA) | 0.0 | $71k | 3.4k | 20.88 | |
| Global Partners (GLP) | 0.0 | $81k | 4.2k | 19.52 | |
| Allegion Plc equity (ALLE) | 0.0 | $69k | 666.00 | 103.60 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 0.0 | $80k | 3.0k | 26.67 | |
| Coca-Cola Company (KO) | 0.0 | $54k | 1.0k | 54.00 | |
| Dominion Resources (D) | 0.0 | $65k | 800.00 | 81.25 | |
| Emerson Electric (EMR) | 0.0 | $67k | 1.0k | 67.00 | |
| Altria (MO) | 0.0 | $61k | 1.5k | 40.67 | |
| FormFactor (FORM) | 0.0 | $61k | 3.3k | 18.51 | |
| National Retail Properties (NNN) | 0.0 | $56k | 1.0k | 56.00 | |
| New Residential Investment (RITM) | 0.0 | $55k | 3.5k | 15.71 | |
| Htg Molecular Diagnostics | 0.0 | $66k | 100k | 0.66 | |
| Alphabet Inc Class A cs (GOOGL) | 0.0 | $49k | 40.00 | 1225.00 | |
| Corning Incorporated (GLW) | 0.0 | $33k | 1.2k | 28.70 | |
| Darden Restaurants (DRI) | 0.0 | $30k | 250.00 | 120.00 | |
| Helmerich & Payne (HP) | 0.0 | $32k | 800.00 | 40.00 | |
| eBay (EBAY) | 0.0 | $39k | 1.0k | 39.00 | |
| Merck & Co (MRK) | 0.0 | $34k | 400.00 | 85.00 | |
| Lowe's Companies (LOW) | 0.0 | $37k | 340.00 | 108.82 | |
| Dcp Midstream Partners | 0.0 | $42k | 1.6k | 26.25 | |
| Peapack-Gladstone Financial (PGC) | 0.0 | $42k | 1.5k | 28.00 | |
| Castlight Health | 0.0 | $35k | 25k | 1.41 | |
| Alibaba Group Holding (BABA) | 0.0 | $33k | 200.00 | 165.00 | |
| Allergan | 0.0 | $30k | 181.00 | 165.75 | |
| Appollo Global Mgmt Inc Cl A | 0.0 | $38k | 1.0k | 38.00 | |
| Himax Technologies (HIMX) | 0.0 | $11k | 5.0k | 2.20 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $24k | 550.00 | 43.64 | |
| Schlumberger (SLB) | 0.0 | $29k | 835.00 | 34.73 | |
| Williams Companies (WMB) | 0.0 | $24k | 1.0k | 24.00 | |
| EOG Resources (EOG) | 0.0 | $22k | 300.00 | 73.33 | |
| Oracle Corporation (ORCL) | 0.0 | $22k | 394.00 | 55.84 | |
| SPDR Gold Trust (GLD) | 0.0 | $22k | 160.00 | 137.50 | |
| PRGX Global | 0.0 | $27k | 5.2k | 5.23 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $22k | 2.7k | 8.15 | |
| Targa Res Corp (TRGP) | 0.0 | $17k | 434.00 | 39.17 | |
| Abbvie (ABBV) | 0.0 | $23k | 300.00 | 76.67 | |
| Truecar (TRUE) | 0.0 | $13k | 3.8k | 3.42 | |
| Harmonic Inc note 4.000 12/0 | 0.0 | $13k | 10k | 1.30 | |
| Everspin Technologies (MRAM) | 0.0 | $25k | 4.0k | 6.25 | |
| Stitch Fix (SFIX) | 0.0 | $10k | 500.00 | 20.00 | |
| Oxford Square Ca (OXSQ) | 0.0 | $15k | 2.4k | 6.25 | |
| Greensky Inc Class A | 0.0 | $14k | 2.0k | 7.00 | |
| Pinterest Inc Cl A (PINS) | 0.0 | $11k | 400.00 | 27.50 | |
| At&t (T) | 0.0 | $1.0k | 23.00 | 43.48 | |
| Cisco Systems (CSCO) | 0.0 | $5.0k | 100.00 | 50.00 | |
| Morgan Stanley (MS) | 0.0 | $1.0k | 18.00 | 55.56 | |
| Nokia Corporation (NOK) | 0.0 | $999.320000 | 166.00 | 6.02 | |
| Novartis (NVS) | 0.0 | $9.0k | 100.00 | 90.00 | |
| Halliburton Company (HAL) | 0.0 | $2.0k | 100.00 | 20.00 | |
| Lennar Corporation (LEN.B) | 0.0 | $999.900000 | 30.00 | 33.33 | |
| Wabtec Corporation (WAB) | 0.0 | $5.0k | 69.00 | 72.46 | |
| Macerich Company (MAC) | 0.0 | $8.0k | 260.00 | 30.77 | |
| Spdr S&p 500 Etf Tr option | 0.0 | $0 | 0 | 0.00 | |
| Citigroup (C) | 0.0 | $2.0k | 35.00 | 57.14 | |
| Microvision Inc Del (MVIS) | 0.0 | $5.0k | 9.0k | 0.56 | |
| Gw Pharmaceuticals Plc ads | 0.0 | $3.0k | 25.00 | 120.00 | |
| Noble Corp Plc equity | 0.0 | $1.0k | 800.00 | 1.25 | |
| Comscore Inc call | 0.0 | $0 | 200.00 | 0.00 | |
| Hp (HPQ) | 0.0 | $4.0k | 200.00 | 20.00 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $3.0k | 200.00 | 15.00 | |
| Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) | 0.0 | $999.950000 | 35.00 | 28.57 | |
| Village Farms International (VFF) | 0.0 | $1.0k | 100.00 | 10.00 | |
| Tyme Technologies | 0.0 | $6.0k | 5.0k | 1.20 | |
| Magnolia Oil & Gas Corp magnolia oil & gas corp (MGY) | 0.0 | $1.0k | 50.00 | 20.00 | |
| Alcon (ALC) | 0.0 | $1.0k | 20.00 | 50.00 |
