DAFNA Capital Management

DAFNA Capital Management as of Sept. 30, 2016

Portfolio Holdings for DAFNA Capital Management

DAFNA Capital Management holds 74 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vitae Pharmaceuticals 10.4 $15M 716k 20.92
Cynapsus Therapeutics 6.4 $9.2M 230k 40.08
AtriCure (ATRC) 5.8 $8.4M 529k 15.82
NxStage Medical 4.2 $6.0M 239k 24.99
Tandem Diabetes Care 3.9 $5.5M 724k 7.66
Alder Biopharmaceuticals 3.8 $5.4M 165k 32.77
Galapagos Nv- (GLPG) 3.0 $4.3M 66k 64.66
Xenon Pharmaceuticals (XENE) 2.9 $4.2M 514k 8.10
Aerie Pharmaceuticals 2.4 $3.5M 92k 37.74
Loxo Oncology 2.4 $3.4M 130k 26.18
Dermira 2.3 $3.3M 99k 33.82
Neurocrine Biosciences (NBIX) 2.3 $3.2M 64k 50.63
Insulet Corporation (PODD) 2.1 $3.0M 74k 40.93
Tesaro 2.1 $3.0M 30k 100.24
Ardelyx (ARDX) 2.0 $2.8M 219k 12.94
Beigene (BGNE) 1.9 $2.8M 90k 30.81
Protagonist Therapeutics (PTGX) 1.8 $2.6M 124k 21.13
Foamix Pharmaceuticals 1.8 $2.6M 278k 9.26
Insulet Corp note 2.000% 6/1 1.7 $2.5M 2.3M 1.10
Applied Genetic Technol Corp C 1.6 $2.4M 240k 9.78
Inotek Pharmaceuticals 1.6 $2.2M 237k 9.48
Aeglea Biotherapeutics 1.6 $2.2M 350k 6.41
Cara Therapeutics (CARA) 1.6 $2.2M 267k 8.35
Ophthotech 1.5 $2.2M 47k 46.14
Radius Health 1.4 $2.0M 37k 54.08
Immunomedics 1.3 $1.8M 567k 3.25
BioSpecifics Technologies 1.3 $1.8M 40k 45.66
Cytokinetics (CYTK) 1.2 $1.7M 182k 9.18
Derma Sciences 1.1 $1.7M 354k 4.67
Spectranetics Corporation 1.1 $1.6M 66k 25.09
Macrogenics (MGNX) 1.1 $1.6M 54k 29.91
Uniqure Nv (QURE) 1.1 $1.6M 204k 7.65
Protalix Biotherapeutics Inc note 4.500% 9/1 1.1 $1.5M 2.5M 0.61
Achillion Pharmaceuticals 1.1 $1.5M 187k 8.10
Synergy Pharmaceuticals 1.1 $1.5M 275k 5.51
Biotelemetry 1.0 $1.5M 80k 18.58
Regulus Therapeutics 1.0 $1.4M 422k 3.30
Rigel Pharmaceuticals (RIGL) 0.9 $1.2M 340k 3.67
Windtree Therapeutics 0.9 $1.2M 481k 2.56
Eiger Biopharmaceuticals 0.8 $1.2M 90k 13.39
Stereotaxis (STXS) 0.8 $1.2M 1.4M 0.87
Novadaq Technologies 0.8 $1.2M 102k 11.57
Johnson & Johnson (JNJ) 0.8 $1.1M 9.4k 118.09
Zogenix 0.6 $909k 80k 11.43
Exactech 0.6 $855k 32k 27.03
Scynexis 0.6 $825k 213k 3.87
Inotek Pharmaceuticals 5.75% Cb 08/01/2021-registe bond 0.6 $792k 600k 1.32
Essa Pharma 0.5 $733k 196k 3.75
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.5 $720k 600k 1.20
Dicerna Pharmaceuticals 0.5 $702k 119k 5.88
Concert Pharmaceuticals I equity 0.5 $677k 67k 10.11
Cogentix Medical 0.5 $643k 354k 1.82
Syneron Medical Ltd ord 0.4 $615k 86k 7.16
Ascendis Pharma A S (ASND) 0.4 $618k 31k 20.10
Masimo Corporation (MASI) 0.4 $595k 10k 59.50
Innocoll Hldgs 0.4 $581k 100k 5.81
Array BioPharma 0.3 $468k 69k 6.75
Minerva Neurosciences 0.3 $467k 33k 14.11
Bluebird Bio (BLUE) 0.3 $407k 6.0k 67.83
Pieris Pharmaceuticals (PIRS) 0.3 $409k 223k 1.83
Immune Design 0.2 $303k 40k 7.58
Celyad Sa 0.2 $296k 13k 23.63
Aquinox Pharmaceuticals 0.2 $267k 20k 13.35
Neuroderm Ltd F 0.2 $267k 14k 18.51
Neos Therapeutics 0.2 $256k 39k 6.59
Dextera Surgical 0.2 $264k 140k 1.88
Palatin Technologies 0.1 $162k 257k 0.63
Avinger 0.1 $147k 31k 4.77
Nivalis Therapeutics 0.1 $122k 15k 8.13
Catalyst Biosciences 0.1 $86k 71k 1.21
Genvec 0.0 $45k 96k 0.47
Cel-sci 0.0 $40k 128k 0.31
Check Cap Ltd w exp 02/28/202 0.0 $29k 51k 0.57
Enteromedics 0.0 $5.0k 33k 0.15