DLD Asset Management

DLD Asset Management as of Sept. 30, 2022

Portfolio Holdings for DLD Asset Management

DLD Asset Management holds 186 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
United States Stl Corp Note 5.000%11/0 (Principal) 4.9 $63M 41M 1.54
Liberty Media Corp Del Note 1.375%10/1 (Principal) 4.9 $62M 51M 1.22
Livent Corp Note 4.125% 7/1 (Principal) 4.1 $52M 14M 3.61
Bloomin Brands Note 5.000% 5/0 (Principal) 4.0 $52M 30M 1.72
Cinemark Hldgs Note 4.500% 8/1 (Principal) 3.3 $42M 37M 1.14
Palo Alto Networks Note 0.750% 7/0 (Principal) 3.3 $42M 23M 1.86
Fti Consulting Note 2.000% 8/1 (Principal) 3.2 $42M 25M 1.66
World Wrestling Entmt Note 3.375%12/1 (Principal) 3.1 $39M 14M 2.85
Alleghany Corporation 2.8 $36M 43k 839.37
Guess Note 2.000% 4/1 (Principal) 2.4 $31M 33M 0.95
Atlas Air Worldwide Hldgs In Com New 2.1 $27M 280k 95.57
Avalara 2.0 $26M 280k 91.80
Zendesk 2.0 $25M 330k 76.10
Shaw Communications Cl B Conv 1.8 $24M 700k 33.59
Encore Cap Europe Fin Note 4.500% 9/0 (Principal) 1.8 $23M 20M 1.17
Natera Note 2.250% 5/0 (Principal) 1.6 $21M 15M 1.37
Omnicell Note 0.250% 9/1 (Principal) 1.6 $20M 19M 1.07
Allscripts Healthcare Soluti Note 0.875% 1/0 (Principal) 1.5 $20M 15M 1.29
Crixus Bh3 Acquisition Class A Com (BHAC) 1.5 $20M 2.0M 9.93
Guess? Put Option (GES) 1.4 $18M 1.3M 14.67
Microchip Technology (MCHP) 1.4 $18M 299k 61.03
Parsons Corp Del Note 0.250% 8/1 (Principal) 1.4 $18M 17M 1.04
Middleby Corp Note 1.000% 9/0 (Principal) 1.3 $17M 15M 1.15
LHC 1.3 $16M 100k 163.66
United States Steel Corporation Put Option (X) 1.2 $16M 870k 18.15
Carnival Corp Note 5.750%10/0 (Principal) 1.2 $15M 15M 1.03
Switch Cl A 1.2 $15M 437k 33.69
Booking Holdings (BKNG) 1.1 $14M 8.7k 1643.22
Lumentum Hldgs Note 0.250% 3/1 (Principal) 1.1 $14M 11M 1.24
Tegna (TGNA) 1.0 $13M 650k 20.68
Imax Corp Note 0.500% 4/0 (Principal) 1.0 $13M 15M 0.84
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 1.0 $13M 14M 0.88
Galata Acquisition Corp Shs Cl A 1.0 $12M 1.2M 9.99
Nextera Energy Unit 09/01/2023 Put Option 0.9 $12M 168k 72.29
Change Healthcare 0.9 $12M 425k 27.49
Anzu Special Acquisitin Corp Com Cl A 0.9 $11M 1.2M 9.82
Wayfair Note 1.000% 8/1 (Principal) 0.9 $11M 18M 0.64
Cinemark Holdings Put Option (CNK) 0.9 $11M 935k 12.09
Store Capital Corp reit 0.9 $11M 350k 31.33
Progress Software Corp Note 1.000% 4/1 (Principal) 0.8 $11M 11M 0.96
Ping Identity Hldg Corp 0.8 $11M 381k 28.07
Vmware Cl A Com 0.8 $11M 100k 106.46
Lci Inds Note 1.125% 5/1 (Principal) 0.8 $11M 12M 0.86
Southwest Airlines (LUV) 0.8 $9.8M 319k 30.84
M3 Brigade Acquisition Ii Com Cl A 0.8 $9.8M 1.0M 9.81
Peabody Energy Put Option (BTU) 0.7 $9.3M 375k 24.83
Natera Call Option (NTRA) 0.7 $9.3M 213k 43.75
Figure Acquisition Corp I Com Cl A 0.7 $9.3M 943k 9.85
Guidewire Software Note 1.250% 3/1 (Principal) 0.7 $8.8M 9.8M 0.91
Realogy Grp Llc/realogy Note 0.250% 6/1 (Principal) 0.7 $8.7M 12M 0.71
Envestnet Note 0.750% 8/1 (Principal) 0.7 $8.5M 10M 0.85
Signify Health Cl A Com 0.6 $8.0M 275k 29.15
Meridian Bioscience 0.6 $7.9M 250k 31.53
Flagstar Bancorp Com Par .001 0.5 $6.7M 202k 33.40
Tyler Technologies (TYL) 0.5 $6.7M 19k 347.50
Akamai Technologies Note 0.125% 5/0 (Principal) 0.5 $6.6M 6.5M 1.02
Tenneco Cl A Vtg Com Stk 0.5 $6.4M 370k 17.39
Bill Com Holdings Ord (BILL) 0.5 $6.3M 47k 132.40
Lci Industries Put Option (LCII) 0.5 $6.1M 60k 101.58
Silicon Motion Technology Sponsored Adr (SIMO) 0.4 $5.7M 88k 65.19
Carnival Corp Common Stock Put Option (CCL) 0.4 $5.6M 800k 7.03
Bluerock Residential Gwt Rei Com Cl A 0.4 $5.6M 210k 26.75
Btrs Holdings Com Cl 1 0.4 $5.6M 600k 9.26
Vail Resorts (MTN) 0.4 $5.2M 24k 215.61
Twitter Note 3/1 (Principal) 0.4 $4.8M 5.2M 0.93
Uber Technologies (UBER) 0.4 $4.8M 181k 26.50
Amyris Com New Call Option (AMRSQ) 0.4 $4.5M 1.6M 2.92
Blackline Note 3/1 (Principal) 0.4 $4.5M 5.5M 0.82
Telephone & Data Sys Com New (TDS) 0.3 $4.4M 320k 13.90
Moneygram Intl Com New 0.3 $3.5M 334k 10.40
Global Blood Therapeutics In 0.3 $3.4M 50k 68.10
Avaya Holdings Corp Put Option 0.3 $3.3M 2.1M 1.58
Ncl Corp Note 5.375% 8/0 (Principal) 0.3 $3.2M 3.3M 0.99
Wayfair Cl A (W) 0.2 $3.2M 316k 10.06
Umpqua Holdings Corporation 0.2 $3.2M 186k 17.09
Yamana Gold 0.2 $3.2M 700k 4.53
Atlas Corp Shares Put Option 0.2 $3.2M 226k 13.96
Twitter Note 0.250% 6/1 (Principal) 0.2 $3.1M 3.0M 1.03
Guidewire Software Put Option (GWRE) 0.2 $3.1M 50k 61.66
Forma Therapeutics Hldgs SHS 0.2 $3.0M 150k 19.95
Activision Blizzard 0.2 $3.0M 40k 74.35
Arch Resources Cl A Put Option (ARCH) 0.2 $3.0M 25k 118.48
Imax Corp Cad Put Option (IMAX) 0.2 $2.8M 200k 14.13
Seagen Call Option 0.2 $2.7M 20k 136.90
Ebix Com New Call Option (EBIXQ) 0.2 $2.5M 131k 19.00
Twitter Put Option 0.2 $2.2M 50k 43.94
Sirius Xm Holdings (SIRI) 0.2 $2.2M 384k 5.71
Covetrus 0.2 $2.0M 96k 20.88
BioMarin Pharmaceutical (BMRN) 0.2 $1.9M 23k 84.76
Live Nation Entertainment Put Option (LYV) 0.1 $1.9M 25k 76.12
National Vision Hldgs Note 2.500% 5/1 (Principal) 0.1 $1.9M 1.5M 1.25
1life Healthcare 0.1 $1.7M 100k 17.15
Under Armour Cl A (UAA) 0.1 $1.7M 255k 6.65
Envista Holdings Corporation Note 2.375% 6/0 (Principal) 0.1 $1.6M 1.0M 1.65
Turquoise Hill Resources 0.1 $1.6M 40k 40.90
Aerie Pharmaceuticals 0.1 $1.5M 100k 15.13
Fisker Cl A Com Stk Put Option (FSRN) 0.1 $1.5M 200k 7.55
Ford Mtr Co Del Note 3/1 (Principal) 0.1 $1.4M 1.5M 0.92
Envestnet Put Option (ENV) 0.1 $1.3M 30k 44.47
Middleby Corporation Put Option (MIDD) 0.1 $1.3M 10k 128.20
Realogy Hldgs Put Option (HOUS) 0.1 $1.2M 150k 8.13
Akamai Technologies Put Option (AKAM) 0.1 $1.1M 14k 80.35
Patrick Industries Put Option (PATK) 0.1 $1.1M 25k 43.84
Parsons Corporation Put Option (PSN) 0.1 $981k 25k 39.24
Upwork (UPWK) 0.1 $938k 69k 13.61
Allscripts Healthcare Solutions Put Option (MDRX) 0.1 $913k 60k 15.22
Kensington Capital Acquisiti Shs Cl A (KCGI) 0.1 $862k 87k 9.97
John Bean Technologies Corporation Put Option (JBT) 0.1 $861k 10k 86.10
Oak Street Health Put Option 0.1 $735k 30k 24.50
Lexington Realty Trust (LXP) 0.1 $733k 80k 9.16
Axsome Therapeutics Put Option (AXSM) 0.1 $670k 15k 44.67
Prospector Capital Corp Cl A 0.1 $646k 65k 9.96
Ciig Capital Partners Ii Com Cl A 0.1 $644k 65k 9.93
Ftac Hera Acquisition Corp Class A Ord Shs 0.1 $643k 65k 9.92
Compute Health Acquisitin Com Cl A 0.0 $640k 65k 9.87
Climate Real Impact Slutins Com Cl A 0.0 $639k 65k 9.86
Rice Acquisition Corp Ii Shs Cl A 0.0 $639k 65k 9.85
Fifth Wall Acquisitn Corp Ii Class A Ord Shs 0.0 $638k 65k 9.84
Frontier Investment Corp Class A Ord Shs 0.0 $638k 65k 9.83
Nightdragon Acquisition Corp Class A Com 0.0 $637k 65k 9.82
Alpha Healthcare Acqu Corp I Class A Com 0.0 $632k 65k 9.74
Warburg Pincus Captal Corp I Shs Cl A 0.0 $625k 63k 9.92
Warburg Pincus Captal Corp I Shs Cl A 0.0 $625k 63k 9.92
Kkr Acquisition Holding I Com Class A 0.0 $613k 62k 9.85
Blackline Put Option (BL) 0.0 $600k 10k 60.00
Shotspotter Call Option (SSTI) 0.0 $589k 21k 28.73
Integra Lifesciences Hldgs C Com New Put Option (IART) 0.0 $529k 13k 42.32
Perpetua Resources Call Option (PPTA) 0.0 $524k 258k 2.03
Hunt Companies Acquisitio Cl Acom 0.0 $439k 43k 10.15
Games & Esports Exprnc Acq C Class A Ord Shs 0.0 $439k 43k 10.15
Powerup Acquisition Corp Class A Ordi Shs (PWUP) 0.0 $439k 43k 10.15
Hudson Executive Inves Iii Com Cl A 0.0 $439k 45k 9.84
Kimbell Tiger Acquisition Com Cl A 0.0 $438k 43k 10.13
Intelligent Medi Acqsitn Cor Class A Com 0.0 $436k 43k 10.08
Everest Consolidator Acq Cor Cl A Com (MNTN) 0.0 $435k 43k 10.06
Ftac Zeus Acquisition Cor Class A Com 0.0 $435k 43k 10.06
Slam Corp Cl A Shs (SLAM) 0.0 $434k 44k 9.92
Rxr Acquisition Corp Class A Com 0.0 $433k 44k 9.85
Conx Corp Com Cl A (CONX) 0.0 $432k 43k 10.00
Thunder Bridge Cap Prtnrs Ii Com Cl A 0.0 $431k 44k 9.85
Simon Property Grp Acq Holdi Com Cl A 0.0 $431k 44k 9.85
Tishman Speyer Innovation Com Cl A 0.0 $431k 44k 9.85
Jack Creek Investment Corp Cl A Shs 0.0 $430k 43k 9.95
Golden Falcon Acquisition Cl A 0.0 $430k 43k 9.95
Marlin Technology Corp Cl A Shs 0.0 $430k 43k 9.95
Global Partner Acqistn Corp Cl A Shs (GPAC) 0.0 $430k 43k 9.95
Deep Lake Capital Acqustn Cl A Shs 0.0 $430k 43k 9.95
Lazard Growth Acquisition Cl A Ord Shs 0.0 $429k 43k 9.93
Arctos Northstar Acquis Corp Shs Cl A 0.0 $428k 43k 9.90
Hamilton Lane Alliance Hldgs Com Cl A 0.0 $427k 43k 9.88
Progress Software Corporation Put Option (PRGS) 0.0 $426k 10k 42.60
Gores Holdings Vii Com Cl A 0.0 $426k 43k 9.86
Fortress Value Acquisi Corp Com Cl A 0.0 $425k 43k 9.84
Longview Acquisition Corp Ii Com Cl A 0.0 $425k 43k 9.83
Alpha Partners Tech Mergr Class A Ord Shs (PLMJ) 0.0 $424k 43k 9.80
Austerlitz Acquisition Corp Shs Cl A 0.0 $424k 43k 9.81
Axonprime Infrstctr Aqstn Class A Com 0.0 $420k 43k 9.71
Gores Technology Partners Ii Class A Com 0.0 $408k 42k 9.83
Forest Road Acquisition Cor Cl A 0.0 $408k 42k 9.83
Sound Point Acquisition Corp Class A Ord Shs 0.0 $353k 35k 10.20
Cartica Acquisition Corp Class A Ord Shs (CITE) 0.0 $349k 35k 10.09
C5 Acquisition Corporation Cl A Com 0.0 $347k 35k 10.03
Omnicell Put Option (OMCL) 0.0 $331k 3.8k 87.11
Silver Spike Acquisitn Corp Class A Ord Shs 0.0 $312k 32k 9.90
Revolution Healthcar Aq Corp Class A Com 0.0 $309k 32k 9.81
Snap Cl A Call Option (SNAP) 0.0 $246k 25k 9.84
Vectoiq Acquisition Corp Ii Com Cl A 0.0 $217k 22k 9.86
Seaport Global Acquisition I Class A Com 0.0 $216k 22k 9.99
Crixus Bh3 Acquisition *w Exp 10/04/202 Call Option (BHACW) 0.0 $148k 990k 0.15
Galata Acquisition Corp *w Exp 99/99/999 Call Option 0.0 $91k 619k 0.15
Genworth Finl Com Cl A (GNW) 0.0 $35k 10k 3.50
Hunt Companies Acquisitio *w Exp 99/99/999 Call Option 0.0 $22k 22k 1.02
Anzu Special Acquisitin Corp *w Exp 01/27/202 Call Option 0.0 $14k 367k 0.04
Figure Acquisition Corp I *w Exp 03/31/202 Call Option 0.0 $13k 217k 0.06
M3 Brigade Acquisition Ii *w Exp 03/09/202 Call Option 0.0 $8.0k 125k 0.06
Ahren Acquisition Corp *w Exp 12/09/202 Call Option 0.0 $4.0k 30k 0.13
Cartica Acquisition Corp *w Exp 04/30/202 Call Option (CITEW) 0.0 $3.0k 17k 0.17
Sound Point Acquisition Corp *w Exp 02/25/202 Call Option 0.0 $3.0k 17k 0.17
Kimbell Tiger Acquisition *w Exp 09/15/202 Call Option 0.0 $3.0k 22k 0.14
Intelligent Medi Acqsitn Cor *w Exp 11/05/202 Call Option 0.0 $2.0k 22k 0.09
Ftac Zeus Acquisition Cor *w Exp 04/15/202 Call Option 0.0 $2.0k 22k 0.09
Games & Esports Exprnc Acq C *w Exp 12/01/202 Call Option 0.0 $2.0k 22k 0.09
Powerup Acquisition Corp *w Exp 05/23/202 Call Option (PWUPW) 0.0 $2.0k 22k 0.09
Seaport Global Acquisition I *w Exp 11/17/202 Call Option 0.0 $2.0k 11k 0.18
C5 Acquisition Corporation *w Exp 12/31/202 Call Option 0.0 $2.0k 17k 0.12
Everest Consolidator Acq Cor *w Exp 99/99/999 Call Option (MNTN.WS) 0.0 $999.075000 22k 0.05