DLD Asset Management

DLD Asset Management as of March 31, 2023

Portfolio Holdings for DLD Asset Management

DLD Asset Management holds 109 positions in its portfolio as reported in the March 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
United States Stl Corp Note 5.000%11/0 (Principal) 7.2 $84M 41M 2.04
Palo Alto Networks Note 0.750% 7/0 (Principal) 6.5 $77M 34M 2.25
Bloomin Brands Note 5.000% 5/0 (Principal) 6.3 $73M 32M 2.30
World Wrestling Entmt Note 3.375%12/1 (Principal) 5.7 $67M 18M 3.67
Fti Consulting Note 2.000% 8/1 (Principal) 4.2 $50M 25M 1.96
Cinemark Holdings Put Option (CNK) 3.8 $45M 3.0M 14.79
Livent Corp Note 4.125% 7/1 (Principal) 3.3 $39M 15M 2.58
Transocean Deb 4.625% 9/3 (Principal) 3.2 $38M 18M 2.07
Chart Inds Note 1.000%11/1 (Principal) 3.0 $35M 16M 2.19
Guess Note 2.000% 4/1 (Principal) 2.8 $33M 32M 1.05
Cinemark Hldgs Note 4.500% 8/1 (Principal) 2.7 $32M 25M 1.28
Parsons Corp Del Note 0.250% 8/1 (Principal) 2.4 $28M 25M 1.11
Carnival Corp Common Stock Put Option (CCL) 2.2 $26M 2.5M 10.14
Microchip Technology (MCHP) 2.1 $25M 298k 83.78
Southwest Airlines (LUV) 2.1 $24M 743k 32.54
Lumentum Hldgs Note 0.250% 3/1 (Principal) 1.7 $20M 19M 1.06
Veradigm Note 0.875% 1/0 (Principal) 1.7 $20M 17M 1.14
Patrick Inds Note 1.750%12/0 (Principal) 1.6 $19M 21M 0.92
First Horizon National Corporation (FHN) 1.6 $18M 1.0M 17.78
Horizon Therapeutics Pub L SHS 1.5 $18M 166k 109.14
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 1.4 $16M 16M 0.98
Envestnet Note 0.750% 8/1 (Principal) 1.3 $15M 17M 0.91
Geo Group Inc/the reit Put Option (GEO) 1.2 $15M 1.8M 7.88
Progress Software Corp Note 1.000% 4/1 (Principal) 1.2 $14M 13M 1.10
Ionis Pharmaceuticals Note 0.125%12/1 (Principal) 1.2 $14M 15M 0.93
Middleby Corp Note 1.000% 9/0 (Principal) 1.2 $14M 11M 1.25
Lci Inds Note 1.125% 5/1 (Principal) 1.1 $13M 15M 0.92
Natera Note 2.250% 5/0 (Principal) 1.1 $13M 7.9M 1.63
Galata Acquisition Corp Shs Cl A 1.1 $13M 1.2M 10.39
Guess? Put Option (GES) 0.9 $11M 540k 19.45
Winnebago Inds Note 1.500% 4/0 (Principal) 0.9 $10M 9.3M 1.11
Forgerock Cl A 0.9 $10M 491k 20.60
Ford Mtr Co Del Note 3/1 (Principal) 0.9 $10M 10M 1.01
Nuvasive Note 0.375% 3/1 (Principal) 0.8 $9.9M 11M 0.90
Focus Finl Partners Com Cl A 0.8 $9.7M 187k 51.87
Etsy Note 0.125%10/0 (Principal) 0.8 $9.0M 6.2M 1.44
Pg&e Corp Unit 08/16/2023 0.8 $9.0M 63k 142.25
Amyris Com New Call Option (AMRSQ) 0.7 $8.5M 6.2M 1.35
PNM Resources (PNM) 0.7 $8.1M 167k 48.68
Moneygram Intl Com New 0.7 $8.1M 780k 10.42
Wayfair Cl A (W) 0.7 $8.0M 765k 10.41
Maxar Technologies 0.7 $7.9M 156k 51.06
Varex Imaging Corp Note 4.000% 6/0 (Principal) 0.7 $7.7M 7.0M 1.10
Silicon Motion Technology Sponsored Adr (SIMO) 0.6 $7.3M 111k 65.52
Amyris Note 1.500%11/1 (Principal) 0.6 $7.2M 24M 0.30
Tyler Technologies (TYL) 0.6 $7.1M 20k 354.64
Tegna (TGNA) 0.6 $7.1M 420k 16.91
Keurig Dr Pepper (KDP) 0.6 $7.1M 200k 35.28
BioMarin Pharmaceutical (BMRN) 0.6 $6.7M 68k 97.24
Booking Holdings Note 0.750% 5/0 (Principal) 0.5 $6.0M 4.0M 1.50
California Res Corp Com Stock (CRC) 0.5 $6.0M 156k 38.50
Imax Corp Note 0.500% 4/0 (Principal) 0.5 $5.9M 6.2M 0.96
Dish Network Corporation Note 12/1 (Principal) 0.5 $5.8M 11M 0.54
Lumentum Hldgs Put Option (LITE) 0.5 $5.4M 100k 54.01
Univar 0.5 $5.4M 153k 35.03
Pure Storage Note 0.125% 4/1 (Principal) 0.5 $5.4M 5.4M 1.00
Crixus Bh3 Acquisition Class A Com (BHAC) 0.4 $5.1M 500k 10.29
Imax Corp Cad Put Option (IMAX) 0.4 $4.9M 258k 19.18
Qualtrics Intl Com Cl A 0.4 $4.9M 274k 17.83
Live Nation Entertainment Put Option (LYV) 0.4 $4.8M 69k 70.05
Wolfspeed (WOLF) 0.4 $4.2M 65k 64.95
Telephone & Data Sys Com New (TDS) 0.3 $3.7M 350k 10.51
Albertsons Cos Common Stock (ACI) 0.3 $3.5M 167k 20.78
Radius Global Infrastrctre I Com Cl A 0.3 $3.3M 226k 14.67
Spirit Airlines (SAVE) 0.3 $3.2M 188k 17.17
Vail Resorts (MTN) 0.3 $3.1M 13k 233.68
Provention Bio 0.2 $2.7M 111k 24.10
Guidewire Software Put Option (GWRE) 0.2 $2.3M 28k 82.02
Travelcenters Of America Com New 0.2 $1.8M 21k 86.50
National Instruments 0.1 $1.7M 33k 52.41
Mercury Computer Systems (MRCY) 0.1 $1.6M 32k 51.12
Envestnet Put Option (ENV) 0.1 $1.5M 25k 58.66
Under Armour Cl A (UAA) 0.1 $1.3M 140k 9.49
Life Storage Inc reit 0.1 $1.3M 10k 131.09
American Equity Investment Life Holding (AEL) 0.1 $1.2M 34k 36.49
Alight Com Cl A (ALIT) 0.1 $1.2M 125k 9.21
Oak Woods Acquisition Corp Unit 03/23/2028 (OAKUU) 0.1 $796k 78k 10.20
Uber Technologies Put Option (UBER) 0.1 $792k 25k 31.70
Ciig Capital Partners Ii Com Cl A 0.1 $727k 70k 10.40
Frontier Investment Corp Class A Ord Shs 0.1 $715k 70k 10.22
Alpha Healthcare Acqu Corp I Class A Com 0.1 $710k 70k 10.15
Four Leaf Acquisition Corp Unit 03/15/2028 (FORLU) 0.1 $666k 65k 10.25
Oak Street Health Put Option 0.1 $647k 40k 16.18
Murphy Canyon Acquisition Class A Com 0.0 $527k 50k 10.52
Kimbell Tiger Acquisition Com Cl A 0.0 $491k 47k 10.53
Games & Esports Exprnc Acq C Class A Ord Shs 0.0 $490k 47k 10.51
Everest Consolidator Acq Cor Cl A Com (MNTN) 0.0 $489k 47k 10.48
Ftac Zeus Acquisition Cor Class A Com 0.0 $479k 47k 10.27
Alpha Partners Tech Mergr Class A Ord Shs (PLMJ) 0.0 $477k 47k 10.24
Axonprime Infrstctr Aqstn Class A Com 0.0 $471k 47k 10.11
Sound Point Acquisition Corp Class A Ord Shs 0.0 $393k 37k 10.54
C5 Acquisition Corporation Cl A Com 0.0 $389k 37k 10.44
Lci Industries Put Option (LCII) 0.0 $275k 2.5k 109.82
Beyond Meat Note 3/1 (Principal) 0.0 $260k 1.0M 0.26
Crixus Bh3 Acquisition *w Exp 10/04/202 Call Option (BHACW) 0.0 $119k 990k 0.12
Glycomimetics (GLYC) 0.0 $75k 59k 1.26
Galata Acquisition Corp *w Exp 99/99/999 Call Option 0.0 $56k 619k 0.09
Genworth Finl Com Cl A (GNW) 0.0 $50k 10k 5.02
Anzu Special Acquisitin Corp *w Exp 01/27/202 Call Option 0.0 $9.2k 298k 0.03
Ahren Acquisition Corp *w Exp 12/09/202 Call Option 0.0 $4.4k 33k 0.14
Kimbell Tiger Acquisition *w Exp 09/15/202 Call Option 0.0 $2.3k 23k 0.10
Cartica Acquisition Corp *w Exp 04/30/202 Call Option (CITEW) 0.0 $1.3k 19k 0.07
Everest Consolidator Acq Cor *w Exp 99/99/999 Call Option (MNTN.WS) 0.0 $1.2k 23k 0.05
Games & Esports Exprnc Acq C *w Exp 12/01/202 Call Option 0.0 $1.2k 23k 0.05
Sound Point Acquisition Corp *w Exp 02/25/202 Call Option 0.0 $1.1k 19k 0.06
Intelligent Medi Acqsitn Cor *w Exp 11/05/202 Call Option 0.0 $1.1k 23k 0.05
C5 Acquisition Corporation *w Exp 12/31/202 Call Option 0.0 $690.050000 19k 0.04
Ftac Zeus Acquisition Cor *w Exp 04/15/202 Call Option 0.0 $587.462400 23k 0.03
Seaport Global Acquisition I *w Exp 11/17/202 Call Option 0.0 $582.700000 12k 0.05