DLD Asset Management

DLD Asset Management as of Dec. 31, 2023

Portfolio Holdings for DLD Asset Management

DLD Asset Management holds 77 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Bloomin Brands Note 5.000% 5/0 (Principal) 13.3 $109M 43M 2.54
Royal Caribbean Group Note 6.000% 8/1 (Principal) 7.9 $65M 24M 2.67
Royal Caribbean Cruises Put Option (RCL) 6.4 $53M 407k 129.47
Livent Corp Note 4.125% 7/1 (Principal) 5.6 $46M 22M 2.11
Aspen Aerogels (ASPN) 4.7 $38M 2.4M 15.78
Chart Inds Note 1.000%11/1 (Principal) 4.3 $35M 15M 2.33
Transocean Deb 4.625% 9/3 (Principal) 3.9 $32M 15M 2.08
Progress Software Corp Note 1.000% 4/1 (Principal) 3.6 $29M 28M 1.06
Geo Corrections Holdings Note 6.500% 2/2 (Principal) 3.1 $26M 18M 1.40
Wayfair Cl A Put Option (W) 2.9 $24M 385k 61.69
Veradigm Note 0.875% 1/0 (Principal) 2.8 $23M 23M 1.00
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 2.5 $21M 15M 1.42
Starwood Ppty Tr Note 6.750% 7/1 (Principal) 2.4 $20M 18M 1.09
Varex Imaging Corp Note 4.000% 6/0 (Principal) 2.3 $19M 16M 1.17
Cinemark Hldgs Note 4.500% 8/1 (Principal) 2.1 $17M 14M 1.22
Microchip Technology (MCHP) 1.9 $16M 173k 90.18
Patrick Inds Note 1.750%12/0 (Principal) 1.9 $15M 13M 1.14
Transocean Reg Shs Put Option (RIG) 1.8 $15M 2.3M 6.36
Northern Oil & Gas Note 3.625% 4/1 (Principal) 1.7 $14M 12M 1.19
Ziff Davis Note 1.750%11/0 (Principal) 1.6 $13M 14M 0.95
Marriott Vacations Worldwide Note 1/1 (Principal) 1.6 $13M 15M 0.89
Southwest Airlines (LUV) 1.6 $13M 440k 28.88
Palo Alto Networks Note 0.375% 6/0 (Principal) 1.5 $12M 4.0M 2.97
Tandem Diabetes Care Note 1.500% 5/0 (Principal) 1.3 $11M 12M 0.95
Parsons Corp Del Note 0.250% 8/1 (Principal) 1.3 $11M 7.6M 1.44
Post Hldgs Note 2.500% 8/1 (Principal) 1.2 $10M 10M 1.02
Expedia Group Note 2/1 (Principal) 1.2 $9.5M 10M 0.95
Anavex Life Sciences Corp Com New Put Option (AVXL) 1.1 $9.4M 1.0M 9.31
Microstrategy Note 0.750%12/1 (Principal) 1.1 $9.3M 5.6M 1.66
Nuvasive Note 0.375% 3/1 (Principal) 1.1 $9.0M 9.6M 0.93
Ironwood Pharmaceuticals Note 0.750% 6/1 (Principal) 1.1 $8.7M 8.2M 1.06
Hannon Armstrong Put Option (HASI) 1.1 $8.6M 313k 27.59
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 1.0 $8.5M 9.0M 0.94
Allscripts Healthcare Solutions Put Option (MDRX) 0.9 $7.2M 690k 10.49
Splunk Note 1.125% 9/1 (Principal) 0.6 $5.0M 4.5M 1.10
Biomarin Pharmaceutical Note 0.599% 8/0 (Principal) 0.6 $4.9M 5.0M 0.99
Natera Put Option (NTRA) 0.6 $4.9M 78k 62.62
ImmunoGen 0.5 $4.5M 151k 29.65
Tyler Technologies (TYL) 0.5 $4.2M 10k 418.12
Liquidia Corporation Com New Call Option (LQDA) 0.5 $3.8M 312k 12.03
Guess? Put Option (GES) 0.3 $2.9M 124k 23.07
United States Steel Corporation (X) 0.2 $1.8M 38k 48.65
Envestnet Put Option (ENV) 0.2 $1.8M 36k 49.48
Pioneer Natural Resources (PXD) 0.2 $1.7M 7.7k 224.88
Dish Network Corporation Note 3.375% 8/1 (Principal) 0.2 $1.4M 2.5M 0.55
Four Leaf Acquisition Corp Com Cl A (FORL) 0.1 $1.2M 116k 10.52
Spirit Aerosystems Hldgs Com Cl A Put Option (SPR) 0.1 $1.1M 35k 31.79
National Westn Life Group In Cl A (NWLI) 0.1 $1.1M 2.2k 483.02
Sarepta Therapeutics Put Option (SRPT) 0.1 $964k 10k 96.41
Oak Woods Acquisition Corp Cl A (OAKU) 0.1 $821k 78k 10.53
Alteryx Com Cl A 0.1 $778k 17k 47.16
Hollysys Automation Tchngy L SHS (HOLI) 0.1 $725k 28k 26.35
Karuna Therapeutics Ord 0.1 $696k 2.2k 316.51
PGT 0.1 $672k 17k 40.70
Capstar Finl Hldgs (CSTR) 0.1 $618k 33k 18.74
Lumentum Hldgs Note 0.250% 3/1 (Principal) 0.1 $606k 600k 1.01
Marriott Vacations Wrldwde Cp Put Option (VAC) 0.1 $603k 7.1k 84.87
Endeavor Group Hldgs Cl A Com (EDR) 0.1 $522k 22k 23.73
Engagesmart Common Stock 0.1 $504k 22k 22.90
FirstEnergy Put Option (FE) 0.1 $458k 13k 36.66
Hireright Holdings Corporati (HRT) 0.0 $370k 28k 13.45
Eve Hldg *w Exp 05/09/202 Call Option (EVEX.WS) 0.0 $352k 359k 0.98
Albertsons Cos Common Stock (ACI) 0.0 $253k 11k 23.00
Praxis Precision Medicines I Com New (PRAX) 0.0 $223k 10k 22.28
Livewire Group *w Exp 09/26/202 Call Option (LVWR.WS) 0.0 $161k 396k 0.41
Allurion Technologies *w Exp 08/01/203 Call Option (ALUR.WS) 0.0 $122k 271k 0.45
Investcorp Europe Acquisitio *w Exp 12/15/202 Call Option (IVCBW) 0.0 $113k 493k 0.23
Amprius Technologies *w Exp 09/14/202 Call Option (AMPX.WS) 0.0 $113k 288k 0.39
Genworth Finl Com Cl A (GNW) 0.0 $67k 10k 6.68
Sirius Xm Holdings (SIRI) 0.0 $60k 11k 5.47
Focus Impact Bh3 Acquisition *w Exp 10/04/202 Call Option (BHACW) 0.0 $59k 990k 0.06
Somalogic Class A Com 0.0 $28k 11k 2.53
Oak Woods Acquisition Corp Right 03/23/2028 (OAKUR) 0.0 $12k 78k 0.15
Nabors Energy Transition Cor *w Exp 09/01/202 Call Option (NETDW) 0.0 $8.1k 63k 0.13
Oak Woods Acquisition Corp *w Exp 03/23/202 Call Option (OAKUW) 0.0 $2.0k 78k 0.03
Keen Vision Acquisition Corp *w Exp 03/15/202 Call Option (KVACW) 0.0 $2.0k 49k 0.04
Four Leaf Acquisition Corp *w Exp 03/15/202 Call Option (FORLW) 0.0 $2.0k 65k 0.03