Essex Financial Services as of Sept. 30, 2012
Portfolio Holdings for Essex Financial Services
Essex Financial Services holds 230 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Exxon Mobil Corporation (XOM) | 7.5 | $18M | 196k | 91.45 | |
| International Business Machines (IBM) | 3.6 | $8.6M | 41k | 207.44 | |
| General Electric Company | 3.1 | $7.4M | 325k | 22.71 | |
| Johnson & Johnson (JNJ) | 3.0 | $7.2M | 105k | 68.91 | |
| Jp Morgan Alerian Mlp Index (AMJ) | 3.0 | $7.2M | 178k | 40.44 | |
| Apple (AAPL) | 2.4 | $5.6M | 8.4k | 667.18 | |
| Procter & Gamble Company (PG) | 2.4 | $5.6M | 81k | 69.36 | |
| Pfizer (PFE) | 2.3 | $5.5M | 223k | 24.85 | |
| At&t (T) | 1.9 | $4.6M | 121k | 37.70 | |
| JPMorgan Chase & Co. (JPM) | 1.9 | $4.5M | 112k | 40.48 | |
| Berkshire Hathaway (BRK.A) | 1.9 | $4.5M | 34.00 | 132705.88 | |
| Ace Limited Cmn | 1.9 | $4.5M | 59k | 75.61 | |
| Compass Diversified Holdings (CODI) | 1.8 | $4.3M | 290k | 14.78 | |
| Chevron Corporation (CVX) | 1.7 | $4.0M | 35k | 116.57 | |
| U.S. Bancorp (USB) | 1.6 | $3.8M | 110k | 34.30 | |
| Philip Morris International (PM) | 1.4 | $3.2M | 36k | 89.95 | |
| Altria (MO) | 1.2 | $2.9M | 87k | 33.39 | |
| Verizon Communications (VZ) | 1.2 | $2.8M | 62k | 45.57 | |
| United Technologies Corporation | 1.2 | $2.8M | 36k | 78.30 | |
| Merck & Co | 1.0 | $2.4M | 54k | 45.09 | |
| Southern Company (SO) | 1.0 | $2.4M | 53k | 46.09 | |
| McDonald's Corporation (MCD) | 1.0 | $2.4M | 26k | 91.76 | |
| Coca-Cola Company (KO) | 1.0 | $2.3M | 62k | 37.94 | |
| Pepsi (PEP) | 0.9 | $2.2M | 31k | 70.78 | |
| 0.9 | $2.1M | 2.8k | 754.60 | ||
| Eli Lilly & Co. (LLY) | 0.9 | $2.1M | 44k | 47.41 | |
| E.I. du Pont de Nemours & Company | 0.9 | $2.0M | 41k | 50.27 | |
| Wells Fargo & Company (WFC) | 0.8 | $2.0M | 59k | 34.54 | |
| Berkshire Hathaway Inc. Class B | 0.8 | $1.9M | 21k | 88.20 | |
| Automatic Data Processing (ADP) | 0.8 | $1.9M | 32k | 58.65 | |
| Energy Transfer Partners | 0.8 | $1.8M | 42k | 42.56 | |
| Microsoft Corporation (MSFT) | 0.7 | $1.8M | 59k | 29.76 | |
| Schlumberger (SLB) | 0.7 | $1.7M | 24k | 72.34 | |
| Abbott Laboratories (ABT) | 0.7 | $1.7M | 25k | 68.56 | |
| Cisco Systems (CSCO) | 0.7 | $1.6M | 86k | 19.11 | |
| Home Depot (HD) | 0.7 | $1.6M | 26k | 60.38 | |
| Intel Corporation (INTC) | 0.7 | $1.6M | 69k | 22.65 | |
| Kinder Morgan Energy Partners | 0.7 | $1.6M | 19k | 82.48 | |
| Ecolab (ECL) | 0.6 | $1.5M | 23k | 64.81 | |
| Annaly Capital Management | 0.6 | $1.5M | 88k | 16.84 | |
| SPDR Gold Trust (GLD) | 0.6 | $1.4M | 8.2k | 171.95 | |
| ConocoPhillips (COP) | 0.6 | $1.4M | 24k | 57.17 | |
| Bank of America Corporation (BAC) | 0.6 | $1.3M | 148k | 8.83 | |
| Union Pacific Corporation (UNP) | 0.5 | $1.3M | 11k | 118.70 | |
| America Movil Sab De Cv spon adr l | 0.5 | $1.3M | 50k | 25.42 | |
| Caterpillar (CAT) | 0.5 | $1.2M | 14k | 86.03 | |
| Linn Energy | 0.5 | $1.2M | 29k | 41.24 | |
| Buckeye Partners | 0.5 | $1.1M | 23k | 47.98 | |
| Monsanto Company | 0.5 | $1.1M | 12k | 91.05 | |
| First Niagara Financial | 0.5 | $1.1M | 136k | 8.07 | |
| Alerian Mlp Etf | 0.5 | $1.1M | 66k | 16.57 | |
| Colgate-Palmolive Company (CL) | 0.4 | $1.0M | 9.5k | 107.24 | |
| PPG Industries (PPG) | 0.4 | $992k | 8.6k | 114.88 | |
| Enterprise Products Partners (EPD) | 0.4 | $994k | 19k | 53.61 | |
| Powershares Etf Tr Ii s^p500 low vol | 0.4 | $1.0M | 36k | 28.17 | |
| Celgene Corporation | 0.4 | $925k | 12k | 76.38 | |
| Bristol Myers Squibb (BMY) | 0.4 | $897k | 27k | 33.76 | |
| Cummins (CMI) | 0.4 | $849k | 9.2k | 92.16 | |
| Franklin Resources (BEN) | 0.4 | $860k | 6.9k | 125.13 | |
| General Dynamics Corporation (GD) | 0.4 | $850k | 13k | 66.13 | |
| Boardwalk Pipeline Partners | 0.4 | $861k | 31k | 27.91 | |
| Citigroup (C) | 0.4 | $846k | 26k | 32.71 | |
| Spdr S&p 500 Etf (SPY) | 0.3 | $835k | 5.8k | 143.94 | |
| 3M Company (MMM) | 0.3 | $840k | 9.1k | 92.40 | |
| Apache Corporation | 0.3 | $800k | 9.2k | 86.52 | |
| Sherwin-Williams Company (SHW) | 0.3 | $807k | 5.4k | 148.87 | |
| CVS Caremark Corporation (CVS) | 0.3 | $819k | 17k | 48.45 | |
| Aes Tr Iii pfd cv 6.75% | 0.3 | $798k | 16k | 49.88 | |
| Boeing Company (BA) | 0.3 | $790k | 11k | 69.63 | |
| Deere & Company (DE) | 0.3 | $794k | 9.6k | 82.47 | |
| H.J. Heinz Company | 0.3 | $791k | 14k | 55.98 | |
| Chubb Corporation | 0.3 | $756k | 9.9k | 76.31 | |
| Stanley Black & Decker (SWK) | 0.3 | $766k | 10k | 76.29 | |
| General Mills (GIS) | 0.3 | $755k | 19k | 39.84 | |
| Vodafone | 0.3 | $755k | 27k | 28.49 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.3 | $766k | 8.3k | 92.32 | |
| Laboratory Corp. of America Holdings (LH) | 0.3 | $737k | 8.0k | 92.46 | |
| PowerShares QQQ Trust, Series 1 | 0.3 | $747k | 11k | 68.54 | |
| Market Vectors High Yield Muni. Ind | 0.3 | $711k | 22k | 32.96 | |
| Royce Focus Tr | 0.3 | $724k | 108k | 6.72 | |
| Duke Energy (DUK) | 0.3 | $724k | 11k | 64.82 | |
| Walt Disney Company (DIS) | 0.3 | $691k | 13k | 52.25 | |
| Kraft Foods | 0.3 | $697k | 17k | 41.38 | |
| Windstream Corporation | 0.3 | $679k | 67k | 10.09 | |
| W.W. Grainger (GWW) | 0.3 | $667k | 3.2k | 208.24 | |
| Royal Dutch Shell | 0.3 | $672k | 9.7k | 69.36 | |
| Stryker Corporation (SYK) | 0.3 | $672k | 12k | 55.63 | |
| Target Corporation (TGT) | 0.3 | $659k | 10k | 63.51 | |
| iShares S&P/Citi Intl Treasury Bond (IGOV) | 0.3 | $671k | 6.5k | 102.84 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 0.3 | $673k | 8.4k | 80.31 | |
| Goldman Sachs (GS) | 0.3 | $642k | 5.6k | 113.73 | |
| American Express Company (AXP) | 0.3 | $645k | 11k | 56.86 | |
| Bank of New York Mellon Corporation (BK) | 0.3 | $641k | 28k | 22.63 | |
| Chicago Bridge & Iron Company | 0.3 | $644k | 17k | 38.11 | |
| iShares Dow Jones Select Dividend (DVY) | 0.3 | $630k | 11k | 57.70 | |
| Emerson Electric (EMR) | 0.3 | $609k | 13k | 48.17 | |
| iShares Barclays TIPS Bond Fund (TIP) | 0.3 | $628k | 5.2k | 121.85 | |
| Wal-Mart Stores (WMT) | 0.2 | $593k | 8.0k | 73.78 | |
| Consolidated Edison (ED) | 0.2 | $565k | 9.4k | 59.89 | |
| Teekay Lng Partners | 0.2 | $545k | 15k | 37.64 | |
| Simon Property (SPG) | 0.2 | $535k | 3.5k | 151.69 | |
| Bank Of America Corporation preferred (BAC.PL) | 0.2 | $545k | 500.00 | 1090.00 | |
| Companhia de Bebidas das Americas | 0.2 | $517k | 14k | 38.27 | |
| Realty Income (O) | 0.2 | $515k | 13k | 40.92 | |
| First Connecticut | 0.2 | $532k | 39k | 13.52 | |
| Phillips 66 (PSX) | 0.2 | $523k | 11k | 46.34 | |
| Sonoco Products Company (SON) | 0.2 | $496k | 16k | 31.00 | |
| UnitedHealth (UNH) | 0.2 | $490k | 8.8k | 55.39 | |
| Chesapeake Energy Corporation | 0.2 | $497k | 26k | 18.86 | |
| Raymond James Financial (RJF) | 0.2 | $503k | 14k | 36.68 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.2 | $493k | 4.1k | 121.73 | |
| Spectranetics Corporation | 0.2 | $508k | 34k | 14.76 | |
| Covidien | 0.2 | $509k | 8.6k | 59.41 | |
| Medtronic | 0.2 | $481k | 11k | 43.08 | |
| Yum! Brands (YUM) | 0.2 | $467k | 7.0k | 66.40 | |
| Visa (V) | 0.2 | $482k | 3.6k | 134.30 | |
| HCP | 0.2 | $464k | 10k | 44.51 | |
| SPDR S&P Dividend (SDY) | 0.2 | $487k | 8.4k | 58.11 | |
| Kimberly-Clark Corporation (KMB) | 0.2 | $460k | 5.4k | 85.71 | |
| Anadarko Petroleum Corporation | 0.2 | $453k | 6.5k | 69.99 | |
| Express Scripts | 0.2 | $461k | 7.4k | 62.70 | |
| iShares Cohen & Steers Realty Maj. (ICF) | 0.2 | $444k | 5.7k | 77.89 | |
| Norfolk Southern (NSC) | 0.2 | $438k | 6.9k | 63.69 | |
| Travelers Companies (TRV) | 0.2 | $417k | 6.1k | 68.29 | |
| DWS Municipal Income Trust | 0.2 | $419k | 28k | 15.10 | |
| BP (BP) | 0.2 | $406k | 9.6k | 42.41 | |
| Brookfield Asset Management | 0.2 | $405k | 12k | 34.47 | |
| Novartis (NVS) | 0.2 | $407k | 6.6k | 61.25 | |
| Honeywell International (HON) | 0.2 | $407k | 6.8k | 59.82 | |
| Market Vectors Gold Miners ETF | 0.2 | $395k | 7.4k | 53.65 | |
| Ensco Plc Shs Class A | 0.2 | $405k | 7.4k | 54.52 | |
| Eaton Corporation | 0.2 | $372k | 7.9k | 47.23 | |
| Aetna | 0.2 | $370k | 9.4k | 39.55 | |
| Air Products & Chemicals (APD) | 0.2 | $383k | 4.6k | 82.65 | |
| EMC Corporation | 0.2 | $376k | 14k | 27.31 | |
| Hershey Company (HSY) | 0.2 | $385k | 5.4k | 70.82 | |
| iShares S&P MidCap 400 Index (IJH) | 0.2 | $379k | 3.8k | 98.70 | |
| Van Kampen Advantage Muni Incm Tr II (VKI) | 0.2 | $384k | 27k | 14.06 | |
| M&T Bank Corporation (MTB) | 0.1 | $352k | 3.7k | 95.14 | |
| Transocean (RIG) | 0.1 | $347k | 7.7k | 44.88 | |
| Becton, Dickinson and (BDX) | 0.1 | $358k | 4.6k | 78.47 | |
| Walgreen Company | 0.1 | $361k | 9.9k | 36.46 | |
| Encana Corp | 0.1 | $365k | 17k | 21.93 | |
| UIL Holdings Corporation | 0.1 | $363k | 10k | 35.89 | |
| Finish Line | 0.1 | $349k | 15k | 22.70 | |
| Blackrock Kelso Capital | 0.1 | $359k | 37k | 9.73 | |
| iShares Russell 3000 Index (IWV) | 0.1 | $362k | 4.3k | 83.58 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.1 | $368k | 4.8k | 77.07 | |
| Dreyfus Strategic Municipal Bond Fund | 0.1 | $356k | 36k | 9.87 | |
| PowerShares Fin. Preferred Port. | 0.1 | $363k | 20k | 18.48 | |
| Dreyfus Strategic Muni. | 0.1 | $355k | 35k | 10.03 | |
| Potash Corp. Of Saskatchewan I | 0.1 | $321k | 7.4k | 43.38 | |
| Cenovus Energy (CVE) | 0.1 | $327k | 9.4k | 34.90 | |
| Accenture (ACN) | 0.1 | $327k | 4.7k | 69.95 | |
| Marriott International (MAR) | 0.1 | $332k | 8.5k | 39.07 | |
| Plains All American Pipeline (PAA) | 0.1 | $342k | 3.9k | 88.26 | |
| Superior Energy Services | 0.1 | $341k | 17k | 20.52 | |
| ProShares UltraShort 20+ Year Trea | 0.1 | $329k | 21k | 15.59 | |
| PIMCO Intermediate Mun Bond Strat Fund (MUNI) | 0.1 | $343k | 6.3k | 54.44 | |
| Nuveen Select Quality Municipal Fund | 0.1 | $329k | 20k | 16.16 | |
| Loews Corporation (L) | 0.1 | $307k | 7.4k | 41.28 | |
| CSX Corporation (CSX) | 0.1 | $316k | 15k | 20.76 | |
| Diageo (DEO) | 0.1 | $310k | 2.8k | 112.60 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $307k | 7.1k | 43.09 | |
| Canadian Natural Resources (CNQ) | 0.1 | $299k | 9.7k | 30.82 | |
| iShares Silver Trust (SLV) | 0.1 | $304k | 9.1k | 33.51 | |
| Rydex Russell Top 50 ETF | 0.1 | $313k | 2.9k | 107.19 | |
| Devon Energy Corporation (DVN) | 0.1 | $294k | 4.9k | 60.47 | |
| Comerica Incorporated (CMA) | 0.1 | $280k | 9.0k | 31.11 | |
| GlaxoSmithKline | 0.1 | $290k | 6.3k | 46.19 | |
| Qualcomm (QCOM) | 0.1 | $275k | 4.4k | 62.39 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $274k | 6.9k | 39.59 | |
| Oracle Corporation (ORCL) | 0.1 | $288k | 9.1k | 31.50 | |
| Energy Select Sector SPDR (XLE) | 0.1 | $282k | 3.8k | 73.40 | |
| Washington Trust Ban (WASH) | 0.1 | $292k | 11k | 26.29 | |
| Cameron International Corporation | 0.1 | $289k | 5.2k | 56.12 | |
| Blackrock Municipal Income Trust (BFK) | 0.1 | $279k | 17k | 16.51 | |
| PNC Financial Services (PNC) | 0.1 | $259k | 4.1k | 63.16 | |
| Dominion Resources (D) | 0.1 | $252k | 4.8k | 53.04 | |
| CIGNA Corporation | 0.1 | $250k | 5.3k | 47.16 | |
| Webster Financial Corporation (WBS) | 0.1 | $270k | 11k | 23.74 | |
| Oneok Partners | 0.1 | $251k | 4.2k | 59.44 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.1 | $251k | 1.4k | 179.93 | |
| American Capital Agency | 0.1 | $267k | 7.7k | 34.56 | |
| Invesco Van Kampen Trust for IGNYM Fund (VTN) | 0.1 | $254k | 15k | 16.62 | |
| PIMCO High Income Fund (PHK) | 0.1 | $269k | 19k | 14.02 | |
| Diamond Offshore Drilling | 0.1 | $236k | 3.6k | 65.74 | |
| Northeast Utilities System | 0.1 | $232k | 6.1k | 38.23 | |
| People's United Financial | 0.1 | $231k | 19k | 12.14 | |
| Teva Pharmaceutical Industries (TEVA) | 0.1 | $237k | 5.7k | 41.38 | |
| Core Laboratories | 0.1 | $235k | 1.9k | 121.26 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $241k | 7.4k | 32.44 | |
| DaVita (DVA) | 0.1 | $244k | 2.4k | 103.57 | |
| Thermo Fisher Scientific (TMO) | 0.1 | $240k | 4.1k | 58.90 | |
| Halliburton Company (HAL) | 0.1 | $245k | 7.3k | 33.63 | |
| Nextera Energy (NEE) | 0.1 | $231k | 3.3k | 70.26 | |
| Syngenta | 0.1 | $246k | 3.3k | 74.86 | |
| TJX Companies (TJX) | 0.1 | $242k | 5.4k | 44.87 | |
| MetLife (MET) | 0.1 | $246k | 7.1k | 34.44 | |
| Oge Energy Corp (OGE) | 0.1 | $230k | 4.2k | 55.35 | |
| Hatteras Financial | 0.1 | $242k | 8.6k | 28.14 | |
| Invesco Mortgage Capital | 0.1 | $228k | 11k | 20.11 | |
| Owens Illinois Inc equities | 0.1 | $246k | 13k | 18.74 | |
| Equity Residential (EQR) | 0.1 | $212k | 3.7k | 57.48 | |
| Allstate Corporation (ALL) | 0.1 | $217k | 5.5k | 39.69 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $216k | 4.1k | 52.89 | |
| Exelon Corporation (EXC) | 0.1 | $221k | 6.2k | 35.63 | |
| Vanguard Natural Resources | 0.1 | $222k | 7.7k | 28.93 | |
| athenahealth | 0.1 | $207k | 2.3k | 91.59 | |
| iShares Dow Jones US Technology (IYW) | 0.1 | $205k | 2.7k | 75.93 | |
| Nuveen Conn Prem Income Mun sh ben int | 0.1 | $203k | 14k | 14.31 | |
| Kinder Morgan Management | 0.1 | $200k | 2.6k | 76.31 | |
| Ford Motor Company (F) | 0.1 | $181k | 18k | 9.88 | |
| France Telecom SA | 0.1 | $188k | 15k | 12.24 | |
| Fulton Financial (FULT) | 0.1 | $195k | 20k | 9.85 | |
| Invesco Van Kampen Trust Fr Ins Mun | 0.1 | $195k | 13k | 15.46 | |
| Weatherford International Lt reg | 0.1 | $159k | 13k | 12.68 | |
| AllianceBernstein Income Fund | 0.1 | $161k | 19k | 8.66 | |
| Invesco Van Kampen Municipal Trust (VKQ) | 0.1 | $154k | 10k | 15.25 | |
| Fifth Street Finance | 0.1 | $122k | 11k | 10.97 | |
| ImmuCell Corporation (ICCC) | 0.1 | $122k | 24k | 5.13 | |
| MFS Investment Grade Municipal Trust (CXH) | 0.1 | $129k | 11k | 11.29 | |
| Putnam Mngd Muni Inc Tr equities | 0.1 | $114k | 14k | 8.43 | |
| iShares MSCI Japan Index | 0.0 | $99k | 11k | 9.15 | |
| TrustCo Bank Corp NY | 0.0 | $90k | 16k | 5.70 | |
| Apollo Investment | 0.0 | $91k | 12k | 7.84 | |
| Banco Santander (SAN) | 0.0 | $76k | 10k | 7.45 | |
| Uranium Energy (UEC) | 0.0 | $45k | 17k | 2.62 | |
| Teekay Tankers Ltd cl a | 0.0 | $41k | 11k | 3.73 | |
| Sirius XM Radio | 0.0 | $33k | 13k | 2.57 |
