Essex Financial Services as of Sept. 30, 2013
Portfolio Holdings for Essex Financial Services
Essex Financial Services holds 261 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Comcast Corporation (CMCSA) | 14.8 | $47M | 10k | 4515.85 | |
| Exxon Mobil Corporation (XOM) | 5.4 | $17M | 199k | 86.04 | |
| Johnson & Johnson (JNJ) | 2.9 | $9.1M | 105k | 86.69 | |
| General Electric Company | 2.6 | $8.2M | 343k | 23.89 | |
| International Business Machines (IBM) | 2.5 | $7.9M | 43k | 185.18 | |
| Pfizer (PFE) | 2.4 | $7.7M | 267k | 28.72 | |
| Procter & Gamble Company (PG) | 2.2 | $7.2M | 95k | 75.59 | |
| Compass Diversified Holdings (CODI) | 2.0 | $6.3M | 353k | 17.82 | |
| Apple (AAPL) | 1.5 | $4.8M | 10k | 476.73 | |
| Chevron Corporation (CVX) | 1.5 | $4.6M | 38k | 121.50 | |
| U.S. Bancorp (USB) | 1.4 | $4.5M | 123k | 36.63 | |
| Berkshire Hathaway (BRK.A) | 1.4 | $4.4M | 11.00 | 402818.18 | |
| At&t (T) | 1.4 | $4.3M | 127k | 33.82 | |
| Philip Morris International (PM) | 1.2 | $3.7M | 43k | 86.59 | |
| United Technologies Corporation | 1.1 | $3.5M | 32k | 107.82 | |
| Altria (MO) | 1.0 | $3.2M | 94k | 34.35 | |
| Coca-Cola Company (KO) | 1.0 | $3.2M | 84k | 37.89 | |
| McDonald's Corporation (MCD) | 0.9 | $2.9M | 31k | 96.22 | |
| Verizon Communications (VZ) | 0.9 | $2.9M | 62k | 46.67 | |
| Merck & Co (MRK) | 0.9 | $2.8M | 60k | 47.61 | |
| Cisco Systems (CSCO) | 0.9 | $2.8M | 119k | 23.43 | |
| 0.9 | $2.8M | 3.2k | 875.86 | ||
| JPMorgan Chase & Co. (JPM) | 0.8 | $2.6M | 51k | 51.68 | |
| Berkshire Hathaway (BRK.B) | 0.8 | $2.6M | 23k | 113.53 | |
| Eli Lilly & Co. (LLY) | 0.8 | $2.6M | 52k | 50.33 | |
| Pepsi (PEP) | 0.8 | $2.6M | 33k | 79.50 | |
| Wells Fargo & Company (WFC) | 0.8 | $2.6M | 63k | 41.33 | |
| Energy Transfer Partners | 0.8 | $2.5M | 48k | 52.08 | |
| Automatic Data Processing (ADP) | 0.8 | $2.4M | 33k | 72.38 | |
| Celgene Corporation | 0.7 | $2.3M | 15k | 154.15 | |
| Home Depot (HD) | 0.7 | $2.3M | 30k | 75.87 | |
| Southern Company (SO) | 0.7 | $2.2M | 54k | 41.19 | |
| Schlumberger (SLB) | 0.7 | $2.2M | 25k | 88.36 | |
| Union Pacific Corporation (UNP) | 0.7 | $2.2M | 14k | 155.36 | |
| Kinder Morgan Energy Partners | 0.7 | $2.1M | 27k | 79.81 | |
| Bank of America Corporation (BAC) | 0.6 | $2.0M | 148k | 13.80 | |
| Ace Limited Cmn | 0.6 | $2.0M | 21k | 93.56 | |
| Microsoft Corporation (MSFT) | 0.6 | $1.9M | 58k | 33.27 | |
| ConocoPhillips (COP) | 0.6 | $1.8M | 26k | 69.50 | |
| Caterpillar (CAT) | 0.5 | $1.6M | 19k | 83.38 | |
| Enterprise Products Partners (EPD) | 0.5 | $1.6M | 26k | 61.03 | |
| Powershares Etf Tr Ii s^p500 low vol | 0.5 | $1.5M | 47k | 31.19 | |
| Abbvie (ABBV) | 0.5 | $1.4M | 32k | 44.72 | |
| Cummins (CMI) | 0.4 | $1.3M | 10k | 132.84 | |
| Intel Corporation (INTC) | 0.4 | $1.3M | 58k | 22.92 | |
| PPG Industries (PPG) | 0.4 | $1.3M | 7.8k | 167.07 | |
| E.I. du Pont de Nemours & Company | 0.4 | $1.3M | 22k | 58.57 | |
| Monsanto Company | 0.4 | $1.2M | 12k | 104.33 | |
| Walt Disney Company (DIS) | 0.4 | $1.2M | 19k | 64.48 | |
| Bristol Myers Squibb (BMY) | 0.4 | $1.3M | 27k | 46.27 | |
| 3M Company (MMM) | 0.4 | $1.2M | 10k | 119.42 | |
| First Niagara Financial | 0.4 | $1.2M | 120k | 10.37 | |
| Boeing Company (BA) | 0.4 | $1.2M | 10k | 117.52 | |
| Annaly Capital Management | 0.4 | $1.2M | 103k | 11.58 | |
| American Express Company (AXP) | 0.4 | $1.2M | 15k | 75.55 | |
| Novartis (NVS) | 0.4 | $1.1M | 15k | 76.73 | |
| Colgate-Palmolive Company (CL) | 0.3 | $1.1M | 19k | 59.28 | |
| Chicago Bridge & Iron Company | 0.3 | $1.1M | 17k | 67.79 | |
| Franklin Resources (BEN) | 0.3 | $1.1M | 21k | 50.55 | |
| Stanley Black & Decker (SWK) | 0.3 | $1.1M | 12k | 90.55 | |
| Buckeye Partners | 0.3 | $1.1M | 17k | 65.56 | |
| America Movil Sab De Cv spon adr l | 0.3 | $1.0M | 53k | 19.82 | |
| General Dynamics Corporation (GD) | 0.3 | $1.0M | 12k | 87.56 | |
| Duke Energy (DUK) | 0.3 | $1.1M | 16k | 66.76 | |
| Abbott Laboratories (ABT) | 0.3 | $1.0M | 31k | 33.20 | |
| Sherwin-Williams Company (SHW) | 0.3 | $994k | 5.5k | 182.15 | |
| General Mills (GIS) | 0.3 | $982k | 21k | 47.92 | |
| Vodafone | 0.3 | $972k | 28k | 35.17 | |
| Boardwalk Pipeline Partners | 0.3 | $987k | 33k | 30.38 | |
| Royce Focus Tr | 0.3 | $989k | 137k | 7.22 | |
| Citigroup (C) | 0.3 | $991k | 20k | 48.52 | |
| Chubb Corporation | 0.3 | $962k | 11k | 89.26 | |
| Spdr S&p 500 Etf (SPY) | 0.3 | $939k | 5.6k | 168.01 | |
| CVS Caremark Corporation (CVS) | 0.3 | $959k | 17k | 56.77 | |
| Visa (V) | 0.3 | $940k | 4.9k | 191.02 | |
| Apache Corporation | 0.3 | $918k | 11k | 85.16 | |
| Qualcomm (QCOM) | 0.3 | $938k | 14k | 67.34 | |
| Realty Income (O) | 0.3 | $929k | 23k | 39.75 | |
| PowerShares QQQ Trust, Series 1 | 0.3 | $931k | 12k | 78.92 | |
| Alerian Mlp Etf | 0.3 | $919k | 52k | 17.59 | |
| SPDR Gold Trust (GLD) | 0.3 | $906k | 7.1k | 128.24 | |
| Goldman Sachs (GS) | 0.3 | $863k | 5.5k | 158.17 | |
| Deere & Company (DE) | 0.3 | $869k | 11k | 81.39 | |
| Wal-Mart Stores (WMT) | 0.3 | $818k | 11k | 73.97 | |
| Blackrock Kelso Capital | 0.3 | $836k | 88k | 9.48 | |
| Medtronic | 0.2 | $787k | 15k | 53.25 | |
| Stryker Corporation (SYK) | 0.2 | $784k | 12k | 67.62 | |
| Aes Tr Iii pfd cv 6.75% | 0.2 | $806k | 16k | 50.38 | |
| Plains All American Pipeline (PAA) | 0.2 | $787k | 15k | 52.66 | |
| Windstream Hldgs | 0.2 | $798k | 100k | 7.99 | |
| Laboratory Corp. of America Holdings (LH) | 0.2 | $763k | 7.7k | 99.14 | |
| Royal Dutch Shell | 0.2 | $751k | 11k | 65.65 | |
| iShares S&P MidCap 400 Index (IJH) | 0.2 | $732k | 5.9k | 124.15 | |
| iShares Dow Jones Select Dividend (DVY) | 0.2 | $745k | 11k | 66.37 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.2 | $718k | 7.2k | 99.86 | |
| Bank of New York Mellon Corporation (BK) | 0.2 | $694k | 23k | 30.20 | |
| Emerson Electric (EMR) | 0.2 | $700k | 11k | 64.71 | |
| Target Corporation (TGT) | 0.2 | $696k | 11k | 63.95 | |
| Simon Property (SPG) | 0.2 | $702k | 4.7k | 148.20 | |
| PNC Financial Services (PNC) | 0.2 | $677k | 9.3k | 72.44 | |
| Honeywell International (HON) | 0.2 | $665k | 8.0k | 82.99 | |
| UnitedHealth (UNH) | 0.2 | $666k | 9.3k | 71.61 | |
| Seadrill | 0.2 | $668k | 15k | 45.10 | |
| Market Vectors High Yield Muni. Ind | 0.2 | $660k | 23k | 29.24 | |
| Sanofi-Aventis SA (SNY) | 0.2 | $632k | 13k | 50.62 | |
| iShares Barclays TIPS Bond Fund (TIP) | 0.2 | $646k | 5.7k | 112.56 | |
| Phillips 66 (PSX) | 0.2 | $628k | 11k | 57.86 | |
| Kimberly-Clark Corporation (KMB) | 0.2 | $596k | 6.3k | 94.18 | |
| Aetna | 0.2 | $603k | 9.4k | 63.99 | |
| Ford Motor Company (F) | 0.2 | $593k | 35k | 16.86 | |
| Linn Energy | 0.2 | $616k | 24k | 25.94 | |
| Magellan Midstream Partners | 0.2 | $603k | 11k | 56.48 | |
| SPDR S&P Dividend (SDY) | 0.2 | $590k | 8.6k | 68.95 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.2 | $614k | 8.8k | 69.58 | |
| Eaton (ETN) | 0.2 | $614k | 8.9k | 68.82 | |
| W.W. Grainger (GWW) | 0.2 | $568k | 2.2k | 261.75 | |
| Anadarko Petroleum Corporation | 0.2 | $557k | 6.0k | 93.00 | |
| Raymond James Financial (RJF) | 0.2 | $572k | 14k | 41.71 | |
| iShares Cohen & Steers Realty Maj. (ICF) | 0.2 | $561k | 7.3k | 76.89 | |
| First Connecticut | 0.2 | $573k | 39k | 14.69 | |
| Mondelez Int (MDLZ) | 0.2 | $582k | 19k | 31.41 | |
| Norfolk Southern (NSC) | 0.2 | $549k | 7.1k | 77.41 | |
| iShares Russell 2000 Index (IWM) | 0.2 | $532k | 5.0k | 106.63 | |
| Vanguard Financials ETF (VFH) | 0.2 | $547k | 16k | 34.59 | |
| Dominion Resources (D) | 0.2 | $513k | 8.2k | 62.50 | |
| Yum! Brands (YUM) | 0.2 | $515k | 7.2k | 71.38 | |
| Exelon Corporation (EXC) | 0.2 | $511k | 17k | 29.63 | |
| EMC Corporation | 0.2 | $496k | 19k | 25.56 | |
| Hershey Company (HSY) | 0.2 | $503k | 5.4k | 92.53 | |
| Oracle Corporation (ORCL) | 0.2 | $524k | 16k | 33.22 | |
| Bank Of America Corporation preferred (BAC.PL) | 0.2 | $508k | 4.5k | 113.65 | |
| Companhia de Bebidas das Americas | 0.1 | $463k | 12k | 38.38 | |
| Brookfield Asset Management | 0.1 | $479k | 13k | 37.36 | |
| Amgen (AMGN) | 0.1 | $479k | 4.3k | 111.86 | |
| CIGNA Corporation | 0.1 | $488k | 6.4k | 76.78 | |
| Walgreen Company | 0.1 | $493k | 9.2k | 53.77 | |
| Chesapeake Energy Corporation | 0.1 | $474k | 18k | 25.86 | |
| athenahealth | 0.1 | $465k | 4.3k | 108.52 | |
| iShares S&P/Citi Intl Treasury Bond (IGOV) | 0.1 | $476k | 4.7k | 100.74 | |
| Facebook Inc cl a (META) | 0.1 | $489k | 9.7k | 50.26 | |
| BP (BP) | 0.1 | $461k | 11k | 42.06 | |
| Travelers Companies (TRV) | 0.1 | $450k | 5.3k | 84.70 | |
| HCP | 0.1 | $431k | 11k | 40.95 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.1 | $435k | 3.8k | 113.43 | |
| Rydex Russell Top 50 ETF | 0.1 | $446k | 3.8k | 117.06 | |
| Spectranetics Corporation | 0.1 | $452k | 27k | 16.79 | |
| Nuveen Select Quality Municipal Fund | 0.1 | $440k | 35k | 12.71 | |
| Covidien | 0.1 | $453k | 7.4k | 60.90 | |
| Rockville Financial | 0.1 | $450k | 35k | 12.99 | |
| Becton, Dickinson and (BDX) | 0.1 | $428k | 4.3k | 99.95 | |
| Air Products & Chemicals (APD) | 0.1 | $415k | 3.9k | 106.66 | |
| TJX Companies (TJX) | 0.1 | $406k | 7.2k | 56.46 | |
| Spdr S&p Emerging Mkts Dividen inx (EDIV) | 0.1 | $407k | 10k | 40.32 | |
| Kraft Foods | 0.1 | $425k | 8.1k | 52.53 | |
| Consolidated Edison (ED) | 0.1 | $378k | 6.9k | 55.13 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $386k | 7.4k | 51.95 | |
| Nextera Energy (NEE) | 0.1 | $376k | 4.7k | 80.10 | |
| UIL Holdings Corporation | 0.1 | $387k | 10k | 37.19 | |
| Kaman Corporation (KAMN) | 0.1 | $388k | 10k | 37.87 | |
| Superior Energy Services | 0.1 | $371k | 15k | 25.05 | |
| Proshares Ultrashort 20+y Tr etf (TBT) | 0.1 | $395k | 5.2k | 75.34 | |
| Two Harbors Investment | 0.1 | $350k | 36k | 9.72 | |
| People's United Financial | 0.1 | $365k | 25k | 14.38 | |
| M&T Bank Corporation (MTB) | 0.1 | $336k | 3.0k | 112.00 | |
| Core Laboratories | 0.1 | $335k | 2.0k | 169.36 | |
| Comerica Incorporated (CMA) | 0.1 | $354k | 9.0k | 39.33 | |
| Baker Hughes Incorporated | 0.1 | $339k | 6.9k | 49.13 | |
| Diageo (DEO) | 0.1 | $343k | 2.7k | 127.23 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $351k | 5.5k | 63.81 | |
| Marriott International (MAR) | 0.1 | $365k | 8.7k | 42.10 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.1 | $340k | 4.2k | 80.44 | |
| Ares Capital Corporation (ARCC) | 0.1 | $343k | 20k | 17.30 | |
| MetLife (MET) | 0.1 | $344k | 7.3k | 46.99 | |
| Teekay Lng Partners | 0.1 | $354k | 8.0k | 44.16 | |
| Celldex Therapeutics | 0.1 | $354k | 10k | 35.40 | |
| Dreyfus Strategic Municipal Bond Fund | 0.1 | $364k | 47k | 7.70 | |
| PowerShares Fin. Preferred Port. | 0.1 | $337k | 20k | 17.13 | |
| Express Scripts Holding | 0.1 | $365k | 5.9k | 61.86 | |
| Ensco Plc Shs Class A | 0.1 | $345k | 6.4k | 53.76 | |
| Loews Corporation (L) | 0.1 | $326k | 7.0k | 46.67 | |
| Encana Corp | 0.1 | $324k | 19k | 17.31 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $331k | 10k | 33.11 | |
| Novo Nordisk A/S (NVO) | 0.1 | $310k | 1.8k | 169.40 | |
| Energy Select Sector SPDR (XLE) | 0.1 | $318k | 3.8k | 82.88 | |
| Webster Financial Corporation (WBS) | 0.1 | $303k | 12k | 25.49 | |
| Owens-Illinois | 0.1 | $317k | 11k | 29.98 | |
| Finish Line | 0.1 | $319k | 13k | 24.87 | |
| Washington Trust Ban (WASH) | 0.1 | $334k | 11k | 31.39 | |
| American Capital Agency | 0.1 | $330k | 15k | 22.56 | |
| PIMCO Intermediate Mun Bond Strat Fund (MUNI) | 0.1 | $329k | 6.3k | 52.22 | |
| DWS Municipal Income Trust | 0.1 | $316k | 26k | 12.37 | |
| Ecolab (ECL) | 0.1 | $297k | 3.0k | 98.84 | |
| V.F. Corporation (VFC) | 0.1 | $289k | 1.5k | 199.04 | |
| American Electric Power Company (AEP) | 0.1 | $302k | 7.0k | 43.32 | |
| Danaher Corporation (DHR) | 0.1 | $275k | 4.0k | 69.36 | |
| Gilead Sciences (GILD) | 0.1 | $286k | 4.5k | 62.88 | |
| Accenture (ACN) | 0.1 | $282k | 3.8k | 73.69 | |
| Bce (BCE) | 0.1 | $275k | 6.4k | 42.73 | |
| Amazon (AMZN) | 0.1 | $289k | 923.00 | 313.11 | |
| American Capital | 0.1 | $275k | 20k | 13.75 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.1 | $302k | 1.3k | 226.22 | |
| Van Kampen Advantage Muni Incm Tr II (VKI) | 0.1 | $284k | 27k | 10.72 | |
| Time Warner | 0.1 | $267k | 4.1k | 65.86 | |
| HSBC Holdings (HSBC) | 0.1 | $246k | 4.5k | 54.28 | |
| BlackRock (BLK) | 0.1 | $264k | 976.00 | 270.49 | |
| Baxter International (BAX) | 0.1 | $242k | 3.7k | 65.69 | |
| SYSCO Corporation (SYY) | 0.1 | $250k | 7.9k | 31.77 | |
| Kinder Morgan Management | 0.1 | $250k | 3.3k | 75.05 | |
| Dow Chemical Company | 0.1 | $252k | 6.6k | 38.36 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $268k | 2.9k | 93.58 | |
| Syngenta | 0.1 | $267k | 3.3k | 81.25 | |
| Dover Corporation (DOV) | 0.1 | $257k | 2.9k | 89.67 | |
| Unilever (UL) | 0.1 | $257k | 6.7k | 38.64 | |
| Cameron International Corporation | 0.1 | $251k | 4.3k | 58.37 | |
| iShares S&P MidCap 400 Growth (IJK) | 0.1 | $241k | 1.7k | 139.31 | |
| Sabra Health Care REIT (SBRA) | 0.1 | $260k | 11k | 22.99 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.1 | $252k | 6.6k | 38.04 | |
| iShares S&P Global Technology Sect. (IXN) | 0.1 | $247k | 3.3k | 74.85 | |
| WisdomTree Emerging Markets Eq (DEM) | 0.1 | $247k | 4.8k | 51.67 | |
| Dreyfus Strategic Muni. | 0.1 | $265k | 33k | 8.03 | |
| Northeast Utilities System | 0.1 | $223k | 5.4k | 41.33 | |
| Joy Global | 0.1 | $237k | 4.7k | 50.97 | |
| Costco Wholesale Corporation (COST) | 0.1 | $233k | 2.0k | 114.95 | |
| CSX Corporation (CSX) | 0.1 | $234k | 9.1k | 25.76 | |
| Devon Energy Corporation (DVN) | 0.1 | $229k | 4.0k | 57.84 | |
| Transocean (RIG) | 0.1 | $226k | 5.1k | 44.48 | |
| DaVita (DVA) | 0.1 | $236k | 4.1k | 56.98 | |
| GlaxoSmithKline | 0.1 | $221k | 4.4k | 50.25 | |
| Halliburton Company (HAL) | 0.1 | $215k | 4.5k | 48.04 | |
| Canadian Pacific Railway | 0.1 | $225k | 1.8k | 123.29 | |
| Anheuser-Busch InBev NV (BUD) | 0.1 | $219k | 2.2k | 99.41 | |
| Macquarie Infrastructure Company | 0.1 | $209k | 3.9k | 53.59 | |
| DTE Energy Company (DTE) | 0.1 | $215k | 3.3k | 66.07 | |
| Vanguard Natural Resources | 0.1 | $215k | 7.7k | 28.02 | |
| Kansas City Southern | 0.1 | $230k | 2.1k | 109.52 | |
| Tor Dom Bk Cad (TD) | 0.1 | $216k | 2.4k | 90.08 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.1 | $223k | 2.4k | 91.47 | |
| SPDR S&P Biotech (XBI) | 0.1 | $216k | 1.7k | 128.96 | |
| iShares Dow Jones US Technology (IYW) | 0.1 | $213k | 2.7k | 78.89 | |
| Invesco Van Kampen Trust for IGNYM Fund (VTN) | 0.1 | $211k | 15k | 13.80 | |
| Invesco Van Kampen Muni Opp Trust (VMO) | 0.1 | $237k | 20k | 11.80 | |
| PIMCO High Income Fund (PHK) | 0.1 | $231k | 19k | 11.93 | |
| Kinder Morgan (KMI) | 0.1 | $228k | 6.4k | 35.55 | |
| Taiwan Semiconductor Mfg (TSM) | 0.1 | $181k | 11k | 16.98 | |
| Public Service Enterprise (PEG) | 0.1 | $203k | 6.2k | 32.86 | |
| Oneok Partners | 0.1 | $206k | 3.9k | 53.00 | |
| Hatteras Financial | 0.1 | $200k | 11k | 18.74 | |
| iShares MSCI Australia Index Fund (EWA) | 0.1 | $206k | 8.1k | 25.30 | |
| Weatherford International Lt reg | 0.1 | $164k | 11k | 15.33 | |
| Blackrock Municipal Income Trust (BFK) | 0.1 | $167k | 13k | 12.95 | |
| Invesco Mortgage Capital | 0.1 | $175k | 11k | 15.43 | |
| Fifth Street Finance | 0.0 | $114k | 11k | 10.25 | |
| ImmuCell Corporation (ICCC) | 0.0 | $112k | 24k | 4.71 | |
| TrustCo Bank Corp NY | 0.0 | $83k | 14k | 5.94 | |
| Apollo Investment | 0.0 | $88k | 11k | 8.19 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $86k | 14k | 6.04 | |
| AllianceBernstein Income Fund | 0.0 | $106k | 15k | 7.02 | |
| Putnam Managed Municipal Income Trust (PMM) | 0.0 | $102k | 15k | 6.81 | |
| MFS Investment Grade Municipal Trust (CXH) | 0.0 | $110k | 13k | 8.71 | |
| Uranium Energy (UEC) | 0.0 | $32k | 14k | 2.25 | |
| Teekay Tankers Ltd cl a | 0.0 | $43k | 17k | 2.60 |
