Essex Financial Services as of Dec. 31, 2013
Portfolio Holdings for Essex Financial Services
Essex Financial Services holds 281 positions in its portfolio as reported in the December 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Exxon Mobil Corporation (XOM) | 6.6 | $20M | 194k | 101.20 | |
| General Electric Company | 3.6 | $11M | 378k | 28.03 | |
| Johnson & Johnson (JNJ) | 3.1 | $9.0M | 99k | 91.59 | |
| Pfizer (PFE) | 2.8 | $8.2M | 269k | 30.63 | |
| Procter & Gamble Company (PG) | 2.4 | $7.0M | 86k | 81.41 | |
| International Business Machines (IBM) | 2.3 | $6.9M | 37k | 187.56 | |
| Compass Diversified Holdings (CODI) | 2.3 | $6.8M | 347k | 19.63 | |
| Berkshire Hathaway (BRK.A) | 2.1 | $6.2M | 35.00 | 177914.29 | |
| Apple (AAPL) | 2.0 | $5.8M | 10k | 561.04 | |
| U.S. Bancorp (USB) | 1.7 | $5.0M | 123k | 40.40 | |
| Chevron Corporation (CVX) | 1.6 | $4.6M | 37k | 124.92 | |
| At&t (T) | 1.5 | $4.5M | 127k | 35.16 | |
| 1.2 | $3.6M | 3.2k | 1120.60 | ||
| United Technologies Corporation | 1.2 | $3.6M | 32k | 113.80 | |
| Philip Morris International (PM) | 1.2 | $3.6M | 41k | 87.14 | |
| Altria (MO) | 1.2 | $3.5M | 89k | 39.52 | |
| Verizon Communications (VZ) | 1.1 | $3.1M | 63k | 49.14 | |
| Wells Fargo & Company (WFC) | 1.0 | $3.0M | 67k | 45.41 | |
| McDonald's Corporation (MCD) | 1.0 | $2.8M | 29k | 97.04 | |
| Berkshire Hathaway (BRK.B) | 0.9 | $2.8M | 24k | 118.54 | |
| Merck & Co (MRK) | 0.9 | $2.8M | 56k | 50.05 | |
| Pepsi (PEP) | 0.9 | $2.7M | 33k | 82.94 | |
| Energy Transfer Partners | 0.9 | $2.7M | 47k | 57.25 | |
| Kinder Morgan Energy Partners | 0.9 | $2.6M | 33k | 80.64 | |
| JPMorgan Chase & Co. (JPM) | 0.9 | $2.6M | 45k | 58.47 | |
| Eli Lilly & Co. (LLY) | 0.9 | $2.6M | 51k | 51.00 | |
| Cisco Systems (CSCO) | 0.9 | $2.6M | 115k | 22.43 | |
| Schlumberger (SLB) | 0.8 | $2.5M | 28k | 90.11 | |
| Coca-Cola Company (KO) | 0.8 | $2.4M | 58k | 41.31 | |
| Microsoft Corporation (MSFT) | 0.8 | $2.3M | 62k | 37.40 | |
| Bank of America Corporation (BAC) | 0.8 | $2.3M | 148k | 15.57 | |
| Celgene Corporation | 0.8 | $2.3M | 14k | 168.99 | |
| Ace Limited Cmn | 0.8 | $2.2M | 22k | 103.52 | |
| Home Depot (HD) | 0.7 | $2.1M | 26k | 82.33 | |
| Southern Company (SO) | 0.7 | $2.0M | 48k | 41.11 | |
| ConocoPhillips (COP) | 0.6 | $1.9M | 26k | 70.64 | |
| Bristol Myers Squibb (BMY) | 0.6 | $1.8M | 34k | 53.14 | |
| Automatic Data Processing (ADP) | 0.6 | $1.8M | 22k | 80.82 | |
| Powershares Etf Tr Ii s^p500 low vol | 0.6 | $1.8M | 55k | 33.16 | |
| Caterpillar (CAT) | 0.6 | $1.7M | 19k | 90.82 | |
| Cummins (CMI) | 0.6 | $1.7M | 12k | 140.97 | |
| PPG Industries (PPG) | 0.6 | $1.6M | 8.6k | 189.58 | |
| Enterprise Products Partners (EPD) | 0.6 | $1.6M | 25k | 66.32 | |
| E.I. du Pont de Nemours & Company | 0.5 | $1.6M | 25k | 64.97 | |
| Intel Corporation (INTC) | 0.5 | $1.6M | 60k | 25.95 | |
| Abbvie (ABBV) | 0.5 | $1.6M | 30k | 52.81 | |
| Spdr S&p 500 Etf (SPY) | 0.5 | $1.5M | 8.2k | 184.73 | |
| Colgate-Palmolive Company (CL) | 0.5 | $1.5M | 23k | 65.20 | |
| 3M Company (MMM) | 0.5 | $1.4M | 10k | 140.27 | |
| Walt Disney Company (DIS) | 0.5 | $1.4M | 18k | 76.41 | |
| CVS Caremark Corporation (CVS) | 0.5 | $1.4M | 19k | 71.59 | |
| Monsanto Company | 0.5 | $1.3M | 11k | 116.57 | |
| Norfolk Southern (NSC) | 0.4 | $1.3M | 14k | 92.86 | |
| Union Pacific Corporation (UNP) | 0.4 | $1.3M | 7.8k | 168.02 | |
| Chicago Bridge & Iron Company | 0.4 | $1.3M | 16k | 83.16 | |
| General Dynamics Corporation (GD) | 0.4 | $1.3M | 13k | 95.57 | |
| First Niagara Financial | 0.4 | $1.3M | 121k | 10.62 | |
| Royce Focus Tr | 0.4 | $1.3M | 168k | 7.62 | |
| American Express Company (AXP) | 0.4 | $1.3M | 14k | 90.74 | |
| Visa (V) | 0.4 | $1.2M | 5.5k | 222.68 | |
| Emerson Electric (EMR) | 0.4 | $1.2M | 17k | 70.21 | |
| America Movil Sab De Cv spon adr l | 0.4 | $1.2M | 51k | 23.36 | |
| Franklin Resources (BEN) | 0.4 | $1.2M | 21k | 57.71 | |
| Novartis (NVS) | 0.4 | $1.1M | 14k | 80.40 | |
| Boeing Company (BA) | 0.4 | $1.1M | 8.2k | 136.52 | |
| Buckeye Partners | 0.4 | $1.1M | 16k | 70.98 | |
| Sonoco Products Company (SON) | 0.4 | $1.1M | 26k | 41.72 | |
| Citigroup (C) | 0.4 | $1.1M | 21k | 52.13 | |
| Abbott Laboratories (ABT) | 0.4 | $1.1M | 28k | 38.34 | |
| Stanley Black & Decker (SWK) | 0.4 | $1.1M | 13k | 80.70 | |
| General Mills (GIS) | 0.4 | $1.1M | 21k | 49.92 | |
| Vodafone | 0.3 | $1.0M | 26k | 39.32 | |
| Qualcomm (QCOM) | 0.3 | $1.0M | 14k | 74.23 | |
| Duke Energy (DUK) | 0.3 | $1.0M | 15k | 69.00 | |
| Chubb Corporation | 0.3 | $992k | 10k | 96.67 | |
| Sherwin-Williams Company (SHW) | 0.3 | $1.0M | 5.5k | 183.43 | |
| Apache Corporation | 0.3 | $956k | 11k | 85.92 | |
| Boardwalk Pipeline Partners | 0.3 | $957k | 38k | 25.53 | |
| iShares S&P MidCap 400 Index (IJH) | 0.3 | $918k | 6.8k | 135.82 | |
| Phillips 66 (PSX) | 0.3 | $930k | 12k | 77.11 | |
| PowerShares QQQ Trust, Series 1 | 0.3 | $880k | 10k | 87.91 | |
| Annaly Capital Management | 0.3 | $866k | 87k | 9.98 | |
| Stryker Corporation (SYK) | 0.3 | $863k | 12k | 75.11 | |
| Blackrock Kelso Capital | 0.3 | $862k | 92k | 9.33 | |
| iShares Dow Jones Select Dividend (DVY) | 0.3 | $855k | 12k | 71.34 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.3 | $855k | 11k | 75.21 | |
| Windstream Hldgs | 0.3 | $860k | 108k | 7.98 | |
| Goldman Sachs (GS) | 0.3 | $831k | 4.7k | 177.34 | |
| Bank of New York Mellon Corporation (BK) | 0.3 | $823k | 24k | 34.95 | |
| Wal-Mart Stores (WMT) | 0.3 | $835k | 11k | 78.65 | |
| Medtronic | 0.3 | $831k | 15k | 57.39 | |
| Honeywell International (HON) | 0.3 | $826k | 9.0k | 91.33 | |
| Aes Tr Iii pfd cv 6.75% | 0.3 | $803k | 16k | 50.19 | |
| Raymond James Financial (RJF) | 0.3 | $787k | 15k | 52.19 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.3 | $810k | 7.4k | 109.18 | |
| Realty Income (O) | 0.3 | $772k | 21k | 37.32 | |
| First Connecticut | 0.3 | $780k | 48k | 16.12 | |
| PNC Financial Services (PNC) | 0.2 | $750k | 9.7k | 77.55 | |
| Amgen (AMGN) | 0.2 | $734k | 6.4k | 114.03 | |
| Target Corporation (TGT) | 0.2 | $733k | 12k | 63.28 | |
| Magellan Midstream Partners | 0.2 | $735k | 12k | 63.30 | |
| Express Scripts Holding | 0.2 | $726k | 10k | 70.29 | |
| Laboratory Corp. of America Holdings (LH) | 0.2 | $712k | 7.8k | 91.33 | |
| UnitedHealth (UNH) | 0.2 | $717k | 9.5k | 75.28 | |
| Kimberly-Clark Corporation (KMB) | 0.2 | $692k | 6.6k | 104.53 | |
| Eaton (ETN) | 0.2 | $669k | 8.8k | 76.07 | |
| Ford Motor Company (F) | 0.2 | $657k | 43k | 15.46 | |
| Oracle Corporation (ORCL) | 0.2 | $653k | 17k | 38.25 | |
| Spectranetics Corporation | 0.2 | $648k | 26k | 25.00 | |
| Mondelez Int (MDLZ) | 0.2 | $643k | 18k | 35.30 | |
| Linn Energy | 0.2 | $608k | 20k | 30.77 | |
| Plains All American Pipeline (PAA) | 0.2 | $629k | 12k | 51.77 | |
| athenahealth | 0.2 | $610k | 4.5k | 134.51 | |
| Seadrill | 0.2 | $633k | 15k | 41.05 | |
| SPDR S&P Dividend (SDY) | 0.2 | $616k | 8.5k | 72.62 | |
| Alerian Mlp Etf | 0.2 | $616k | 35k | 17.78 | |
| Powershares Etf Trust dyna buybk ach | 0.2 | $625k | 15k | 43.05 | |
| Aetna | 0.2 | $578k | 8.4k | 68.62 | |
| Royal Dutch Shell | 0.2 | $595k | 8.3k | 71.28 | |
| Simon Property (SPG) | 0.2 | $600k | 3.9k | 152.25 | |
| Covidien | 0.2 | $588k | 8.6k | 68.06 | |
| Sanofi-Aventis SA (SNY) | 0.2 | $562k | 11k | 53.65 | |
| Hershey Company (HSY) | 0.2 | $563k | 5.8k | 97.24 | |
| Chesapeake Energy Corporation | 0.2 | $547k | 20k | 27.13 | |
| Facebook Inc cl a (META) | 0.2 | $573k | 11k | 54.68 | |
| Praxair | 0.2 | $546k | 4.2k | 130.00 | |
| EMC Corporation | 0.2 | $526k | 21k | 25.17 | |
| iShares Cohen & Steers Realty Maj. (ICF) | 0.2 | $545k | 7.3k | 74.70 | |
| BP (BP) | 0.2 | $495k | 10k | 48.58 | |
| Brookfield Asset Management | 0.2 | $504k | 13k | 38.84 | |
| W.W. Grainger (GWW) | 0.2 | $501k | 2.0k | 255.61 | |
| Yum! Brands (YUM) | 0.2 | $513k | 6.8k | 75.61 | |
| TJX Companies (TJX) | 0.2 | $494k | 7.7k | 63.77 | |
| Comcast Corporation (CMCSA) | 0.2 | $475k | 9.1k | 51.97 | |
| Travelers Companies (TRV) | 0.2 | $484k | 5.3k | 90.53 | |
| Kinder Morgan Management | 0.2 | $463k | 6.1k | 75.74 | |
| Anadarko Petroleum Corporation | 0.2 | $477k | 6.0k | 79.31 | |
| CIGNA Corporation | 0.2 | $460k | 5.3k | 87.52 | |
| SPDR Gold Trust (GLD) | 0.2 | $484k | 4.2k | 116.12 | |
| Bank Of America Corporation preferred (BAC.PL) | 0.2 | $485k | 457.00 | 1061.27 | |
| Core Laboratories | 0.1 | $451k | 2.4k | 190.86 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $445k | 7.4k | 59.89 | |
| Becton, Dickinson and (BDX) | 0.1 | $436k | 4.0k | 110.38 | |
| Webster Financial Corporation (WBS) | 0.1 | $449k | 14k | 31.18 | |
| iShares Russell 2000 Index (IWM) | 0.1 | $445k | 3.9k | 115.43 | |
| Rydex Russell Top 50 ETF | 0.1 | $449k | 3.5k | 129.77 | |
| PIMCO Intermediate Mun Bond Strat Fund (MUNI) | 0.1 | $456k | 8.8k | 51.82 | |
| Nuveen Select Quality Municipal Fund | 0.1 | $429k | 35k | 12.40 | |
| Comerica Incorporated (CMA) | 0.1 | $428k | 9.0k | 47.56 | |
| Air Products & Chemicals (APD) | 0.1 | $427k | 3.9k | 109.74 | |
| Deere & Company (DE) | 0.1 | $426k | 4.7k | 91.38 | |
| GlaxoSmithKline | 0.1 | $403k | 7.5k | 53.43 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $405k | 4.3k | 95.00 | |
| Marriott International (MAR) | 0.1 | $428k | 8.7k | 49.37 | |
| Owens-Illinois | 0.1 | $402k | 11k | 35.81 | |
| MetLife (MET) | 0.1 | $413k | 7.7k | 53.87 | |
| Kaman Corporation (KAMN) | 0.1 | $407k | 10k | 39.73 | |
| Superior Energy Services | 0.1 | $401k | 15k | 26.61 | |
| SPDR S&P International Dividend (DWX) | 0.1 | $400k | 8.4k | 47.40 | |
| Kraft Foods | 0.1 | $401k | 7.4k | 53.85 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $371k | 2.5k | 148.58 | |
| Baker Hughes Incorporated | 0.1 | $381k | 6.9k | 55.22 | |
| Halliburton Company (HAL) | 0.1 | $378k | 7.5k | 50.70 | |
| Nextera Energy (NEE) | 0.1 | $384k | 4.5k | 85.60 | |
| Walgreen Company | 0.1 | $371k | 6.5k | 57.37 | |
| UIL Holdings Corporation | 0.1 | $392k | 10k | 38.75 | |
| Finish Line | 0.1 | $380k | 14k | 28.20 | |
| Washington Trust Ban (WASH) | 0.1 | $397k | 11k | 37.24 | |
| Dreyfus Strategic Municipal Bond Fund | 0.1 | $379k | 51k | 7.42 | |
| iShares Dow Jones EPAC Sel Div Ind (IDV) | 0.1 | $372k | 9.8k | 37.96 | |
| Spdr S&p Emerging Mkts Dividen inx (EDIV) | 0.1 | $394k | 10k | 39.04 | |
| Ensco Plc Shs Class A | 0.1 | $398k | 7.0k | 57.20 | |
| Ambev Sa- (ABEV) | 0.1 | $377k | 51k | 7.36 | |
| Loews Corporation (L) | 0.1 | $350k | 7.3k | 48.18 | |
| BlackRock (BLK) | 0.1 | $350k | 1.1k | 316.17 | |
| M&T Bank Corporation (MTB) | 0.1 | $353k | 3.0k | 116.50 | |
| SYSCO Corporation (SYY) | 0.1 | $350k | 9.7k | 36.11 | |
| V.F. Corporation (VFC) | 0.1 | $362k | 5.8k | 62.33 | |
| Diageo (DEO) | 0.1 | $345k | 2.6k | 132.54 | |
| Nike (NKE) | 0.1 | $348k | 4.4k | 78.59 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $353k | 9.4k | 37.75 | |
| Ares Capital Corporation (ARCC) | 0.1 | $352k | 20k | 17.76 | |
| Teekay Lng Partners | 0.1 | $343k | 8.0k | 42.74 | |
| HCP | 0.1 | $368k | 10k | 36.35 | |
| iShares Dow Jones US Technology (IYW) | 0.1 | $368k | 4.2k | 88.48 | |
| Two Harbors Investment | 0.1 | $329k | 36k | 9.27 | |
| People's United Financial | 0.1 | $331k | 22k | 15.13 | |
| Dominion Resources (D) | 0.1 | $316k | 4.9k | 64.75 | |
| Encana Corp | 0.1 | $340k | 19k | 18.06 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $327k | 4.9k | 67.09 | |
| Energy Select Sector SPDR (XLE) | 0.1 | $333k | 3.8k | 88.52 | |
| American Capital | 0.1 | $313k | 20k | 15.65 | |
| Oge Energy Corp (OGE) | 0.1 | $339k | 10k | 33.90 | |
| Cameron International Corporation | 0.1 | $327k | 5.5k | 59.45 | |
| PowerShares Fin. Preferred Port. | 0.1 | $337k | 20k | 16.93 | |
| iShares Dow Jones US Healthcare (IYH) | 0.1 | $317k | 2.7k | 116.46 | |
| Time Warner | 0.1 | $283k | 4.1k | 69.81 | |
| Northeast Utilities System | 0.1 | $290k | 6.8k | 42.37 | |
| CSX Corporation (CSX) | 0.1 | $289k | 10k | 28.74 | |
| Ecolab (ECL) | 0.1 | $309k | 3.0k | 104.43 | |
| Valero Energy Corporation (VLO) | 0.1 | $292k | 5.8k | 50.34 | |
| Allstate Corporation (ALL) | 0.1 | $306k | 5.6k | 54.60 | |
| Gilead Sciences (GILD) | 0.1 | $281k | 3.7k | 75.07 | |
| Accenture (ACN) | 0.1 | $310k | 3.8k | 82.12 | |
| Novo Nordisk A/S (NVO) | 0.1 | $310k | 1.7k | 184.52 | |
| Prudential Financial (PRU) | 0.1 | $294k | 3.2k | 92.16 | |
| Unilever (UL) | 0.1 | $300k | 7.3k | 41.14 | |
| Vanguard Financials ETF (VFH) | 0.1 | $298k | 6.7k | 44.43 | |
| Financial Select Sector SPDR (XLF) | 0.1 | $307k | 14k | 21.89 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.1 | $309k | 1.3k | 244.27 | |
| Sabra Health Care REIT (SBRA) | 0.1 | $296k | 11k | 26.18 | |
| DWS Municipal Income Trust | 0.1 | $306k | 26k | 11.98 | |
| Waste Management (WM) | 0.1 | $275k | 6.1k | 44.82 | |
| Dow Chemical Company | 0.1 | $267k | 6.0k | 44.37 | |
| DaVita (DVA) | 0.1 | $264k | 4.2k | 63.28 | |
| CenturyLink | 0.1 | $280k | 8.8k | 31.86 | |
| Canadian Pacific Railway | 0.1 | $275k | 1.8k | 151.52 | |
| Exelon Corporation (EXC) | 0.1 | $256k | 9.3k | 27.41 | |
| Syngenta | 0.1 | $263k | 3.3k | 80.04 | |
| Illinois Tool Works (ITW) | 0.1 | $259k | 3.1k | 83.95 | |
| Dover Corporation (DOV) | 0.1 | $277k | 2.9k | 96.65 | |
| Amazon (AMZN) | 0.1 | $274k | 688.00 | 398.26 | |
| Kansas City Southern | 0.1 | $260k | 2.1k | 123.81 | |
| iShares Dow Jones US Energy Sector (IYE) | 0.1 | $269k | 5.3k | 50.52 | |
| iShares S&P Global Technology Sect. (IXN) | 0.1 | $275k | 3.3k | 83.33 | |
| Invesco Van Kampen Muni Opp Trust (VMO) | 0.1 | $260k | 22k | 11.72 | |
| Van Kampen Advantage Muni Incm Tr II (VKI) | 0.1 | $279k | 27k | 10.53 | |
| Proshares Ultrashort 20+y Tr etf (TBT) | 0.1 | $262k | 3.3k | 79.11 | |
| Joy Global | 0.1 | $243k | 4.2k | 58.55 | |
| Costco Wholesale Corporation (COST) | 0.1 | $231k | 1.9k | 119.26 | |
| Devon Energy Corporation (DVN) | 0.1 | $242k | 3.9k | 61.91 | |
| Consolidated Edison (ED) | 0.1 | $228k | 4.1k | 55.26 | |
| Equity Residential (EQR) | 0.1 | $226k | 4.4k | 51.95 | |
| Danaher Corporation (DHR) | 0.1 | $246k | 3.2k | 77.09 | |
| Anheuser-Busch InBev NV (BUD) | 0.1 | $248k | 2.3k | 106.30 | |
| AutoZone (AZO) | 0.1 | $236k | 493.00 | 478.70 | |
| Textron (TXT) | 0.1 | $250k | 6.8k | 36.69 | |
| Vanguard Natural Resources | 0.1 | $241k | 8.2k | 29.48 | |
| Tor Dom Bk Cad (TD) | 0.1 | $241k | 2.6k | 94.36 | |
| Materials SPDR (XLB) | 0.1 | $222k | 4.8k | 46.24 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.1 | $238k | 2.1k | 114.09 | |
| iShares S&P MidCap 400 Growth (IJK) | 0.1 | $228k | 1.5k | 150.20 | |
| Consumer Discretionary SPDR (XLY) | 0.1 | $223k | 3.3k | 66.83 | |
| SPDR S&P Biotech (XBI) | 0.1 | $228k | 1.8k | 130.29 | |
| iShares MSCI ACWI Index Fund (ACWI) | 0.1 | $225k | 3.9k | 57.69 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.1 | $251k | 6.8k | 36.86 | |
| iShares Dow Jones US Industrial (IYJ) | 0.1 | $225k | 2.2k | 101.49 | |
| WisdomTree Emerging Markets Eq (DEM) | 0.1 | $244k | 4.8k | 51.05 | |
| Kinder Morgan (KMI) | 0.1 | $230k | 6.4k | 36.03 | |
| State Street Corporation (STT) | 0.1 | $216k | 2.9k | 73.52 | |
| United Parcel Service (UPS) | 0.1 | $213k | 2.0k | 105.29 | |
| Transocean (RIG) | 0.1 | $218k | 4.4k | 49.52 | |
| Raytheon Company | 0.1 | $216k | 2.4k | 90.53 | |
| Starbucks Corporation (SBUX) | 0.1 | $220k | 2.8k | 78.49 | |
| Lorillard | 0.1 | $213k | 4.2k | 50.71 | |
| Macquarie Infrastructure Company | 0.1 | $212k | 3.9k | 54.36 | |
| DTE Energy Company (DTE) | 0.1 | $210k | 3.2k | 66.54 | |
| Oneok Partners | 0.1 | $205k | 3.9k | 52.67 | |
| Consumer Staples Select Sect. SPDR (XLP) | 0.1 | $217k | 5.0k | 43.04 | |
| 3D Systems Corporation (DDD) | 0.1 | $203k | 2.2k | 92.78 | |
| iShares Dow Jones US Pharm Indx (IHE) | 0.1 | $208k | 1.8k | 117.91 | |
| Invesco Van Kampen Trust for IGNYM Fund (VTN) | 0.1 | $200k | 15k | 13.08 | |
| iShares Gold Trust | 0.1 | $168k | 14k | 11.69 | |
| Blackrock Municipal Income Trust (BFK) | 0.1 | $164k | 13k | 12.71 | |
| Dreyfus Strategic Muni. | 0.1 | $192k | 25k | 7.60 | |
| Invesco Van Kampen Municipal Trust (VKQ) | 0.1 | $166k | 14k | 11.61 | |
| PIMCO High Income Fund (PHK) | 0.1 | $177k | 15k | 11.68 | |
| Sirius Xm Holdings (SIRI) | 0.1 | $181k | 52k | 3.49 | |
| Northstar Realty Finance | 0.1 | $135k | 10k | 13.50 | |
| Weatherford International Lt reg | 0.1 | $158k | 10k | 15.44 | |
| AllianceBernstein Income Fund | 0.0 | $108k | 15k | 7.15 | |
| Fifth Street Finance | 0.0 | $103k | 11k | 9.26 | |
| Banco Santander (SAN) | 0.0 | $101k | 11k | 9.08 | |
| TrustCo Bank Corp NY | 0.0 | $100k | 14k | 7.15 | |
| Apollo Investment | 0.0 | $91k | 11k | 8.47 | |
| ImmuCell Corporation (ICCC) | 0.0 | $101k | 24k | 4.25 | |
| MFS Investment Grade Municipal Trust (CXH) | 0.0 | $98k | 11k | 8.61 | |
| Aberdeen Indonesia Fund | 0.0 | $101k | 12k | 8.28 | |
| Teekay Tankers Ltd cl a | 0.0 | $65k | 17k | 3.92 | |
| Capstone Turbine Corporation | 0.0 | $40k | 31k | 1.29 | |
| Uranium Energy (UEC) | 0.0 | $28k | 14k | 1.97 |
