Howe Barnes Capital Management as of March 31, 2011
Portfolio Holdings for Howe Barnes Capital Management
Howe Barnes Capital Management holds 233 positions in its portfolio as reported in the March 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Vanguard FTSE All-World ex-US ETF (VEU) | 4.8 | $21M | 419k | 49.32 | |
| Chevron Corporation (CVX) | 4.0 | $17M | 158k | 107.49 | |
| Oracle Corporation (ORCL) | 3.8 | $16M | 486k | 33.43 | |
| Berkshire Hathaway (BRK.B) | 3.8 | $16M | 192k | 83.63 | |
| Wells Fargo & Company (WFC) | 2.9 | $12M | 382k | 31.71 | |
| Vanguard Mid-Cap ETF (VO) | 2.2 | $9.4M | 117k | 80.55 | |
| United Technologies Corporation | 2.1 | $9.1M | 108k | 84.65 | |
| Vanguard Information Technology ETF (VGT) | 2.1 | $9.1M | 141k | 64.23 | |
| Vanguard Energy ETF (VDE) | 2.1 | $9.0M | 77k | 116.72 | |
| Vanguard Financials ETF (VFH) | 1.9 | $8.0M | 237k | 33.89 | |
| Vanguard Emerging Markets ETF (VWO) | 1.8 | $7.8M | 158k | 48.95 | |
| Vanguard Health Care ETF (VHT) | 1.8 | $7.6M | 126k | 60.03 | |
| Cisco Systems (CSCO) | 1.7 | $7.3M | 426k | 17.15 | |
| 3M Company (MMM) | 1.7 | $7.1M | 76k | 93.49 | |
| ConocoPhillips (COP) | 1.6 | $7.0M | 88k | 79.86 | |
| Vanguard Consumer Staples ETF (VDC) | 1.6 | $6.9M | 91k | 75.59 | |
| General Electric Company | 1.6 | $6.7M | 336k | 20.05 | |
| 1.6 | $6.6M | 11k | 586.75 | ||
| American Express Company (AXP) | 1.5 | $6.5M | 144k | 45.20 | |
| Vanguard Industrials ETF (VIS) | 1.5 | $6.4M | 91k | 70.36 | |
| Johnson & Johnson (JNJ) | 1.4 | $5.9M | 99k | 59.24 | |
| Berkshire Hathaway (BRK.A) | 1.2 | $5.3M | 42.00 | 125285.71 | |
| Vanguard Small-Cap ETF (VB) | 1.2 | $5.1M | 64k | 78.99 | |
| Caterpillar (CAT) | 1.2 | $5.0M | 45k | 111.34 | |
| SPDR S&P Biotech (XBI) | 1.1 | $4.8M | 72k | 66.76 | |
| Source Capital (SOR) | 1.1 | $4.8M | 83k | 58.04 | |
| iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) | 1.1 | $4.6M | 73k | 62.98 | |
| Vanguard Consumer Discretionary ETF (VCR) | 1.1 | $4.6M | 73k | 63.13 | |
| SEI Investments Company (SEIC) | 1.1 | $4.5M | 189k | 23.88 | |
| Reading International (RDI) | 1.0 | $4.4M | 879k | 5.05 | |
| Market Vectors-RVE Hrd Ast Prducrs | 1.0 | $4.4M | 103k | 42.45 | |
| Procter & Gamble Company (PG) | 1.0 | $4.3M | 71k | 61.60 | |
| Hewlett-Packard Company | 1.0 | $4.1M | 101k | 40.97 | |
| Pepsi (PEP) | 0.9 | $3.9M | 61k | 64.40 | |
| Staples | 0.9 | $3.9M | 200k | 19.42 | |
| Clorox Company (CLX) | 0.9 | $3.7M | 53k | 70.06 | |
| Exxon Mobil Corporation (XOM) | 0.9 | $3.7M | 43k | 84.12 | |
| Costco Wholesale Corporation (COST) | 0.8 | $3.6M | 49k | 73.31 | |
| At&t (T) | 0.8 | $3.6M | 118k | 30.61 | |
| Air Products & Chemicals (APD) | 0.8 | $3.5M | 39k | 90.17 | |
| International Business Machines (IBM) | 0.8 | $3.4M | 21k | 163.05 | |
| Verizon Communications (VZ) | 0.8 | $3.3M | 85k | 38.53 | |
| Abbott Laboratories (ABT) | 0.8 | $3.2M | 65k | 49.04 | |
| Vanguard REIT ETF (VNQ) | 0.8 | $3.2M | 55k | 58.47 | |
| Apple (AAPL) | 0.7 | $3.0M | 8.7k | 348.44 | |
| Vanguard Materials ETF (VAW) | 0.7 | $3.0M | 34k | 87.34 | |
| CVS Caremark Corporation (CVS) | 0.7 | $2.9M | 85k | 34.31 | |
| General Mills (GIS) | 0.7 | $2.9M | 78k | 36.55 | |
| Apache Corporation | 0.6 | $2.6M | 20k | 130.89 | |
| Vanguard European ETF (VGK) | 0.6 | $2.6M | 51k | 51.94 | |
| Comcast Corporation (CMCSA) | 0.6 | $2.6M | 105k | 24.72 | |
| Microsoft Corporation (MSFT) | 0.6 | $2.6M | 103k | 25.39 | |
| Canon (CAJPY) | 0.6 | $2.4M | 56k | 43.34 | |
| Duke Energy Corporation | 0.6 | $2.4M | 134k | 18.15 | |
| Total (TTE) | 0.6 | $2.4M | 40k | 60.96 | |
| Intel Corporation (INTC) | 0.6 | $2.4M | 117k | 20.17 | |
| FedEx Corporation (FDX) | 0.6 | $2.3M | 25k | 93.54 | |
| Pfizer (PFE) | 0.6 | $2.3M | 116k | 20.31 | |
| Kinder Morgan Energy Partners | 0.5 | $2.3M | 31k | 74.08 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.5 | $2.3M | 25k | 92.11 | |
| JPMorgan Chase & Co. (JPM) | 0.5 | $2.1M | 46k | 46.09 | |
| Patterson Companies (PDCO) | 0.5 | $2.1M | 66k | 32.18 | |
| Frontier Communications | 0.4 | $1.8M | 222k | 8.22 | |
| Wing Hang Bank Ltd Shs Isin#hk | 0.4 | $1.8M | 150k | 11.77 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.4 | $1.8M | 32k | 55.54 | |
| Gilead Sciences (GILD) | 0.4 | $1.7M | 41k | 42.45 | |
| Zimmer Holdings (ZBH) | 0.4 | $1.7M | 28k | 60.51 | |
| Monsanto Company | 0.4 | $1.7M | 23k | 72.25 | |
| Royal Dutch Shell | 0.4 | $1.7M | 23k | 72.84 | |
| Pacific Premier Ban (PPBI) | 0.4 | $1.7M | 245k | 6.82 | |
| Bank of America Corporation (BAC) | 0.4 | $1.6M | 118k | 13.33 | |
| Coca-Cola Company (KO) | 0.4 | $1.6M | 24k | 66.33 | |
| Teva Pharmaceutical Industries (TEVA) | 0.4 | $1.6M | 32k | 50.16 | |
| Merck & Co (MRK) | 0.4 | $1.6M | 47k | 32.99 | |
| AutoZone (AZO) | 0.4 | $1.6M | 5.8k | 273.43 | |
| Bed Bath & Beyond | 0.3 | $1.5M | 30k | 48.25 | |
| U.S. Bancorp (USB) | 0.3 | $1.4M | 54k | 26.41 | |
| BP (BP) | 0.3 | $1.4M | 31k | 44.14 | |
| Quest Diagnostics Incorporated (DGX) | 0.3 | $1.4M | 24k | 57.72 | |
| Target Corporation (TGT) | 0.3 | $1.3M | 26k | 49.98 | |
| Philip Morris International (PM) | 0.3 | $1.3M | 20k | 65.59 | |
| Applied Materials (AMAT) | 0.3 | $1.3M | 82k | 15.61 | |
| Novartis (NVS) | 0.3 | $1.2M | 23k | 54.33 | |
| Stericycle (SRCL) | 0.3 | $1.2M | 14k | 88.63 | |
| Buckeye Partners | 0.3 | $1.2M | 19k | 63.51 | |
| Iron Mountain Incorporated | 0.3 | $1.1M | 37k | 31.23 | |
| E.I. du Pont de Nemours & Company | 0.3 | $1.1M | 20k | 54.96 | |
| Pre-Paid Legal Services | 0.3 | $1.1M | 17k | 65.98 | |
| Thermo Fisher Scientific (TMO) | 0.2 | $1.1M | 19k | 55.51 | |
| Visa (V) | 0.2 | $1.0M | 14k | 73.58 | |
| Ingersoll-rand Co Ltd-cl A | 0.2 | $1.0M | 21k | 48.29 | |
| McDonald's Corporation (MCD) | 0.2 | $996k | 13k | 76.09 | |
| Vanguard High Dividend Yield ETF (VYM) | 0.2 | $985k | 22k | 44.33 | |
| Family Dollar Stores | 0.2 | $950k | 19k | 51.28 | |
| Altria (MO) | 0.2 | $930k | 36k | 26.03 | |
| WD-40 Company (WDFC) | 0.2 | $952k | 23k | 42.31 | |
| Adobe Systems Incorporated (ADBE) | 0.2 | $833k | 25k | 33.12 | |
| Walgreen Company | 0.2 | $704k | 18k | 40.13 | |
| EMC Corporation | 0.2 | $710k | 27k | 26.56 | |
| AMB Property Corporation | 0.2 | $730k | 20k | 35.96 | |
| Kraft Foods | 0.2 | $665k | 21k | 31.32 | |
| BRE Properties | 0.2 | $663k | 14k | 47.16 | |
| State Street Corporation (STT) | 0.1 | $626k | 14k | 44.87 | |
| Cedar Fair (FUN) | 0.1 | $646k | 34k | 19.19 | |
| Allstate Corporation (ALL) | 0.1 | $603k | 19k | 31.74 | |
| Fortune Brands | 0.1 | $577k | 9.3k | 61.81 | |
| Farmers And Merchants Bank (FMBL) | 0.1 | $609k | 145.00 | 4200.00 | |
| Central Bancshares Inc Tex Cmt | 0.1 | $600k | 206.00 | 2912.62 | |
| W.W. Grainger (GWW) | 0.1 | $565k | 4.1k | 137.57 | |
| Medtronic | 0.1 | $546k | 14k | 39.29 | |
| Verisign (VRSN) | 0.1 | $571k | 16k | 36.20 | |
| Chesapeake Energy Corporation | 0.1 | $551k | 16k | 33.52 | |
| SPDR Gold Trust (GLD) | 0.1 | $566k | 4.0k | 139.79 | |
| iShares S&P NA Nat. Re. Sc. Idx (IGE) | 0.1 | $562k | 12k | 46.83 | |
| Amgen (AMGN) | 0.1 | $502k | 9.4k | 53.44 | |
| Enbridge Energy Partners | 0.1 | $529k | 8.2k | 64.51 | |
| Nstar | 0.1 | $527k | 11k | 46.21 | |
| California United Bank | 0.1 | $500k | 39k | 12.88 | |
| Walt Disney Company (DIS) | 0.1 | $447k | 10k | 43.00 | |
| Automatic Data Processing (ADP) | 0.1 | $478k | 9.3k | 51.29 | |
| Nokia Corporation (NOK) | 0.1 | $455k | 54k | 8.49 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $466k | 14k | 34.52 | |
| Goldman Sachs (GS) | 0.1 | $435k | 2.7k | 158.64 | |
| John Hancock Tax-Advantage Dvd Incom (HTD) | 0.1 | $431k | 27k | 15.81 | |
| Bristol Myers Squibb (BMY) | 0.1 | $362k | 14k | 26.42 | |
| Campbell Soup Company (CPB) | 0.1 | $397k | 12k | 33.08 | |
| Schlumberger (SLB) | 0.1 | $392k | 4.2k | 93.22 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.1 | $397k | 4.0k | 100.15 | |
| iShares Russell Midcap Index Fund (IWR) | 0.1 | $384k | 3.5k | 108.78 | |
| Financial Select Sector SPDR (XLF) | 0.1 | $394k | 24k | 16.38 | |
| iShares Silver Trust (SLV) | 0.1 | $383k | 10k | 36.69 | |
| iShares S&P Latin America 40 Index (ILF) | 0.1 | $391k | 7.3k | 53.78 | |
| Vanguard Growth ETF (VUG) | 0.1 | $368k | 5.7k | 64.27 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $334k | 6.9k | 48.59 | |
| Wal-Mart Stores (WMT) | 0.1 | $338k | 6.5k | 51.96 | |
| Baxter International (BAX) | 0.1 | $327k | 6.1k | 53.61 | |
| UnitedHealth (UNH) | 0.1 | $334k | 7.4k | 45.14 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.1 | $347k | 6.0k | 57.36 | |
| Church & Dwight (CHD) | 0.1 | $341k | 4.3k | 79.30 | |
| Realty Income (O) | 0.1 | $334k | 9.6k | 34.88 | |
| Thomson Reuters Corp | 0.1 | $350k | 8.9k | 39.20 | |
| Cheniere Energy Partners (CQP) | 0.1 | $345k | 18k | 19.06 | |
| Dow 30 Enhanced Premium & Income | 0.1 | $345k | 30k | 11.49 | |
| Western Union Company (WU) | 0.1 | $300k | 15k | 20.76 | |
| Bank of New York Mellon Corporation (BK) | 0.1 | $309k | 10k | 29.86 | |
| McGraw-Hill Companies | 0.1 | $282k | 7.2k | 39.28 | |
| Sherwin-Williams Company (SHW) | 0.1 | $306k | 3.7k | 83.84 | |
| Ford Motor Company (F) | 0.1 | $295k | 20k | 14.90 | |
| St. Jude Medical | 0.1 | $286k | 5.6k | 51.14 | |
| iShares S&P Europe 350 Index (IEV) | 0.1 | $305k | 7.3k | 41.77 | |
| iShares Dow Jones US Technology (IYW) | 0.1 | $294k | 4.4k | 66.35 | |
| Annaly Capital Management | 0.1 | $235k | 14k | 17.41 | |
| Medco Health Solutions | 0.1 | $243k | 4.3k | 56.09 | |
| FirstEnergy (FE) | 0.1 | $238k | 6.4k | 37.09 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $275k | 4.2k | 65.09 | |
| SYSCO Corporation (SYY) | 0.1 | $264k | 9.5k | 27.65 | |
| Emerson Electric (EMR) | 0.1 | $260k | 4.5k | 58.43 | |
| AstraZeneca (AZN) | 0.1 | $268k | 5.8k | 45.97 | |
| Cheniere Energy (LNG) | 0.1 | $237k | 26k | 9.29 | |
| Siemens (SIEGY) | 0.1 | $267k | 2.0k | 136.92 | |
| iShares MSCI Brazil Index (EWZ) | 0.1 | $276k | 3.6k | 77.38 | |
| Vanguard Small-Cap Growth ETF (VBK) | 0.1 | $247k | 2.9k | 86.12 | |
| Vanguard Mid-Cap Growth ETF (VOT) | 0.1 | $239k | 3.5k | 67.50 | |
| Spdr Index Shs Fds s^p global nat res (GNR) | 0.1 | $276k | 4.4k | 62.73 | |
| Standard Chartered Pl (SCBFF) | 0.1 | $262k | 10k | 26.20 | |
| HSBC Holdings (HSBC) | 0.1 | $207k | 4.0k | 51.75 | |
| Devon Energy Corporation (DVN) | 0.1 | $208k | 2.3k | 91.63 | |
| Eli Lilly & Co. (LLY) | 0.1 | $192k | 5.5k | 35.11 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $221k | 1.7k | 132.26 | |
| Avon Products | 0.1 | $200k | 7.4k | 27.03 | |
| Union Pacific Corporation (UNP) | 0.1 | $196k | 2.0k | 98.00 | |
| Avery Dennison Corporation (AVY) | 0.1 | $215k | 5.1k | 41.87 | |
| Boeing Company (BA) | 0.1 | $208k | 2.8k | 73.68 | |
| Transocean Ordinary Shares | 0.1 | $233k | 3.0k | 77.67 | |
| Plum Creek Timber | 0.1 | $222k | 5.1k | 43.53 | |
| Symantec Corporation | 0.1 | $204k | 11k | 18.50 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $229k | 3.8k | 59.85 | |
| Windstream Corporation | 0.1 | $192k | 15k | 12.84 | |
| American Capital Strategies | 0.1 | $198k | 20k | 9.90 | |
| Golar Lng (GLNG) | 0.1 | $204k | 8.0k | 25.50 | |
| Tor Dom Bk Cad (TD) | 0.1 | $212k | 2.4k | 88.55 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.1 | $231k | 5.8k | 39.62 | |
| iShares Dow Jones US Industrial (IYJ) | 0.1 | $226k | 3.2k | 70.91 | |
| Us Bancorp 7.875% Series D | 0.1 | $224k | 8.1k | 27.57 | |
| Usb Capital Vi P | 0.1 | $224k | 9.0k | 24.89 | |
| Bny Capital V $0.0595 Pfd preferred | 0.1 | $203k | 8.1k | 25.16 | |
| Dow Chemical Company | 0.0 | $159k | 4.2k | 37.66 | |
| Regions Financial Corporation (RF) | 0.0 | $166k | 23k | 7.22 | |
| Alcoa | 0.0 | $173k | 9.8k | 17.64 | |
| Prospect Capital Corporation (PSEC) | 0.0 | $177k | 15k | 12.21 | |
| Alerian Mlp Etf | 0.0 | $167k | 10k | 16.27 | |
| iShares S&P Global Clean Energy Index (ICLN) | 0.0 | $191k | 10k | 18.82 | |
| NASDAQ Premium Income & Growth Fund | 0.0 | $155k | 11k | 14.63 | |
| Bank of Hawaii Corporation (BOH) | 0.0 | $120k | 2.5k | 47.52 | |
| Travelers Companies (TRV) | 0.0 | $112k | 1.9k | 59.01 | |
| Marathon Oil Corporation (MRO) | 0.0 | $132k | 2.5k | 53.14 | |
| United Parcel Service (UPS) | 0.0 | $98k | 1.3k | 73.96 | |
| Copart (CPRT) | 0.0 | $79k | 1.8k | 42.93 | |
| Citi | 0.0 | $79k | 18k | 4.40 | |
| Exelon Corporation (EXC) | 0.0 | $84k | 2.1k | 40.84 | |
| Baidu (BIDU) | 0.0 | $75k | 550.00 | 136.36 | |
| DNP Select Income Fund (DNP) | 0.0 | $95k | 10k | 9.46 | |
| Santa Fe Gold Corp | 0.0 | $76k | 70k | 1.09 | |
| Home Depot (HD) | 0.0 | $29k | 807.00 | 35.94 | |
| Cummins (CMI) | 0.0 | $25k | 235.00 | 106.38 | |
| Johnson Controls | 0.0 | $29k | 715.00 | 40.56 | |
| Corinthian Colleges | 0.0 | $51k | 12k | 4.40 | |
| Tyco International Ltd S hs | 0.0 | $22k | 500.00 | 44.00 | |
| Vodafone | 0.0 | $63k | 2.2k | 28.31 | |
| Illinois Tool Works (ITW) | 0.0 | $62k | 1.2k | 53.26 | |
| Petrohawk Energy Corporation | 0.0 | $60k | 2.5k | 24.49 | |
| Micron Technology (MU) | 0.0 | $44k | 3.9k | 11.43 | |
| PowerShares QQQ Trust, Series 1 | 0.0 | $22k | 400.00 | 55.00 | |
| AGIC Convertible & Income Fund | 0.0 | $26k | 2.4k | 10.83 | |
| BlackRock Debt Strategies Fund | 0.0 | $59k | 15k | 3.93 | |
| BlackRock Senior High Income Fund | 0.0 | $49k | 12k | 4.08 | |
| Nuveen Build Amer Bd (NBB) | 0.0 | $45k | 2.5k | 18.00 | |
| Plumas Ban (PLBC) | 0.0 | $38k | 18k | 2.11 | |
| National Patent Development | 0.0 | $33k | 22k | 1.50 | |
| Claymore Natural Gas Etf Commo | 0.0 | $49k | 18k | 2.73 | |
| Broadridge Financial Solutions (BR) | 0.0 | $16k | 725.00 | 22.07 | |
| Via | 0.0 | $3.0k | 77.00 | 38.96 | |
| Tellabs | 0.0 | $2.0k | 500.00 | 4.00 | |
| Integrated Device Technology | 0.0 | $14k | 1.9k | 7.27 | |
| Xerox Corporation | 0.0 | $4.0k | 400.00 | 10.00 | |
| Southern Company (SO) | 0.0 | $6.0k | 167.00 | 35.93 | |
| Level 3 Communications | 0.0 | $2.0k | 1.5k | 1.33 | |
| Questcor Pharmaceuticals | 0.0 | $18k | 1.3k | 14.25 | |
| Alliance Distrs Hldg Inc C ommon | 0.0 | $900.000000 | 30k | 0.03 | |
| Enviromental Oil Processing | 0.0 | $0 | 75k | 0.00 | |
| Te Connectivity Ltd for (TEL) | 0.0 | $17k | 500.00 | 34.00 | |
| Sanswire Corp | 0.0 | $0 | 14k | 0.00 | |
| Surety Capital Corp- | 0.0 | $0 | 18k | 0.00 |
