III Capital Management

III Capital Management as of Dec. 31, 2022

Portfolio Holdings for III Capital Management

III Capital Management holds 128 positions in its portfolio as reported in the December 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Live Nation Entertainment In Note 2.500% 03/15/23 (Principal) 6.9 $57M 53M 1.07
Envista Holdings Corporation Note 2.375% 06/01/25 (Principal) 6.1 $50M 30M 1.69
Fti Consulting Note 2.000% 08/15/23 (Principal) 5.1 $42M 27M 1.58
Ssga Active Etf Tr Blackstone Senr (SRLN) 5.0 $41M 996k 40.90
Veradigm Note 0.875% 01/01/27 (Principal) 4.9 $40M 28M 1.43
Granite Constr Note 2.750% 11/01/24 (Principal) 4.3 $36M 29M 1.22
Insight Enterprises Note 0.750% 02/15/25 (Principal) 4.3 $35M 23M 1.50
Workiva Note 1.125% 08/15/26 (Principal) 4.2 $35M 28M 1.24
Dish Network Corporation Note 0.000% 12/15/25 (Principal) 3.4 $28M 43M 0.64
Silicon Laboratories Note 0.625% 06/15/25 (Principal) 3.1 $25M 20M 1.26
Snap Note 0.250% 05/01/25 (Principal) 3.0 $25M 28M 0.90
Zillow Group Note 0.750% 09/01/24 (Principal) 2.3 $19M 19M 1.04
Winnebago Inds Note 1.500% 04/01/25 (Principal) 2.3 $19M 18M 1.05
Palo Alto Networks Note 0.750% 07/01/23 (Principal) 2.2 $18M 11M 1.58
Dynavax Technologies Corp Note 2.500% 05/15/26 (Principal) 2.0 $17M 13M 1.26
Lumentum Hldgs Note 0.250% 03/15/24 (Principal) 1.9 $16M 15M 1.06
Ati Note 3.500% 06/15/25 (Principal) 1.9 $16M 7.7M 2.02
Varonis Sys Note 1.250% 08/15/25 (Principal) 1.9 $15M 15M 1.05
Blackline Note 0.125% 08/01/24 (Principal) 1.7 $14M 12M 1.11
Dropbox Note 0.000% 03/01/28 (Principal) 1.6 $14M 15M 0.90
Under Armour Note 1.500% 06/01/24 (Principal) 1.6 $13M 12M 1.12
Vanguard Scottsdale Fds Int-term Corp (VCIT) 1.6 $13M 168k 77.50
Cnx Res Corp Note 2.250% 05/01/26 (Principal) 1.6 $13M 8.7M 1.47
Dexcom Note 0.750% 12/01/23 (Principal) 1.5 $12M 4.4M 2.76
Redfin Corp Note 0.000% 10/15/25 (Principal) 1.4 $12M 20M 0.59
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 1.4 $12M 115k 103.17
Akamai Technologies Note 0.375% 09/01/27 (Principal) 1.3 $11M 11M 0.97
Pandora Media Note 1.750% 12/01/23 (Principal) 1.3 $10M 10M 1.03
Pure Storage Note 0.125% 04/15/23 (Principal) 1.2 $9.7M 9.0M 1.08
November 19 Puts On Bynd Us equity option Put Option 1.1 $9.4M 224k 42.08
Beyond Meat Note 0.000% 03/15/27 (Principal) 1.1 $9.1M 35M 0.26
Algonquin Pwr Utils Corp Unit 06/15/2024 (AQNU) 1.0 $8.4M 354k 23.68
Rapid7 Note 2.250% 05/01/25 (Principal) 1.0 $8.2M 8.5M 0.96
Innoviva Note 2.500% 08/15/25 (Principal) 0.8 $6.7M 6.5M 1.02
Microstrategy Note 0.750% 12/15/25 (Principal) 0.6 $4.8M 10M 0.47
Amyris Note 1.500% 11/15/26 (Principal) 0.6 $4.8M 15M 0.32
Liberty Media Corp Del Com A Siriusxm 0.6 $4.7M 119k 39.31
Booking Holdings (BKNG) 0.5 $4.1M 2.1k 2015.12
Nrg Energy Note 2.750% 06/01/48 (Principal) 0.5 $4.0M 4.0M 0.99
Groupon Note 1.125% 03/15/26 (Principal) 0.5 $3.8M 6.5M 0.59
Travere Therapeutics Note 2.250% 03/01/29 (Principal) 0.5 $3.8M 4.2M 0.91
Progress Software Corp Note 1.000% 04/15/26 (Principal) 0.4 $3.6M 3.5M 1.03
Alphabet Cap Stk Cl C (GOOG) 0.4 $3.4M 39k 88.71
Shyft Group (SHYF) 0.4 $3.4M 138k 24.85
Delta Air Lines Inc Del Com New (DAL) 0.4 $3.1M 93k 32.85
Boyd Gaming Corporation (BYD) 0.4 $3.0M 56k 54.52
Snap Note 0.000% 05/01/27 (Principal) 0.3 $2.8M 4.0M 0.70
Acropolis Infrastructure Acq Unit 99/99/9999 0.3 $2.7M 270k 9.97
Jazz Investments I Note 1.500% 08/15/24 (Principal) 0.3 $2.6M 2.7M 0.99
M/I Homes (MHO) 0.3 $2.6M 56k 46.17
Perficient Note 0.125% 11/15/26 (Principal) 0.3 $2.2M 2.8M 0.77
Bleuacacia Unit 10/30/2026 (BLEUU) 0.2 $2.0M 200k 10.18
Viavi Solutions Note 1.750% 06/01/23 (Principal) 0.2 $2.0M 2.0M 1.00
Amyris Com New Put Option 0.2 $1.9M 500k 3.85
Caesars Entertainment (CZR) 0.2 $1.8M 43k 41.59
Middleby Corp Note 1.000% 09/01/25 (Principal) 0.2 $1.8M 1.5M 1.18
Marathon Digital Holdings In Note 1.000% 12/01/26 (Principal) 0.2 $1.7M 7.0M 0.24
2u Note 2.250% 05/01/25 (Principal) 0.2 $1.6M 2.5M 0.65
Elliott Opportunity Ii Corp Unit 99/99/9999 0.2 $1.6M 160k 10.09
Burtech Acquisition Corp Unit 12/10/2026 (BRKHU) 0.2 $1.5M 150k 10.18
Aetherium Acquisition Corp Unit 12/21/2026 (GMFIU) 0.2 $1.5M 150k 10.12
Lucid Group Put Option 0.2 $1.5M 600k 2.52
Marriott Vacations Wrldwde Cp (VAC) 0.2 $1.4M 11k 134.59
Uniti Group Inc put Put Option 0.2 $1.4M 820k 1.65
Royal Caribbean Cruises (RCL) 0.2 $1.3M 26k 49.40
The Realreal Note 3.000% 06/15/25 (Principal) 0.1 $1.2M 2.0M 0.61
The Realreal Note 1.000% 03/01/28 (Principal) 0.1 $1.1M 3.0M 0.37
Nubia Brand International Unit 11/16/2026 0.1 $1.1M 100k 10.76
Cartica Acquisition Corp Unit 04/30/2028 (CITEU) 0.1 $1.0M 100k 10.30
Shuaa Partners Acquistn Corp Unit 02/24/2027 0.1 $1.0M 100k 10.23
Hnr Acquisition Corp (HNRA) 0.1 $1.0M 100k 10.23
Infinite Acquisition Corp Unit 99/99/9999 0.1 $1.0M 100k 10.20
Uta Acquisition Corporation Unit 12/01/2026 0.1 $1.0M 100k 10.12
Aimfinity Investment Corp I Unit 02/01/2029 (AIMAU) 0.1 $1.0M 100k 10.07
Opy Acquisition Corp I Unit 09/22/2026 0.1 $1.0M 100k 10.00
Williams Rowland Acquisition 0.1 $978k 98k 10.03
Omnilit Acquisition Corp Unit 11/08/2026 0.1 $933k 94k 9.96
Gsr Ii Meteora Acquisitn Cor Unit 02/24/2027 0.1 $829k 82k 10.13
Futuretech Ii Acquisition Unit 12/23/2022 (FTIIU) 0.1 $820k 80k 10.25
Corsair Partnering Corp Unit 99/99/9999 0.1 $806k 82k 9.87
Lamf Global Ventures Corp I Unit 11/05/2026 (LGVCU) 0.1 $768k 75k 10.24
Portage Fintech Acquisitn Unit 07/08/2026 (PFTAU) 0.1 $693k 69k 10.04
Dish Network Corporation Cl A Put Option 0.1 $691k 925k 0.75
Genesis Unicorn Capital Corp Unit 06/30/2026 0.1 $671k 66k 10.11
Invitation Homes (INVH) 0.1 $666k 23k 29.60
Airbnb Com Cl A (ABNB) 0.1 $641k 7.5k 85.47
Jaws Hurricane Acquisitn Cor Unit 06/08/2026 0.1 $635k 63k 10.03
Toll Brothers (TOL) 0.1 $624k 13k 49.92
Pono Cap Two Unit 07/31/2027 (PTWOU) 0.1 $588k 56k 10.54
Beyond Meat (BYND) 0.1 $567k 46k 12.30
Jaws Juggernaut Acquisitn Unit 06/17/2026 0.1 $546k 54k 10.05
Pulte (PHM) 0.1 $539k 12k 45.50
Bilander Acquisition Corp Unit 05/19/2026 0.1 $533k 54k 9.89
Everest Consolidator Acq Cor Unit 99/99/9999 (MNTN.U) 0.1 $510k 50k 10.20
Lf Capital Acquisition Corp Unit 05/15/2028 0.1 $510k 50k 10.20
Proof Acquisition Corp I Unit 99/99/9999 0.1 $508k 50k 10.16
Vmg Consumer Acquisition Cor Unit 11/08/2026 0.1 $508k 50k 10.16
Jackson Acquisition Unit 99/99/9999 0.1 $507k 50k 10.14
Cactus Acquisition Corp 1 Lt Unit 08/17/2028 (CCTSU) 0.1 $505k 50k 10.10
Viscogliosi Bros Acquistn Unit 03/18/2027 0.1 $504k 50k 10.08
Banyan Acquisition Corporati Unit 09/30/2028 0.1 $499k 45k 11.09
Vici Pptys (VICI) 0.1 $486k 15k 32.40
Denali Capital Acquisitn Cor Unit 03/28/2027 (DECAU) 0.1 $460k 45k 10.22
Gopro Cl A (GPRO) 0.1 $414k 83k 4.98
Academy Sports & Outdoor (ASO) 0.0 $405k 7.7k 52.43
Skydeck Acquisition Corp Unit 05/13/2026 0.0 $277k 28k 10.04
Bath &#38 Body Works In (BBWI) 0.0 $272k 6.5k 42.11
Investcorp India Acquistn Unit 06/01/2028 (IVCAU) 0.0 $257k 25k 10.28
Booking Holdings Call Option 0.0 $222k 1.5k 148.00
Sabre (SABR) 0.0 $197k 32k 6.16
Spdr S&p 500 Etf Tr Tr Unit Put Option 0.0 $193k 200k 0.96
Invesco Exch Traded Fd Tr Ii Sr Ln Etf Put Option 0.0 $175k 1.0M 0.17
Western Digital (WDC) 0.0 $161k 5.1k 31.41
Ares Capital Corp Common Stock cmn Call Option 0.0 $135k 155k 0.87
Williams Rowland Acquisition Unit 99/99/9999 0.0 $124k 13k 9.95
Biomarin Pharmaceutical Call Option 0.0 $103k 30k 3.43
Invesco Qqq Tr Unit Ser 1 Put Option 0.0 $88k 25k 3.52
Smiledirectclub Cl A Com Put Option 0.0 $74k 48k 1.56
Victorias Secret And Common Stock (VSCO) 0.0 $66k 1.9k 35.52
Invitation Homes Inc put Put Option 0.0 $51k 50k 1.02
Smiledirectclub Cl A Com (SDCCQ) 0.0 $16k 48k 0.34
Sabre Put Option 0.0 $14k 200k 0.07
Hnr Acquisition Corp *w Exp 07/29/28 (HNRA.WS) 0.0 $9.0k 100k 0.09
Effector Therapeutics *w Exp 12/31/27 (EFTRW) 0.0 $4.0k 42k 0.10
Bigbear Ai Hldgs *w Exp 12/31/28 (BBAI.WS) 0.0 $3.0k 99k 0.03
Williams Rowland Acquisition *w Exp 12/11/26 0.0 $2.0k 49k 0.04
Uphealth *w Exp 07/01/24 (UPHLW) 0.0 $0 25k 0.00
Anzu Special Acquisitin Corp *w Exp 12/31/27 0.0 $0 10k 0.00