III Capital Management

III Capital Management as of March 31, 2023

Portfolio Holdings for III Capital Management

III Capital Management holds 139 positions in its portfolio as reported in the March 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 12.1 $215M 525k 409.39
Palo Alto Networks Note 0.375% 6/0 (Principal) 7.9 $141M 70M 2.02
Silicon Laboratories Note 0.625% 6/1 (Principal) 5.5 $98M 65M 1.50
Insight Enterprises Note 0.750% 2/1 (Principal) 5.4 $96M 46M 2.09
Etsy Note 0.125%10/0 (Principal) 4.1 $73M 51M 1.44
Envista Holdings Corporation Note 2.375% 6/0 (Principal) 4.1 $72M 36M 2.00
Pure Storage Note 0.125% 4/1 (Principal) 3.5 $62M 62M 1.00
Ati Note 3.500% 6/1 (Principal) 2.9 $52M 20M 2.59
Dexcom Note 0.750%12/0 (Principal) 2.6 $46M 16M 2.83
Fti Consulting Note 2.000% 8/1 (Principal) 2.4 $43M 22M 1.95
Veradigm Note 0.875% 1/0 (Principal) 2.2 $40M 35M 1.13
Workiva Note 1.125% 8/1 (Principal) 2.2 $39M 28M 1.41
American Airlines Group Note 6.500% 7/0 (Principal) 2.2 $38M 33M 1.16
Insulet Corp Note 0.375% 9/0 (Principal) 2.1 $37M 25M 1.50
Palo Alto Networks Note 0.750% 7/0 (Principal) 2.0 $36M 16M 2.24
Middleby Corp Note 1.000% 9/0 (Principal) 2.0 $35M 28M 1.24
Jazz Investments I Note 1.500% 8/1 (Principal) 1.9 $34M 35M 0.97
Akamai Technologies Note 0.375% 9/0 (Principal) 1.8 $33M 36M 0.92
Ssga Active Etf Tr Blackstone Senr (SRLN) 1.8 $33M 789k 41.46
Dish Network Corporation Note 12/1 (Principal) 1.8 $32M 60M 0.53
Granite Constr Note 2.750%11/0 (Principal) 1.7 $30M 22M 1.36
American Airls Put Option (AAL) 1.7 $30M 2.0M 14.75
Varonis Sys Note 1.250% 8/1 (Principal) 1.5 $27M 24M 1.09
Marriott Vacations Worldwide Note 1/1 (Principal) 1.3 $24M 24M 0.97
Dish Network Corporation Cl A Put Option 1.3 $23M 2.4M 9.33
Chart Inds Note 1.000%11/1 (Principal) 1.2 $21M 9.5M 2.18
Akamai Technologies Note 0.125% 5/0 (Principal) 1.2 $21M 20M 1.01
Rivian Automotive Com Cl A Put Option (RIVN) 1.1 $19M 1.2M 15.48
Zillow Group Note 0.750% 9/0 (Principal) 1.1 $19M 16M 1.17
World Wrestling Entmt Note 3.375%12/1 (Principal) 1.0 $18M 5.0M 3.66
Snap Note 0.250% 5/0 (Principal) 1.0 $18M 19M 0.95
Blackline Note 0.125% 8/0 (Principal) 0.9 $17M 15M 1.09
Under Armour Note 1.500% 6/0 (Principal) 0.9 $16M 15M 1.06
Dynavax Technologies Corp Note 2.500% 5/1 (Principal) 0.9 $16M 13M 1.20
Invesco Exch Traded Fd Tr Ii Sr Ln Etf Put Option (BKLN) 0.9 $16M 750k 20.80
Dropbox Note 3/0 (Principal) 0.9 $15M 18M 0.87
Lumentum Hldgs Note 0.250% 3/1 (Principal) 0.8 $15M 14M 1.06
Winnebago Inds Note 1.500% 4/0 (Principal) 0.8 $14M 13M 1.11
Ironwood Pharmaceuticals Note 0.750% 6/1 (Principal) 0.7 $12M 12M 1.00
Progress Software Corp Note 1.000% 4/1 (Principal) 0.7 $12M 11M 1.09
Dropbox Note 3/0 (Principal) 0.5 $9.5M 11M 0.90
Beyond Meat Note 3/1 (Principal) 0.5 $9.4M 38M 0.25
Veeco Instrs Inc Del Note 3.500% 1/1 (Principal) 0.5 $8.2M 7.5M 1.09
Livent Corp Note 4.125% 7/1 (Principal) 0.4 $7.7M 3.0M 2.58
Microstrategy Note 0.750%12/1 (Principal) 0.4 $7.6M 8.4M 0.91
Lci Inds Note 1.125% 5/1 (Principal) 0.4 $6.4M 7.0M 0.91
Innoviva Note 2.500% 8/1 (Principal) 0.4 $6.2M 6.5M 0.96
Rapid7 Note 2.250% 5/0 (Principal) 0.3 $4.8M 4.7M 1.03
Ionis Pharmaceuticals Note 0.125%12/1 (Principal) 0.3 $4.7M 5.1M 0.92
Live Nation Entertainment Put Option (LYV) 0.2 $4.2M 60k 70.00
Amyris Note 1.500%11/1 (Principal) 0.2 $4.2M 15M 0.28
Itron Note 3/1 (Principal) 0.2 $4.2M 5.0M 0.83
Beyond Meat Put Option (BYND) 0.2 $4.1M 250k 16.23
Viavi Solutions Note 1.750% 6/0 (Principal) 0.2 $3.5M 3.5M 1.00
Liberty Media Corp Del Com A Siriusxm 0.2 $3.3M 119k 28.09
Uniti Group Inc Com reit Call Option (UNIT) 0.2 $3.3M 920k 3.55
The Realreal Note 1.000% 3/0 (Principal) 0.2 $3.1M 9.1M 0.34
Box Note 1/1 (Principal) 0.2 $2.9M 2.5M 1.17
National Vision Hldgs Note 2.500% 5/1 (Principal) 0.2 $2.9M 3.0M 0.96
Acropolis Infrastructure Acq Cl A 0.2 $2.7M 270k 10.13
Silverbox Corp Iii Unit 02/28/2028 (SBXC.U) 0.1 $2.5M 250k 10.06
Shyft Group (SHYF) 0.1 $2.5M 108k 22.75
Royal Caribbean Cruises (RCL) 0.1 $2.4M 37k 65.30
Caesars Entertainment (CZR) 0.1 $2.3M 47k 48.81
Marathon Digital Holdings In Note 1.000%12/0 (Principal) 0.1 $2.1M 5.5M 0.38
Boyd Gaming Corporation (BYD) 0.1 $2.0M 31k 64.12
Halozyme Therapeutics Note 0.250% 3/0 (Principal) 0.1 $1.7M 2.0M 0.85
Meta Platforms Cl A (META) 0.1 $1.7M 8.0k 211.94
Delta Air Lines Inc Del Com New (DAL) 0.1 $1.7M 48k 34.92
Groupon Note 1.125% 3/1 (Principal) 0.1 $1.6M 4.0M 0.39
Williams-Sonoma (WSM) 0.1 $1.4M 11k 121.66
Microstrategy Note 2/1 (Principal) 0.1 $1.3M 2.5M 0.53
Frontier Communications Pare Put Option (FYBR) 0.1 $1.3M 55k 22.77
The Realreal Note 3.000% 6/1 (Principal) 0.1 $1.2M 2.0M 0.62
Alphabet Cap Stk Cl C (GOOG) 0.1 $1.2M 12k 104.00
M/I Homes (MHO) 0.1 $1.1M 18k 63.09
Charter Communications Inc N Cl A (CHTR) 0.1 $1.1M 3.0k 357.61
Aimfinity Investment Corp I Unit 04/21/2027 (AIMBU) 0.1 $1.0M 100k 10.35
Opy Acquisition Corp I Com Cl A 0.1 $994k 99k 10.04
Hyatt Hotels Corp Com Cl A (H) 0.1 $894k 8.0k 111.79
Gsr Ii Meteora Acquisitn Cor Class A Com 0.0 $847k 82k 10.35
Futuretech Ii Acquisition Class A Com (FTII) 0.0 $838k 80k 10.47
Corsair Partnering Corp Shs Cl A 0.0 $833k 82k 10.21
Groupon Com New Put Option (GRPN) 0.0 $753k 179k 4.21
Amyris Com New Put Option (AMRSQ) 0.0 $680k 500k 1.36
Bilander Acquisition Corp Cl A Com 0.0 $544k 54k 10.09
Viscogliosi Bros Acquistn Common Stock 0.0 $522k 50k 10.44
Vmg Consumer Acquisition Cor Class A Com 0.0 $517k 50k 10.33
Jackson Acquisition Com Cl A 0.0 $515k 50k 10.30
Academy Sports & Outdoor (ASO) 0.0 $504k 7.7k 65.25
Vici Pptys (VICI) 0.0 $489k 15k 32.62
Golden Entmt (GDEN) 0.0 $479k 11k 43.51
Consol Energy (CEIX) 0.0 $408k 7.0k 58.27
Metropcs Communications (TMUS) 0.0 $357k 2.5k 144.84
Tmt Acquisition Corp Unit 03/27/2028 (TMTCU) 0.0 $357k 35k 10.20
Seaworld Entertainment (PRKS) 0.0 $307k 5.0k 61.31
Toll Brothers (TOL) 0.0 $270k 4.5k 60.03
Bath &#38 Body Works In (BBWI) 0.0 $236k 6.5k 36.58
Draftkings Com Cl A (DKNG) 0.0 $194k 10k 19.36
Smiledirectclub Cl A Com (SDCCQ) 0.0 $41k 95k 0.43
Bigbear Ai Hldgs *w Exp 12/08/202 (BBAI.WS) 0.0 $26k 99k 0.26
Acropolis Infrastructure Acq *w Exp 03/30/202 0.0 $18k 90k 0.20
Hnr Acquisition Corp *w Exp 02/04/202 (HNRA.WS) 0.0 $14k 100k 0.14
Uta Acquisition Corporation *w Exp 10/30/202 (UTAWF) 0.0 $11k 50k 0.21
Nubia Brand International *w Exp 11/16/202 0.0 $11k 50k 0.21
Infinite Acquisition Corp *w Exp 11/23/202 0.0 $8.2k 50k 0.17
Shuaa Partners Acquistn Corp *w Exp 02/24/202 0.0 $7.7k 50k 0.15
Opy Acquisition Corp I *w Exp 09/22/202 0.0 $7.7k 50k 0.15
Burtech Acquisition Corp *w Exp 12/18/202 (BRKHW) 0.0 $6.9k 150k 0.05
Genesis Unicorn Capital Corp *w Exp 06/30/202 0.0 $6.3k 66k 0.09
Bleuacacia Right 10/30/2026 (BLEUR) 0.0 $6.2k 200k 0.03
Aimfinity Investment Corp I *w Exp 04/21/202 (AIMAW) 0.0 $6.0k 100k 0.06
Corsair Partnering Corp *w Exp 07/06/202 0.0 $5.6k 27k 0.21
Aetherium Acquisition Corp *w Exp 12/21/202 (GMFIW) 0.0 $5.5k 150k 0.04
Effector Therapeutics *w Exp 12/31/202 (EFTRW) 0.0 $4.2k 42k 0.10
Williams Rowland Acquisition *w Exp 12/11/202 0.0 $4.0k 55k 0.07
Cartica Acquisition Corp *w Exp 04/30/202 (CITEW) 0.0 $3.5k 50k 0.07
Bleuacacia *w Exp 10/30/202 (BLEUW) 0.0 $3.4k 100k 0.03
Gsr Ii Meteora Acquisitn Cor *w Exp 02/24/202 0.0 $3.3k 82k 0.04
Portage Fintech Acquisitn *w Exp 07/08/202 (PFTAW) 0.0 $3.0k 23k 0.13
Pono Cap Two *w Exp 07/31/202 (PTWOW) 0.0 $3.0k 56k 0.05
Elliott Opportunity Ii Corp *w Exp 03/02/202 (EOCWF) 0.0 $2.8k 40k 0.07
Denali Capital Acquisitn Cor *w Exp 03/28/202 (DECAW) 0.0 $2.7k 41k 0.07
Jaws Hurricane Acquisitn Cor *w Exp 03/26/202 0.0 $2.6k 16k 0.17
Lf Capital Acquisition Corp *w Exp 02/19/202 0.0 $2.4k 25k 0.10
Futuretech Ii Acquisition *w Exp 08/18/202 (FTIIW) 0.0 $2.4k 80k 0.03
Jaws Juggernaut Acquisitn *w Exp 06/17/202 0.0 $2.3k 14k 0.17
Bilander Acquisition Corp *w Exp 05/19/202 0.0 $2.2k 14k 0.16
Proof Acquisition Corp I *w Exp 99/99/999 (SOAR.WS) 0.0 $2.0k 25k 0.08
Everest Consolidator Acq Cor *w Exp 99/99/999 (MNTN.WS) 0.0 $1.9k 25k 0.08
Banyan Acquisition Corporati *w Exp 09/30/202 (PNST.WS) 0.0 $1.6k 23k 0.07
Viscogliosi Bros Acquistn *w Exp 03/18/202 0.0 $1.5k 25k 0.06
Cactus Acquisition Corp 1 Lt *w Exp 08/17/202 (CCTSW) 0.0 $1.4k 25k 0.06
Omnilit Acquisition Corp *w Exp 11/08/202 0.0 $1.3k 47k 0.03
Lamf Global Ventures Corp I *w Exp 11/05/202 (LGVCW) 0.0 $1.2k 38k 0.03
Investcorp India Acquistn *w Exp 06/01/202 (IVCAW) 0.0 $936.250000 13k 0.07
Uphealth *w Exp 06/08/202 (UPHLW) 0.0 $605.000000 25k 0.02
Vmg Consumer Acquisition Cor *w Exp 11/03/202 0.0 $590.000000 25k 0.02
Anzu Special Acquisitin Corp *w Exp 01/27/202 0.0 $361.530000 10k 0.04