K2 Principal Fund as of Dec. 31, 2014
Portfolio Holdings for K2 Principal Fund
K2 Principal Fund holds 135 positions in its portfolio as reported in the December 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| PowerShares QQQ Trust, Series 1 | 15.2 | $65M | 630k | 103.25 | |
| 9.2 | $39M | 74k | 530.66 | ||
| Allergan | 5.6 | $24M | 112k | 212.59 | |
| Cubist Pharmaceuticals | 4.0 | $17M | 168k | 100.65 | |
| SPDR Gold Trust (GLD) | 3.9 | $17M | 147k | 113.58 | |
| Fireeye | 3.5 | $15M | 477k | 31.58 | |
| Google Inc Class C | 3.5 | $15M | 29k | 526.43 | |
| Silver Wheaton Corp | 3.3 | $14M | 700k | 20.34 | |
| Associated Estates Realty Corporation | 2.6 | $11M | 475k | 23.21 | |
| eBay (EBAY) | 2.3 | $10M | 178k | 56.12 | |
| Shire | 2.3 | $9.8M | 46k | 212.50 | |
| Restaurant Brands Intl Inc Com equity / large cap (QSR) | 1.8 | $7.6M | 196k | 39.03 | |
| Market Vectors Junior Gold Min | 1.7 | $7.4M | 310k | 23.93 | |
| Talisman Energy Inc Com Stk | 1.6 | $6.8M | 870k | 7.83 | |
| Vanguard REIT ETF (VNQ) | 1.5 | $6.5M | 80k | 81.00 | |
| Directv | 1.4 | $6.1M | 70k | 86.70 | |
| BGC Partners | 1.4 | $6.0M | 661k | 9.15 | |
| Abbvie (ABBV) | 1.1 | $4.6M | 70k | 65.43 | |
| Agrium | 1.0 | $4.3M | 45k | 94.72 | |
| Armstrong World Industries (AWI) | 1.0 | $4.2M | 81k | 51.12 | |
| Palo Alto Networks (PANW) | 0.9 | $4.0M | 33k | 122.57 | |
| Consumer Staples Select Sect. SPDR (XLP) | 0.9 | $3.9M | 80k | 48.50 | |
| MeadWestva | 0.9 | $3.8M | 86k | 44.38 | |
| Comcast Corporation (CMCSA) | 0.9 | $3.8M | 65k | 58.00 | |
| Aaron's | 0.8 | $3.6M | 119k | 30.57 | |
| Dresser-Rand | 0.8 | $3.5M | 43k | 81.80 | |
| Health Care SPDR (XLV) | 0.8 | $3.5M | 51k | 68.35 | |
| TJX Companies (TJX) | 0.8 | $3.4M | 50k | 68.58 | |
| Tor Dom Bk Cad (TD) | 0.7 | $3.2M | 66k | 47.79 | |
| Sierra Wireless | 0.7 | $3.1M | 65k | 47.38 | |
| Nxp Semiconductors N V (NXPI) | 0.7 | $2.9M | 37k | 76.39 | |
| Cott Corp | 0.7 | $2.8M | 412k | 6.88 | |
| At&t (T) | 0.6 | $2.7M | 82k | 33.60 | |
| Amer Rlty Cap Healthcar Tr Icom us equities / etf's | 0.6 | $2.7M | 225k | 11.90 | |
| Banco Santander (BSBR) | 0.6 | $2.4M | 485k | 5.02 | |
| SPDR S&P Retail (XRT) | 0.6 | $2.4M | 25k | 96.00 | |
| Capitol Acquisition Corp Ii | 0.6 | $2.4M | 240k | 9.88 | |
| Wl Ross Holding Corp Uts | 0.6 | $2.4M | 205k | 11.60 | |
| Sigma-Aldrich Corporation | 0.5 | $2.2M | 16k | 137.25 | |
| Lorillard | 0.5 | $2.2M | 35k | 62.94 | |
| iShares Russell 1000 Index (IWB) | 0.5 | $2.2M | 19k | 114.61 | |
| Carbonite | 0.5 | $2.2M | 152k | 14.27 | |
| iShares Russell 2000 Index (IWM) | 0.5 | $2.1M | 18k | 119.60 | |
| Apple (AAPL) | 0.5 | $2.0M | 18k | 110.38 | |
| Terrapin 3 Acquisition Corp unit 06/27/2019 | 0.5 | $2.0M | 200k | 10.00 | |
| Digital River | 0.4 | $1.8M | 73k | 24.73 | |
| Riverbed Technology | 0.4 | $1.8M | 87k | 20.41 | |
| Susquehanna Bancshares | 0.4 | $1.7M | 130k | 13.43 | |
| Banco Santander (SAN) | 0.4 | $1.7M | 207k | 8.33 | |
| Actavis | 0.4 | $1.7M | 6.5k | 257.38 | |
| American Airls (AAL) | 0.4 | $1.6M | 30k | 53.63 | |
| Gas Nat | 0.4 | $1.6M | 144k | 11.02 | |
| Open Text Corp (OTEX) | 0.4 | $1.5M | 27k | 58.26 | |
| Hennessy Capital Acquisition | 0.4 | $1.5M | 150k | 10.25 | |
| Pangaea Logistics Solution L (PANL) | 0.4 | $1.5M | 325k | 4.75 | |
| Canadian Natl Ry (CNI) | 0.3 | $1.5M | 22k | 68.85 | |
| Amer (UHAL) | 0.3 | $1.5M | 5.3k | 284.35 | |
| Merus Labs Intl | 0.3 | $1.5M | 895k | 1.65 | |
| Hanesbrands (HBI) | 0.3 | $1.5M | 13k | 111.67 | |
| NPS Pharmaceuticals | 0.3 | $1.4M | 40k | 35.75 | |
| Vanguard S&p 500 Etf idx (VOO) | 0.3 | $1.4M | 7.5k | 188.40 | |
| Roi Acquisition Corp Ii | 0.3 | $1.4M | 141k | 10.00 | |
| CarMax (KMX) | 0.3 | $1.3M | 20k | 66.60 | |
| DealerTrack Holdings | 0.3 | $1.2M | 27k | 44.32 | |
| Paramount Gold and Silver | 0.3 | $1.2M | 1.2M | 1.02 | |
| & PROD CO shares Brookfield | 0.3 | $1.2M | 50k | 24.05 | |
| Markit | 0.3 | $1.2M | 46k | 26.44 | |
| iShares Dow Jones US Home Const. (ITB) | 0.3 | $1.2M | 45k | 25.89 | |
| iShares MSCI Brazil Index (EWZ) | 0.3 | $1.1M | 30k | 36.57 | |
| Nevsun Res | 0.2 | $1.0M | 269k | 3.89 | |
| Facebook Inc cl a (META) | 0.2 | $1.1M | 14k | 77.99 | |
| Whirlpool Corporation (WHR) | 0.2 | $969k | 5.0k | 193.80 | |
| Canadian Pacific Railway | 0.2 | $925k | 4.8k | 192.71 | |
| Family Dollar Stores | 0.2 | $911k | 12k | 79.22 | |
| General Motors Company (GM) | 0.2 | $918k | 26k | 34.93 | |
| Chart Acquisition | 0.2 | $890k | 91k | 9.77 | |
| Stamps | 0.2 | $873k | 18k | 47.97 | |
| SPDR S&P Pharmaceuticals (XPH) | 0.2 | $864k | 8.0k | 108.00 | |
| Telus Ord (TU) | 0.2 | $791k | 22k | 36.06 | |
| Prosensa Hldgs B V Shs Usd | 0.2 | $828k | 44k | 18.74 | |
| Auxilium Pharmaceuticals | 0.2 | $756k | 22k | 34.36 | |
| Keycorp New pfd 7.75% sr a | 0.2 | $735k | 5.6k | 130.55 | |
| Intuit (INTU) | 0.2 | $719k | 7.8k | 92.18 | |
| ShoreTel | 0.2 | $736k | 100k | 7.35 | |
| PT GA Cimatron Ltd ord | 0.2 | $739k | 83k | 8.86 | |
| Rowan Companies | 0.2 | $730k | 31k | 23.32 | |
| Sanofi-Aventis SA (SNY) | 0.2 | $684k | 15k | 45.60 | |
| Baker Hughes Incorporated | 0.1 | $628k | 11k | 56.07 | |
| Louisiana-Pacific Corporation (LPX) | 0.1 | $662k | 40k | 16.55 | |
| Southside Bancshares (SBSI) | 0.1 | $625k | 22k | 28.89 | |
| Hc2 Holdings | 0.1 | $650k | 77k | 8.43 | |
| Protective Life | 0.1 | $592k | 8.5k | 69.65 | |
| PetSmart | 0.1 | $555k | 6.8k | 81.28 | |
| Huntsman Corporation (HUN) | 0.1 | $570k | 25k | 22.80 | |
| LSB Industries (LXU) | 0.1 | $566k | 18k | 31.44 | |
| Morgans Hotel | 0.1 | $547k | 70k | 7.84 | |
| SMART Technologies | 0.1 | $576k | 489k | 1.18 | |
| Sotheby's | 0.1 | $531k | 12k | 43.17 | |
| TRW Automotive Holdings | 0.1 | $514k | 5.0k | 102.80 | |
| Kinross Gold Corp (KGC) | 0.1 | $504k | 179k | 2.82 | |
| BHP Billiton | 0.1 | $450k | 9.5k | 47.37 | |
| Roi Acquisition Corp Ii | 0.1 | $472k | 48k | 9.83 | |
| Wl Ross Hldg | 0.1 | $465k | 45k | 10.26 | |
| Gfi | 0.1 | $420k | 77k | 5.45 | |
| Trulia | 0.1 | $419k | 9.1k | 46.04 | |
| BB&T Corporation | 0.1 | $389k | 10k | 38.90 | |
| Jazz Pharmaceuticals (JAZZ) | 0.1 | $393k | 2.4k | 163.75 | |
| Endo International (ENDPQ) | 0.1 | $361k | 5.0k | 72.20 | |
| TriQuint Semiconductor | 0.1 | $295k | 11k | 27.57 | |
| Eldorado Gold Corp | 0.1 | $293k | 48k | 6.08 | |
| Valeant Pharmaceuticals Int | 0.1 | $286k | 2.0k | 143.00 | |
| Franco-Nevada Corporation (FNV) | 0.1 | $280k | 5.7k | 49.12 | |
| Helmerich & Payne (HP) | 0.1 | $270k | 4.0k | 67.50 | |
| Merck & Co (MRK) | 0.1 | $273k | 4.8k | 56.88 | |
| Qlt | 0.1 | $255k | 64k | 4.01 | |
| Blackstone | 0.1 | $230k | 6.8k | 33.82 | |
| Domtar Corp | 0.1 | $201k | 5.0k | 40.20 | |
| Rio Tinto (RIO) | 0.1 | $230k | 5.0k | 46.00 | |
| Agnico (AEM) | 0.1 | $213k | 8.5k | 24.92 | |
| Central Fd Cda Ltd cl a | 0.1 | $205k | 18k | 11.60 | |
| Tekmira Pharmaceuticals Corporation | 0.1 | $193k | 13k | 15.16 | |
| Just Energy Group | 0.0 | $189k | 36k | 5.20 | |
| Media Gen | 0.0 | $185k | 11k | 16.75 | |
| Trillium Therapeutics, Inc. Cmn | 0.0 | $178k | 20k | 9.00 | |
| RadNet (RDNT) | 0.0 | $148k | 17k | 8.54 | |
| Mountain Province Diamonds (MPVDF) | 0.0 | $133k | 32k | 4.18 | |
| Hudbay Minerals Inc *w exp 07/20/201 | 0.0 | $100k | 116k | 0.86 | |
| Thompson Creek Metals | 0.0 | $34k | 20k | 1.67 | |
| Uroplasty | 0.0 | $52k | 25k | 2.08 | |
| Pengrowth Energy Corp | 0.0 | $47k | 15k | 3.09 | |
| Chart Acquisition Co *w exp 12/1 | 0.0 | $50k | 91k | 0.55 | |
| Capitol Acquisition Corp Ii *w exp 05/15/201 | 0.0 | $55k | 102k | 0.54 | |
| Independence Contract Dril I | 0.0 | $26k | 5.0k | 5.21 | |
| Wl Ross Holding Corp wrt | 0.0 | $59k | 50k | 1.18 | |
| Roi Acquisition Corp Ii *w exp 99/99/999 | 0.0 | $13k | 50k | 0.26 |
