K2 Principal Fund as of March 31, 2015
Portfolio Holdings for K2 Principal Fund
K2 Principal Fund holds 132 positions in its portfolio as reported in the March 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| PowerShares QQQ Trust, Series 1 | 7.2 | $34M | 324k | 105.60 | |
| Pharmacyclics | 5.7 | $27M | 106k | 255.95 | |
| Google Inc Class C | 5.5 | $26M | 48k | 548.00 | |
| Salix Pharmaceuticals | 4.2 | $20M | 115k | 172.82 | |
| Dresser-Rand | 3.2 | $15M | 187k | 80.35 | |
| Harmony Merger Corp unit 99/99/9999 | 3.2 | $15M | 1.5M | 10.00 | |
| Vanguard S&p 500 Etf idx (VOO) | 3.0 | $14M | 75k | 189.18 | |
| Directv | 2.5 | $12M | 142k | 85.10 | |
| LSB Industries (LXU) | 2.4 | $11M | 272k | 41.33 | |
| Palo Alto Networks (PANW) | 2.4 | $11M | 77k | 146.00 | |
| MeadWestva | 2.2 | $11M | 211k | 49.87 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 2.1 | $10M | 112k | 90.60 | |
| BGC Partners | 1.7 | $8.1M | 853k | 9.45 | |
| Associated Estates Realty Corporation | 1.7 | $7.9M | 319k | 24.68 | |
| Freescale Semiconductor Holdin | 1.6 | $7.6M | 186k | 40.76 | |
| Actavis | 1.5 | $6.9M | 23k | 297.60 | |
| Market Vectors Junior Gold Min | 1.4 | $6.7M | 296k | 22.70 | |
| Courier Corporation | 1.4 | $6.6M | 269k | 24.48 | |
| Mavenir Systems | 1.4 | $6.5M | 364k | 17.74 | |
| Restaurant Brands Intl Inc Com equity / large cap (QSR) | 1.3 | $6.3M | 164k | 38.43 | |
| 1.3 | $6.1M | 11k | 554.75 | ||
| Baker Hughes Incorporated | 1.2 | $5.8M | 92k | 63.58 | |
| Abbvie (ABBV) | 1.2 | $5.8M | 99k | 58.60 | |
| Computer Sciences Corporation | 1.2 | $5.8M | 89k | 65.27 | |
| MGM Resorts International. (MGM) | 1.2 | $5.5M | 262k | 21.03 | |
| Journal Communications | 1.1 | $5.3M | 358k | 14.82 | |
| Family Dollar Stores | 1.1 | $5.3M | 67k | 79.24 | |
| Yahoo! | 1.1 | $5.3M | 119k | 44.44 | |
| Riverbed Technology | 1.1 | $5.2M | 251k | 20.91 | |
| eBay (EBAY) | 1.1 | $5.2M | 90k | 57.68 | |
| Boston Private Financial Holdings | 1.0 | $5.0M | 408k | 12.15 | |
| ShoreTel | 1.0 | $4.8M | 703k | 6.82 | |
| Staples | 1.0 | $4.7M | 292k | 16.27 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 1.0 | $4.6M | 38k | 121.71 | |
| Fireeye | 1.0 | $4.5M | 116k | 39.25 | |
| Technology SPDR (XLK) | 0.9 | $4.5M | 108k | 41.44 | |
| Paramount Gold and Silver | 0.9 | $4.1M | 4.0M | 1.01 | |
| Amer (UHAL) | 0.8 | $4.0M | 12k | 330.38 | |
| Cypress Semiconductor Corporation | 0.8 | $3.9M | 275k | 14.10 | |
| Financial Select Sector SPDR (XLF) | 0.8 | $3.9M | 160k | 24.11 | |
| TJX Companies (TJX) | 0.7 | $3.2M | 46k | 70.04 | |
| Entropic Communications | 0.6 | $3.0M | 1.0M | 2.96 | |
| Winnebago Industries (WGO) | 0.6 | $3.0M | 141k | 21.26 | |
| Nxp Semiconductors N V (NXPI) | 0.6 | $3.0M | 30k | 100.37 | |
| Masonite International (DOOR) | 0.6 | $2.9M | 43k | 67.25 | |
| Alibaba Group Holding (BABA) | 0.6 | $2.9M | 35k | 83.25 | |
| Zynga | 0.6 | $2.8M | 997k | 2.85 | |
| TRW Automotive Holdings | 0.6 | $2.8M | 27k | 104.84 | |
| Carbonite | 0.6 | $2.8M | 197k | 14.30 | |
| DealerTrack Holdings | 0.6 | $2.8M | 71k | 38.57 | |
| Pinnacle Entertainment | 0.6 | $2.7M | 74k | 36.10 | |
| Wl Ross Hldg | 0.5 | $2.5M | 251k | 10.00 | |
| Capitol Acquisition Corp Ii | 0.5 | $2.4M | 240k | 10.11 | |
| Williams Companies (WMB) | 0.5 | $2.3M | 46k | 50.58 | |
| Gfi | 0.5 | $2.3M | 392k | 5.93 | |
| Market Vectors Semiconductor E | 0.5 | $2.2M | 40k | 55.30 | |
| Canadian Pacific Railway | 0.5 | $2.2M | 12k | 182.67 | |
| Shire | 0.5 | $2.1M | 8.9k | 239.33 | |
| Sigma-Aldrich Corporation | 0.4 | $2.1M | 15k | 138.24 | |
| Pepco Holdings | 0.4 | $2.1M | 77k | 26.83 | |
| Independence Contract Dril I | 0.4 | $2.1M | 300k | 6.97 | |
| Quinpario Acquisition Corp 2 unit 01/01/2023 | 0.4 | $2.0M | 200k | 10.12 | |
| Office Depot | 0.4 | $1.9M | 204k | 9.20 | |
| Terrapin 3 Acquisition | 0.4 | $1.9M | 200k | 9.60 | |
| Roi Acquisition Corp Ii | 0.4 | $1.9M | 189k | 9.85 | |
| Exelis | 0.4 | $1.7M | 70k | 24.37 | |
| Kraft Foods | 0.3 | $1.7M | 19k | 87.11 | |
| Valero Energy Corporation (VLO) | 0.3 | $1.6M | 25k | 63.64 | |
| Helmerich & Payne (HP) | 0.3 | $1.6M | 24k | 68.12 | |
| Apple (AAPL) | 0.3 | $1.6M | 13k | 124.43 | |
| Banco Santander (BSBR) | 0.3 | $1.6M | 359k | 4.40 | |
| Intel Corporation (INTC) | 0.3 | $1.6M | 50k | 31.28 | |
| Pennsylvania R.E.I.T. | 0.3 | $1.5M | 65k | 23.23 | |
| Informatica Corporation | 0.3 | $1.5M | 35k | 43.86 | |
| Gas Nat | 0.3 | $1.5M | 154k | 9.96 | |
| Advent Software | 0.3 | $1.4M | 33k | 44.12 | |
| Comcast Corporation (CMCSA) | 0.3 | $1.4M | 24k | 56.46 | |
| Polypore International | 0.3 | $1.4M | 23k | 58.88 | |
| Health Care SPDR (XLV) | 0.3 | $1.3M | 18k | 72.50 | |
| Susquehanna Bancshares | 0.3 | $1.3M | 95k | 13.71 | |
| Keycorp New pfd 7.75% sr a | 0.3 | $1.2M | 9.5k | 130.75 | |
| Facebook Inc cl a (META) | 0.3 | $1.2M | 15k | 82.20 | |
| Yelp Inc cl a (YELP) | 0.2 | $1.2M | 25k | 47.36 | |
| Cott Corp | 0.2 | $1.1M | 120k | 9.37 | |
| Scientific Games (LNW) | 0.2 | $1.1M | 108k | 10.47 | |
| Blue Bird Corp (BLBD) | 0.2 | $1.1M | 109k | 10.25 | |
| Louisiana-Pacific Corporation (LPX) | 0.2 | $1.1M | 65k | 16.51 | |
| Cheesecake Factory Incorporated (CAKE) | 0.2 | $957k | 19k | 49.33 | |
| At&t (T) | 0.2 | $883k | 27k | 32.71 | |
| R.R. Donnelley & Sons Company | 0.2 | $879k | 46k | 19.19 | |
| Potash Corp. Of Saskatchewan I | 0.2 | $871k | 27k | 32.26 | |
| BHP Billiton (BHP) | 0.2 | $836k | 18k | 46.44 | |
| Open Text Corp (OTEX) | 0.2 | $852k | 16k | 52.92 | |
| Stamps | 0.2 | $821k | 12k | 67.30 | |
| Pangaea Logistics Solution L (PANL) | 0.2 | $807k | 328k | 2.46 | |
| Intuit (INTU) | 0.2 | $756k | 7.8k | 96.92 | |
| Gaming & Leisure Pptys (GLPI) | 0.2 | $738k | 20k | 36.90 | |
| Sonus Networ Ord | 0.2 | $766k | 97k | 7.88 | |
| Barrick Gold Corp (GOLD) | 0.1 | $701k | 64k | 10.95 | |
| Sierra Wireless | 0.1 | $662k | 20k | 33.10 | |
| Aruba Networks | 0.1 | $612k | 25k | 24.48 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $553k | 11k | 49.38 | |
| Market Vectors Gold Miners ETF | 0.1 | $547k | 30k | 18.23 | |
| Altera Corporation | 0.1 | $472k | 11k | 42.91 | |
| Bob Evans Farms | 0.1 | $463k | 10k | 46.30 | |
| Jazz Pharmaceuticals (JAZZ) | 0.1 | $484k | 2.8k | 172.86 | |
| RadNet (RDNT) | 0.1 | $427k | 51k | 8.40 | |
| City National Corporation | 0.1 | $443k | 5.0k | 89.01 | |
| Kinross Gold Corp (KGC) | 0.1 | $410k | 183k | 2.24 | |
| General Motors Company (GM) | 0.1 | $408k | 11k | 37.49 | |
| Lorillard | 0.1 | $369k | 5.7k | 65.28 | |
| Wendy's/arby's Group (WEN) | 0.1 | $327k | 30k | 10.90 | |
| Blackstone | 0.1 | $264k | 6.8k | 38.82 | |
| Merck & Co (MRK) | 0.1 | $276k | 4.8k | 57.50 | |
| Orbitz Worldwide | 0.1 | $262k | 23k | 11.65 | |
| Morgans Hotel | 0.1 | $292k | 38k | 7.75 | |
| Catamaran | 0.1 | $298k | 5.0k | 59.60 | |
| Talisman Energy Inc Com Stk | 0.1 | $259k | 34k | 7.69 | |
| Globalstar (GSAT) | 0.1 | $258k | 78k | 3.32 | |
| Rio Tinto (RIO) | 0.0 | $207k | 5.0k | 41.40 | |
| Tekmira Pharmaceuticals Corporation | 0.0 | $175k | 10k | 17.50 | |
| Hc2 Holdings | 0.0 | $169k | 15k | 10.97 | |
| Key (KEY) | 0.0 | $142k | 10k | 14.20 | |
| Banco Santander (SAN) | 0.0 | $134k | 18k | 7.44 | |
| Wl Ross Holding Corp wrt | 0.0 | $166k | 255k | 0.65 | |
| Approach Resources | 0.0 | $82k | 13k | 6.56 | |
| Capitol Acquisition Corp Ii *w exp 05/15/201 | 0.0 | $102k | 102k | 1.00 | |
| Just Energy Group | 0.0 | $58k | 12k | 4.72 | |
| Terrapin 3 Acquisition Corp *w exp 06/27/201 | 0.0 | $64k | 200k | 0.32 | |
| Tanzanian Royalty Expl Corp | 0.0 | $4.0k | 10k | 0.40 | |
| Uranerz Energy Corporation Cmn | 0.0 | $14k | 13k | 1.08 | |
| Roi Acquisition Corp Ii *w exp 99/99/999 | 0.0 | $9.1k | 43k | 0.21 |
