K2 Principal Fund as of June 30, 2016
Portfolio Holdings for K2 Principal Fund
K2 Principal Fund holds 208 positions in its portfolio as reported in the June 2016 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
BlackRock (BLK) | 33.5 | $357M | 1.0M | 342.50 | |
PowerShares QQQ Trust, Series 1 | 7.6 | $81M | 755k | 107.54 | |
Alphabet Inc Class A cs (GOOGL) | 4.1 | $44M | 63k | 703.52 | |
State Street Corporation (STT) | 2.1 | $22M | 578k | 38.40 | |
Starwood Hotels & Resorts Worldwide | 1.7 | $18M | 244k | 73.95 | |
Paypal Holdings (PYPL) | 1.6 | $17M | 463k | 36.51 | |
Valspar Corporation | 1.5 | $16M | 150k | 108.03 | |
Financial Select Sector SPDR (XLF) | 1.5 | $16M | 700k | 22.86 | |
Waste Connections (WCN) | 1.5 | $16M | 220k | 72.05 | |
Nxp Semiconductors N V (NXPI) | 1.5 | $16M | 199k | 78.34 | |
Columbia Pipeline | 1.3 | $14M | 555k | 25.49 | |
Yahoo! | 1.3 | $14M | 374k | 37.56 | |
Linkedin Corp | 1.3 | $14M | 75k | 189.25 | |
Vaneck Vectors Semiconductor Etf semiconductor (SMH) | 1.3 | $14M | 243k | 57.00 | |
American Capital | 1.2 | $13M | 816k | 15.83 | |
Cypress Semiconductor Corporation | 1.2 | $13M | 1.2M | 10.55 | |
First Niagara Financial | 1.2 | $12M | 1.3M | 9.74 | |
St. Jude Medical | 1.2 | $12M | 159k | 78.00 | |
Ingram Micro | 1.1 | $12M | 345k | 34.78 | |
New York Reit | 1.0 | $11M | 1.2M | 9.25 | |
ShoreTel | 1.0 | $11M | 1.6M | 6.69 | |
Mylan Nv | 1.0 | $11M | 251k | 43.23 | |
Harmony Merger | 0.8 | $9.0M | 900k | 10.03 | |
Celator Pharmaceuticals | 0.8 | $8.1M | 270k | 30.18 | |
KLA-Tencor Corporation (KLAC) | 0.8 | $8.0M | 110k | 73.25 | |
Poly | 0.7 | $7.3M | 653k | 11.25 | |
Demandware | 0.7 | $7.2M | 96k | 74.90 | |
EMC Corporation | 0.6 | $6.8M | 249k | 27.17 | |
Maxim Integrated Products | 0.6 | $6.2M | 175k | 35.69 | |
Mondelez Int (MDLZ) | 0.6 | $6.1M | 135k | 45.50 | |
Red Robin Gourmet Burgers (RRGB) | 0.6 | $6.1M | 128k | 47.43 | |
Harmony Merger Corp unit 99/99/9999 | 0.6 | $6.1M | 600k | 10.20 | |
Silver Run Acquisition Corp unit 99/99/9999t | 0.5 | $5.8M | 580k | 9.98 | |
B2gold Corp conv | 0.5 | $5.4M | 5.5M | 0.98 | |
Qualcomm (QCOM) | 0.5 | $5.4M | 100k | 53.58 | |
Csra | 0.5 | $5.2M | 220k | 23.43 | |
Sears Holdings Corporation | 0.5 | $5.0M | 368k | 13.62 | |
Klr Energy Acquisition Corp cl a | 0.5 | $5.0M | 500k | 10.00 | |
BGC Partners | 0.5 | $4.8M | 546k | 8.71 | |
Fairchild Semiconductor International | 0.4 | $4.6M | 230k | 19.85 | |
Microsoft Corporation (MSFT) | 0.4 | $4.5M | 88k | 51.18 | |
Coeur d'Alene Mines Corporation (CDE) | 0.4 | $4.4M | 416k | 10.66 | |
Qlik Technologies | 0.4 | $4.4M | 148k | 29.58 | |
Cvent | 0.4 | $4.4M | 123k | 35.72 | |
Cf Corporation | 0.4 | $4.2M | 421k | 9.92 | |
Tesla Motors (TSLA) | 0.4 | $3.9M | 19k | 212.33 | |
SciQuest | 0.4 | $3.8M | 217k | 17.66 | |
Aaron's | 0.3 | $3.5M | 162k | 21.89 | |
Emergent Cap | 0.3 | $3.5M | 1.0M | 3.37 | |
Interxion Holding | 0.3 | $3.3M | 90k | 36.87 | |
Express Scripts Holding | 0.3 | $3.3M | 44k | 75.80 | |
Electrum Spl Acquisition Cor | 0.3 | $3.3M | 343k | 9.73 | |
C1 Financial | 0.3 | $3.2M | 139k | 23.33 | |
XenoPort | 0.3 | $3.1M | 437k | 7.04 | |
Alliance Data Systems Corporation (BFH) | 0.3 | $2.9M | 15k | 195.93 | |
Louisiana-Pacific Corporation (LPX) | 0.3 | $2.9M | 170k | 17.35 | |
Double Eagle Acquisition Cor | 0.3 | $2.9M | 306k | 9.65 | |
CVS Caremark Corporation (CVS) | 0.3 | $2.9M | 30k | 95.73 | |
Cavium | 0.3 | $2.8M | 73k | 38.60 | |
Perrigo Company (PRGO) | 0.3 | $2.7M | 30k | 90.70 | |
Gp Invts Acquisition Cor | 0.2 | $2.6M | 270k | 9.70 | |
Infinera (INFN) | 0.2 | $2.6M | 231k | 11.28 | |
Ihs | 0.2 | $2.6M | 22k | 115.60 | |
Landcadia Holdings Inc unit | 0.2 | $2.5M | 250k | 10.03 | |
Potash Corp. Of Saskatchewan I | 0.2 | $2.5M | 152k | 16.26 | |
Incontact Inc note 2.500% 4/0 | 0.2 | $2.4M | 2.0M | 1.20 | |
Rent-A-Center (UPBD) | 0.2 | $2.3M | 187k | 12.28 | |
Gilead Sciences (GILD) | 0.2 | $2.4M | 28k | 83.41 | |
Qlt | 0.2 | $2.3M | 1.6M | 1.42 | |
Novagold Resources Inc Cad (NG) | 0.2 | $2.2M | 368k | 6.08 | |
Terrapin 3 Acquisition | 0.2 | $2.2M | 223k | 9.96 | |
Core Laboratories | 0.2 | $2.0M | 16k | 123.89 | |
HeartWare International | 0.2 | $2.1M | 36k | 57.76 | |
Quinpario Acquisition Corp 2 | 0.2 | $2.0M | 206k | 9.89 | |
Heartware Intl Inc note 1.750%12/1 | 0.2 | $2.0M | 2.0M | 0.99 | |
R.R. Donnelley & Sons Company | 0.2 | $1.9M | 115k | 16.91 | |
SL Green Realty | 0.2 | $2.0M | 19k | 106.40 | |
Proshares Tr ultrapro qqq (TQQQ) | 0.2 | $1.9M | 20k | 96.33 | |
Memorial Resource Development | 0.2 | $1.9M | 121k | 15.88 | |
Allergan | 0.2 | $1.9M | 8.4k | 231.05 | |
Devon Energy Corporation (DVN) | 0.2 | $1.8M | 50k | 36.26 | |
TJX Companies (TJX) | 0.2 | $1.8M | 24k | 77.22 | |
Horizon Pharma Plc convertible security | 0.2 | $1.8M | 2.0M | 0.92 | |
Abbott Laboratories (ABT) | 0.2 | $1.7M | 44k | 39.32 | |
Werner Enterprises (WERN) | 0.2 | $1.7M | 74k | 22.97 | |
Kraft Heinz (KHC) | 0.2 | $1.7M | 19k | 88.47 | |
Aegerion Pharmaceuticals 2% Du cvbond | 0.2 | $1.7M | 3.0M | 0.56 | |
Direxion Shs Etf Tr Daily Gold Miner | 0.2 | $1.7M | 214k | 7.83 | |
Blackstone | 0.1 | $1.4M | 59k | 24.51 | |
Pfizer (PFE) | 0.1 | $1.5M | 43k | 35.20 | |
Pulte (PHM) | 0.1 | $1.5M | 75k | 19.49 | |
Xpo Logistics Inc equity (XPO) | 0.1 | $1.4M | 55k | 26.25 | |
Sportsmans Whse Hldgs (SPWH) | 0.1 | $1.4M | 179k | 8.06 | |
Oi Sa - (OIBZQ) | 0.1 | $1.4M | 475k | 3.05 | |
Xilinx | 0.1 | $1.4M | 30k | 46.12 | |
ITC Holdings | 0.1 | $1.4M | 30k | 46.83 | |
Tech Data Corporation | 0.1 | $1.4M | 20k | 71.85 | |
Direxion Daily Small Cp Bull 3X (TNA) | 0.1 | $1.4M | 22k | 63.00 | |
Mines Management | 0.1 | $1.3M | 1.3M | 1.06 | |
JPMorgan Chase & Co. (JPM) | 0.1 | $1.3M | 21k | 62.16 | |
Southwestern Energy Company (SWN) | 0.1 | $1.3M | 100k | 12.58 | |
Medivation | 0.1 | $1.3M | 21k | 60.28 | |
Gas Nat | 0.1 | $1.3M | 182k | 6.99 | |
International Game Technology (IGT) | 0.1 | $1.3M | 67k | 18.74 | |
Atlantic Alliance Partner | 0.1 | $1.3M | 127k | 10.39 | |
Keycorp New pfd 7.75% sr a | 0.1 | $1.2M | 9.1k | 133.55 | |
Deere & Company (DE) | 0.1 | $1.1M | 14k | 81.07 | |
Silver Run Acquisition Corp cl a | 0.1 | $1.2M | 120k | 9.80 | |
Franklin Resources (BEN) | 0.1 | $1.0M | 31k | 33.35 | |
Cott Corp | 0.1 | $1.1M | 80k | 13.96 | |
Nanosphere | 0.1 | $1.0M | 604k | 1.69 | |
Hennessy Cap Acquisition Cor | 0.1 | $1.1M | 113k | 9.80 | |
SPDR Gold Trust (GLD) | 0.1 | $961k | 7.6k | 126.45 | |
DepoMed | 0.1 | $930k | 47k | 19.62 | |
Iamgold Corp (IAG) | 0.1 | $940k | 226k | 4.16 | |
Rpx Corp | 0.1 | $942k | 103k | 9.17 | |
Palo Alto Networks (PANW) | 0.1 | $981k | 8.0k | 122.62 | |
Axiall | 0.1 | $978k | 30k | 32.60 | |
Pangaea Logistics Solution L (PANL) | 0.1 | $947k | 469k | 2.02 | |
Pace Hldgs Corp cl a | 0.1 | $975k | 99k | 9.85 | |
iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.1 | $903k | 6.5k | 138.92 | |
Workday Inc cl a (WDAY) | 0.1 | $897k | 12k | 74.75 | |
Marketo | 0.1 | $801k | 23k | 34.83 | |
Berkshire Hathaway (BRK.B) | 0.1 | $700k | 4.8k | 144.69 | |
FelCor Lodging Trust Incorporated | 0.1 | $724k | 116k | 6.23 | |
Delta Air Lines (DAL) | 0.1 | $728k | 20k | 36.40 | |
Morningstar (MORN) | 0.1 | $754k | 9.2k | 81.74 | |
Aegerion Pharmaceuticals | 0.1 | $775k | 520k | 1.49 | |
Fiesta Restaurant | 0.1 | $763k | 35k | 21.80 | |
Restaurant Brands Intl Inc Com equity / large cap (QSR) | 0.1 | $707k | 17k | 41.60 | |
Regeneron Pharmaceuticals (REGN) | 0.1 | $646k | 1.9k | 349.19 | |
Amer (UHAL) | 0.1 | $605k | 1.6k | 374.38 | |
Cheesecake Factory Incorporated (CAKE) | 0.1 | $619k | 13k | 48.16 | |
Hldgs (UAL) | 0.1 | $619k | 15k | 40.98 | |
American Airls (AAL) | 0.1 | $623k | 22k | 28.30 | |
Eagle Pharmaceuticals (EGRX) | 0.1 | $640k | 17k | 38.80 | |
Boyd Gaming Corporation (BYD) | 0.1 | $489k | 27k | 18.38 | |
Dick's Sporting Goods (DKS) | 0.1 | $573k | 13k | 45.08 | |
Apple (AAPL) | 0.1 | $510k | 5.3k | 95.67 | |
Baker Hughes Incorporated | 0.1 | $487k | 11k | 45.09 | |
Staples | 0.1 | $569k | 66k | 8.62 | |
Stamps | 0.1 | $567k | 6.5k | 87.38 | |
FEI Company | 0.1 | $534k | 5.0k | 106.80 | |
Vanguard Emerging Markets ETF (VWO) | 0.1 | $493k | 14k | 35.21 | |
iShares S&P Latin America 40 Index (ILF) | 0.1 | $507k | 19k | 26.31 | |
General Motors Company (GM) | 0.1 | $538k | 19k | 28.30 | |
Phillips 66 (PSX) | 0.1 | $555k | 7.0k | 79.29 | |
D Tumi Holdings | 0.1 | $535k | 20k | 26.75 | |
Gaming & Leisure Pptys (GLPI) | 0.1 | $540k | 16k | 34.44 | |
First Marblehead | 0.1 | $524k | 108k | 4.86 | |
Pacific Spl Acquisition Corp | 0.1 | $482k | 47k | 10.22 | |
Smart Technologies | 0.1 | $583k | 131k | 4.44 | |
Rio Tinto (RIO) | 0.0 | $463k | 15k | 31.28 | |
Xerox Corporation | 0.0 | $427k | 45k | 9.49 | |
Marvell Technology Group | 0.0 | $381k | 40k | 9.52 | |
Bob Evans Farms | 0.0 | $455k | 12k | 37.92 | |
Dt Asia Invts | 0.0 | $404k | 43k | 9.35 | |
Direxion Daily Gold Miners Bull 3x Shares etf | 0.0 | $441k | 3.5k | 126.00 | |
Andina Acquisition Corp Ii | 0.0 | $378k | 39k | 9.74 | |
NCR Corporation (VYX) | 0.0 | $278k | 10k | 27.80 | |
Dollar Tree (DLTR) | 0.0 | $316k | 3.3k | 94.38 | |
Advance Auto Parts (AAP) | 0.0 | $304k | 1.9k | 161.79 | |
Forestar | 0.0 | $354k | 30k | 11.90 | |
Ball Corporation (BALL) | 0.0 | $361k | 5.0k | 72.20 | |
iShares Lehman Aggregate Bond (AGG) | 0.0 | $270k | 2.4k | 112.50 | |
Silver Wheaton Corp | 0.0 | $294k | 13k | 23.52 | |
Western Asset Emerging Mrkts Dbt Fnd (EMD) | 0.0 | $277k | 18k | 15.35 | |
Claymore Exchange Trd Fd Tr gugg shippng etf | 0.0 | $329k | 30k | 10.97 | |
Pattern Energy | 0.0 | $292k | 13k | 23.01 | |
Talmer Ban | 0.0 | $339k | 18k | 19.17 | |
Talen Energy | 0.0 | $334k | 25k | 13.56 | |
Gp Invts Acquisition Cor unit 99/99/9999 | 0.0 | $290k | 29k | 10.10 | |
Origo Acquisition Corp | 0.0 | $344k | 34k | 10.21 | |
Magna Intl Inc cl a (MGA) | 0.0 | $210k | 6.0k | 35.00 | |
Rite Aid Corporation | 0.0 | $180k | 24k | 7.47 | |
Multi-Fineline Electronix | 0.0 | $230k | 9.9k | 23.23 | |
VeriFone Systems | 0.0 | $185k | 10k | 18.50 | |
Morgans Hotel | 0.0 | $186k | 87k | 2.14 | |
Hatteras Financial | 0.0 | $246k | 15k | 16.40 | |
Higher One Holdings | 0.0 | $179k | 35k | 5.11 | |
Spdr Short-term High Yield mf (SJNK) | 0.0 | $229k | 8.5k | 26.94 | |
Terrapin 3 Acquisition Corp unit 06/27/2019 | 0.0 | $192k | 19k | 10.11 | |
1347 Cap | 0.0 | $227k | 25k | 9.25 | |
Media Gen | 0.0 | $172k | 10k | 17.20 | |
Ceres | 0.0 | $195k | 500k | 0.39 | |
Harmony Merger Corp w exp 01/01/202 | 0.0 | $180k | 900k | 0.20 | |
Fintech Acquisition | 0.0 | $255k | 26k | 10.00 | |
Arbutus Biopharma (ABUS) | 0.0 | $221k | 64k | 3.48 | |
Seritage Growth Pptys Cl A (SRG) | 0.0 | $249k | 5.0k | 49.80 | |
Basic Energy Services | 0.0 | $113k | 66k | 1.70 | |
Central Fd Cda Ltd cl a | 0.0 | $138k | 10k | 13.66 | |
Westport Innovations | 0.0 | $89k | 53k | 1.68 | |
Mitel Networks Corp | 0.0 | $102k | 16k | 6.30 | |
Asanko Gold | 0.0 | $135k | 35k | 3.83 | |
Dominion Diamond Corp foreign | 0.0 | $124k | 14k | 8.86 | |
Trillium Therapeutics, Inc. Cmn | 0.0 | $131k | 15k | 8.96 | |
Amaya | 0.0 | $153k | 10k | 15.30 | |
Electrum Spl Acquisition Cor *w exp 99/99/999 | 0.0 | $73k | 315k | 0.23 | |
Gp Invts Acquisition Cor *w exp 99/99/999 | 0.0 | $90k | 133k | 0.68 | |
Double Eagle Acquisition Cor *w exp 09/16/202 | 0.0 | $62k | 295k | 0.21 | |
Klr Energy Acquisition Corp w exp 09/16/202 | 0.0 | $85k | 500k | 0.17 | |
Nexeo Solutions Inc *w exp 06/09/202 | 0.0 | $155k | 224k | 0.69 | |
Office Depot | 0.0 | $52k | 16k | 3.28 | |
Primero Mining Corporation | 0.0 | $49k | 24k | 2.07 | |
Terrapin 3 Acquisition Corp *w exp 06/27/201 | 0.0 | $48k | 230k | 0.21 | |
Quinpario Acquisition Corp 2 *w exp 01/01/202 | 0.0 | $36k | 200k | 0.18 | |
Pace Hldgs Corp *w exp 99/99/999 | 0.0 | $25k | 99k | 0.25 | |
Silver Run Acquisition Corp *w exp 02/23/202 | 0.0 | $25k | 22k | 1.12 |