K2 Principal Fund as of Sept. 30, 2016
Portfolio Holdings for K2 Principal Fund
K2 Principal Fund holds 214 positions in its portfolio as reported in the September 2016 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
PowerShares QQQ Trust, Series 1 | 9.1 | $81M | 685k | 118.71 | |
iShares Barclays 20+ Yr Treas.Bond (TLT) | 3.5 | $31M | 228k | 137.52 | |
Vaneck Vectors Semiconductor Etf semiconductor (SMH) | 2.9 | $26M | 368k | 69.47 | |
Financial Select Sector SPDR (XLF) | 2.7 | $24M | 1.3M | 19.30 | |
American Capital | 2.4 | $22M | 1.3M | 16.91 | |
Yahoo! | 2.4 | $21M | 498k | 43.10 | |
KLA-Tencor Corporation (KLAC) | 2.3 | $20M | 290k | 69.71 | |
Qualcomm (QCOM) | 2.1 | $19M | 275k | 68.50 | |
Paypal Holdings (PYPL) | 1.8 | $16M | 395k | 40.97 | |
Alphabet Inc Class C cs (GOOG) | 1.8 | $16M | 21k | 777.31 | |
Bristol Myers Squibb (BMY) | 1.8 | $16M | 293k | 53.92 | |
Waste Connections (WCN) | 1.7 | $16M | 208k | 74.71 | |
Spdr S&p 500 Etf (SPY) | 1.7 | $15M | 71k | 216.30 | |
Valspar Corporation | 1.6 | $15M | 139k | 106.07 | |
New York Reit | 1.6 | $14M | 1.5M | 9.16 | |
Cypress Semiconductor Corporation | 1.5 | $14M | 1.1M | 12.16 | |
ShoreTel | 1.5 | $14M | 1.7M | 7.99 | |
Ingram Micro | 1.5 | $13M | 375k | 35.66 | |
Louisiana-Pacific Corporation (LPX) | 1.4 | $13M | 673k | 18.83 | |
Nxp Semiconductors N V (NXPI) | 1.4 | $13M | 123k | 102.03 | |
Linkedin Corp | 1.4 | $12M | 65k | 191.13 | |
Cynapsus Therapeutics | 1.3 | $12M | 286k | 40.23 | |
iShares Russell 2000 Index (IWM) | 1.3 | $11M | 91k | 124.21 | |
St. Jude Medical | 1.2 | $11M | 137k | 79.71 | |
Whitewave Foods | 1.2 | $11M | 197k | 54.43 | |
Alibaba Group Holding (BABA) | 1.2 | $11M | 100k | 105.80 | |
Direxion Daily Gold Miners Bull 3x Shares etf | 1.1 | $10M | 543k | 18.93 | |
Citigroup (C) | 1.1 | $10M | 215k | 47.24 | |
Allergan | 1.1 | $10M | 43k | 230.32 | |
Alliance Data Systems Corporation (BFH) | 1.1 | $9.7M | 45k | 214.53 | |
SL Green Realty | 1.1 | $9.4M | 87k | 108.10 | |
Harmony Merger | 1.0 | $9.0M | 900k | 10.05 | |
Potash Corp. Of Saskatchewan I | 1.0 | $8.9M | 544k | 16.32 | |
Maxim Integrated Products | 1.0 | $8.8M | 220k | 39.93 | |
Diebold Incorporated | 0.9 | $8.4M | 338k | 24.79 | |
Utilities SPDR (XLU) | 0.9 | $8.3M | 170k | 48.99 | |
General Mills (GIS) | 0.8 | $7.2M | 132k | 54.60 | |
Alphabet Inc Class A cs (GOOGL) | 0.7 | $6.4M | 8.0k | 804.00 | |
Harmony Merger Corp unit 99/99/9999 | 0.7 | $6.1M | 600k | 10.17 | |
Proshares Tr ultrapro qqq (TQQQ) | 0.7 | $5.8M | 45k | 128.67 | |
Dominion Diamond Corp foreign | 0.6 | $5.7M | 586k | 9.76 | |
B2gold Corp conv | 0.6 | $5.6M | 5.5k | 1010.00 | |
Mylan Nv | 0.6 | $5.5M | 145k | 38.12 | |
Direxion Daily Small Cp Bull 3X (TNA) | 0.6 | $5.5M | 69k | 79.83 | |
Apigee | 0.6 | $5.2M | 299k | 17.40 | |
Sears Holdings Corporation | 0.6 | $5.1M | 446k | 11.46 | |
Perrigo Company (PRGO) | 0.6 | $5.1M | 55k | 92.33 | |
Klr Energy Acquisition Corp cl a | 0.6 | $5.1M | 501k | 10.12 | |
Silver Run Acquisition Corp cl a | 0.6 | $4.9M | 311k | 15.75 | |
Palo Alto Networks (PANW) | 0.5 | $4.8M | 30k | 159.40 | |
Lexmark International | 0.5 | $4.6M | 116k | 39.96 | |
Costco Wholesale Corporation (COST) | 0.5 | $4.6M | 30k | 152.50 | |
Red Robin Gourmet Burgers (RRGB) | 0.5 | $4.6M | 102k | 44.94 | |
Saban Cap Acquisition Corp unit 99/99/9999 | 0.5 | $4.5M | 450k | 10.08 | |
Wells Fargo & Company (WFC) | 0.5 | $4.4M | 100k | 44.28 | |
Vitae Pharmaceuticals | 0.5 | $4.4M | 209k | 20.92 | |
Kraft Heinz (KHC) | 0.5 | $4.1M | 45k | 89.48 | |
Agrium | 0.5 | $4.1M | 45k | 90.69 | |
M I Acquisitions Inc unit 99/99/9999 | 0.5 | $4.0M | 400k | 10.02 | |
Cf Corp shs cl a | 0.4 | $3.9M | 400k | 9.79 | |
BGC Partners | 0.4 | $3.8M | 435k | 8.75 | |
Linkedin Corp note 0.500% 11/0 | 0.4 | $3.9M | 3.9k | 990.51 | |
iShares NASDAQ Biotechnology Index (IBB) | 0.4 | $3.8M | 13k | 289.40 | |
VeriFone Systems | 0.4 | $3.8M | 239k | 15.74 | |
NetSuite | 0.4 | $3.8M | 34k | 110.62 | |
Motorola Solutions (MSI) | 0.4 | $3.6M | 47k | 76.29 | |
Dollar Tree (DLTR) | 0.4 | $3.4M | 43k | 78.93 | |
Electrum Spl Acquisition Cor | 0.4 | $3.4M | 343k | 9.84 | |
Microsoft Corporation (MSFT) | 0.4 | $3.3M | 57k | 57.60 | |
BorgWarner (BWA) | 0.4 | $3.3M | 95k | 35.17 | |
Aegerion Pharmaceuticals 2% Du cvbond | 0.4 | $3.3M | 5.0k | 665.00 | |
TJX Companies (TJX) | 0.4 | $3.2M | 43k | 74.80 | |
Dell Technologies Inc Class V equity | 0.4 | $3.2M | 67k | 47.80 | |
Csra | 0.3 | $3.1M | 115k | 26.90 | |
Double Eagle Acquisition Cor | 0.3 | $3.0M | 306k | 9.90 | |
Quad/Graphics (QUAD) | 0.3 | $2.9M | 109k | 26.72 | |
Express Scripts Holding | 0.3 | $3.0M | 42k | 70.52 | |
Press Ganey Holdings | 0.3 | $3.0M | 73k | 40.40 | |
Oi Sa - (OIBZQ) | 0.3 | $2.9M | 516k | 5.68 | |
Qlt | 0.3 | $2.9M | 1.4M | 2.06 | |
Gp Invts Acquisition Cor | 0.3 | $2.9M | 299k | 9.63 | |
iShares FTSE/Xinhua China 25 Index (FXI) | 0.3 | $2.7M | 72k | 38.01 | |
Pulte (PHM) | 0.3 | $2.6M | 129k | 20.04 | |
KapStone Paper and Packaging | 0.3 | $2.6M | 135k | 18.92 | |
Coeur d'Alene Mines Corporation (CDE) | 0.3 | $2.6M | 219k | 11.83 | |
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) | 0.3 | $2.6M | 34k | 77.60 | |
Atlantic Alliance Partner | 0.3 | $2.6M | 243k | 10.50 | |
Landcadia Holdings Inc unit | 0.3 | $2.6M | 250k | 10.25 | |
BlackRock (BLK) | 0.3 | $2.5M | 7.0k | 362.41 | |
Lam Research Corporation (LRCX) | 0.3 | $2.4M | 25k | 94.72 | |
Incontact Inc note 2.500% 4/0 | 0.3 | $2.4M | 2.0k | 1201.50 | |
Ball Corporation (BALL) | 0.3 | $2.3M | 28k | 81.96 | |
Spectra Energy | 0.2 | $2.3M | 53k | 42.74 | |
Terrapin 3 Acquisition | 0.2 | $2.2M | 225k | 9.93 | |
Ihs Markit | 0.2 | $2.3M | 60k | 37.56 | |
Werner Enterprises (WERN) | 0.2 | $2.2M | 94k | 23.27 | |
Donnelley R R & Sons Co when issued | 0.2 | $2.2M | 86k | 25.49 | |
Quinpario Acquisition Corp 2 | 0.2 | $2.1M | 207k | 9.91 | |
Rent-A-Center (UPBD) | 0.2 | $2.0M | 159k | 12.64 | |
Carmike Cinemas | 0.2 | $2.0M | 60k | 32.69 | |
Aaron's | 0.2 | $1.9M | 73k | 25.43 | |
Horizon Pharma Plc convertible security | 0.2 | $1.9M | 2.0k | 943.00 | |
Waste Management (WM) | 0.2 | $1.8M | 28k | 63.79 | |
Group Cgi Cad Cl A | 0.2 | $1.8M | 38k | 47.60 | |
M Iii Acquisition Corp unit 99/99/9999t | 0.2 | $1.8M | 180k | 9.80 | |
CSX Corporation (CSX) | 0.2 | $1.7M | 55k | 30.51 | |
iShares Dow Jones US Home Const. (ITB) | 0.2 | $1.7M | 62k | 27.56 | |
Tripadvisor (TRIP) | 0.2 | $1.7M | 28k | 63.17 | |
Sportsmans Whse Hldgs (SPWH) | 0.2 | $1.7M | 164k | 10.52 | |
Gilead Sciences (GILD) | 0.2 | $1.6M | 20k | 79.20 | |
SPDR Gold Trust (GLD) | 0.2 | $1.6M | 13k | 125.67 | |
Rackspace Hosting | 0.2 | $1.6M | 52k | 31.69 | |
Infoblox | 0.2 | $1.6M | 60k | 26.37 | |
Conyers Pk Acquisition unit 99/99/99991 | 0.2 | $1.6M | 150k | 10.75 | |
Monsanto Company | 0.2 | $1.5M | 15k | 102.21 | |
Netflix (NFLX) | 0.2 | $1.5M | 15k | 98.53 | |
Pfizer (PFE) | 0.2 | $1.5M | 43k | 33.87 | |
Deere & Company (DE) | 0.2 | $1.5M | 17k | 85.35 | |
ITC Holdings | 0.2 | $1.4M | 30k | 46.47 | |
Xilinx | 0.1 | $1.4M | 25k | 54.36 | |
Rio Tinto (RIO) | 0.1 | $1.3M | 40k | 33.40 | |
Rpx Corp | 0.1 | $1.4M | 127k | 10.70 | |
Skullcandy | 0.1 | $1.3M | 207k | 6.34 | |
Solarcity | 0.1 | $1.3M | 69k | 19.57 | |
Direxion Shs Etf Tr Daily Gold Miner | 0.1 | $1.4M | 40k | 33.66 | |
JPMorgan Chase & Co. (JPM) | 0.1 | $1.2M | 18k | 66.67 | |
Fleetmatics | 0.1 | $1.1M | 19k | 59.97 | |
Pangaea Logistics Solution L (PANL) | 0.1 | $1.2M | 460k | 2.50 | |
Bank of America Corporation (BAC) | 0.1 | $1.1M | 69k | 15.65 | |
Texas Instruments Incorporated (TXN) | 0.1 | $1.1M | 15k | 70.20 | |
Silver Wheaton Corp | 0.1 | $1.1M | 40k | 27.02 | |
Gas Nat | 0.1 | $1.0M | 136k | 7.67 | |
Hennessy Cap Acquisition Cor | 0.1 | $1.1M | 113k | 9.80 | |
Pacific Spl Acquisition Corp | 0.1 | $1.0M | 102k | 10.25 | |
Pace Hldgs Corp cl a | 0.1 | $974k | 99k | 9.84 | |
Berkshire Hathaway (BRK.B) | 0.1 | $887k | 6.1k | 144.51 | |
Forestar | 0.1 | $868k | 74k | 11.71 | |
Magnachip Semiconductor Corp (MX) | 0.1 | $933k | 112k | 8.34 | |
Office Depot | 0.1 | $809k | 227k | 3.57 | |
Magna Intl Inc cl a (MGA) | 0.1 | $774k | 18k | 43.00 | |
Hldgs (UAL) | 0.1 | $740k | 14k | 52.48 | |
American Airls (AAL) | 0.1 | $729k | 20k | 36.63 | |
Sunedison Semiconductor | 0.1 | $740k | 65k | 11.38 | |
Restaurant Brands Intl Inc Com equity / large cap (QSR) | 0.1 | $669k | 15k | 44.60 | |
Real Estate Select Sect Spdr (XLRE) | 0.1 | $682k | 21k | 32.79 | |
Republic Services (RSG) | 0.1 | $661k | 13k | 50.46 | |
FelCor Lodging Trust Incorporated | 0.1 | $617k | 96k | 6.43 | |
Novagold Resources Inc Cad (NG) | 0.1 | $659k | 118k | 5.60 | |
Delphi Automotive | 0.1 | $642k | 9.0k | 71.33 | |
Sandstorm Gold (SAND) | 0.1 | $648k | 129k | 5.03 | |
Staples | 0.1 | $564k | 66k | 8.55 | |
Amer (UHAL) | 0.1 | $524k | 1.6k | 324.26 | |
Western Asset Emerging Mrkts Dbt Fnd (EMD) | 0.1 | $555k | 34k | 16.25 | |
Phillips 66 (PSX) | 0.1 | $564k | 7.0k | 80.57 | |
Patriot National | 0.1 | $546k | 61k | 9.00 | |
American Farmland | 0.1 | $552k | 70k | 7.89 | |
Winnebago Industries (WGO) | 0.1 | $471k | 20k | 23.55 | |
Hershey Company (HSY) | 0.1 | $406k | 4.3k | 95.48 | |
Oracle Corporation (ORCL) | 0.1 | $471k | 12k | 39.25 | |
Tesla Motors (TSLA) | 0.1 | $408k | 2.0k | 204.00 | |
J Global (ZD) | 0.1 | $466k | 7.0k | 66.57 | |
Proshares Ultrapro Short Qqq etp | 0.1 | $428k | 32k | 13.38 | |
Andina Acquisition Corp Ii | 0.1 | $414k | 42k | 9.88 | |
Via | 0.0 | $381k | 10k | 38.10 | |
CBOE Holdings (CBOE) | 0.0 | $368k | 5.7k | 64.79 | |
iShares S&P Latin America 40 Index (ILF) | 0.0 | $338k | 12k | 28.01 | |
Aegerion Pharmaceuticals | 0.0 | $370k | 125k | 2.97 | |
Talen Energy | 0.0 | $341k | 25k | 13.85 | |
Arbutus Biopharma (ABUS) | 0.0 | $370k | 108k | 3.44 | |
Direxion Shs Etf Tr daily sm cap bea | 0.0 | $357k | 13k | 26.84 | |
Origo Acquisition Corp | 0.0 | $366k | 36k | 10.31 | |
Stellar Acquisition Iii Inc unit 03/22/2022 | 0.0 | $319k | 32k | 9.97 | |
Keycorp New pfd 7.75% sr a | 0.0 | $225k | 1.6k | 136.70 | |
Federal-Mogul Corporation | 0.0 | $240k | 25k | 9.60 | |
Cheesecake Factory Incorporated (CAKE) | 0.0 | $300k | 6.0k | 50.00 | |
Morningstar (MORN) | 0.0 | $224k | 2.8k | 79.32 | |
iShares Silver Trust (SLV) | 0.0 | $255k | 14k | 18.21 | |
BroadSoft | 0.0 | $233k | 5.0k | 46.60 | |
Mosaic (MOS) | 0.0 | $245k | 10k | 24.50 | |
Avg Technologies | 0.0 | $235k | 9.4k | 24.99 | |
Ringcentral (RNG) | 0.0 | $237k | 10k | 23.70 | |
Axalta Coating Sys (AXTA) | 0.0 | $283k | 10k | 28.30 | |
Hydra Inds Acquisition | 0.0 | $291k | 29k | 9.96 | |
Gannett | 0.0 | $291k | 25k | 11.64 | |
Harmony Merger Corp w exp 01/01/202 | 0.0 | $243k | 900k | 0.27 | |
Arowana | 0.0 | $274k | 27k | 10.19 | |
Ford Motor Company (F) | 0.0 | $217k | 18k | 12.06 | |
Visa (V) | 0.0 | $207k | 2.5k | 82.80 | |
Rite Aid Corporation | 0.0 | $159k | 21k | 7.68 | |
Bob Evans Farms | 0.0 | $222k | 5.8k | 38.28 | |
Iamgold Corp (IAG) | 0.0 | $166k | 41k | 4.05 | |
Asanko Gold | 0.0 | $149k | 35k | 4.22 | |
Terrapin 3 Acquisition Corp unit 06/27/2019 | 0.0 | $191k | 19k | 10.05 | |
Media Gen | 0.0 | $184k | 10k | 18.40 | |
Gores Hldgs Inc *w exp 08/13/202 | 0.0 | $192k | 160k | 1.20 | |
Klr Energy Acquisition Corp w exp 09/16/202 | 0.0 | $210k | 500k | 0.42 | |
Cf Corporation | 0.0 | $214k | 21k | 10.19 | |
Nexeo Solutions Inc *w exp 06/09/202 | 0.0 | $136k | 219k | 0.62 | |
Cf Corp *w exp 05/25/202 | 0.0 | $180k | 200k | 0.90 | |
DiamondRock Hospitality Company (DRH) | 0.0 | $109k | 12k | 9.08 | |
Hutchinson Technology Incorporated | 0.0 | $106k | 27k | 3.98 | |
Basic Energy Services | 0.0 | $81k | 101k | 0.80 | |
Raptor Pharmaceutical | 0.0 | $90k | 10k | 9.00 | |
Xenon Pharmaceuticals (XENE) | 0.0 | $122k | 15k | 8.13 | |
Emergent Cap | 0.0 | $121k | 41k | 2.93 | |
Electrum Spl Acquisition Cor *w exp 99/99/999 | 0.0 | $73k | 315k | 0.23 | |
Gp Invts Acquisition Cor *w exp 99/99/999 | 0.0 | $90k | 147k | 0.61 | |
Gores Hldgs Inc cl a | 0.0 | $108k | 10k | 10.80 | |
Aralez Pharmaceuticals | 0.0 | $90k | 19k | 4.86 | |
Double Eagle Acquisition Cor *w exp 09/16/202 | 0.0 | $118k | 295k | 0.40 | |
Globalstar (GSAT) | 0.0 | $20k | 17k | 1.19 | |
Terrapin 3 Acquisition Corp *w exp 06/27/201 | 0.0 | $41k | 230k | 0.18 | |
Quinpario Acquisition Corp 2 *w exp 01/01/202 | 0.0 | $36k | 200k | 0.18 | |
Pace Hldgs Corp *w exp 99/99/999 | 0.0 | $42k | 99k | 0.42 |